Reform history

Council Regulation (EU) 2017/1509 of 30 August 2017 concerning restrictive measures against the Democratic People's Republic of Korea and repealing Regulation (EC) No 329/2007

34 versions · 2017-08-30
2025-12-17
Council Regulation (EU) 2017/1509 of 30 August 2017 concerning restrict
2024-12-16
Council Regulation (EU) 2017/1509 of 30 August 2017 concerning restrict
2024-09-13
Council Regulation (EU) 2017/1509 of 30 August 2017 concerning restrict
2024-07-30
Council Regulation (EU) 2017/1509 of 30 August 2017 concerning restrict

Changes on 2024-07-30

@@ -254,7 +254,7 @@
(b) the transaction is unrelated to generating revenue for the DPRK's nuclear or ballistic missile programmes or other activities prohibited by UNSCR 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016), 2321 (2016), 2356 (2017), 2371 (2017), 2375 (2017) or 2397 (2017);
(c) the Sanctions Committee has not notified the Member States that 90 % of the aggregate annual limit has been reached; and
(c) the Sanctions Committee has not notified the Member States that 90 % of the aggregate annual limit has been reached; and
(d) the Member State concerned notifies the Sanctions Committee of the amount of the export and information on all parties to the transaction every 30 days.
@@ -304,11 +304,11 @@
#### Article 16o
By way of derogation from Articles 16j to 16n, the competent authorities of the Member States may authorise the import, purchase or transfer of the items referred to in those Articles by no later than 21 January 2018 provided that:
(a) the import, purchase or transfer is due under a written contract that entered into force prior to 22 December 2017; and
(b) the Member State concerned notifies the Sanctions Committee of the details of such import, purchase or transfer by no later than 5 February 2018.
By way of derogation from Articles 16j to 16n, the competent authorities of the Member States may authorise the import, purchase or transfer of the items referred to in those Articles by no later than 21 January 2018 provided that:
(a) the import, purchase or transfer is due under a written contract that entered into force prior to 22 December 2017; and
(b) the Member State concerned notifies the Sanctions Committee of the details of such import, purchase or transfer by no later than 5 February 2018.
#### Article 16p
@@ -537,7 +537,7 @@
(b) payments due under contracts, agreements or obligations that were concluded or arose prior to the date on which the person, entity or body referred to in this article was designated.
Paragraphs 1 and 3 shall not apply to the making available of funds or economic resources necessary to ensure the timely delivery of humanitarian assistance or to support other activities that support basic human needs where such assistance and other activities are carried out by:
Paragraphs 1 and 3 shall not apply to the making available of funds or economic resources necessary to ensure the timely delivery of humanitarian assistance or to support other activities that support basic human needs where such assistance and other activities are carried out by:
(a) the United Nations, including its programmes, funds and other entities and bodies, as well as its specialised agencies and related organisations;
@@ -587,9 +587,9 @@
(b) the payment is not directly or indirectly received by a person, entity or body listed in Annex XV, XVI or XVII.
#### Article 37
Without prejudice to Article 34(10), the prohibitions in Article 34(1) and (3) shall not apply with regard to funds and economic resources belonging or made available to the Foreign Trade Bank or the Korean National Insurance Company (KNIC) in so far as such funds and economic resources are meant exclusively for the official purposes of a diplomatic or consular mission in the DPRK, or for humanitarian assistance activities which are undertaken by, or in coordination with, the United Nations.
#### Article 37
Without prejudice to Article 34(10), the prohibitions in Article 34(1) and (3) shall not apply with regard to funds and economic resources belonging or made available to the Foreign Trade Bank or the Korean National Insurance Company (KNIC) in so far as such funds and economic resources are meant exclusively for the official purposes of a diplomatic or consular mission in the DPRK, or for humanitarian assistance activities which are undertaken by, or in coordination with, the United Nations.
## CHAPTER VI
@@ -667,7 +667,7 @@
It shall be prohibited:
(a) to lease or charter vessels or aircraft or provide crew services to the DPRK, persons or entities listed in Annex XIII, XV, XVI or XVII, any other DPRK entities, any other persons or entities which have assisted in violating the provisions of UNSCR 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016), 2321 (2016) or 2371 (2017) or any person or entity acting on behalf of, or at the direction of, any such person or entity, and entities owned or controlled by them;
(a) to lease or charter vessels or aircraft or provide crew services to the DPRK, persons or entities listed in Annex XIII, XV, XVI or XVII, any other DPRK entities, any other persons or entities which have assisted in violating the provisions of UNSCR 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016), 2321 (2016) or 2371 (2017) or any person or entity acting on behalf of, or at the direction of, any such person or entity, and entities owned or controlled by them;
(b) to procure vessel or aircraft crew services from the DPRK;
@@ -1344,18 +1344,18 @@
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
| --- | --- | --- |
| IX.A6.001 | Optical sensors or equipment and components therefor, as follows: (a) Special support components for optical sensors, as follows: 1. ‘Space-qualified’ cryocoolers; | 6A002.d. |
| IX.A6.002 | Non-‘space-qualified’ cryocoolers having a cooling source temperature below 218 K (– 55 °C), as follows: (a) Closed cycle type with a specified Mean-Time-To-Failure (MTTF) or Mean-Time-Between-Failures (MTBF), exceeding 2 500  hours; (b) Joule-Thomson (JT) self-regulating minicoolers having bore (outside) diameters of less than 8 mm; | 6A002.d. |
| IX.A6.002 | Non-‘space-qualified’ cryocoolers having a cooling source temperature below 218 K (– 55 °C), as follows: (a) Closed cycle type with a specified Mean-Time-To-Failure (MTTF) or Mean-Time-Between-Failures (MTBF), exceeding 2 500 hours; (b) Joule-Thomson (JT) self-regulating minicoolers having bore (outside) diameters of less than 8 mm; | 6A002.d. |
| IX.A6.003 | Optical sensing fibres specially fabricated either compositionally or structurally, or modified by coating, to be acoustically, thermally, inertially, electromagnetically or nuclear radiation sensitive. | 6A002.d. |
| IX.A6.004 | Cameras, systems or equipment, and components therefor, as follows: (a) Instrumentation cameras and specially designed components therefor, as follows: *Note: Instrumentation cameras, specified above, with modular structures should be evaluated by their maximum capability, using plug-ins available according to the camera manufacturer's specifications.* | 6A003 |
| IX.A6.005 | High-speed cinema recording cameras using any film format from 8 mm to 16 mm inclusive, in which the film is continuously advanced throughout the recording period, and that are capable of recording at framing rates exceeding 13 150  frames/s; *Note: The item above does not apply to cinema recording cameras designed for civil purposes.* 2. Mechanical high-speed cameras, in which the film does not move, capable of recording at rates exceeding 1 000 000  frames/s for the full framing height of 35 mm film, or at proportionately higher rates for lesser frame heights, or at proportionately lower rates for greater frame heights; 3. Mechanical or electronic streak cameras as follows: a. Mechanical streak cameras having writing speeds exceeding 10 mm/μs; b. Electronic streak cameras having temporal resolution better than 50 ns; 4. Electronic framing cameras having a speed exceeding 1 000 000  frames/s; 5. Electronic cameras having all of the following: a. An electronic shutter speed (gating capability) of less than 1 μs per full frame; and b. A read-out time allowing a framing rate of more than 125 full frames per second; 6. Plug-ins having all of the following characteristics: a. Specially designed for instrumentation cameras which have modular structures and which are specified in this item; and b. Enabling these cameras to meet the characteristics specified above, according to the manufacturer's specifications; | 6A003 |
| IX.A6.006 | Imaging cameras, as follows: *Note: The item above does not apply to television or video cameras, specially designed for television broadcasting.* 1. Video cameras incorporating solid-state sensors, having a peak response in the wavelength range exceeding 10 nm, but not exceeding 30 000  nm and having all of the following: a. Having any of the following: 1. More than 4 × 10<sup>6</sup>‘active pixels’ per solid-state array for monochrome (black and white) cameras; 2. More than 4 × 10<sup>6</sup>‘active pixels’ per solid-state array for colour cameras incorporating three solid-state arrays; or 3. More than 12 × 10<sup>6</sup>‘active pixels’ for solid-state array colour cameras incorporating one solid-state array; and b. Having any of the following: 1. Optical mirrors specified below; 2. Optical control equipment specified below; or 3. The capability for annotating internally generated ‘camera tracking data’; *Technical notes:* *1.*  *For the purposes of this entry, digital video cameras should be evaluated by the maximum number of ‘active pixels’ used for capturing moving images.* *2.*  *For the purposes of this entry, ‘camera tracking data’ is the information necessary to define camera line of sight orientation with respect to the Earth. This includes: (a) the horizontal angle the camera line of sight makes with respect to the Earth's magnetic field direction; and (b) the vertical angle between the camera line of sight and the Earth's horizon.* | 6A003 |
| IX.A6.007 | Scanning cameras and scanning camera systems; a. A peak response in the wavelength range exceeding 10 nm, but not exceeding 30 000  nm; b. Linear detector arrays with more than 8 192  elements per array; and c. Mechanical scanning in one direction; *Note: The item above does not apply to scanning cameras and scanning camera systems, specially designed for any of the following:* *(a)*  *Industrial or civilian photocopiers;* *(b)*  *Image scanners specially designed for civil, stationary, close proximity scanning applications (e.g., reproduction of images or print contained in documents, artwork or photographs); or* *(c)*  *Medical equipment.* | 6A003 |
| IX.A6.008 | Imaging cameras incorporating image intensifier tubes having any of the following: a. Having all of the following: 1. A peak response in the wavelength range exceeding 400 nm but not exceeding 1 050  nm; 2. Electron image amplification using any of the following: a. A microchannel plate with a hole pitch (centre-to-centre spacing) of 12 μm or less; or b. An electron sensing device with a non-binned pixel pitch of 500 μm or less, specially designed or modified to achieve ‘charge multiplication’ other than by a microchannel plate; and 3. Any of the following photocathodes: a. Multialkali photocathodes (e.g., S-20 and S-25) having a luminous sensitivity exceeding 350 μA/lm; b. GaAs or GaInAs photocathodes; or c. Other ‘III/V compound’ semiconductor photocathodes having a maximum ‘radiant sensitivity’ exceeding 10 mA/W; or b. Having all of the following: 1. A peak response in the wavelength range exceeding 1 050 nm but not exceeding 1 800 nm; 2. Electron image amplification using any of the following: a. A microchannel plate with a hole pitch (centre-to-centre spacing) of 12 μm or less; or b. An electron sensing device with a non-binned pixel pitch of 500 μm or less, specially designed or modified to achieve ‘charge multiplication’ other than by a microchannel plate; and 3. ‘III/V compound’ semiconductor (e.g., GaAs or GaInAs) photocathodes and transferred electron photocathodes, having a maximum ‘radiant sensitivity’ exceeding 15 mA/W; | 6A003 |
| IX.A6.009 | Imaging cameras incorporating ‘focal plane arrays’ having any of the following: a. Incorporating non-‘space-qualified’‘focal plane arrays’ having any of the following: 1. Having all of the following: a. Individual elements with a peak response within the wavelength range exceeding 900 nm but not exceeding 1 050  nm; and b. Any of the following: 1. A response ‘time constant’ of less than 0,5 ns; or 2. Specially designed or modified to achieve ‘charge multiplication’ and having a maximum ‘radiant sensitivity’ exceeding 10 mA/W; 2. Having all of the following: a. Individual elements with a peak response in the wavelength range exceeding 1 050  nm but not exceeding 1 200  nm; and b. Any of the following: 1. A response ‘time constant’ of 95 ns or less; or 2. Specially designed or modified to achieve ‘charge multiplication’ and having a maximum ‘radiant sensitivity’ exceeding 10 mA/W; or 3. Being non-‘space-qualified’ non-linear (two-dimensional) ‘focal plane arrays’ having individual elements with a peak response in the wavelength range exceeding 1 200 nm but not exceeding 30 000 nm; 4. Being non-‘space-qualified’ linear (one-dimensional) ‘focal plane arrays’ having all of the following: a. Individual elements with a peak response in the wavelength range exceeding 1 200 nm but not exceeding 3 000 nm; and b. Any of the following: 1. A ratio of ‘scan direction’ dimension of the detector element to the ‘cross-scan direction’ dimension of the detector element of less than 3,8; or 2. Signal processing in the detector elements; or 5. Being non-‘space-qualified’ linear (one-dimensional) ‘focal plane arrays’ having individual elements with a peak response in the wavelength range exceeding 3 000 nm but not exceeding 30 000 nm; b. Incorporating non-‘space-qualified’ non-linear (two-dimensional) infrared ‘focal plane arrays’ based on ‘microbolometer’ material having individual elements with an unfiltered response in the wavelength range equal to or exceeding 8 000 nm but not exceeding 14 000 nm; or c. Incorporating non-‘space-qualified’‘focal plane arrays’ having all of the following: 1. Individual detector elements with a peak response in the wavelength range exceeding 400 nm but not exceeding 900 nm; 2. Specially designed or modified to achieve ‘charge multiplication’ and having a maximum ‘radiant sensitivity’ exceeding 10 mA/W for wavelengths exceeding 760 nm; and 3. Greater than 32 elements. *Notes:* *1.*  *Imaging cameras specified in item 4 above include ‘focal plane arrays’ combined with sufficient ‘signal processing’ electronics, beyond the read-out integrated circuit, to enable as a minimum the output of an analogue or digital signal once power is supplied.* *2.*  *Item 4.a. does not apply to imaging cameras incorporating linear ‘focal plane arrays’ with 12 elements or fewer, not employing time-delay-and-integration within the element and designed for any of the following:* *(a)*  *Industrial or civilian intrusion alarm, traffic or industrial movement control or counting systems;* *(b)*  *Industrial equipment used for inspection or monitoring of heat flows in buildings, equipment or industrial processes;* *(c)*  *Industrial equipment used for inspection, sorting or analysis of the properties of materials;* *(d)*  *Equipment specially designed for laboratory use; or* *(e)*  *Medical equipment.* *3.*  *Item 4.b. does not apply to imaging cameras having any of the following:* *(a)*  *A maximum frame rate equal to or less than 9 Hz;* *(b)*  *Having all of the following:* *1.*  *Having a minimum horizontal or vertical ‘Instantaneous Field of View (IFOV)’ of at least 10 mrad (milliradians);* *2.*  *Incorporating a fixed focal-length lens that is not designed to be removed;* *3.*  *Not incorporating a ‘direct view’ display; and* *Technical note:* *‘Direct view’ refers to an imaging camera operating in the infrared spectrum that presents a visual image to a human observer using a near-to-eye microdisplay incorporating any light-security mechanism.* *4.*  *Having any of the following:* *a.*  *No facility to obtain a viewable image of the detected field of view; or* *b.*  *The camera is designed for a single kind of application and designed not to be user modified; or* *Technical note:* *‘Instantaneous Field of View (IFOV)’ specified in note 3.b. is the lesser figure of the ‘Horizontal IFOV’ or the ‘Vertical IFOV’.* *‘Horizontal IFOV’ = horizontal Field of View (FOV)/number of horizontal detector elements.* *‘Vertical IFOV’ = vertical Field of View (FOV)/number of vertical detector elements.* *(c)*  *The camera is specially designed for installation into a civilian passenger land vehicle and having all of the following:* *1.*  *The placement and configuration of the camera within the vehicle are solely to assist the driver in the safe operation of the vehicle.* | 6A003 |
| IX.A6.010 | Optical mirrors (reflectors), as follows: 1. ‘Deformable mirrors’ having an active optical aperture greater than 10 mm and having any of the following, and specially designed components therefor: a. Having all the following: 1. A mechanical resonant frequency of 750 Hz or more; and 2. More than 200 actuators; or b. A Laser Induced Damage Threshold (LIDT) being any of the following: 1. Greater than 1 kW/cm<sup>2</sup> using a ‘CW laser’; or 2. Greater than 2 J/cm<sup>2</sup> using 20 ns ‘laser’ pulses at 20 Hz repetition rate; 2. Lightweight monolithic mirrors having an average ‘equivalent density’ of less than 30 kg/m<sup>2</sup> and a total mass exceeding 10 kg; 3. Lightweight ‘composite’ or foam mirror structures having an average ‘equivalent density’ of less than 30 kg/m<sup>2</sup> and a total mass exceeding 2 kg; *Note: Items 2 and 3 above do not apply to mirrors specially designed to direct solar radiation for terrestrial heliostat installations.* | 6A004.a. |
| IX.A6.005 | High-speed cinema recording cameras using any film format from 8 mm to 16 mm inclusive, in which the film is continuously advanced throughout the recording period, and that are capable of recording at framing rates exceeding 13 150 frames/s; *Note: The item above does not apply to cinema recording cameras designed for civil purposes.* 2. Mechanical high-speed cameras, in which the film does not move, capable of recording at rates exceeding 1 000 000 frames/s for the full framing height of 35 mm film, or at proportionately higher rates for lesser frame heights, or at proportionately lower rates for greater frame heights; 3. Mechanical or electronic streak cameras as follows: a. Mechanical streak cameras having writing speeds exceeding 10 mm/μs; b. Electronic streak cameras having temporal resolution better than 50 ns; 4. Electronic framing cameras having a speed exceeding 1 000 000 frames/s; 5. Electronic cameras having all of the following: a. An electronic shutter speed (gating capability) of less than 1 μs per full frame; and b. A read-out time allowing a framing rate of more than 125 full frames per second; 6. Plug-ins having all of the following characteristics: a. Specially designed for instrumentation cameras which have modular structures and which are specified in this item; and b. Enabling these cameras to meet the characteristics specified above, according to the manufacturer's specifications; | 6A003 |
