Council Regulation (EC) No 338/97 of 9 December 1996 on the protection of species of wild fauna and flora by regulating trade therein

Type Regulation
Publication 1997-03-03
Last updated 2026-06-29
State In force
Department Council of the European Union
Source EUR-Lex
articles 22
Reform history JSON API
1

(1)

For the exclusive purpose of allowing international trade in fibre from vicuñas (Vicugna vicugna) and their derivative products, only if the fibre comes from the shearing of live vicuñas. Trade in products derived from the fibre may only take place in accordance with the following provisions: (a) Any person or entity processing vicuña fibre to manufacture cloth and garments must request authorization from the relevant authorities of the country of origin [Countries of origin: The countries where the species occurs, that is, Argentina, Bolivia, Chile, Ecuador and Peru] to use the ‘vicuña country of origin’ wording, mark or logo adopted by the range States of the species that are signatories to the Convention for the Conservation and Management of the Vicuña. (b) Marketed cloth or garments must be marked or identified in accordance with the following provisions: (i) For international trade in cloth made from live-sheared vicuña fibre, whether the cloth was produced within or outside of the range States of the species, the wording, mark or logo must be used so that the country of origin can be identified. The VICUÑA [COUNTRY OF ORIGIN] wording, mark or logo has the format as detailed below: Image omitted; see official source This wording, mark or logo must appear on the reverse side of the cloth. In addition, the selvages of the cloth must bear the words VICUÑA [COUNTRY OF ORIGIN]. (ii) For international trade in garments made from live-sheared vicuña fibre, whether the garments were produced within or outside of the range States of the species, the wording, mark or logo indicated in paragraph (b)(i) must be used. This wording, mark or logo must appear on a label in the garment itself. If the garments are produced outside of the country of origin, the name of the country where the garment was produced shall also be indicated, in addition to the wording, mark or logo referred to in paragraph (b)(i). (c) For international trade in handicraft products made from live-sheared vicuña fibre produced within the range States of the species, the VICUÑA [COUNTRY OF ORIGIN] – ARTESANÍA wording, mark or logo must be used as detailed below: Image omitted; see official source (d) If live-sheared vicuña fibre from various countries of origin is used for the production of cloth and garments, the wording, mark or logo of each of the countries of origin of the fibre must be indicated, as detailed in paragraphs (b)(i) and (ii). (e) All other specimens shall be deemed to be specimens of species listed in Appendix I and the trade in them shall be regulated accordingly.

2

(2)

All species are listed in Appendix II to the Convention except Balaena mysticetus, Eubalaena spp., Balaenoptera acutorostrata (except population of West Greenland), Balaenoptera bonaerensis, Balaenoptera borealis, Balaenoptera edeni, Balaenoptera musculus, Balaenoptera omurai, Balaenoptera physalus, Balaenoptera ricei, Megaptera novaeangliae, Orcaella brevirostris, Orcaella heinsohni, Sotalia spp., Sousa spp., Eschrichtius robustus, Lipotes vexillifer, Caperea marginata, Neophocaena asiaeorientalis, Neophocaena phocaenoides, Phocoena sinus, Physeter macrocephalus, Platanista spp., Berardius spp., Hyperoodon spp., which are listed in Appendix I. Specimens of the species listed in Appendix II to the Convention, including products and derivatives other than meat products for commercial purposes, taken by the people of Greenland under licence granted by the competent authority concerned, shall be treated as belonging to Annex B. A zero annual export quota is established for live specimens from the Black Sea population of Tursiops truncatus removed from the wild and traded for primarily commercial purposes.

3

(3)

Populations of Botswana, Namibia, South Africa and Zimbabwe (listed in Annex B):

For the exclusive purpose of allowing: (a) trade in hunting trophies for non-commercial purposes; (b) trade in live animals to appropriate and acceptable destinations; (c) trade in hides; (d) trade in hair; (e) trade in leather goods; and (f) trade in individually marked and certified Ekipas incorporated in finished jewellery for non-commercial purposes for Namibia and ivory carvings for non-commercial purposes for Zimbabwe. The Standing Committee can decide to cause this trade to cease partially or completely in the event of non-compliance by exporting or importing countries, or in the case of proven detrimental impacts of the trade on other elephant populations. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly.

4

(4)

The following are not subject to the provisions of this Regulation: Fossils; Coral sand, that is to say, material consisting entirely or in part of finely crushed fragments of dead coral no larger than 2 mm in diameter, not identifiable to the level of genus, and which may also contain, amongst other things, the remains of Foraminifera, mollusc and crustacean shell, and coralline algae; Coral fragments (including gravel and rubble), that is to say, unconsolidated fragments of broken finger-like dead coral and other material between 2 and 30 mm measured in any direction, not identifiable to the level of genus.

