The Health and Social Care Act 2008 (Regulated Activities) Regulations 2010

Made: 15th March 2010

Coming into force: 1st April 2010

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

PART 1 — GENERAL

Citation and commencement

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Interpretation

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

PART 2 — REGULATED ACTIVITIES

Prescribed activities

3

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

PART 3 — REQUIREMENTS RELATING TO PERSONS CARRYING ON OR MANAGING A REGULATED ACTIVITY

Requirements where the service provider is an individual or partnership

4

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Requirement where the service provider is a body other than a partnership

5

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Requirements relating to registered managers

6

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Registered person: training

7

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

PART 4 — QUALITY AND SAFETY OF SERVICE PROVISION IN RELATION TO REGULATED ACTIVITY

General

8

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Care and welfare of service users

9

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Assessing and monitoring the quality of service provision

10

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Safeguarding service users from abuse

11

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Cleanliness and infection control

12

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Management of medicines

13

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Meeting nutritional needs

14

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Safety and suitability of premises

15

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Safety, availability and suitability of equipment

16

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Respecting and involving service users

17

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Consent to care and treatment

18

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Complaints

19

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Records

20

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Requirements relating to workers

21

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Staffing

22

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Supporting workers

23

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Cooperating with other providers

24

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

PART 5 — COMPLIANCE AND OFFENCES

Compliance with regulations

25

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Guidance and Code

26

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Offences

27

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

PART 6 — PENALTY NOTICES

28

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

PART 7 — REVOCATION

Revocation

29

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

SCHEDULE 1 — Regulated Activities

Personal care

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Accommodation for persons who require nursing or personal care

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Accommodation for persons who require treatment for substance misuse

3

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Accommodation and nursing or personal care in the further education sector

4

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Treatment of disease, disorder or injury

5

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Assessment or medical treatment for persons detained under the 1983 Act

6

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Surgical procedures

7

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Diagnostic and screening procedures

8

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Management of supply of blood and blood derived products etc.

9

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Transport services, triage and medical advice provided remotely

10

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Maternity and midwifery services

11

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Termination of pregnancies

12

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Services in slimming clinics

13

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Nursing care

14

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Family planning services

15

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

SCHEDULE 2 — Regulated Activities: General exceptions

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

5

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

6

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

7

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

8

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

9

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

10

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

11

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

12

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

13

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

14

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

15

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

16

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

17

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

SCHEDULE 3 — Information Required In Respect Of Persons Seeking To Carry On, Manage Or Work For The Purposes Of Carrying On, A Regulated Activity

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

5

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

6

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

7

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

8

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

SCHEDULE 4 — Fixed Penalty Offences

Provision creating offence	General nature of offence	Monetary amount of penalty
Regulation 27 of these Regulations	Contravention of, or failure to comply with, requirements relating to quality and safety of service provision in relation to a regulated activity	£4,000 in the case of an offence committed by a service provider; £2,000 in the case of an offence committed by a registered manager
Section 10(1) of the Act	Carrying on a regulated activity without being registered	£4,000
Section 33 of the Act	Failure to comply with conditions	£4,000 in the case of an offence committed by a service provider; £2,000 in the case of an offence committed by a registered manager
Section 34(1) of the Act	Carrying on a regulated activity whilst registration is suspended	£4,000
Section 34(2), (3) or (4) of the Act	Managing a regulated activity whilst registration is cancelled or suspended	£2,000
Section 63(7) of the Act	Obstructing entry and inspection	£300
Section 64(4) of the Act	Failure to provide documents and information	£300
Section 65(4) of the Act	Failure to provide an explanation	£300

Signed

Signed by authority of the Secretary of State for Health.

Mike O'Brien — Minister of State, — 2010-03-15

Explanatory note

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Footnotes

[^f00001]: 2008 c. 14. “Prescribed” and “regulations” are defined in section 97(1) of the Act.

[^f00002]: 1983 c.20.

[^f00003]: 2006 c.41.

[^f00004]: S.I. 2002/254.

[^f00005]: See the definition of “relevant professions” in Schedule 3, paragraph 1 of the 2001 Order as amended by S.I. 2004/2033, article 10(5)(b)(i).

[^f00006]: 1973 c.35. See section 13(2) and (3). Section 13(2) was amended by the Employment Relations Act 1999 (c.26), Schedule 7, paragraphs 1 and 7.

[^f00007]: 1999 c.8. Section 60(2) was amended by the Health and Social Care Act 2008, Schedule 8, paragraph 1(3) and Schedule 15, Part 2 and by S.I. 2002/253 and the 2001 Order.

[^f00008]: 1992 c.13.

[^f00009]: The definition of “registered medical practitioner” in Schedule 1 to the Interpretation Act 1978 (c.30) has been substituted by S.I. 2002/3135, Schedule 1, paragraph 10 with effect from 16th November 2009.

[^f00010]: 1996 c.56; seesection 4 for the meaning of “school”. Section 4 has been amended by the Education Act 1997 (c. 44), sections 51, 57(1) and (4) and Schedule 7, paragraphs 10(a) and (b) and Schedule 8, by the Education Act 2002 (c. 32), section 215(2) and Schedule 22, Part 3, and by the Childcare Act 2006 (c. 21), section 95(1), (2) and (3).

[^f00011]: 2006 c. 47. Section 59 was amended by S.I. 2008/912, Schedule 1, paragraph 21 and by the Education and Skills Act 2008 (c. 25), section 147(8).

[^f00012]: See section 97(1) of the Act for the definition of “English NHS body”.

[^f00013]: 2000 c. 14.

[^f00014]: S.I. 2002/618; the relevant amending instrument is S.I. 2008/2936.

[^f00015]: The General Social Care Council is established under Part 5 of the Care Standards Act 2000 (c.14). See section 55 of that Act for the definition of “social care worker”, and S.I. 2004/561.

[^f00016]: 2000 c.7; seesection 15 as amended by the Communications Act 2003 (c.21), Schedule 17, paragraph 158.

[^f00017]: 1971 c. 80.

[^f00018]: 1974 c. 39.

[^f00019]: S.I. 2009/660.

[^f00020]: S.I. 1997/2776.

[^f00021]: S.I. 1996/1656.

[^f00022]: 1990 c. 37. Paragraph 1 of Schedule 2 was amended by the Human Fertilisation and Embryology Act 2008 (c. 22), Schedule 2, paragraph 2 and Schedule 8, Part I and by S.I. 2007/1522.

[^f00023]: “Relevant professions” are set out in Schedule 3, paragraph 1 of the 2001 Order. See S.I. 2004/2033, articles 3(4)(c) and 10(5)(b)(ii) and S.I. 2007/3101, Part 21, for relevant amendments.

[^f00024]: Section 14 of the Dentists Act 1984 (c.24) (“the 1984 Act”) was substituted by the Dentists Act 1984 (Amendment) Order 2005 (S.I. 2005/2011) (“the 2005 Order”), article 2(6) and amended by S.I. 2007/3101, regulation 111.

[^f00025]: The dental care professionals register was established by section 36B of the 1984 Act as inserted by article 29 of the 2005 Order and amended by S.I. 2001/3101, regulation 122.

[^f00026]: 2000 c.14. See also S.I. 2007/3101, regulations 230 and 232(a) for relevant amendments.