| IX.A6.006 | Imaging cameras, as follows: *Note: The item above does not apply to television or video cameras, specially designed for television broadcasting.* 1. Video cameras incorporating solid-state sensors, having a peak response in the wavelength range exceeding 10 nm, but not exceeding 30 000 nm and having all of the following: a. Having any of the following: 1. More than 4 × 10<sup>6</sup>‘active pixels’ per solid-state array for monochrome (black and white) cameras; 2. More than 4 × 10<sup>6</sup>‘active pixels’ per solid-state array for colour cameras incorporating three solid-state arrays; or 3. More than 12 × 10<sup>6</sup>‘active pixels’ for solid-state array colour cameras incorporating one solid-state array; and b. Having any of the following: 1. Optical mirrors specified below; 2. Optical control equipment specified below; or 3. The capability for annotating internally generated ‘camera tracking data’; *Technical notes:* *1.*  *For the purposes of this entry, digital video cameras should be evaluated by the maximum number of ‘active pixels’ used for capturing moving images.* *2.*  *For the purposes of this entry, ‘camera tracking data’ is the information necessary to define camera line of sight orientation with respect to the Earth. This includes: (a) the horizontal angle the camera line of sight makes with respect to the Earth's magnetic field direction; and (b) the vertical angle between the camera line of sight and the Earth's horizon.* | 6A003 |
| IX.A6.007 | Scanning cameras and scanning camera systems; a. A peak response in the wavelength range exceeding 10 nm, but not exceeding 30 000 nm; b. Linear detector arrays with more than 8 192 elements per array; and c. Mechanical scanning in one direction; *Note: The item above does not apply to scanning cameras and scanning camera systems, specially designed for any of the following:* *(a)*  *Industrial or civilian photocopiers;* *(b)*  *Image scanners specially designed for civil, stationary, close proximity scanning applications (e.g., reproduction of images or print contained in documents, artwork or photographs); or* *(c)*  *Medical equipment.* | 6A003 |
| IX.A6.008 | Imaging cameras incorporating image intensifier tubes having any of the following: a. Having all of the following: 1. A peak response in the wavelength range exceeding 400 nm but not exceeding 1 050 nm; 2. Electron image amplification using any of the following: a. A microchannel plate with a hole pitch (centre-to-centre spacing) of 12 μm or less; or b. An electron sensing device with a non-binned pixel pitch of 500 μm or less, specially designed or modified to achieve ‘charge multiplication’ other than by a microchannel plate; and 3. Any of the following photocathodes: a. Multialkali photocathodes (e.g., S-20 and S-25) having a luminous sensitivity exceeding 350 μA/lm; b. GaAs or GaInAs photocathodes; or c. Other ‘III/V compound’ semiconductor photocathodes having a maximum ‘radiant sensitivity’ exceeding 10 mA/W; or b. Having all of the following: 1. A peak response in the wavelength range exceeding 1 050 nm but not exceeding 1 800 nm; 2. Electron image amplification using any of the following: a. A microchannel plate with a hole pitch (centre-to-centre spacing) of 12 μm or less; or b. An electron sensing device with a non-binned pixel pitch of 500 μm or less, specially designed or modified to achieve ‘charge multiplication’ other than by a microchannel plate; and 3. ‘III/V compound’ semiconductor (e.g., GaAs or GaInAs) photocathodes and transferred electron photocathodes, having a maximum ‘radiant sensitivity’ exceeding 15 mA/W; | 6A003 |
| IX.A6.009 | Imaging cameras incorporating ‘focal plane arrays’ having any of the following: a. Incorporating non-‘space-qualified’‘focal plane arrays’ having any of the following: 1. Having all of the following: a. Individual elements with a peak response within the wavelength range exceeding 900 nm but not exceeding 1 050 nm; and b. Any of the following: 1. A response ‘time constant’ of less than 0,5 ns; or 2. Specially designed or modified to achieve ‘charge multiplication’ and having a maximum ‘radiant sensitivity’ exceeding 10 mA/W; 2. Having all of the following: a. Individual elements with a peak response in the wavelength range exceeding 1 050 nm but not exceeding 1 200 nm; and b. Any of the following: 1. A response ‘time constant’ of 95 ns or less; or 2. Specially designed or modified to achieve ‘charge multiplication’ and having a maximum ‘radiant sensitivity’ exceeding 10 mA/W; or 3. Being non-‘space-qualified’ non-linear (two-dimensional) ‘focal plane arrays’ having individual elements with a peak response in the wavelength range exceeding 1 200 nm but not exceeding 30 000 nm; 4. Being non-‘space-qualified’ linear (one-dimensional) ‘focal plane arrays’ having all of the following: a. Individual elements with a peak response in the wavelength range exceeding 1 200 nm but not exceeding 3 000 nm; and b. Any of the following: 1. A ratio of ‘scan direction’ dimension of the detector element to the ‘cross-scan direction’ dimension of the detector element of less than 3,8; or 2. Signal processing in the detector elements; or 5. Being non-‘space-qualified’ linear (one-dimensional) ‘focal plane arrays’ having individual elements with a peak response in the wavelength range exceeding 3 000 nm but not exceeding 30 000 nm; b. Incorporating non-‘space-qualified’ non-linear (two-dimensional) infrared ‘focal plane arrays’ based on ‘microbolometer’ material having individual elements with an unfiltered response in the wavelength range equal to or exceeding 8 000 nm but not exceeding 14 000 nm; or c. Incorporating non-‘space-qualified’‘focal plane arrays’ having all of the following: 1. Individual detector elements with a peak response in the wavelength range exceeding 400 nm but not exceeding 900 nm; 2. Specially designed or modified to achieve ‘charge multiplication’ and having a maximum ‘radiant sensitivity’ exceeding 10 mA/W for wavelengths exceeding 760 nm; and 3. Greater than 32 elements. *Notes:* *1.*  *Imaging cameras specified in item 4 above include ‘focal plane arrays’ combined with sufficient ‘signal processing’ electronics, beyond the read-out integrated circuit, to enable as a minimum the output of an analogue or digital signal once power is supplied.* *2.*  *Item 4.a. does not apply to imaging cameras incorporating linear ‘focal plane arrays’ with 12 elements or fewer, not employing time-delay-and-integration within the element and designed for any of the following:* *(a)*  *Industrial or civilian intrusion alarm, traffic or industrial movement control or counting systems;* *(b)*  *Industrial equipment used for inspection or monitoring of heat flows in buildings, equipment or industrial processes;* *(c)*  *Industrial equipment used for inspection, sorting or analysis of the properties of materials;* *(d)*  *Equipment specially designed for laboratory use; or* *(e)*  *Medical equipment.* *3.*  *Item 4.b. does not apply to imaging cameras having any of the following:* *(a)*  *A maximum frame rate equal to or less than 9 Hz;* *(b)*  *Having all of the following:* *1.*  *Having a minimum horizontal or vertical ‘Instantaneous Field of View (IFOV)’ of at least 10 mrad (milliradians);* *2.*  *Incorporating a fixed focal-length lens that is not designed to be removed;* *3.*  *Not incorporating a ‘direct view’ display; and* *Technical note:* *‘Direct view’ refers to an imaging camera operating in the infrared spectrum that presents a visual image to a human observer using a near-to-eye microdisplay incorporating any light-security mechanism.* *4.*  *Having any of the following:* *a.*  *No facility to obtain a viewable image of the detected field of view; or* *b.*  *The camera is designed for a single kind of application and designed not to be user modified; or* *Technical note:* *‘Instantaneous Field of View (IFOV)’ specified in note 3.b. is the lesser figure of the ‘Horizontal IFOV’ or the ‘Vertical IFOV’.* *‘Horizontal IFOV’ = horizontal Field of View (FOV)/number of horizontal detector elements.* *‘Vertical IFOV’ = vertical Field of View (FOV)/number of vertical detector elements.* *(c)*  *The camera is specially designed for installation into a civilian passenger land vehicle and having all of the following:* *1.*  *The placement and configuration of the camera within the vehicle are solely to assist the driver in the safe operation of the vehicle.* | 6A003 |
| IX.A6.010 | Optical mirrors (reflectors), as follows: 1. ‘Deformable mirrors’ having an active optical aperture greater than 10 mm and having any of the following, and specially designed components therefor: a. Having all the following: 1. A mechanical resonant frequency of 750 Hz or more; and 2. More than 200 actuators; or b. A Laser Induced Damage Threshold (LIDT) being any of the following: 1. Greater than 1 kW/cm<sup>2</sup> using a ‘CW laser’; or 2. Greater than 2 J/cm<sup>2</sup> using 20 ns ‘laser’ pulses at 20 Hz repetition rate; 2. Lightweight monolithic mirrors having an average ‘equivalent density’ of less than 30 kg/m<sup>2</sup> and a total mass exceeding 10 kg; 3. Lightweight ‘composite’ or foam mirror structures having an average ‘equivalent density’ of less than 30 kg/m<sup>2</sup> and a total mass exceeding 2 kg; *Note: Items 2 and 3 above do not apply to mirrors specially designed to direct solar radiation for terrestrial heliostat installations.* | 6A004.a. |
| IX.A6.011 | Mirrors specially designed for beam steering mirror stages with a flatness of λ/10 or better (λ is equal to 633 nm) and having any of the following: a. Diameter or major axis length greater than or equal to 100 mm; or b. Having all of the following: 1. Diameter or major axis length greater than 50 mm but less than 100 mm; and 2. A Laser Induced Damage Threshold (LIDT) being any of the following: a. Greater than 10 kW/cm<sup>2</sup> using a ‘CW laser’; or b. Greater than 20 J/cm<sup>2</sup> using 20 ns ‘laser’ pulses at 20 Hz repetition rate; | 6A004.b. |
| IX.A6.012 | Optical components made from zinc selenide (ZnSe) or zinc sulphide (ZnS) with transmission in the wavelength range exceeding 3 000  nm but not exceeding 25 000  nm and having any of the following: 1. Exceeding 100 cm<sup>3</sup> in volume; or 2. Exceeding 80 mm in diameter or length of major axis and 20 mm in thickness (depth); (c) ‘Space-qualified’ components for optical systems, as follows: 1. Components lightweighted to less than 20 % ‘equivalent density’ compared with a solid blank of the same aperture and thickness; 2. Raw substrates, processed substrates having surface coatings (single-layer or multi-layer, metallic or dielectric, conducting, semiconducting or insulating) or having protective films; 3. Segments or assemblies of mirrors designed to be assembled in space into an optical system with a collecting aperture equivalent to or larger than a single optic 1 m in diameter; 4. Components manufactured from ‘composite’ materials having a coefficient of linear thermal expansion equal to or less than 5 × 10<sup>– 6</sup> in any coordinate direction. | 6A004.c. |
| IX.A6.013 | Non-‘tunable’ continuous-wave ‘(CW) lasers’ having any of the following: 1. Output wavelength less than 150 nm and output power exceeding 1 W; 2. Output wavelength of 150 nm or more but not exceeding 510 nm and output power exceeding 30 W; *Note: Item 2 above does not apply to Argon ‘lasers’ having an output power equal to or less than 50 W.* 3. Output wavelength exceeding 510 nm but not exceeding 540 nm and any of the following: a. Single transverse mode output and output power exceeding 50 W; or b. Multiple transverse mode output and output power exceeding 150 W; 4. Output wavelength exceeding 540 nm but not exceeding 800 nm and output power exceeding 30 W; 5. Output wavelength exceeding 800 nm but not exceeding 975 nm and any of the following: a. Single transverse mode output and output power exceeding 50 W; or b. Multiple transverse mode output and output power exceeding 80 W; 6. Output wavelength exceeding 975 nm but not exceeding 1 150  nm and any of the following: a. Single transverse mode and output power exceeding 500 W; or b. Multiple transverse mode output and any of the following: 1. ‘Wall-plug efficiency’ exceeding 18 % and output power exceeding 500 W; or 2. Output power exceeding 2 kW; *Notes:* *1.*  *Item b. above does not apply to multiple transverse mode, industrial ‘lasers’ with output power exceeding 2 kW and not exceeding 6 kW with a total mass greater than 1 200 kg. For the purposes of this note, total mass includes all components required to operate the ‘laser’, e.g., ‘laser’, power supply, heat exchanger, but excludes external optics for beam conditioning and/or delivery.* *2.*  *Item b. above does not apply to multiple transverse mode, industrial ‘lasers’ having any of the following:* *(a)*  *Output power exceeding 500 W but not exceeding 1 kW and having all of the following:* *1.*  *Beam Parameter Product (BPP) exceeding 0,7 mm · mrad; and* *2.*  *‘Brightness’ not exceeding 1 024 W/(mm · mrad)<sup>2</sup>;* *(b)*  *Output power exceeding 1 kW but not exceeding 1,6 kW and having a BPP exceeding 1,25 mm · mrad;* *(c)*  *Output power exceeding 1,6 kW but not exceeding 2,5 kW and having a BPP exceeding 1,7 mm · mrad;* *(d)*  *Output power exceeding 2,5 kW but not exceeding 3,3 kW and having a BPP exceeding 2,5 mm · mrad;* *(e)*  *Output power exceeding 3,3 kW but not exceeding 4 kW and having a BPP exceeding 3,5 mm · mrad;* *(f)*  *Output power exceeding 4 kW but not exceeding 5 kW and having a BPP exceeding 5 mm · mrad;* *(g)*  *Output power exceeding 5 kW but not exceeding 6 kW and having a BPP exceeding 7,2 mm · mrad;* *(h)*  *Output power exceeding 6 kW but not exceeding 8 kW and having a BPP exceeding 12 mm · mrad; or* *(i)*  *Output power exceeding 8 kW but not exceeding 10 kW and having a BPP exceeding 24 mm · mrad;* *Technical note:* *For the purposes of note 2.a., ‘brightness’ is defined as the output power of the ‘laser’ divided by the squared Beam Parameter Product (BPP), i.e., (output power)/BPP<sup>2</sup>.* | 6A005.a.1. 6A005.a.2. 6A005.a.3 6A005.a.4. 6A005.a.5. 6A005.a.6. |
| IX.A6.012 | Optical components made from zinc selenide (ZnSe) or zinc sulphide (ZnS) with transmission in the wavelength range exceeding 3 000 nm but not exceeding 25 000 nm and having any of the following: 1. Exceeding 100 cm<sup>3</sup> in volume; or 2. Exceeding 80 mm in diameter or length of major axis and 20 mm in thickness (depth); (c) ‘Space-qualified’ components for optical systems, as follows: 1. Components lightweighted to less than 20 % ‘equivalent density’ compared with a solid blank of the same aperture and thickness; 2. Raw substrates, processed substrates having surface coatings (single-layer or multi-layer, metallic or dielectric, conducting, semiconducting or insulating) or having protective films; 3. Segments or assemblies of mirrors designed to be assembled in space into an optical system with a collecting aperture equivalent to or larger than a single optic 1 m in diameter; 4. Components manufactured from ‘composite’ materials having a coefficient of linear thermal expansion equal to or less than 5 × 10<sup>– 6</sup> in any coordinate direction. | 6A004.c. |
| IX.A6.013 | Non-‘tunable’ continuous-wave ‘(CW) lasers’ having any of the following: 1. Output wavelength less than 150 nm and output power exceeding 1 W; 2. Output wavelength of 150 nm or more but not exceeding 510 nm and output power exceeding 30 W; *Note: Item 2 above does not apply to Argon ‘lasers’ having an output power equal to or less than 50 W.* 3. Output wavelength exceeding 510 nm but not exceeding 540 nm and any of the following: a. Single transverse mode output and output power exceeding 50 W; or b. Multiple transverse mode output and output power exceeding 150 W; 4. Output wavelength exceeding 540 nm but not exceeding 800 nm and output power exceeding 30 W; 5. Output wavelength exceeding 800 nm but not exceeding 975 nm and any of the following: a. Single transverse mode output and output power exceeding 50 W; or b. Multiple transverse mode output and output power exceeding 80 W; 6. Output wavelength exceeding 975 nm but not exceeding 1 150 nm and any of the following: a. Single transverse mode and output power exceeding 500 W; or b. Multiple transverse mode output and any of the following: 1. ‘Wall-plug efficiency’ exceeding 18 % and output power exceeding 500 W; or 2. Output power exceeding 2 kW; *Notes:* *1.*  *Item b. above does not apply to multiple transverse mode, industrial ‘lasers’ with output power exceeding 2 kW and not exceeding 6 kW with a total mass greater than 1 200 kg. For the purposes of this note, total mass includes all components required to operate the ‘laser’, e.g., ‘laser’, power supply, heat exchanger, but excludes external optics for beam conditioning and/or delivery.* *2.*  *Item b. above does not apply to multiple transverse mode, industrial ‘lasers’ having any of the following:* *(a)*  *Output power exceeding 500 W but not exceeding 1 kW and having all of the following:* *1.*  *Beam Parameter Product (BPP) exceeding 0,7 mm · mrad; and* *2.*  *‘Brightness’ not exceeding 1 024 W/(mm · mrad)<sup>2</sup>;* *(b)*  *Output power exceeding 1 kW but not exceeding 1,6 kW and having a BPP exceeding 1,25 mm · mrad;* *(c)*  *Output power exceeding 1,6 kW but not exceeding 2,5 kW and having a BPP exceeding 1,7 mm · mrad;* *(d)*  *Output power exceeding 2,5 kW but not exceeding 3,3 kW and having a BPP exceeding 2,5 mm · mrad;* *(e)*  *Output power exceeding 3,3 kW but not exceeding 4 kW and having a BPP exceeding 3,5 mm · mrad;* *(f)*  *Output power exceeding 4 kW but not exceeding 5 kW and having a BPP exceeding 5 mm · mrad;* *(g)*  *Output power exceeding 5 kW but not exceeding 6 kW and having a BPP exceeding 7,2 mm · mrad;* *(h)*  *Output power exceeding 6 kW but not exceeding 8 kW and having a BPP exceeding 12 mm · mrad; or* *(i)*  *Output power exceeding 8 kW but not exceeding 10 kW and having a BPP exceeding 24 mm · mrad;* *Technical note:* *For the purposes of note 2.a., ‘brightness’ is defined as the output power of the ‘laser’ divided by the squared Beam Parameter Product (BPP), i.e., (output power)/BPP<sup>2</sup>.* | 6A005.a.1. 6A005.a.2. 6A005.a.3 6A005.a.4. 6A005.a.5. 6A005.a.6. |