5

(5)

Artificially propagated specimens of the following hybrids and/or cultivars are not subject to the provisions of this Regulation: Hatiora x graeseri Schlumbergera x buckleyi Schlumbergera russelliana x Schlumbergera truncata Schlumbergera orssichiana x Schlumbergera truncata Schlumbergera opuntioides x Schlumbergera truncata Schlumbergera truncata (cultivars) Cactaceae spp. colour mutants grafted on the following grafting stocks: Harrisia‘Jusbertii’, Hylocereus trigonus or Hylocereus undatus Opuntia microdasys (cultivars).

6

(6)

Artificially propagated hybrids of Cymbidium, Dendrobium, Phalaenopsis and Vanda are not subject to the provisions of this Regulation, when specimens are readily recognizable as artificially propagated and do not show any signs of having been collected in the wild such as mechanical damage or strong dehydration resulting from collection, irregular growth and heterogeneous size and shape within a taxon and shipment, algae or other epiphyllous organisms adhering to leaves, or damage by insects or other pests; and

(a) when shipped in non-flowering state, the specimens must be traded in shipments consisting of individual containers (such as cartons, boxes, crates or individual shelves of CC-containers) each containing 20 or more plants of the same hybrid; the plants within each container must exhibit a high degree of uniformity and healthiness; and the shipment must be accompanied by documentation, such as an invoice, which clearly states the number of plants of each hybrid; or (b) when shipped in flowering state, with at least one fully open flower per specimen, no minimum number of specimens per shipment is required but specimens must be professionally processed for commercial retail sale, e.g. labelled with printed labels or packaged with printed packages indicating the name of the hybrid and the country of final processing. This shall be clearly visible and allow easy verification.

Plants not clearly qualifying for the exemption must be accompanied by appropriate CITES documents.

7

(7)

Commission Regulation (EC) No 865/2006 of 4 May 2006 laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein (OJ L 166, 19.6.2006, p. 1, ELI: http://data.europa.eu/eli/reg/2006/865/oj).

8

(8)

Artificially propagated specimens of cultivars of Cyclamen persicum are not subject to the provisions of this Regulation. However, the exemption does not apply to such specimens traded as dormant tubers.

9

(9)

Artificially propagated hybrids and cultivars of Taxus cuspidata, live, in pots or other small containers, each consignment being accompanied by a label or document stating the name of the taxon or taxa and the text ‘artificially propagated’, are not subject to the provisions of this Regulation.