| IX.A6.014 | ‘Tunable’‘lasers’ having any of the following: 1. Output wavelength less than 600 nm and any of the following: a. Output energy exceeding 50 mJ per pulse and ‘peak power’ exceeding 1 W; or b. Average or CW output power exceeding 1 W; *Note: Item 1. above does not apply to dye ‘lasers’ or other liquid ‘lasers’, having a multimode output and a wavelength of 150 nm or more but not exceeding 600 nm and all of the following:* *1.*  *Output energy less than 1,5 J per pulse or a ‘peak power’ less than 20 W; and* *2.*  *Average or CW output power less than 20 W.* 2. Output wavelength of 600 nm or more but not exceeding 1 400 nm, and any of the following: a. Output energy exceeding 1 J per pulse and ‘peak power’ exceeding 20 W; or b. Average or CW output power exceeding 20 W; or 3. Output wavelength exceeding 1 400 nm and any of the following: a. Output energy exceeding 50 mJ per pulse and ‘peak power’ exceeding 1 W; or b. Average or CW output power exceeding 1 W; | 6A005.c. |
| IX.A6.015 | Other semiconductor ‘lasers’, as follows: *Notes:* *1.*  *Includes semiconductor ‘lasers’ having optical output connectors (e.g., fibre-optic pigtails).* *2.*  *The status of semiconductor ‘lasers’ specially designed for other equipment is determined by the status of the other equipment.* a. Individual single-transverse mode semiconductor ‘lasers’ having any of the following: 1. Wavelength equal to or less than 1 510 nm and average or CW output power, exceeding 1,5 W; or 2. Wavelength greater than 1 510 nm and average or CW output power, exceeding 500 mW; b. Individual, multiple-transverse mode semiconductor ‘lasers’ having any of the following: 1. Wavelength of less than 1 400 nm and average or CW output power, exceeding 15 W; 2. Wavelength equal to or greater than 1 400 nm and less than 1 900 nm and average or CW output power, exceeding 2,5 W; or 3. Wavelength equal to or greater than 1 900 nm and average or CW output power, exceeding 1 W; c. Individual semiconductor ‘laser’‘bars’ having any of the following: 1. Wavelength of less than 1 400 nm and average or CW output power, exceeding 100 W; 2. Wavelength equal to or greater than 1 400 nm and less than 1 900 nm and average or CW output power, exceeding 25 W; or 3. Wavelength equal to or greater than 1 900 nm and average or CW output power, exceeding 10 W; d. Semiconductor ‘laser’‘stacked arrays’ (two-dimensional arrays) having any of the following: 1. Wavelength less than 1 400 nm and having any of the following: a. Average or CW total output power less than 3 kW and having average or CW output ‘power density’ greater than 500 W/cm<sup>2</sup>; b. Average or CW total output power equal to or exceeding 3 kW but less than or equal to 5 kW, and having average or CW output ‘power density’ greater than 350W/cm<sup>2</sup>; c. Average or CW total output power exceeding 5 kW; d. Peak pulsed ‘power density’ exceeding 2 500 W/cm<sup>2</sup>; or *Note: Item d. does not apply to epitaxially fabricated monolithic devices.* e. Spatially coherent average or CW total output power, greater than 150 W; 2. Wavelength greater than or equal to 1 400 nm but less than 1 900 nm, and having any of the following: a. Average or CW total output power less than 250 W and average or CW output ‘power density’ greater than 150 W/cm<sup>2</sup>; b. Average or CW total output power equal to or exceeding 250 W but less than or equal to 500 W, and having average or CW output ‘power density’ greater than 50W/cm<sup>2</sup>; c. Average or CW total output power exceeding 500 W; d. Peak pulsed ‘power density’ exceeding 500 W/cm<sup>2</sup>; or *Note: Item d. does not apply to epitaxially fabricated monolithic devices.* e. Spatially coherent average or CW total output power, exceeding 15 W; 3. Wavelength greater than or equal to 1 900 nm and having any of the following: a. Average or CW output ‘power density’ greater than 50 W/cm<sup>2</sup>; b. Average or CW output power greater than 10 W; or c. Spatially coherent average or CW total output power, exceeding 1,5W; or 4. At least one ‘laser’‘bar’ specified above; *Technical note:* *For the purposes of this category ‘power density’ means the total ‘laser’ output power divided by the emitter surface area of the ‘stacked array’.* | 6A005.d.1 |
| IX.A6.016 | ‘Chemical lasers’, as follows: a. Hydrogen Fluoride (HF) ‘lasers’; b. Deuterium Fluoride (DF) ‘lasers’; c. ‘Transfer lasers’, as follows: 1. Oxygen Iodine (O2-I) ‘lasers’; 2. Deuterium Fluoride-Carbon dioxide (DF-CO2) ‘lasers’; 3. ‘Non-repetitive pulsed’ Nd: glass ‘lasers’ having any of the following: a. ‘Pulse duration’ not exceeding 1 μs and output energy exceeding 50 J per pulse; or b. ‘Pulse duration’ exceeding 1 μs and output energy exceeding 100 J per pulse; | 6A005.d.5 |
@@ -1371,48 +1371,48 @@
| IX.A6.026 | Glass, including fused silica, phosphate glass, fluorophosphate glass, zirconium fluoride (ZrF4) (CAS 7783-64-4) and hafnium fluoride (HfF4) (CAS 13709-52-9) and having all of the following: 1. A hydroxyl ion (OH<sup>–</sup>) concentration of less than 5 ppm; 2. Integrated metallic purity levels of less than 1 ppm; and 3. High homogeneity (index of refraction variance) less than 5 × 10<sup>– 6</sup>; (e) Synthetically produced diamond material with an absorption of less than 10<sup>– 5</sup> cm<sup>– 1</sup> for wavelengths exceeding 200 nm but not exceeding 14 000 nm. | 6C004.e. |
| IX.A6.027 | ‘Laser’ materials, as follows: (a) Synthetic crystalline ‘laser’ host material in unfinished form as follows: 1. Titanium doped sapphire; (b) Rare-earth-metal doped double-clad fibres; 1. Nominal ‘laser’ wavelength of 975 nm to 1 150 nm and having all of the following: a. Average core diameter equal to or greater than 25 μm; and b. Core ‘Numerical Aperture’ (‘NA’) less than 0,065; or *Note: The item above does not apply to double-clad fibres having an inner glass cladding diameter exceeding 150 μm and not exceeding 300 μm.* 2. Nominal ‘laser’ wavelength exceeding 1 530 nm and having all of the following: a. Average core diameter equal to or greater than 20 μm; and b. Core ‘NA’ less than 0,1. *Technical notes:* *1.*  *For the purposes of the item above, the core ‘Numerical Aperture’ (‘NA’) is measured at the emission wavelengths of the fibre.* *2.*  *Item (b) above includes fibres assembled with end caps.* | 6C005 |
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
| --- | --- | --- |
| IX.A7.001 | ‘Star trackers’ and components therefor, as follows: (a) ‘Star trackers’ with a specified azimuth ‘accuracy’ of equal to or less (better) than 20 seconds of arc throughout the specified lifetime of the equipment; (b) Components specially designed for equipment specified in item (a), as follows: 1. Optical heads or baffles; 2. Data processing units. *Technical note:* *‘Star trackers’ are also referred to as stellar attitude sensors or gyro-astro compasses.* | 7A004 |
| IX.A7.002 | Global Navigation Satellite Systems (GNSS) receiving equipment having any of the following and specially designed components therefor: (a) Employing a decryption algorithm specially designed or modified for government use to access the ranging code for position and time; or (b) Employing ‘adaptive antenna systems’. *Note: Item (b) does not apply to GNSS receiving equipment that only uses components designed to filter, switch or combine signals from multiple omni-directional antennae that do not implement adaptive antenna techniques.* *Technical note:* *For the purposes of item (b), ‘adaptive antenna systems’ dynamically generate one or more spatial nulls in an antenna array pattern by signal processing in the time domain or frequency domain.* | 7A005 |
| IX.A7.003 | Airborne altimeters operating at frequencies other than 4,2 to 4,4 GHz inclusive and having any of the following: (a) ‘Power management’; or (b) Using phase shift key modulation. | 7A006 |
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
| --- | --- | --- |
| IX.A7.001 | ‘Star trackers’ and components therefor, as follows: (a) ‘Star trackers’ with a specified azimuth ‘accuracy’ of equal to or less (better) than 20 seconds of arc throughout the specified lifetime of the equipment; (b) Components specially designed for equipment specified in item (a), as follows: 1. Optical heads or baffles; 2. Data processing units. *Technical note:* *‘Star trackers’ are also referred to as stellar attitude sensors or gyro-astro compasses.* | 7A004 |
| IX.A7.002 | Global Navigation Satellite Systems (GNSS) receiving equipment having any of the following and specially designed components therefor: (a) Employing a decryption algorithm specially designed or modified for government use to access the ranging code for position and time; or (b) Employing ‘adaptive antenna systems’. *Note: Item (b) does not apply to GNSS receiving equipment that only uses components designed to filter, switch or combine signals from multiple omni-directional antennae that do not implement adaptive antenna techniques.* *Technical note:* *For the purposes of item (b), ‘adaptive antenna systems’ dynamically generate one or more spatial nulls in an antenna array pattern by signal processing in the time domain or frequency domain.* | 7A005 |
| IX.A7.003 | Airborne altimeters operating at frequencies other than 4,2 to 4,4 GHz inclusive and having any of the following: (a) ‘Power management’; or (b) Using phase shift key modulation. | 7A006 |
| IX.A7.004 | Test, calibration or alignment equipment, specially designed for equipment specified in the section above. | 7B001 |
| IX.A7.005 | Equipment specially designed to characterize mirrors for ring ‘laser’ gyros, as follows: (a) Scatterometers having a measurement ‘accuracy’ of 10 ppm or less (better); (b) Profilometers having a measurement ‘accuracy’ of 0,5 nm (5 angstrom) or less (better). | 7B002 |
| IX.A7.005 | Equipment specially designed to characterize mirrors for ring ‘laser’ gyros, as follows: (a) Scatterometers having a measurement ‘accuracy’ of 10 ppm or less (better); (b) Profilometers having a measurement ‘accuracy’ of 0,5 nm (5 angstrom) or less (better). | 7B002 |
| IX.A7.006 | Equipment specially designed for the ‘production’ of equipment specified IN IX.A7. *Note: Including:* — *Gyro tuning test stations;* — *Gyro dynamic balance stations;* — *Gyro run-in/motor test stations;* — *Gyro evacuation and fill stations;* — *Centrifuge fixtures for gyro bearings;* — *Accelerometer axis align stations;* — *Fibre-optic gyro coil winding machines.* | 7B003 |
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
| --- | --- | --- |
| IX.A8.001 | Systems, equipment and components, specially designed or modified for submersible vehicles and designed to operate at depths exceeding 1 000  m, as follows: 1. Pressure housings or pressure hulls with a maximum inside chamber diameter exceeding 1,5 m; 2. Direct current propulsion motors or thrusters; 3. Umbilical cables, and connectors therefor, using optical fibre and having synthetic strength members; 4. Components manufactured from material as follows: ‘Syntactic foam’ designed for underwater use and having all of the following: a. Designed for marine depths exceeding 1 000  m; and b. A density less than 561 kg/m<sup>3</sup>; | 8A002.a. |
| IX.A8.002 | Systems specially designed or modified for the automated control of the motion of submersible vehicles specified above, using navigation data, having closed loop servo-controls and having any of the following: 1. Enabling a vehicle to move within 10 m of a predetermined point in the water column; 2. Maintaining the position of the vehicle within 10 m of a predetermined point in the water column; or 3. Maintaining the position of the vehicle within 10 m while following a cable on or under the seabed; | 8A002.b. |
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
| --- | --- | --- |
| IX.A8.001 | Systems, equipment and components, specially designed or modified for submersible vehicles and designed to operate at depths exceeding 1 000 m, as follows: 1. Pressure housings or pressure hulls with a maximum inside chamber diameter exceeding 1,5 m; 2. Direct current propulsion motors or thrusters; 3. Umbilical cables, and connectors therefor, using optical fibre and having synthetic strength members; 4. Components manufactured from material as follows: ‘Syntactic foam’ designed for underwater use and having all of the following: a. Designed for marine depths exceeding 1 000 m; and b. A density less than 561 kg/m<sup>3</sup>; | 8A002.a. |
| IX.A8.002 | Systems specially designed or modified for the automated control of the motion of submersible vehicles specified above, using navigation data, having closed loop servo-controls and having any of the following: 1. Enabling a vehicle to move within 10 m of a predetermined point in the water column; 2. Maintaining the position of the vehicle within 10 m of a predetermined point in the water column; or 3. Maintaining the position of the vehicle within 10 m while following a cable on or under the seabed; | 8A002.b. |
| IX.A8.003 | Fibre-optic pressure hull penetrators; | 8A002.c. |
| IX.A8.004 | ‘Robots’ specially designed for underwater use, controlled by using a dedicated computer and having any of the following: (a) Systems that control the ‘robot’ using information from sensors which measure force or torque applied to an external object, distance to an external object, or tactile sense between the ‘robot’ and an external object; or (b) The ability to exert a force of 250 N or more or a torque of 250 Nm or more and using titanium-based alloys or ‘composite’‘fibrous or filamentary materials’ in their structural members; | 8A002.h. |
| IX.A8.005 | Stirling cycle engine air independent power systems having all of the following: (a) Devices or enclosures, specially designed for underwater noise reduction in frequencies below 10 kHz, or special mounting devices for shock mitigation; and (b) Specially designed exhaust systems which discharge the products of combustion against a pressure of 100 kPa or more; | 8A002.j. |
| IX.A8.006 | Noise reduction systems designed for use on vessels of 1 000  tonnes displacement or more, as follows: (a) Systems that attenuate underwater noise at frequencies below 500 Hz and consist of compound acoustic mounts for the acoustic isolation of diesel engines, diesel generator sets, gas turbines, gas turbine generator sets, propulsion motors or propulsion reduction gears, specially designed for sound or vibration isolation and having an intermediate mass exceeding 30 % of the equipment to be mounted; (b) ‘Active noise reduction or cancellation systems’ or magnetic bearings, specially designed for power transmission systems. *Technical note:* *‘Active noise reduction or cancellation systems’ incorporate electronic control systems capable of actively reducing equipment vibration by the generation of anti-noise or anti-vibration signals directly to the source.* | 8A002.j. |
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
| IX.A8.004 | ‘Robots’ specially designed for underwater use, controlled by using a dedicated computer and having any of the following: (a) Systems that control the ‘robot’ using information from sensors which measure force or torque applied to an external object, distance to an external object, or tactile sense between the ‘robot’ and an external object; or (b) The ability to exert a force of 250 N or more or a torque of 250 Nm or more and using titanium-based alloys or ‘composite’‘fibrous or filamentary materials’ in their structural members; | 8A002.h. |
| IX.A8.005 | Stirling cycle engine air independent power systems having all of the following: (a) Devices or enclosures, specially designed for underwater noise reduction in frequencies below 10 kHz, or special mounting devices for shock mitigation; and (b) Specially designed exhaust systems which discharge the products of combustion against a pressure of 100 kPa or more; | 8A002.j. |
| IX.A8.006 | Noise reduction systems designed for use on vessels of 1 000 tonnes displacement or more, as follows: (a) Systems that attenuate underwater noise at frequencies below 500 Hz and consist of compound acoustic mounts for the acoustic isolation of diesel engines, diesel generator sets, gas turbines, gas turbine generator sets, propulsion motors or propulsion reduction gears, specially designed for sound or vibration isolation and having an intermediate mass exceeding 30 % of the equipment to be mounted; (b) ‘Active noise reduction or cancellation systems’ or magnetic bearings, specially designed for power transmission systems. *Technical note:* *‘Active noise reduction or cancellation systems’ incorporate electronic control systems capable of actively reducing equipment vibration by the generation of anti-noise or anti-vibration signals directly to the source.* | 8A002.j. |
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
| --- | --- | --- |
| IX.A9.001 | Aero gas turbine engines: (a) Incorporating any of the ‘technologies’ specified in paragraph 2 of the section below entitled ‘Technology’; or *Note 1: This item does not apply to aero gas turbine engines which meet all of the following:* *(a)*  *Certified by civil aviation authorities; and* *(b)*  *Intended to power non-military manned ‘aircraft’ for which any of the following has been issued by civil aviation authorities for the ‘aircraft’ with this specific engine type:* *1.*  *A civil type certificate; or* *2.*  *An equivalent document recognized by ICAO.* *Note 2: This item does not apply to aero gas turbine engines designed for Auxiliary Power Units (APUs) approved by the civil aviation authority of the Member State.* (b) Designed to power an ‘aircraft’ designed to cruise at Mach 1 or higher, for more than 30 minutes. | 9A001 |
| IX.A9.002 | ‘Marine gas turbine engines’ with an ISO standard continuous power rating of 24 245  kW or more and a specific fuel consumption not exceeding 0,219 kg/kWh in the power range from 35 to 100 %, and specially designed assemblies and components therefor. *Note: The term ‘marine gas turbine engines’ includes those industrial, or aero-derivative, gas turbine engines adapted for a ship's electric power generation or propulsion.* | 9A002 |
| IX.A9.003 | Specially designed assemblies or components, incorporating any of the ‘technologies’ specified in paragraph 2 of the section below entitled ‘Technology’, for any of the following aero gas turbine engines: (a) Specified in item 1 above; or (b) Whose design or production origins are unknown to the manufacturer. | 9A003 |
| IX.A9.002 | ‘Marine gas turbine engines’ with an ISO standard continuous power rating of 24 245 kW or more and a specific fuel consumption not exceeding 0,219 kg/kWh in the power range from 35 to 100 %, and specially designed assemblies and components therefor. *Note: The term ‘marine gas turbine engines’ includes those industrial, or aero-derivative, gas turbine engines adapted for a ship's electric power generation or propulsion.* | 9A002 |
| IX.A9.003 | Specially designed assemblies or components, incorporating any of the ‘technologies’ specified in paragraph 2 of the section below entitled ‘Technology’, for any of the following aero gas turbine engines: (a) Specified in item 1 above; or (b) Whose design or production origins are unknown to the manufacturer. | 9A003 |
| IX.A9.004 | Space launch vehicles, ‘spacecraft’, ‘spacecraft buses’, ‘spacecraft payloads’, ‘spacecraft’ on-board systems or equipment, and terrestrial equipment, as follows: (a) Space launch vehicles; (b) ‘Spacecraft’; (c) ‘Spacecraft buses’; (d) ‘Spacecraft payloads’ incorporating items specified in this list; (e) On-board systems or equipment, specially designed for ‘spacecraft’ and having any of the following functions: 1. ‘Command and telemetry data handling’; (f) Terrestrial equipment specially designed for ‘spacecraft’, as follows: 1. Telemetry and telecommand equipment; 2. Simulators. | 9A004 |
| IX.A9.005 | Liquid rocket propulsion systems. | 9A005 |
| IX.A9.006 | Systems and components, specially designed for liquid rocket propulsion systems, as follows: (a) Cryogenic refrigerators, flightweight dewars, cryogenic heat pipes or cryogenic systems, specially designed for use in space vehicles and capable of restricting cryogenic fluid losses to less than 30 % per year; (b) Cryogenic containers or closed-cycle refrigeration systems capable of providing temperatures of 100 K (– 173 °C) or less for ‘aircraft’ capable of sustained flight at speeds exceeding Mach 3, launch vehicles or ‘spacecraft’; (c) Slush hydrogen storage or transfer systems; (d) High-pressure (exceeding 17,5 MPa) turbo pumps, pump components or their associated gas generator or expander cycle turbine drive systems; (e) High-pressure (exceeding 10,6 MPa) thrust chambers and nozzles therefor; (f) Propellant storage systems using the principle of capillary containment or positive expulsion (i.e., with flexible bladders); (g) Liquid propellant injectors with individual orifices of 0,381 mm or smaller in diameter (an area of 1,14 × 10<sup>– 3</sup> cm<sup>2</sup> or smaller for non-circular orifices) and specially designed for liquid rocket engines; (h) One-piece carbon-carbon thrust chambers or one-piece carbon-carbon exit cones, with densities exceeding 1,4 g/cm<sup>3</sup> and tensile strengths exceeding 48 MPa | 9A006 |
| IX.A9.006 | Systems and components, specially designed for liquid rocket propulsion systems, as follows: (a) Cryogenic refrigerators, flightweight dewars, cryogenic heat pipes or cryogenic systems, specially designed for use in space vehicles and capable of restricting cryogenic fluid losses to less than 30 % per year; (b) Cryogenic containers or closed-cycle refrigeration systems capable of providing temperatures of 100 K (– 173 °C) or less for ‘aircraft’ capable of sustained flight at speeds exceeding Mach 3, launch vehicles or ‘spacecraft’; (c) Slush hydrogen storage or transfer systems; (d) High-pressure (exceeding 17,5 MPa) turbo pumps, pump components or their associated gas generator or expander cycle turbine drive systems; (e) High-pressure (exceeding 10,6 MPa) thrust chambers and nozzles therefor; (f) Propellant storage systems using the principle of capillary containment or positive expulsion (i.e., with flexible bladders); (g) Liquid propellant injectors with individual orifices of 0,381 mm or smaller in diameter (an area of 1,14 × 10<sup>– 3</sup> cm<sup>2</sup> or smaller for non-circular orifices) and specially designed for liquid rocket engines; (h) One-piece carbon-carbon thrust chambers or one-piece carbon-carbon exit cones, with densities exceeding 1,4 g/cm<sup>3</sup> and tensile strengths exceeding 48 MPa | 9A006 |
| IX.A9.007 | Solid rocket propulsion systems. | 9A007 |
| IX.A9.008 | Components specially designed for solid rocket propulsion systems, as follows: (a) Insulation and propellant bonding systems, using liners to provide a ‘strong mechanical bond’ or a barrier to chemical migration between the solid propellant and case insulation material; (b) Filament-wound ‘composite’ motor cases exceeding 0,61 m in diameter or having ‘structural efficiency ratios (PV/W)’ exceeding 25 km; *Technical note:* *‘Structural efficiency ratio (PV/W)’ is the burst pressure (P) multiplied by the vessel volume (V) divided by the total pressure vessel weight (W).* (c) Nozzles with thrust levels exceeding 45 kN or nozzle throat erosion rates of less than 0,075 mm/s; (d) Movable nozzle or secondary fluid injection thrust vector control systems, capable of any of the following: 1. Omni-axial movement exceeding ± 5°; 2. Angular vector rotations of 20°/s or more; or 3. Angular vector accelerations of 40°/s<sup>2</sup> or more. | 9A008 |
| IX.A9.008 | Components specially designed for solid rocket propulsion systems, as follows: (a) Insulation and propellant bonding systems, using liners to provide a ‘strong mechanical bond’ or a barrier to chemical migration between the solid propellant and case insulation material; (b) Filament-wound ‘composite’ motor cases exceeding 0,61 m in diameter or having ‘structural efficiency ratios (PV/W)’ exceeding 25 km; *Technical note:* *‘Structural efficiency ratio (PV/W)’ is the burst pressure (P) multiplied by the vessel volume (V) divided by the total pressure vessel weight (W).* (c) Nozzles with thrust levels exceeding 45 kN or nozzle throat erosion rates of less than 0,075 mm/s; (d) Movable nozzle or secondary fluid injection thrust vector control systems, capable of any of the following: 1. Omni-axial movement exceeding ± 5°; 2. Angular vector rotations of 20°/s or more; or 3. Angular vector accelerations of 40°/s<sup>2</sup> or more. | 9A008 |
| IX.A9.009 | Hybrid rocket propulsion systems. | 9A009 |
| IX.A9.010 | Specially designed components, systems and structures, for launch vehicles, launch vehicle propulsion systems or ‘spacecraft’, as follows: (a) Components and structures, specially designed for launch vehicle propulsion systems manufactured using any of the following: 1. ‘Fibrous or filamentary materials’; 2. Metal ‘matrix’‘composite’ materials; or 3. Ceramic ‘matrix’‘composite’ materials. | 9A010 |
| IX.A9.011 | ‘Unmanned Aerial Vehicles’ (‘UAVs’), unmanned ‘airships’, related equipment and components, as follows: (a) ‘UAVs’ or unmanned ‘airships’, designed to have controlled flight out of the direct ‘natural vision’ of the ‘operator’ and having any of the following: 1. Having all of the following: a. A maximum ‘endurance’ greater than or equal to 30 minutes but less than 1 hour; and b. Designed to take off and have stable controlled flight in wind gusts equal to or exceeding 46,3 km/h (25 knots); or 2. A maximum ‘endurance’ of 1 hour or greater; *Technical notes:* *1.*  *For the purposes of the item above, ‘operator’ is a person who initiates or commands the ‘UAV’ or unmanned ‘airship’ flight.* *2.*  *For the purposes of the item above, ‘endurance’ is to be calculated for International Standard Atmosphere (ISA) conditions (ISO 2533:1975) at sea level in zero wind.* *3.*  *For the purposes of the item above, ‘natural vision’ means unaided human sight, with or without corrective lenses.* (b) Related equipment and components, as follows: 1. Equipment or components, specially designed to convert a manned ‘aircraft’ or a manned ‘airship’ to a ‘UAV’ or unmanned ‘airship’, specified in item (a) above; 2. Air breathing reciprocating or rotary internal combustion type engines, specially designed or modified to propel ‘UAVs’ or unmanned ‘airships’, at altitudes above 15 240  metres (50 000  feet). | 9A012 |
| IX.A9.011 | ‘Unmanned Aerial Vehicles’ (‘UAVs’), unmanned ‘airships’, related equipment and components, as follows: (a) ‘UAVs’ or unmanned ‘airships’, designed to have controlled flight out of the direct ‘natural vision’ of the ‘operator’ and having any of the following: 1. Having all of the following: a. A maximum ‘endurance’ greater than or equal to 30 minutes but less than 1 hour; and b. Designed to take off and have stable controlled flight in wind gusts equal to or exceeding 46,3 km/h (25 knots); or 2. A maximum ‘endurance’ of 1 hour or greater; *Technical notes:* *1.*  *For the purposes of the item above, ‘operator’ is a person who initiates or commands the ‘UAV’ or unmanned ‘airship’ flight.* *2.*  *For the purposes of the item above, ‘endurance’ is to be calculated for International Standard Atmosphere (ISA) conditions (ISO 2533:1975) at sea level in zero wind.* *3.*  *For the purposes of the item above, ‘natural vision’ means unaided human sight, with or without corrective lenses.* (b) Related equipment and components, as follows: 1. Equipment or components, specially designed to convert a manned ‘aircraft’ or a manned ‘airship’ to a ‘UAV’ or unmanned ‘airship’, specified in item (a) above; 2. Air breathing reciprocating or rotary internal combustion type engines, specially designed or modified to propel ‘UAVs’ or unmanned ‘airships’, at altitudes above 15 240 metres (50 000 feet). | 9A012 |
| IX.A9.012 | On-line (real-time) control systems, instrumentation (including sensors) or automated data acquisition and processing equipment specially designed for the ‘development’ of gas turbine engines, assemblies or components and incorporating any of the ‘technologies’ specified in paragraph 2 (b) or 2 (c) of the section below entitled ‘Technology’. | 9B002 |
| IX.A9.013 | Equipment specially designed for the ‘production’ or test of gas turbine brush seals designed to operate at tip speeds exceeding 335 m/s and temperatures in excess of 773 K (500 °C), and specially designed components or accessories therefor. | 9B003 |
| IX.A9.014 | Tools, dies or fixtures, for the solid-state joining of ‘superalloy’, titanium or intermetallic airfoil-to-disk combinations described in paragraph 2 of the section below entitled ‘Technology’ for gas turbines. | 9B004 |
| IX.A9.013 | Equipment specially designed for the ‘production’ or test of gas turbine brush seals designed to operate at tip speeds exceeding 335 m/s and temperatures in excess of 773 K (500 °C), and specially designed components or accessories therefor. | 9B003 |
| IX.A9.014 | Tools, dies or fixtures, for the solid-state joining of ‘superalloy’, titanium or intermetallic airfoil-to-disk combinations described in paragraph 2 of the section below entitled ‘Technology’ for gas turbines. | 9B004 |
| IX.A9.015 | On-line (real-time) control systems, instrumentation (including sensors) or automated data acquisition and processing equipment, specially designed for use in wind tunnels designed for speeds of Mach 1,2 or more. | 9B005 |
| IX.A9.016 | Acoustic vibration test equipment capable of producing sound pressure levels of 160 dB or more (referenced to 20 Pa) with a rated output of 4 kW or more at a test cell temperature exceeding 1 273  K (1 000  °C), and specially designed quartz heaters therefor. | 9B006 |
| IX.A9.016 | Acoustic vibration test equipment capable of producing sound pressure levels of 160 dB or more (referenced to 20 Pa) with a rated output of 4 kW or more at a test cell temperature exceeding 1 273 K (1 000 °C), and specially designed quartz heaters therefor. | 9B006 |
| IX.A9.017 | Equipment specially designed for inspecting the integrity of rocket motors and using Non-Destructive Test (NDT) techniques other than planar X-ray or basic physical or chemical analysis. | 9B007 |
| IX.A9.018 | Direct measurement wall skin friction transducers specially designed to operate at a test flow total (stagnation) temperature exceeding 833 K (560 °C). | 9B008 |
| IX.A9.019 | Tooling specially designed for producing gas turbine engine powder metallurgy rotor components having all of the following: (a) Designed to operate at stress levels of 60 % of ultimate tensile strength (UTS) or more measured at a temperature of 873 K (600 °C); and (b) Designed to operate at 873 K (600 °C) or more. *Note: The item above does not specify tooling for the production of powder.* | 9B008 |
| IX.A9.018 | Direct measurement wall skin friction transducers specially designed to operate at a test flow total (stagnation) temperature exceeding 833 K (560 °C). | 9B008 |
| IX.A9.019 | Tooling specially designed for producing gas turbine engine powder metallurgy rotor components having all of the following: (a) Designed to operate at stress levels of 60 % of ultimate tensile strength (UTS) or more measured at a temperature of 873 K (600 °C); and (b) Designed to operate at 873 K (600 °C) or more. *Note: The item above does not specify tooling for the production of powder.* | 9B008 |
| IX.A9.020 | Equipment specially designed for the production of items specified by ‘Unmanned Aerial Vehicles’ (‘UAVs’), unmanned ‘airships’ and components. | 9B010 |
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
| --- | --- | --- |
| IX.B.001 | ‘Software’ specially designed or modified for the ‘development’, ‘production’ or ‘use’ of equipment specified in IX.A1. | 1D001 1D002 1D003 |
| IX.B.002 | ‘Software’ for the ‘development’ of material specified in IX.A1. | 1D001 1D002 1D003 |
@@ -1436,7 +1436,7 @@
| IX.C.002 | ‘Technology’ for the ‘development’, ‘production’ or ‘use’ of equipment or materials specified in IX.A3 | 3E001 3E003 3E101 3E102 3E201 |
| IX.C.003 | ‘Technology’ for the ‘development’, ‘production’ and ‘use’ of equipment or ‘software’, specified in IX.A7. | 7E001 7E002 7E003 7E004 7D005 7E101 7E102 7E104 |
| IX.C.004 | ‘Technology’ for the ‘development’, ‘production’ or ‘use’ of equipment or software, specified in IX.A9. | 9E001 9E002 |
| IX.C.005 | Other ‘technology’, as follows: (a) ‘Technology’‘required’ for the ‘development’ or ‘production’ of any of the following gas turbine engine components or systems: 1. Gas turbine blades, vanes or ‘tip shrouds’, made from directionally solidified (DS) or single crystal (SC) alloys and having (in the 001 Miller Index Direction) a stress-rupture life exceeding 400 hours at 1 273  K (1 000  °C) at a stress of 200 MPa, based on the average property values; 2. Combustors having any of the following: a. ‘Thermally decoupled liners’ designed to operate at ‘combustor exit temperature’ exceeding 1 883  K (1 610  °C); b. Non-metallic liners; c. Non-metallic shells; or d. Liners designed to operate at ‘combustor exit temperature’ exceeding 1 883  K (1 610  °C) and having holes that meet the parameters specified by 9E003.c.; 3. Components that are any of the following: a. Manufactured from organic ‘composite’ materials designed to operate above 588 K (315 °C); b. Manufactured from any of the following: 1. Metal ‘matrix’‘composites’; or 2. Ceramic ‘matrix’‘composites’; or c. Stators, vanes, blades, tip seals (shrouds), rotating blings, rotating blisks, or ‘splitter ducts’, that are all of the following: 1. Not specified above; 2. Designed for compressors or fans; and 3. Manufactured from material ‘fibrous or filamentary materials’ with resins; 4. Uncooled turbine blades, vanes or ‘tip-shrouds’, designed to operate at a ‘gas path temperature’ of 1 373  K (1 100  °C) or more; 5. Cooled turbine blades, vanes, ‘tip-shrouds’, designed to operate at a ‘gas path temperature’ of 1 693  K (1 420  °C) or more; 6. Airfoil-to-disk blade combinations using solid-state joining; 7. Gas turbine engine components using ‘diffusion bonding’‘technology’; 8. ‘Damage tolerant’ gas turbine engine rotor components using powder metallurgy materials; 9. Hollow fan blades. | 9E003.a. |
| IX.C.005 | Other ‘technology’, as follows: (a) ‘Technology’‘required’ for the ‘development’ or ‘production’ of any of the following gas turbine engine components or systems: 1. Gas turbine blades, vanes or ‘tip shrouds’, made from directionally solidified (DS) or single crystal (SC) alloys and having (in the 001 Miller Index Direction) a stress-rupture life exceeding 400 hours at 1 273 K (1 000 °C) at a stress of 200 MPa, based on the average property values; 2. Combustors having any of the following: a. ‘Thermally decoupled liners’ designed to operate at ‘combustor exit temperature’ exceeding 1 883 K (1 610 °C); b. Non-metallic liners; c. Non-metallic shells; or d. Liners designed to operate at ‘combustor exit temperature’ exceeding 1 883 K (1 610 °C) and having holes that meet the parameters specified by 9E003.c.; 3. Components that are any of the following: a. Manufactured from organic ‘composite’ materials designed to operate above 588 K (315 °C); b. Manufactured from any of the following: 1. Metal ‘matrix’‘composites’; or 2. Ceramic ‘matrix’‘composites’; or c. Stators, vanes, blades, tip seals (shrouds), rotating blings, rotating blisks, or ‘splitter ducts’, that are all of the following: 1. Not specified above; 2. Designed for compressors or fans; and 3. Manufactured from material ‘fibrous or filamentary materials’ with resins; 4. Uncooled turbine blades, vanes or ‘tip-shrouds’, designed to operate at a ‘gas path temperature’ of 1 373 K (1 100 °C) or more; 5. Cooled turbine blades, vanes, ‘tip-shrouds’, designed to operate at a ‘gas path temperature’ of 1 693 K (1 420 °C) or more; 6. Airfoil-to-disk blade combinations using solid-state joining; 7. Gas turbine engine components using ‘diffusion bonding’‘technology’; 8. ‘Damage tolerant’ gas turbine engine rotor components using powder metallurgy materials; 9. Hollow fan blades. | 9E003.a. |
| IX.C.006 | ‘Technology’ for gas turbine engine ‘Full Authority Digital Engine Control (FADEC) systems’, as follows: 1. ‘Development’‘technology’ for deriving the functional requirements for the components necessary for the ‘FADEC system’ to regulate engine thrust or shaft power (e.g., feedback sensor time constants and accuracies, fuel valve slew rate); 2. ‘Development’ or ‘production’‘technology’ for control and diagnostic components unique to the ‘FADEC system’ and used to regulate engine thrust or shaft power; 3. ‘Development’‘technology’ for the control law algorithms, including ‘source code’, unique to the ‘FADEC system’ and used to regulate engine thrust or shaft power; *Note: Item (b) above does not apply to technical data related to engine-‘aircraft’ integration required by civil aviation authorities of one or more Member States to be published for general airline use (e.g., installation manuals, operating instructions, instructions for continued airworthiness) or interface functions (e.g., input/output processing, airframe thrust or shaft power demand).* | 9E003.h. |
| IX.C.007 | ‘Technology’ for adjustable flow path systems designed to maintain engine stability for gas generator turbines, fan or power turbines, or propelling nozzles, as follows: 1. ‘Development’‘technology’ for deriving the functional requirements for the components that maintain engine stability; 2. ‘Development’ or ‘production’‘technology’ for components unique to the adjustable flow path system and that maintain engine stability; 3. ‘Development’‘technology’ for the control law algorithms, including ‘source code’, unique to the adjustable flow path system and that maintain engine stability | 9E003.i |
@@ -2237,7 +2237,7 @@
#### EXPLANATORY NOTE
The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.