Annex D Common name
FAUNA FAUNA FAUNA
CHORDATA (CHORDATES) CHORDATA (CHORDATES) CHORDATA (CHORDATES)
MAMMALIA Mammals
CARNIVORA
Canidae Dogs, foxes, wolves
Vulpes vulpes griffithi (III India) §1 Red fox
Vulpes vulpes montana (III India) §1 Red fox
Vulpes vulpes pusilla (III India) §1 Red fox
Mustelidae Badgers, martens, weasels etc.
Mustela altaica (III India) §1 Mountain weasel
Mustela erminea ferghanae (III India) §1 Stoat
Mustela kathiah (III India) §1 Yellow-bellied weasel
Mustela sibirica (III India) §1 Siberian weasel
AVES Birds
ANSERIFORMES
Anatidae Ducks, geese, swans
Anas melleri Meller's duck
REPTILIA Reptiles
SAURIA
Agamidae
Otocryptis wiegmanni Wiegmann's Agama
Cordylidae Spiny-tail lizards
Platysaurus imperator Emperor flat lizard
Gekkonidae Geckos
Gekko badenii Golden gecko
Rhacodactylus auriculatus New Caledonia bumpy gecko
Rhacodactylus ciliatus Guichenot's giant gecko
Rhacodactylus leachianus New Caledonia giant gecko
Teratoscincus scincus (Includes Teratoscincus scincus rustamowi, T. s. keyserlingii and T. s. scincus) Common wonder gecko
Gerrhosauridae Plated lizards
Tracheloptychus petersi Malagasy plated lizard
Zonosaurus karsteni Karsten's girdled lizard
Zonosaurus maximus Southeastern girdled lizard
Zonosaurus quadrilineatus Four-lined girdled lizard
Scincidae Skinks
Tribolonotus gracilis Crocodile skink
Tribolonotus novaeguineae New Guinea helmet skink
SERPENTES
Colubridae Typical snakes, water snakes, whip snakes
Elaphe carinata §1 Taiwan stink snake
Elaphe radiata §1 Radiated rat snake
Elaphe taeniura §1 Taiwan beauty snake
Enhydris bocourti §1 Bocourt's water snake
Homalopsis spp. §1 Masked water snake
Langaha nasuta Northern leafnose snake
Leioheterodon madagascariensis Madagascar menarana snake
Ptyas korros §1 Indochinese rat snake
Hydrophiidae Sea snakes
Lapemis curtus (Includes Lapemis hardwickii) §1 Shaw's sea snake
Viperidae Vipers
Crotalus spp. Rattlesnakes
Pseudocerastes spp., except for the species listed in Annex B False horned vipers
Sistrurus spp. Pygmy rattlesnakes
AMPHIBIA
ANURA Frogs and toads
Bufonidae
Atelopus spp., except for the species listed in Annex A Harlequin toads
Dicroglossidae Frogs
Limnonectes macrodon Fanged River Frog or Javan Giant Frog
Hylidae Tree frogs
Phyllomedusa sauvagii Waxy monkey tree frog
Leptodactylidae Neotropical frogs
Leptodactylus laticeps Red spotted burrow frog
Ranidae Frogs
Pelophylax shqipericus (until 4 June 2027) Albanian pool frog
CAUDATA
Hynobiidae Asiatic salamanders
Ranodon sibiricus Semirechensk salamander / Central Asian salamander / Siberian salamander
Plethodontidae Lungless salamanders
Bolitoglossa dofleini Giant palm salamander
Salamandridae Newts and salamanders
Cynops ensicauda Sword-tailed newt
ACTINOPTERYGII Fish
PERCIFORMES
Apogonidae
Pterapogon kauderni Banggai cardinalfish
ARTHROPODA (ARTHROPODS) ARTHROPODA (ARTHROPODS) ARTHROPODA (ARTHROPODS)
XIPHOSURA
Limulidae Horseshoe crabs
Carcinoscorpius rotundicauda
Limulus polyphemus
Tachypleus gigas
Tachypleus tridentatus
MOLLUSCA (MOLLUSCS) MOLLUSCA (MOLLUSCS) MOLLUSCA (MOLLUSCS)
GASTROPODA
Haliotidae
Haliotis midae Midas ear abalone
FLORA FLORA FLORA
AGAVACEAE Agaves
Dasylirion longissimum Beargrass
ARACEAE Arums
Arisaema dracontium Green dragon
Arisaema erubescens
Arisaema galeatum
Arisaema nepenthoides
Arisaema sikokianum
Arisaema thunbergii var. urashima
Arisaema tortuosum
BURSERACEAE Burseras
Aucoumea klaineana §5 Boswellia spp. §4 Gabon mahogany
COMPOSITAE (ASTERACEAE) Asters, daisies, costus
Arnica montana §2 Mountain tobacco
Othonna herrei
DIPTEROCARPACEAE
Anthoshorea spp. §5
Doona spp. §5
Neohopea spp. §5
Pentacme spp. §5
Richetia spp. §5
Rubroshorea spp. §5
Shorea spp. §5
ERICACEAE Heathers, rhododendrons
Arctostaphylos uva-ursi §2 Bearberry
GENTIANACEAE Gentians
Gentiana lutea §2 Great yellow gentian
LEGUMINOSAE Legumes
Millettia stuhlmannii §5 Panga-panga
Pterocarpus macrocarpus §4 Burma padauk
LILIACEAE Wakerobins
Trillium pusillum Dwarf wakerobin
Trillium rugelii Ill-scented wakerobin
Trillium sessile Sessile-flowered wakerobin wood-lily
LYCOPODIACEAE Clubmosses
Lycopodium clavatum §2 Stagshorn clubmoss
MELIACEAE Mahoganies, cedars
Entandrophragma spp. §5 Sapele mahogany
MENYANTHACEAE Bogbeans
Menyanthes trifoliata §2 Bogbean
PARMELIACEAE Parmelioid lichens
Cetraria islandica §2 Icelandic moss
PASSIFLORACEAE Desert roses
Adenia glauca Desert rose
Adenia pechuelii Desert rose
PEDALIACEAE Sesame, devil’s claw
Harpagophytum spp. §2 Devil’s claw
SANTALACEAE Sandalwoods
Okoubaka aubrevillei §2 Death tree
Santalum album §4 East Indian sandalwood
SAPOTACEAE Sapodillas
Baillonella toxisperma §5 Moabi
SELAGINELLACEAE Clubmosses, spikemosses
Selaginella lepidophylla Rose of Jericho
10

OJ No L 358, 18.12.1986, p. 1.

11

OJ No L 158, 23.6.1990, p. 56.

12

Council Decision 1999/468/EC of 28 June 1999 laying down the procedures for the exercise of implementing powers conferred on the Commission (OJ L 184, 17.7.1999, p. 23).

13

OJ No L 344, 7.12.1983, p. 1.

14

Directive 2009/147/EC of the European Parliament and of the Council of 30 November 2009 on the conservation of wild birds (OJ L 20, 26.1.2010, p. 7, ELI: http://data.europa.eu/eli/dir/2009/147/oj).

15

Council Directive 92/43/EEC of 21 May 1992 on the conservation of natural habitats and of wild fauna and flora (OJ L 206, 22.7.1992, p. 7, ELI: http://data.europa.eu/eli/dir/1992/43/oj).

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