The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.
| CN code | Description |
| --- | --- |
@@ -2251,7 +2251,7 @@
#### EXPLANATORY NOTE
The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.
The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.
| CN code | Description |
| --- | --- |
@@ -2264,7 +2264,7 @@
#### EXPLANATORY NOTE
The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.
The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.
| CN code | Description |
| --- | --- |
@@ -2276,7 +2276,7 @@
#### EXPLANATORY NOTE
The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.
The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.
| CN code | Description |
| --- | --- |
@@ -2288,7 +2288,7 @@
#### EXPLANATORY NOTE
The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.
The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.
| CN code | Description |
| --- | --- |
@@ -2302,7 +2302,7 @@
#### EXPLANATORY NOTE
The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.
The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.
| CN code | Description |
| --- | --- |
@@ -2400,7 +2400,7 @@
| 10. | Yo'n Cho'ng Nam | | | 7.3.2013 | Chief Representative for the Korea Mining Development Trading Corporation (KOMID). The KOMID was designated by the Sanctions Committee in April 2009 and is the DPRK's primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons |
| 11. | Ko Ch'o'l-Chae | | | 7.3.2013 | Deputy Chief Representative for the Korea Mining Development Trading Corporation (KOMID). The KOMID was designated by the Sanctions Committee in April 2009 and is the DPRK's primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons. |
| | | | | | |
| 12. | Mun Cho’ng-Ch’o’l | Mun Chong-Chol | DOB: 23.12.1964 Nationality: DPRK Address: C/O Tanchon Commercial Bank, Pyongyang, DPRK, Saemaeul 1-Dong, Pyongchon District | 7.3.2013 | Mun Cho’ng-Ch’o’l is a Tanchon Commercial Bank (TCB) official. In this capacity he has facilitated transactions for TCB. Tanchon was designated by the Sanctions Committee in April 2009 and is the main DPRK financial entity for sales of conventional arms, ballistic missiles, and goods related to the assembly and manufacture of such weapons. |
| 12. | Mun Cho’ng-Ch’o’l | Mun Chong-Chol | DOB: 23.12.1964 Nationality: DPRK Address: C/O Tanchon Commercial Bank, Pyongyang, DPRK, Saemaeul 1-Dong, Pyongchon District | 7.3.2013 | Mun Cho’ng-Ch’o’l is a Tanchon Commercial Bank (TCB) official. In this capacity he has facilitated transactions for TCB. Tanchon was designated by the Sanctions Committee in April 2009 and is the main DPRK financial entity for sales of conventional arms, ballistic missiles, and goods related to the assembly and manufacture of such weapons. |
| | | | | | |
| 13. | Choe Chun-Sik | Choe Chun Sik; Ch’oe Ch’un Sik | DOB: 12.10.1954 Nationality: DPRK Address: DPRK | 2.3.2016 | Choe Chun-sik was the director of the Second Academy of Natural Sciences (SANS) and was the head of the DPRK’s long-range missile programme. |
| | | | | | |
@@ -2412,13 +2412,13 @@
| | | | | | |
| 18. | Jon Myong Guk | Cho 'n Myo 'ng-kuk; Jon Yong Sang | DOB: 18.10.1976, 25.8.1976 Nationality: DPRK Passport: 4721202031 Passport date of expiration: 21.2.2017 Passport: 836110035 (diplomatic) Passport date of expiration: 1.1.2020 | 2.3.2016 | Tanchon Commercial Bank Representative in Syria. |
| | | | | | |
| 19. | Kang Mun Kil | Jiang Wen-ji; Jian Wenji | DOB: 9.2.1963 Passport number: PS 472330208 (expires 4.7.2017) Nationality: DPRK Address: DPRK | 2.3.2016 | Kang Mun Kil has conducted nuclear procurement activities as a representative of Namchongang, also known as Namhung. |
| 19. | Kang Mun Kil | Jiang Wen-ji; Jian Wenji | DOB: 9.2.1963 Passport number: PS 472330208 (expires 4.7.2017) Nationality: DPRK Address: DPRK | 2.3.2016 | Kang Mun Kil has conducted nuclear procurement activities as a representative of Namchongang, also known as Namhung. |
| 20. | Kang Ryong | | DOB: 21.8.1969 Nationality: DPRK | 2.3.2016 | Former Korea Mining Development Trading Corporation (KOMID) Representative in Syria. |
| | | | | | |
| 21. | Kim Jung Jong | Kim Chung Chong | DOB: 7.11.1966 Nationality: DPRK Passport: 199421147 Passport date of expiration: 29.12.2014 Passport: 381110042 Passport date of expiration: 25.1.2016 Passport: 563210184 Passport date of expiration: 18.6.2018 | 2.3.2016 | Tanchon Commercial Bank Representative. Served as the Tanchon Commercial Bank Representative in Vietnam. |
| 22. | Kim Kyu | | DOB: 30.7.1968 Nationality: DPRK | 2.3.2016 | Korea Mining Development Trading Corporation (KOMID) External Affairs Officer. |
| | | | | | |
| 23. | Kim Tong My’ong | Kim Chin-So’k; Kim Tong-Myong; Kim Jin-Sok; Kim, Hyok-Chol; Kim Tong-Myo’ng; Kim Tong Myong; Kim Hyok Chol | DOB: a) 1964 b) 28.8.1962 Nationality: DPRK Passport no: 290320764 (issued by the DPRK) | 2.3.2016 | Kim Tong My’ong is the President of Tanchon Commercial Bank (TCB) and has held various positions within TCB since at least 2002. He has also played a role in managing Amroggang’s affairs. |
| 23. | Kim Tong My’ong | Kim Chin-So’k; Kim Tong-Myong; Kim Jin-Sok; Kim, Hyok-Chol; Kim Tong-Myo’ng; Kim Tong Myong; Kim Hyok Chol | DOB: a) 1964 b) 28.8.1962 Nationality: DPRK Passport no: 290320764 (issued by the DPRK) | 2.3.2016 | Kim Tong My’ong is the President of Tanchon Commercial Bank (TCB) and has held various positions within TCB since at least 2002. He has also played a role in managing Amroggang’s affairs. |
| 24. | Kim Yong Chol | Kim Yong-Chol; Kim Young-Chol; Kim Young-Cheol; Young-Chul | DOB. 18.2.1962 Nationality: DPRK Passport no: 472310168 (issued by the DPRK) | 2.3.2016 | KOMID Representative. Served as the KOMID Representative in Iran. |
| | | | | | |
| 25. | Ko Tae Hun | Kim Myong Gi | DOB: 25.5.1972; Passport number: 563120630; Passport date of expiration: 20.3.2018; Nationality: DPRK | 2.3.2016 | Tanchon Commercial Bank official. |
@@ -2426,9 +2426,9 @@
| | | | | | |
| 27. | Ryu Jin | | DOB: 7.8.1965 Nationality: DPRK Passport: 563410081 | 2.3.2016 | KOMID Representative in Syria. |
| | | | | | |
| 28. | Yu Chol U | | DOB: 8.8.1959 Nationality: DPRK Address: DPRK | 2.3.2016 | Yu Chol U is the Director of the National Aerospace Development Administration. |
| | | | | | |
| 29. | Pak Chun Il | | Passport: 563410091; DOB: 28.7.1954; Nationality: DPRK | 30.11.2016 | Served as the DPRK Ambassador to Egypt and provides support to KOMID. Concluded his tour of duty and left Egypt on 15 November 2016. |
| 28. | Yu Chol U | | DOB: 8.8.1959 Nationality: DPRK Address: DPRK | 2.3.2016 | Yu Chol U is the Director of the National Aerospace Development Administration. |
| | | | | | |
| 29. | Pak Chun Il | | Passport: 563410091; DOB: 28.7.1954; Nationality: DPRK | 30.11.2016 | Served as the DPRK Ambassador to Egypt and provides support to KOMID. Concluded his tour of duty and left Egypt on 15 November 2016. |
| | | | | | |
| 30. | Kim Song Chol | Kim Hak Song | DOB 26.3.1968 DOB 15.10.1970 Nationality: DPRK Passport: 381420565 Passport: 654120219 | 30.11.2016 | Kim Song Chol is a KOMID official who has conducted business in Sudan in the interest of KOMID, a designated entity. |
| 31. | Son Jong Hyok | Son Min | DOB 20.5.1980 Nationality: DPRK | 30.11.2016 | Son Jong Hyok is a KOMID official who has conducted business in Sudan in the interest of KOMID, a designated entity. |
@@ -2436,7 +2436,7 @@
| 33. | Ri Won Ho | | DOB 17.7.1964 Nationality: DPRK Passport 381310014 | 30.11.2016 | Ri Won Ho is a DPRK Ministry of State Security Official stationed in Syria supporting KOMID, a designated entity. |
| 34. | Jo Yong Chol | Cho Yong Chol | DOB: 30.9.1973 Nationality: DPRK. | 30.11.2016 | Jo Yong Chol is a DPRK Ministry of State Security Official stationed in Syria supporting KOMID, a designated entity. |
| | | | | | |
| 35. | Kim Chol Sam | Jin Tiesan (金铁三) | DOB: 11.3.1971 Nationality: DPRK Passport no: 645120378 (issued by the DPRK) | 30.11.2016 | Kim Chol Sam is a representative for Daedong Credit Bank (DCB), who has been involved in managing transactions on behalf of DCB Finance Limited. As an overseas-based representative of DCB, it is suspected that Kim Chol Sam has facilitated transactions worth hundreds of thousands of dollars and likely managed millions of dollars in DPRK-related accounts with potential links to nuclear/missile programmes. |
| 35. | Kim Chol Sam | Jin Tiesan (金铁三) | DOB: 11.3.1971 Nationality: DPRK Passport no: 645120378 (issued by the DPRK) | 30.11.2016 | Kim Chol Sam is a representative for Daedong Credit Bank (DCB), who has been involved in managing transactions on behalf of DCB Finance Limited. As an overseas-based representative of DCB, it is suspected that Kim Chol Sam has facilitated transactions worth hundreds of thousands of dollars and likely managed millions of dollars in DPRK-related accounts with potential links to nuclear/missile programmes. |
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| 36. | Kim Sok Chol | | DOB: 8.5.1955 Nationality: DPRK Address: Myanmar Passport number: 472310082 | 30.11.2016 | Former DPRK Ambassador to Myanmar. He operates as a KOMID facilitator. He was paid by KOMID for his assistance and arranges meetings on behalf of KOMID, including a meeting between KOMID and Myanmar’s defense related persons to discuss financial matters. |
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@@ -2449,7 +2449,7 @@
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| 42. | Choe Hwi | | DOB: 1954 or 1955. Gender: male. Nationality: DPRK. Address: DPRK | 2.6.2017 | First Vice Director of the Workers' Party of Korea Propaganda and Agitation Department, which controls all DPRK media and is used by the government to control the public. |
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| 43. | Jo Yong-Won | Cho Yongwon | DOB: 24.10.1957 Passport number: 108210124 (Expired: 4 June 2023) Nationality: DPRK Gender: male Address: DPRK | 2.6.2017 | Secretary and Chief of Organisation and Guidance Department of the Worker’s Party of Korea and former Vice Director of the Worker’s Party of Korea’s Organization and Guidance Department, which directs key personnel appointments for the Workers’ Party of Korea and the DPRK’s military. |
| 43. | Jo Yong-Won | Cho Yongwon | DOB: 24.10.1957 Passport number: 108210124 (Expired: 4 June 2023) Nationality: DPRK Gender: male Address: DPRK | 2.6.2017 | Secretary and Chief of Organisation and Guidance Department of the Worker’s Party of Korea and former Vice Director of the Worker’s Party of Korea’s Organization and Guidance Department, which directs key personnel appointments for the Workers’ Party of Korea and the DPRK’s military. |
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| 44. | Kim Chol Nam | | DOB: 19.2.1970 Nationality: DPRK Passport: 563120238 Address: DPRK | 2.6.2017 | President of Korea Kumsan Trading Corporation, a company that procures supplies for General Bureau of Atomic Energy and serves as a cash route to DPRK. |
| 45. | Kim Kyong Ok | | DOB: 1937 or 1938 Nationality: DPRK Address: Pyongyang, DPRK | 2.6.2017 | Vice Director of the Organization and Guidance Department, which directs key personnel appointments for the Workers' Party of Korea and DPRK's military. |
@@ -2460,12 +2460,12 @@
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| 49. | Pak Han Se | Kang Myong Chol | Nationality: DPRK Passport 290410121 Address: DPRK | 2.6.2017 | Vice Chairman of the Second Economic Committee, which oversees the production of DPRK's ballistic missiles and directs the activities of Korea Mining Development Corporation, DPRK's premier arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons. |
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| 50. | Pak To Chun | Pak Do Chun; Pak To’-Ch’un | DOB: 9.3.1944 Nationality: DPRK | 2.6.2017 | Pak To Chun is a former Secretary of Munitions Industry Department (MID) and currently advises on affairs relating to nuclear and missile programmes. He is a former State Affairs Commission member and is a member Workers’ Party of Korea Political Bureau. Died on 27 July 2022. |
| 51. | Ri Jae Il | Ri, Chae-Il | YOB: 1934 Nationality: DPRK | 2.6.2017 | Vice Director of the Workers’ Party of Korea Propaganda and Agitation Department, which controls all DPRK’s media and is used by the government to control the public. Died on 4 February 2021. |
| 50. | Pak To Chun | Pak Do Chun; Pak To’-Ch’un | DOB: 9.3.1944 Nationality: DPRK | 2.6.2017 | Pak To Chun is a former Secretary of Munitions Industry Department (MID) and currently advises on affairs relating to nuclear and missile programmes. He is a former State Affairs Commission member and is a member Workers’ Party of Korea Political Bureau. Died on 27 July 2022. |
| 51. | Ri Jae Il | Ri, Chae-Il | YOB: 1934 Nationality: DPRK | 2.6.2017 | Vice Director of the Workers’ Party of Korea Propaganda and Agitation Department, which controls all DPRK’s media and is used by the government to control the public. Died on 4 February 2021. |
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| 52. | Ri Su Yong | | DOB: 25.6.1968 Nationality: DPRK Passport No: 654310175 Address: n/a Gender: male Served as Korea Ryonbong General Corporation representative in Cuba | 2.6.2017 | Official for Korea Ryonbong General Corporation, specialises in acquisition for DPRK's defence industries and support to Pyongyang's military-related sales. Its procurements also probably support the DPRK's chemical weapons programme. |
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| 53. | Ri Yong Mu | Ri Yong-Mu | DOB: 25.1.1925 Nationality: DPRK Address: DPRK | | Vice Chairman of the State Affairs Commission, which directs and guides all DPRK’s military, defence, and security-related affairs, including acquisition and procurement. Died on 27 January 2022. |
| 53. | Ri Yong Mu | Ri Yong-Mu | DOB: 25.1.1925 Nationality: DPRK Address: DPRK | | Vice Chairman of the State Affairs Commission, which directs and guides all DPRK’s military, defence, and security-related affairs, including acquisition and procurement. Died on 27 January 2022. |
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| 54. | Choe Chun Yong | Ch'oe Ch'un-yong | Gender: male Nationality: DPRK Passport: 65441078 | 5.8.2017 | Representative for Ilsim International Bank, which is affiliated with the DPRK military and has a close relationship with the Korea Kwangson Banking Corporation. Ilsim International Bank has attempted to evade United Nations sanctions. |
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@@ -2518,13 +2518,13 @@
| 2. | Korea Ryonbong General Corporation | KOREA YONBONG GENERAL CORPORATION; LYON-GAKSAN GENERAL TRADING CORPORATION | Pot'onggang District, Pyongyang, DPRK; Rakwon-dong, Pothonggang District, Pyongyang, DPRK | 24.4.2009 | Defence conglomerate specialising in acquisition for DPRK defence industries and support to that country's military-related sales. |
| 3. | Tanchon Commercial Bank | CHANGGWANG CREDIT BANK; KOREA CHANGGWANG CREDIT BANK | Saemul 1- Dong Pyongchon District, Pyongyang, DPRK | 24.4.2009 | Main DPRK financial entity for sales of conventional arms, ballistic missiles, and goods related to the assembly and manufacture of such weapons. |
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| 4. | Namchongang Trading Corporation | a) NCG, b) NAMCHONGANG TRADING, c) NAM CHON GANG CORPORATION, d) NOMCHONGANG TRADING CO., e) NAM CHONG GAN TRADING CORPORATION, f) Namhung Trading Corporation, g) Korea Daeryonggang Trading Corporation, h) Korea Tearyonggang Trading Corporation | a) Chilgol, Pyongyang, Democratic People’s Republic of Korea, b) Sengujadong 11-2/(or Kwangbok-dong), Mangyongdae District, Pyongyang, Democratic People’s Republic of Korea; Telephone numbers: +850-2-18111, 18222 (ext. 8573); Facsimile number: +850-2-381-4687 | 16.7.2009 | Namchongang is a DPRK trading company subordinate to the General Bureau of Atomic Energy (GBAE). Namchongang has been involved in the procurement of Japanese origin vacuum pumps that were identified at a DPRK nuclear facility, as well as nuclear-related procurement associated with a German individual. It has further been involved in the purchase of aluminium tubes and other equipment specifically suitable for a uranium enrichment program from the late 1990s. Its representative is a former diplomat who served as DPRK’s representative for the IAEA inspection of the Yongbyon nuclear facilities in 2007. Namchongang’s proliferation activities are of grave concern given the DPRK’s past proliferation activities. |
| 4. | Namchongang Trading Corporation | a) NCG, b) NAMCHONGANG TRADING, c) NAM CHON GANG CORPORATION, d) NOMCHONGANG TRADING CO., e) NAM CHONG GAN TRADING CORPORATION, f) Namhung Trading Corporation, g) Korea Daeryonggang Trading Corporation, h) Korea Tearyonggang Trading Corporation | a) Chilgol, Pyongyang, Democratic People’s Republic of Korea, b) Sengujadong 11-2/(or Kwangbok-dong), Mangyongdae District, Pyongyang, Democratic People’s Republic of Korea; Telephone numbers: +850-2-18111, 18222 (ext. 8573); Facsimile number: +850-2-381-4687 | 16.7.2009 | Namchongang is a DPRK trading company subordinate to the General Bureau of Atomic Energy (GBAE). Namchongang has been involved in the procurement of Japanese origin vacuum pumps that were identified at a DPRK nuclear facility, as well as nuclear-related procurement associated with a German individual. It has further been involved in the purchase of aluminium tubes and other equipment specifically suitable for a uranium enrichment program from the late 1990s. Its representative is a former diplomat who served as DPRK’s representative for the IAEA inspection of the Yongbyon nuclear facilities in 2007. Namchongang’s proliferation activities are of grave concern given the DPRK’s past proliferation activities. |
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| 5. | Hong Kong Electronics | HONG KONG ELECTRONICS KISH CO | Sanaee St., Kish Island, Iran. | 16.7.2009 | Owned or controlled by, or acts or purports to act for or on behalf of Tanchon Commercial Bank and KOMID. Hong Kong Electronics has transferred millions of dollars of proliferation-related funds on behalf of Tanchon Commercial Bank and KOMID (both designated by the Sanctions Committee in April 2009) since 2007. Hong Kong Electronics has facilitated the movement of money from Iran to the DPRK on behalf of KOMID. |
| 6. | Korea Hyoksin Trading Corporation | KOREA HYOKSIN EXPORT AND IMPORT CORPORATION | Rakwon-dong, Pothonggang District, Pyongyang, DPRK. | 16.7.2009 | A DPRK company based in Pyongyang that is subordinate to Korea Ryonbong General Corporation (designated by the Sanctions Committee in April 2009) and is involved in the development of weapons of mass destruction. |
| 7. | General Bureau of Atomic Energy (GBAE) | General Department of Atomic Energy (GDAE) | Haeudong, Pyongchen District, Pyongyang, DPRK. | 16.7.2009 | The GBAE is responsible for the DPRK's nuclear programme, which includes the Yongbyon Nuclear Research Centre and its 5 MWe (25 MWt) plutonium production research reactor, as well as its fuel fabrication and reprocessing facilities. The GBAE has held nuclear-related meetings and discussions with the International Atomic Energy Agency. GBAE is the primary DPRK Government agency that oversees nuclear programmes, including the operation of the Yongbyon Nuclear Research Centre. |
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| 8. | Korean Tangun Trading Corporation | a) Kuryonggang Trading Corporation b) Ryungseng Trading Corporation c) Ryung Seng Trading Corporation d) Ryungsong Trading Corporation e) Kore Kuryonggang Trading Corporation | Pyongyang, DPRK | 16.7.2009 | Korea Tangun Trading Corporation is subordinate to DPRK’s Second Academy of Natural Sciences and is primarily responsible for the procurement of commodities and technologies to support DPRK’s defence research and development programmes, including, but not limited to, weapons of mass destruction and delivery system programmes and procurement, including materials that are controlled or prohibited under relevant multilateral control regimes. |
| 8. | Korean Tangun Trading Corporation | a) Kuryonggang Trading Corporation b) Ryungseng Trading Corporation c) Ryung Seng Trading Corporation d) Ryungsong Trading Corporation e) Kore Kuryonggang Trading Corporation | Pyongyang, DPRK | 16.7.2009 | Korea Tangun Trading Corporation is subordinate to DPRK’s Second Academy of Natural Sciences and is primarily responsible for the procurement of commodities and technologies to support DPRK’s defence research and development programmes, including, but not limited to, weapons of mass destruction and delivery system programmes and procurement, including materials that are controlled or prohibited under relevant multilateral control regimes. |
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| 9. | Korean Committee for Space Technology | DPRK Committee for Space Technology; Department of Space Technology of the DPRK; Committee for Space Technology; KCST | Pyongyang, DPRK | 22.1.2013 | The Korean Committee for Space Technology (KCST) orchestrated the DPRK's launches on 13 April 2012 and 12 December 2012 via the satellite control centre and Sohae launch area. |
| 10. | Bank of East Land | Dongbang Bank; Tongbang U'Nhaeng; Tongbang Bank | P.O.32, BEL Building, Jonseung-Dung, Moranbong District, Pyongyang, DPRK. | 22.1.2013 | DPRK financial institution Bank of East Land facilitates weapons-related transactions for, and other support to, arms manufacturer and exporter Green Pine Associated Corporation (Green Pine). Bank of East Land has actively worked with Green Pine to transfer funds in a manner that circumvents sanctions. In 2007 and 2008, Bank of East Land facilitated transactions involving Green Pine and Iranian financial institutions, including Bank Melli and Bank Sepah. The Security Council designated Bank Sepah in Resolution 1747 (2007) for providing support to Iran's ballistic missile programme. Green Pine was designated by the Sanctions Committee in April 2012. |
@@ -2538,16 +2538,16 @@
| 18. | Second Academy of Natural Sciences | 2nd Academy of Natural Sciences; Che 2 Chayon Kwahakwon; Academy of Natural Sciences; Chayon Kwahak-Won; National Defense Academy; Kukpang Kwahak-Won; Second Academy of Natural Sciences Research Institute; Sansri | Pyongyang, DPRK | 7.3.2013 | The Second Academy of Natural Sciences is a national-level organisation responsible for research and development of the DPRK's advanced weapons systems, including missiles and probably nuclear weapons. The Second Academy of Natural Sciences uses a number of subordinateorganisations to obtain technology, equipment, and information from overseas, including Tangun Trading Corporation, for use in the DPRK's missile and probably nuclear weapons programmes. Tangun Trading Corporation was designated by the Sanctions Committee in July 2009 and is primarily responsible for the procurement of commodities and technologies to support DPRK's defence research and development programmes, including, but not limited to, weapons of mass destruction and delivery system programmes and procurement, including materials that are controlled or prohibited under relevant multilateral control regimes. |
| 19. | Korea Complex Equipment Import Corporation | | Rakwon-dong, Pothonggang District, Pyongyang, DPRK. | 7.3.2013 | Korea Ryonbong General Corporation is the parent company of Korea Complex Equipment Import Corporation. Korea Ryonbong General Corporation was designated by the Sanctions Committee in April 2009 and is a defence conglomerate specialising in acquisition for DPRK defence industries and support to that country's military-related sales. |
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| 20. | Ocean Maritime Management Company, Limited (OMM) | a) East Sea Shipping Company; b) Korea Mirae Shipping Co. Ltd c) Haeyang Crew Management Company | Address: Donghung Dong, Central District. PO BOX 120. Pyongyang, DPRK; Alternate address: Dongheung-dong Changwang Street, Chung-Ku, PO Box 125, Pyongyang; IMO number: 1790183 | 28.7.2014 | Ocean Maritime Management Company, Limited is the operator/manager of the vessel Chong Chon Gang. It played a key role in arranging the shipment of concealed cargo of arms and related materiel from Cuba to the DPRK in July 2013. As such, Ocean Maritime Management Company, Limited contributed to activities prohibited by the resolutions, namely the arms embargo imposed by resolution 1718 (2006), as modified by resolution 1874 (2009), and contributed to the evasion of the measures imposed by these resolutions. |
| 20. | Ocean Maritime Management Company, Limited (OMM) | a) East Sea Shipping Company; b) Korea Mirae Shipping Co. Ltd c) Haeyang Crew Management Company | Address: Donghung Dong, Central District. PO BOX 120. Pyongyang, DPRK; Alternate address: Dongheung-dong Changwang Street, Chung-Ku, PO Box 125, Pyongyang; IMO number: 1790183 | 28.7.2014 | Ocean Maritime Management Company, Limited is the operator/manager of the vessel Chong Chon Gang. It played a key role in arranging the shipment of concealed cargo of arms and related materiel from Cuba to the DPRK in July 2013. As such, Ocean Maritime Management Company, Limited contributed to activities prohibited by the resolutions, namely the arms embargo imposed by resolution 1718 (2006), as modified by resolution 1874 (2009), and contributed to the evasion of the measures imposed by these resolutions. |
| | Vessels with IMO Number: | | | | |
| | (a) Chol Ryong (Ryong Gun Bong) 8606173 | | | 2.3.2016 | |
| | (b) Chong Bong (Greenlight) (Blue Nouvelle) 8909575 | | | 2.3.2016 | |
| | (c) Chong Rim 2 8916293 | | | 2.3.2016 | |
| | (g) Hoe Ryong 9041552 | | | 2.3.2016 | |
| | (h) Hu Chang (O Un Chong Nyon) 8330815 | | | 2.3.2016 | |
| | (i) Hui Chon (Hwang Gum San 2) 8405270 | | | 2.3.2016 | |
| | (i) Hui Chon (Hwang Gum San 2) 8405270 | | | 2.3.2016 | |
| | (j) Ji Hye San (Hyok Sin 2) 8018900 | | | 2.3.2016 | |
| | (k) Kang Gye (Pi Ryu Gang) 8829593 | | | 2.3.2016 | |
| | (k) Kang Gye (Pi Ryu Gang) 8829593 | | | 2.3.2016 | |
| | (l) Mi Rim 8713471 | | | 2.3.2016 | |
| | (m) Mi Rim 2 9361407 | | | 2.3.2016 | |
| | (n) O Rang (Po Thong Gang) 8829555 | | | 2.3.2016 | |
@@ -2555,7 +2555,7 @@
| | (q) Ra Nam 3 9314650 | | | 2.3.2016 | |
| | (r) Ryo Myong 8987333 | | | 2.3.2016 | |
| | (s) Ryong Rim (Jon Jin 2) 8018912 | | | 2.3.2016 | |
| | (t) Se Pho (Rak Won 2) 8819017 | | | 2.3.2016 | |
| | (t) Se Pho (Rak Won 2) 8819017 | | | 2.3.2016 | |
| | (u) Songjin (Jang Ja San Chong Nyon Ho) 8133530 | | | 2.3.2016 | |
| | (v) South Hill 2 8412467 | | | 2.3.2016 | |
| | (x) Tan Chon (Ryon Gang 2) 7640378 | | | 2.3.2016 | |
@@ -2565,8 +2565,8 @@
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| 21. | Academy of National Defense Science | | Pyongyang, DPRK | 2.3.2016 | The Academy of National Defense Science is involved in the DPRK's efforts to advance the development of its ballistic missile and nuclear weapons programmes. |
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| 22. | Chongchongang Shipping Company | a) Chong Chon Gang Shipping Co. Ltd. b) Chongchongang Shipping Co LTD | Address: 817 Haeun, Donghung-dong, Central District, Pyongyang, DPRK; Alternate Address: 817, Haeum, Tonghun-dong, Chung-gu, Pyongyang, DPRK; IMO number: 5342883 | 2.3.2016 | The Chongchongang Shipping Company, through its vessel, the Chong Chon Gang, attempted to directly import the illicit shipment of conventional weapons and arms to the DPRK in July 2013. |
| 23. | Daedong Credit Bank (DCB) | a) DCB b) Taedong Credit Bank c) Dae-Dong Credit Bank | Address: Suite 401, Potonggang Hotel, Ansan-Dong, Pyongchon District, Pyongyang, DPRK; Alternate Address: Ansan-dong, Botonggang Hotel, Pongchon, Pyongyang, DPRK; SWIFT: DCBKKPPY | 2.3.2016 | Daedong Credit Bank (DCB) has provided financial services to the Korea Mining Development Trading Corporation (KOMID) and Tanchon Commercial Bank (TCB). Since at least 2007, DCB has facilitated hundreds of financial transactions worth millions of dollars on behalf of KOMID and TCB. In some cases, DCB has knowingly facilitated transactions by using deceptive financial practices. |
| 22. | Chongchongang Shipping Company | a) Chong Chon Gang Shipping Co. Ltd. b) Chongchongang Shipping Co LTD | Address: 817 Haeun, Donghung-dong, Central District, Pyongyang, DPRK; Alternate Address: 817, Haeum, Tonghun-dong, Chung-gu, Pyongyang, DPRK; IMO number: 5342883 | 2.3.2016 | The Chongchongang Shipping Company, through its vessel, the Chong Chon Gang, attempted to directly import the illicit shipment of conventional weapons and arms to the DPRK in July 2013. |
| 23. | Daedong Credit Bank (DCB) | a) DCB b) Taedong Credit Bank c) Dae-Dong Credit Bank | Address: Suite 401, Potonggang Hotel, Ansan-Dong, Pyongchon District, Pyongyang, DPRK; Alternate Address: Ansan-dong, Botonggang Hotel, Pongchon, Pyongyang, DPRK; SWIFT: DCBKKPPY | 2.3.2016 | Daedong Credit Bank (DCB) has provided financial services to the Korea Mining Development Trading Corporation (KOMID) and Tanchon Commercial Bank (TCB). Since at least 2007, DCB has facilitated hundreds of financial transactions worth millions of dollars on behalf of KOMID and TCB. In some cases, DCB has knowingly facilitated transactions by using deceptive financial practices. |
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| 24. | Hesong Trading Company | | Pyongyang, DPRK | 2.3.2016 | The Korea Mining Development Corporation (KOMID) is the parent company of Hesong Trading Corporation. |
| 25. | Korea Kwangson Banking Corporation (KKBC) | KKBC | Jungson-dong, Sungri Street, Central District, Pyongyang, DPRK | 2.3.2016 | KKBC provides financial services in support to Tanchon Commercial Bank and Korea Hyoksin Trading Corporation, a subordinate of the Korea Ryonbong General Corporation. Tanchon Commercial Bank has used KKBC to facilitate funds transfers likely amounting to millions of dollars, including transfers involving Korea Mining Development Corporation related funds. |
@@ -2575,9 +2575,9 @@
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| 28. | Munitions Industry Department | Military Supplies Industry Department; MID; Machine Industry Department | Pyongyang, DPRK | 2.3.2016 | The Munitions Industry Department (MID) is involved in key aspects of the DPRK’s missile programme. MID is responsible for overseeing the development of the DPRK’s ballistic missiles, including the Taepo Dong-2. The MID oversees the DPRK’s weapons production and R & D programmes, including the DPRK’s ballistic missile programme. The Second Economic Committee and the Second Academy of Natural Sciences – also designated in August 2010 – are subordinate to the MID. The MID in recent years has worked to develop the KN08 road-mobile ICBM. The MID oversees the DPRK’s nuclear programme. The Nuclear Weapons Institute is subordinate to the MID. |
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| 29. | National Aerospace Development Administration | NADA | DPRK | 2.3.2016 | NADA is involved in the DPRK's development of space science and technology, including satellite launches and carrier rockets. |
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| 30. | Office 39 | Office #39; Office No. 39; Bureau 39; Central Committee Bureau 39; Third Floor; Division 39 | a) Second KWP Government Building (Korean – Ch’o’ngsa, Urban Town (Korean-Dong), Chung Ward, Pyongyang, DPRK b) Chung-Guyok (Central District), Sosong Street, Kyongrim-Dong, Pyongyang, DPRK c) Changwang Street, Pyongyang DPRK | 2.3.2016 | DPRK government entity. |
| 29. | National Aerospace Technology Administration (NATA) | f.k.a.: National Aerospace Development Administration; f.k.a.: NADA | DPRK | 2.3.2016 | NATA is involved in the DPRK’s development of space science and technology, including satellite launches and carrier rockets. |
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| 30. | Office 39 | Office #39; Office No. 39; Bureau 39; Central Committee Bureau 39; Third Floor; Division 39 | a) Second KWP Government Building (Korean – Ch’o’ngsa, Urban Town (Korean-Dong), Chung Ward, Pyongyang, DPRK b) Chung-Guyok (Central District), Sosong Street, Kyongrim-Dong, Pyongyang, DPRK c) Changwang Street, Pyongyang DPRK | 2.3.2016 | DPRK government entity. |
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| 31. | Reconnaissance General Bureau | Chongch'al Ch'ongguk; KPA Unit 586; RGB | Hyongjesan- Guyok, Pyongyang, DPRK; Alternate Address: Nungrado, Pyongyang, DPRK | 2.3.2016 | The Reconnaissance General Bureau is the DPRK's premiere intelligence organisation, created in early 2009 by the merger of existing intelligence organisations from the Korean Workers' Party, the Operations Department and Office 35, and the Reconnaissance Bureau of the Korean People's Army. The Reconnaissance General Bureau trades in conventional arms and controls the DPRK conventional arms firm Green Pine Associated Corporation. |
| 32. | Second Economic Committee | | Kangdong, DPRK | 2.3.2016 | The Second Economic Committee is involved in key aspects of the DPRK's missile programme. The Second Economic Committee is responsible for overseeing the production of the DPRK's ballistic missiles, and directs the activities of KOMID. |
@@ -2602,7 +2602,7 @@
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| 46. | Strategic Rocket Force of the Korean People's Army | Strategic Rocket Force; Strategic Rocket Force Command of KPA; Strategic Force; Strategic Forces | Pyongyang, DPRK | 2.6.2017 | The Strategic Rocket Force of the Korean People's Army is in charge of all DPRK ballistic missile programmes and is responsible for SCUD and NODONG launches. |
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| 47. | Foreign Trade Bank | a) Mooyokbank b) Korea Trading Bank | Address: FTB Building, Jungsong-dong, Central District, Pyongyang, DPRK; SWIFT/BIC: FTBDKPPY | 4.8.2017 | Foreign Trade Bank is a state-owned bank and acts as the DPRK’s primary foreign exchange bank and has provided key financial support to the Korea Kwangson Banking Corporation. |
| 47. | Foreign Trade Bank | a) Mooyokbank b) Korea Trading Bank | Address: FTB Building, Jungsong-dong, Central District, Pyongyang, DPRK; SWIFT/BIC: FTBDKPPY | 4.8.2017 | Foreign Trade Bank is a state-owned bank and acts as the DPRK’s primary foreign exchange bank and has provided key financial support to the Korea Kwangson Banking Corporation. |
| | | | | | |
| 48. | Korean National Insurance Company (KNIC) | Korea National Insurance Corporation; Korea Foreign Insurance Company | Central District, Pyongyang, DPRK | 5.8.2017 | The Korean National Insurance Company is a DPRK financial and insurance company and is affiliated with Office 39. |
| 49. | Koryo Credit Development Bank | Daesong Credit Development Bank; Koryo Global Credit Bank; Koryo Global Trust Bank | Pyongyang, DPRK | 5.8.2017 | Koryo Credit Development Bank operates in the financial services industry in the DPRK's economy. |
@@ -2613,40 +2613,40 @@
| 52. | Organization and Guidance Department (OGD) | | DPRK | 11.9.2017 | The Organization and Guidance Department is a very powerful body of the Worker's Party of Korea. It directs key personnel appointments for the Workers' Party of Korea, the DPRK's military, and the DPRK's government administration. It also purports to control the political affairs of all of the DPRK and is instrumental in implementing the DPRK's censorship policies. |
| 53. | Propaganda and Agitation Department (PAD) | | Pyongyang, DPRK | 11.9.2017 | The Propaganda and Agitation Department has full control over the media, which it uses as a tool to control the public on behalf of the DPRK leadership. The Propaganda and Agitation Department also engages in or is responsible for censorship by the Government of the DPRK, including newspaper and broadcast censorship. |
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| 54. | Ministry of the People's Armed Forces (MPAF) | | Pyongyang, DPRK | 22.12.2017 | The Ministry of the People's Armed Forces manages the general administrative and logistical needs of the Korean People's Army. |
| 54. | Ministry of National Defence | Ministry of National Defense; Ministry of Defence; Ministry of Defense; f.k.a.: Ministry of the People’s Armed Forces (MPAF) | Pyongyang, DPRK | 22.12.2017 | The Ministry of National Defence manages the general administrative and logistical needs of the Korean People’s Army. |
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| 55. | CHANG AN SHIPPING & TECHNOLOGY | ; CHANG AN SHIPPING AND TECHNOLOGY | Room 2105, DL1849, Trend Centre, 29-31 Cheung Lee Street, Chai Wan, Hong Kong, China | 30.3.2018 | Registered owner, ship manager, and commercial manager of Panama-flagged vessel HUA FU, a cargo ship that loaded DPRK coal at Najin DPRK on 24 September 2017. |
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| 56. | CHONMYONG SHIPPING CO | CHON MYONG SHIPPING COMPANY LIMITED | Address: Kalrimgil 2-dong, Mangyongdae-guyok, Pyongyang, DPRK; Saemaul 2-dong, Pyongchon-guyok, Pyongyang, DPRK; IMO number: 5571322 | 30.3.2018 | Registered owner of CHON MYONG 1, a DPRK-flagged vessel that conducted ship-to-ship transfer of fuel in late December 2017. |
| 57. | FIRST OIL JV CO LTD | | Address: Jongbaek 1-dong, Rakrang-guyok, Pyongyang, DPRK; IMO number: 5963351 | 30.3.2018 | Owner of the DPRK tanker PAEK MA, which was involved in ship to ship transfer operations for oil in mid-January 2018. |
| 57. | FIRST OIL JV CO LTD | | Address: Jongbaek 1-dong, Rakrang-guyok, Pyongyang, DPRK; IMO number: 5963351 | 30.3.2018 | Owner of the DPRK tanker PAEK MA, which was involved in ship to ship transfer operations for oil in mid-January 2018. |
| 58. | HAPJANGGANG SHIPPING CORP | | Address: Kumsong 3-dong, Mangyongdae-guyok, Pyongyang, DPRK; IMO number: 5787684 | 30.3.2018 | Registered owner of the DPRK tanker NAM SAN 8, which is believed to have been involved in ship to ship transfer operations for oil, and owner of vessel HAP JANG GANG 6. |
| | | | | | |
| 59. | HUAXIN SHIPPING HONGKONG LTD | | Room 2105, Trend Centre, 29-31 Cheung Lee Street, Chai Wan, Hong Kong, China | 30.3.2018 | Ship and commercial manager of the ASIA BRIDGE 1. Hong Kong-owned vessel, the probable ‘ASIA BRIDGE 1’ was instructed on 19 October 2017 by Huaxin Shipping to make preparations for entry into Nampo, DPRK to receive a shipment of coal bound for Vietnam. The ‘ASIA BRIDGE 1’ was instructed by an unidentified employee of Huaxin Shipping Ltd to make preparations to receive 8 000 metric tonnes of coal and then sail to Cam Pha, Vietnam. The master of the vessel was instructed to cover the ship's name and other markings using canvas while in port at Nampo. |
| 60. | KINGLY WON INTERNATIONAL CO., LTD | | Trust Company Complex, Ajeltake Road, Ajeltake Island, Majuro MH 96960, Marshall Islands | 30.3.2018 | In 2017, Tsang Yung Yuan (aka Neil Tsang) and Kingly Won attempted to engage in an oil deal valued at over USD 1 million with a petroleum company in a third country to illicitly transfer to the DPRK. Kingly Won acted as a broker for that petroleum company and a Chinese company that reached out to Kingly Won to purchase marine oil on its behalf. |
| | | | | | |
| 61. | KOREA ACHIM SHIPPING CO | | Address: Sochang-dong, Chung-guyok, Pyongyang, DPRK IMO number: 5936312 | 30.3.2018 | Registered owner of DPRK tanker CHON MA SAN. DPRK-flagged CHON MA SAN prepared for likely ship to ship transfer operations in late January 2018. The master of the DPRK-flagged motor tanker YU JONG 2 reported on November 18, 2017 to an unidentified DPRK-based controller that the vessel was avoiding a storm in advance of a ship to ship transfer. The master suggested that the YU JONG 2 load fuel oil before the DPRK-flagged tanker CHON MA SAN since the CHON MA SAN’s larger size was better suited to conduct ship to ship transfers in a storm. After the CHON MA SAN loaded fuel oil from a vessel, the YU JONG 2 loaded 1 168 kilolitres of fuel oil on November 19, 2017 through a ship to ship transfer operation. |
| 62. | KOREA ANSAN SHIPPING COMPANY | a) KOREA ANSAN SHPG COMPANY b) Korea Ansan SHPG CO | Address: Pyongchon 1-dong, Pyongchon-guyok, Pyongyang, DPRK; IMO number: 5676084 | 30.3.2018 | Registered owner of DPRK tanker AN SAN 1 believed to have been involved in ship to ship transfer operations for oil. |
| 61. | KOREA ACHIM SHIPPING CO | | Address: Sochang-dong, Chung-guyok, Pyongyang, DPRK IMO number: 5936312 | 30.3.2018 | Registered owner of DPRK tanker CHON MA SAN. DPRK-flagged CHON MA SAN prepared for likely ship to ship transfer operations in late January 2018. The master of the DPRK-flagged motor tanker YU JONG 2 reported on November 18, 2017 to an unidentified DPRK-based controller that the vessel was avoiding a storm in advance of a ship to ship transfer. The master suggested that the YU JONG 2 load fuel oil before the DPRK-flagged tanker CHON MA SAN since the CHON MA SAN’s larger size was better suited to conduct ship to ship transfers in a storm. After the CHON MA SAN loaded fuel oil from a vessel, the YU JONG 2 loaded 1 168 kilolitres of fuel oil on November 19, 2017 through a ship to ship transfer operation. |
| 62. | KOREA ANSAN SHIPPING COMPANY | a) KOREA ANSAN SHPG COMPANY b) Korea Ansan SHPG CO | Address: Pyongchon 1-dong, Pyongchon-guyok, Pyongyang, DPRK; IMO number: 5676084 | 30.3.2018 | Registered owner of DPRK tanker AN SAN 1 believed to have been involved in ship to ship transfer operations for oil. |
| 63. | KOREA MYONGDOK SHIPPING CO | | Address: Chilgol 2-dong, Mangyongdae-guyok, Pyongyang, DPRK; IMO number: 5985863 | 30.3.2018 | Registered owner of the YU PHYONG 5. In late November 2017, the YU PHYONG 5 conducted a ship-to-ship transfer of 1 721 metric tons of fuel oil. |
| 64. | KOREA SAMJONG SHIPPING | | Address: Tonghung-dong, Chung-guyok, Pyongyang, DPRK; IMO number: 5954061 | 30.3.2018 | Registered owner of DPRK tankers SAM JONG 1 and SAM JONG 2. Both vessels are believed to have imported refined petroleum to DPRK in violation of UN sanctions in late January 2018. |
| 64. | KOREA SAMJONG SHIPPING | | Address: Tonghung-dong, Chung-guyok, Pyongyang, DPRK; IMO number: 5954061 | 30.3.2018 | Registered owner of DPRK tankers SAM JONG 1 and SAM JONG 2. Both vessels are believed to have imported refined petroleum to DPRK in violation of UN sanctions in late January 2018. |
| 65. | KOREA SAMMA SHIPPING CO | Korea Samma SHPG CO | Address: Rakrang 3-dong, Rakrang-guyok, Pyongyang, DPRK; IMO number: 5145892 | 30.3.2018 | A DPRK-flagged tanker, SAM MA 2 owned by Korea Samma Shipping Company, conducted a ship-to-ship transfer of oil and fabricated documents in mid-October 2017, loading almost 1 600 metric tons of fuel oil in one transaction. The ship master was instructed to erase SAMMA SHIPPING and the Korean words found on the ship’s seal and instead put ‘Hai Xin You 606’ to mask its identity as a DPRK vessel. |
| | | | | | |
| 66. | KOREA YUJONG SHIPPING CO LTD | | Puksong 2-dong, Pyongchon-guyok, Pyongyang, DPRK; Company Number IMO 5434358 | 30.3.2018 | Registered owner of the DPRK tanker YU JONG 2, which loaded 1 168 kilolitres of fuel oil on 19 November 2017 through a ship to ship transfer operation. |
| | | | | | |
| 67. | KOTI CORP | | Address: Panama City, Panama; IMO number: 5982254 | 30.3.2018 | Ship manager and commercial manager of the Panama-flagged vessel KOTI, which conducted ship-to-ship transfers of likely petroleum product to the DPRK-flagged KUM UN SAN 3 on December 9, 2017. |
| 68. | MYOHYANG SHIPPING CO | | Address: Kumsong 3-dong, Mangyondae-guyok, Pyongyang, DPRK; IMO number: 5988369 | 30.3.2018 | Ship manager of DPRK oil products tanker YU SON, which is believed to have been involved in ship to ship transfer operations for oil. |
| 67. | KOTI CORP | | Address: Panama City, Panama; IMO number: 5982254 | 30.3.2018 | Ship manager and commercial manager of the Panama-flagged vessel KOTI, which conducted ship-to-ship transfers of likely petroleum product to the DPRK-flagged KUM UN SAN 3 on December 9, 2017. |
| 68. | MYOHYANG SHIPPING CO | | Address: Kumsong 3-dong, Mangyondae-guyok, Pyongyang, DPRK; IMO number: 5988369 | 30.3.2018 | Ship manager of DPRK oil products tanker YU SON, which is believed to have been involved in ship to ship transfer operations for oil. |
| | | | | | |
| 69. | PAEKMA SHIPPING CO | Care of First Oil JV Co Ltd | Jongbaek 1-dong, Rakrang-guyok, Pyongyang, DPRK | 30.3.2018 | Registered owner of the DPRK tanker PAEK MA, which was involved in ship to ship transfer operations for oil in mid-January 2018. |
| | | | | | |
| 70. | PHYONGCHON SHIPPING & MARINE | PHYONGCHON SHIPPING AND MARINE | Address: Otan-dong, Chung-guyok, Pyongyang, DPRK; IMO number: 5878561 | 30.3.2018 | Registered owner of DPRK tanker JI SONG 6, which is believed to have been involved in ship to ship transfer operations of oil in late January 2018. The company also owns vessels JI SONG 8 and WOORY STAR. |
| 70. | PHYONGCHON SHIPPING & MARINE | PHYONGCHON SHIPPING AND MARINE | Address: Otan-dong, Chung-guyok, Pyongyang, DPRK; IMO number: 5878561 | 30.3.2018 | Registered owner of DPRK tanker JI SONG 6, which is believed to have been involved in ship to ship transfer operations of oil in late January 2018. The company also owns vessels JI SONG 8 and WOORY STAR. |
| | | | | | |
| 71. | PRO-GAIN GROUP CORPORATION | | | 30.3.2018 | Company owned or controlled by Tsang Yung Yuan and involved in illicit transfers of DPRK coal. |
| | | | | | |
| 72. | SHANGHAI DONGFENG SHIPPING CO LTD | | Room 601, 433, Chifeng Lu, Hongkou Qu, Shanghai, 200083, China | 30.3.2018 | Registered owner, ship and commercial manager of the DONG FENG 6, a vessel that loaded coal at Hamhung, DPRK on 11 July 2017 for export in violation of UN sanctions. |
| 73. | SHEN ZHONG INTERNATIONAL SHIPPING | | Unit 503, 5th Floor, Silvercord Tower 2, 30, Canton Road, Tsim Sha Tsui, Kowloon, Hong Kong, China | 30.3.2018 | Ship and commercial manager of HAO FAN 2 and HAO FAN 6, St Kitts-Nevis-flagged vessels. The HAO FAN 6 loaded coal at Nampo, DPRK on 27 August 2017. HAO FAN 2 loaded North Korean coal at Nampo, DPRK on 3 June 2017. |
| | | | | | |
| 74. | WEIHAI WORLD-SHIPPING FREIGHT | | Address: 419-201, Tongyi Lu, Huancui Qu, Weihai, Shandong 264200, China; IMO number: 5905801 | 30.3.2018 | Ship and commercial manager of the XIN GUANG HAI, a vessel that on loaded coal at Taean, DPRK, on 27 October 2017 and had an ETA of 14 November 2017 to Cam Pha, Vietnam, but it did not arrive. |
| | | | | | |
| 75. | YUK TUNG ENERGY PTE LTD | | Address: 80 Raffles Place, #17-22 UOB Plaza, Singapore, 048624, Singapore; IMO number: 5987860 | 30.3.2018 | Ship manager and commercial manager of the YUK TUNG, which conducted ship-to-ship transfer of refined petroleum product. |
| 74. | WEIHAI WORLD-SHIPPING FREIGHT | | Address: 419-201, Tongyi Lu, Huancui Qu, Weihai, Shandong 264200, China; IMO number: 5905801 | 30.3.2018 | Ship and commercial manager of the XIN GUANG HAI, a vessel that on loaded coal at Taean, DPRK, on 27 October 2017 and had an ETA of 14 November 2017 to Cam Pha, Vietnam, but it did not arrive. |
| | | | | | |
| 75. | YUK TUNG ENERGY PTE LTD | | Address: 80 Raffles Place, #17-22 UOB Plaza, Singapore, 048624, Singapore; IMO number: 5987860 | 30.3.2018 | Ship manager and commercial manager of the YUK TUNG, which conducted ship-to-ship transfer of refined petroleum product. |
## ANNEX XIV
@@ -2770,7 +2770,7 @@
7389704
28.12.2017
9. CHON MYONG 1
Other information: DPRK oil tanker M/V CHON MYONG 1 conducted a ship-to-ship transfer, likely for oil, in late December 2017.
Other information: DPRK oil tanker M/V CHON MYONG 1 conducted a ship-to-ship transfer, likely for oil, in late December 2017.
8712362
30.3.2018
10. AN SAN 1
@@ -2826,7 +2826,7 @@
8916580
30.3.2018
23. XIN GUANG HAI
Other information: Merchant vessel M/V XIN GUANG HAI loaded DPRK coal at Taean, DPRK, on 27 October 2017 and transferred it to Port Klang, Malaysia, on 18 December 2017.
Other information: Merchant vessel M/V XIN GUANG HAI loaded DPRK coal at Taean, DPRK, on 27 October 2017 and transferred it to Port Klang, Malaysia, on 18 December 2017.
9004700
30.3.2018
24. HUA FU
@@ -2838,7 +2838,7 @@
9030591
30.3.2018
26. KOTI
Other information: M/V KOTI engaged in a ship-to-ship transfer, likely for oil, with M/V KUM UN SAN 3 on 9 December 2017.
Other information: M/V KOTI engaged in a ship-to-ship transfer, likely for oil, with M/V KUM UN SAN 3 on 9 December 2017.
9417115
30.3.2018
27. DONG FENG 6
@@ -2863,11 +2863,11 @@
30.3.2018
32. WAN HENG 11
Other information: M/V WAN HENG 11 engaged in a ship-to-ship transfer, likely for oil, with M/V RYE SONG GANG 1 on 13 February 2018.
Wan Heng 11, formerly a Belize-flagged vessel, is now operating as a DPRK-flagged vessel named the KUMJINGANG3 or Kum Jin Gang 3.
Wan Heng 11, formerly a Belize-flagged vessel, is now operating as a DPRK-flagged vessel named the KUMJINGANG3 or Kum Jin Gang 3.
8791667
30.3.2018
33. MIN NING DE YOU 078
Other information: M/V MIN NING DE YOU engaged in a ship-to-ship transfer, likely for oil, with M/V YU JONG 2 on 16 February 2018.
Other information: M/V MIN NING DE YOU engaged in a ship-to-ship transfer, likely for oil, with M/V YU JONG 2 on 16 February 2018.
Does not exist
30.3.2018
@@ -2893,11 +2893,11 @@
#### | | Name (and possible aliases) | Alias | Identifying information | Date of designation | Reasons |
| --- | --- | --- | --- | --- | --- |
| | | | | | |
| 1. | CHON Chi Bu 전지부 | CHON Chi-bu | Gender: male | 22.12.2009 | Member of the General Bureau of Atomic Energy, former technical director of Yongbyon. Photographs connected him to nuclear reactor in Syria before it was bombed by Israel in 2007. |
| 1. | CHON Chi Bu 전지부 | CHON Chi-bu | Gender: male | 22.12.2009 | Member of the General Bureau of Atomic Energy, former technical director of Yongbyon. Photographs connected him to nuclear reactor in Syria before it was bombed by Israel in 2007. |
| ————— | | | | | |
| ————— | | | | | |
| | | | | | |
| 4. | PAK Jae-gyong 박재경 | PAK Chae-Kyong PAK Jae Gyong | DOB: 10.6.1933 Passport number: 554410661 Gender: male | 22.12.2009 | General of the Korean People’s Army. Former Deputy Director of the General Political Department of the People’s Armed Forces and former Deputy Director of the Logistics Bureau of the People’s Armed Forces (military adviser to late Kim Jong-Il). Present at Kim Jong Un’s inspection of Strategic Rocket Force Command in 2012. Former member of the Central Committee of the Workers’ Party of Korea. President of the Korean Committee of Veterans against Imperialism. Pak Jae Gyong was described as a member of veteran cadres invited to banquets with Kim Jong Un in Pyongyang on 9 September 2022 on the occasion of the 74th anniversary of the founding of the DPRK. |
| 4. | PAK Jae-gyong 박재경 | PAK Chae-Kyong PAK Jae Gyong | DOB: 10.6.1933 Passport number: 554410661 Gender: male | 22.12.2009 | General of the Korean People’s Army. Former Deputy Director of the General Political Department of the People’s Armed Forces and former Deputy Director of the Logistics Bureau of the People’s Armed Forces (military adviser to late Kim Jong-Il). Present at Kim Jong Un’s inspection of Strategic Rocket Force Command in 2012. Former member of the Central Committee of the Workers’ Party of Korea. President of the Korean Committee of Veterans against Imperialism. Pak Jae Gyong was described as a member of veteran cadres invited to banquets with Kim Jong Un in Pyongyang on 9 September 2022 on the occasion of the 74th anniversary of the founding of the DPRK. |
| | | | | | |
| 5. | RYOM Yong 렴영 | | Gender: male | 22.12.2009 | Director of the General Bureau of Atomic Energy (entity designated by the United Nations), in charge of international relations. |
| 6. | SO Sang-kuk 서상국 | SO Sang Kuk | DOB: 30.11.1938 Gender: male | 22.12.2009 | Head of the Department of Nuclear Physics, Kim Il Sung University. |
@@ -2907,11 +2907,11 @@
| 8. | CHOE Kyong-song 최경성 | CHOE Kyong song | DOB: 1945 Gender: male | 20.5.2016 | Colonel General in the Korean People’s Army. Former member of the Central Military Commission of the Workers’ Party of Korea, which is a key body for national defence matters in the DPRK. As such, responsible for supporting or promoting the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. |
| 9. | CHOE Yong-ho 최용호 | CHOE Yong Ho | Gender: male | 20.5.2016 | Colonel General in the Korean People’s Army/Korean People’s Army Air Force General. Former member of the Central Military Commission of the Workers’ Party of Korea, which is a key body for national defence matters in the DPRK. Commander of Korean People’s Army Air Force and Anti-aircraft force. As such, responsible for supporting or promoting the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. |
| | | | | | |
| 10. | HONG Sung-Mu 홍승무 | HONG Sung Mu | DOB: 1.1.1942 Gender: male | 20.5.2016 | Vice Director of the Munitions Industry Department (MID). The MID – designated by the UN Security Council on 2 March 2016 – is involved in key aspects of the DPRK’s missile programme. The MID is responsible for overseeing the development of the DPRK’s ballistic missiles, including research and development programmes. As such, Hong is responsible for the DPRK’s nuclear arms-related, ballistic-missile-related, or other weapons of mass destruction-related programmes. He witnessed the launch of the Hwasong-15 intercontinental ballistic missile on 28 November 2017. Participated in a meeting of the Central Military Commission of the Korean Workers’ Party in July 2020 dedicated to ‘deterrence from war’, a euphemism used to refer to the DPRK nuclear programme. Re-elected to Party Central Committee in January 2021. In March 2023, he was photographed with Kim Jong Un inspecting purported nuclear warheads ready for mounting on ballistic missiles. |
| 10. | HONG Sung-Mu 홍승무 | HONG Sung Mu | DOB: 1.1.1942 Gender: male | 20.5.2016 | Vice Director of the Munitions Industry Department (MID). The MID – designated by the UN Security Council on 2 March 2016 – is involved in key aspects of the DPRK’s missile programme. The MID is responsible for overseeing the development of the DPRK’s ballistic missiles, including research and development programmes. As such, Hong is responsible for the DPRK’s nuclear arms-related, ballistic-missile-related, or other weapons of mass destruction-related programmes. He witnessed the launch of the Hwasong-15 intercontinental ballistic missile on 28 November 2017. Participated in a meeting of the Central Military Commission of the Korean Workers’ Party in July 2020 dedicated to ‘deterrence from war’, a euphemism used to refer to the DPRK nuclear programme. Re-elected to Party Central Committee in January 2021. In March 2023, he was photographed with Kim Jong Un inspecting purported nuclear warheads ready for mounting on ballistic missiles. |
| 11. | JO Kyongchol 조경철 | JO Kyong Chol | Gender: male | 20.5.2016 | General in the Korean People’s Army. Appointed as a Member of the Central Military Commission of the Workers’ Party of Korea in June 2022, which is a key body for national defence matters in the DPRK. Director of the Military Security Command. As such, responsible for supporting or promoting the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. Accompanied Kim Jong Un to largest-ever long-range artillery fire drill. Re-elected to Party Central Committee in January 2021. |
| | | | | | |
| 12. | KIM Chun-sam 김춘삼 | KIM Chun Sam | Gender: male | 20.5.2016 | Lieutenant General, former member of the Central Military Commission of the Workers’ Party of Korea, which is a key body for national defence matters in the DPRK. Former Director of the Operations Department of the Military Headquarters of the Korean People’s Army and first vice chief of the Military Headquarters. As such, responsible for supporting or promoting the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. |
| 13. | KIM Chun-sop 김춘섭 | KIM Chun Sop | Gender: male | 20.5.2016 | Former director of the Munitions Industry Department (MID). The MID – designated by the UN Security Council on 2 March 2016 – is involved in key aspects of the DPRK’s missile programme. The MID is responsible for overseeing the development of the DPRK’s ballistic missiles, including research and development programmes. Former member of the National Defence Commission, which was a key body for national defence matters in the DPRK. As such, responsible for supporting or promoting the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. Present at a photo session for those who contributed to successful SLBM test in May 2015. |
| 13. | KIM Chun-sop 김춘섭 | KIM Chun Sop | Gender: male | 20.5.2016 | Former director of the Munitions Industry Department (MID). The MID – designated by the UN Security Council on 2 March 2016 – is involved in key aspects of the DPRK’s missile programme. The MID is responsible for overseeing the development of the DPRK’s ballistic missiles, including research and development programmes. Former member of the National Defence Commission, which was a key body for national defence matters in the DPRK. As such, responsible for supporting or promoting the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. Present at a photo session for those who contributed to successful SLBM test in May 2015. |
| | | | | | |
| 14. | KIM Jong-gak (alias KIM Jong Gak) | | DOB: 20.7.1941 POB: Pyongyang, DPRK Gender: male | 20.5.2016 | Former Director of the General Political Department of the Korean’s People’s Army. Vice Marshal in the Korean People’s Army, rector of the Military University of Kim Il-Sung, former Minister of the People’s Armed Forces and former member of the Central Military Commission of the Workers’ Party of Korea, which is a key body for national defence matters in the DPRK. As such, responsible for supporting or promoting the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. |
| | | | | | |
@@ -2919,38 +2919,38 @@
| | | | | | |
| 16. | KIM Won-hong 김원홍 | KIM Won Hong | DOB: 7.1.1945 POB: Pyongyang, DPRK Passport number: 745310010 Gender: male | 20.5.2016 | General of the Korean People’s Army. Former First Deputy Director of the General Political Department of the Korean People’s Army. Former Director of the State Security Department. Former Minister of State Security. Former Member of the Central Military Commission of the Workers’ Party of Korea and National Defence Commission, which was a key body for national defence matters in the DPRK. As such, responsible for supporting or promoting the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. |
| | | | | | |
| 17. | PAK Jong-chon 박정천 | PAK Jong Chon | Gender: male | 20.5.2016 | Former Member of the Presidium of the Political Bureau of the Central Committee of the Workers’ Party, former Vice-Chairman of the Central Military Commission, former Secretary of the Central Committee of the Worker’s Party of Korea. Member of the State Affairs Commission, Marshal and former Chief of the General Staff. Performed the formal review at the 25 April 2022 military parade, which indicates his role in and responsibility for supporting or promoting the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. |
| 17. | PAK Jong-chon 박정천 | PAK Jong Chon | Gender: male | 20.5.2016 | Former Member of the Presidium of the Political Bureau of the Central Committee of the Workers’ Party, former Vice-Chairman of the Central Military Commission, former Secretary of the Central Committee of the Worker’s Party of Korea. Member of the State Affairs Commission, Marshal and former Chief of the General Staff. Performed the formal review at the 25 April 2022 military parade, which indicates his role in and responsibility for supporting or promoting the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. |
| | | | | | |
| 18. | LI Yong-ju 리용주 | RI Yong Ju | Gender: male | 20.5.2016 | Admiral of the Korean People’s Army. Former member of the Central Military Commission of the Workers’ Party of Korea, which is a key body for national defence matters in the DPRK. Former Commander in chief of the Korean People’s Navy, which is involved in the development of ballistic-missile programmes and in the development of the nuclear capacities of the DPRK naval forces. As such, responsible for supporting or promoting the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. |
| 19. | SON Chol-ju 손철주 | SON Chol Ju | Gender: male | 20.5.2016 | Colonel General of the Korean People’s Army. Vice Director, Guidance Bureau of the Korean People’s Army General Political Bureau and former Political Director of the Air and Anti-Air Forces, which oversee the development of modernised anti-aircraft rockets. As such, responsible for supporting or promoting the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. Son was listed as participating in a meeting of the Central Military Commission in May 2020 as Deputy Director responsible for the organisation of the Korean People’s Army. |
| 20. | YUN Jong-rin 윤정린 | YUN Jong Rin | Gender: male | 20.5.2016 | General of the Korean People’s Army, former commander of the Supreme Guard Command. Former member of the Central Military Commission of the Workers’ Party of Korea and member of the National Defence Commission, which was a key body for national defence matters in the DPRK. As such, responsible for supporting or promoting the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. |
| 21. | HONG Yong Chil 홍영칠 | | Gender: male | 20.5.2016 | Vice Director of the Munitions Industry Department (MID). The MID – designated by the UNSC on 2 March 2016 – is involved in key aspects of the DPRK’s missile programme. The MID is responsible for overseeing the development of the DPRK’s ballistic missiles, including R&D programmes. The Second Economic Committee and the Second Academy of Natural Sciences – also designated in August 2010 – are subordinate to the MID. Hong was described in 2019 as one of the leading officials in the field of national defence science. He accompanied Kim Jong Un during the firing of a new type of tactical guided weapon, and during the inspection of a new type of submarine under construction. |
| | | | | | He was one of the scientists congratulated by Kim Jong Un in 2017 for the launch of the Hwasong-15 intercontinental ballistic missile (ICBM) and observed earlier engine tests and other ballistic launches. In 2016, he accompanied Kim Jong Un to a meeting with scientists in which research to mount nuclear warheads on tactical and strategic missiles was discussed. He may have played a significant role in the DPRK’s nuclear test on 6 January 2016. As such, he is responsible for supporting or promoting the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. |
| 22. | RI Hak Chol 리학철 | RI Hak Chul; RI Hak Cheol | DOB: 19.1.1963 or 8.5.1966 Passport numbers: 381320634, PS- 563410163 Gender: male | 20.5.2016 | President of Green Pine Associated Corporation (‘Green Pine’). According to the UN Sanctions Committee in 2012, Green Pine had taken over many of the activities of the Korea Mining Development Trading Corporation (KOMID). KOMID was designated by the Committee in April 2009 and is the DPRK’s primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons. Green Pine was also seen as responsible for approximately half of the arms and related materiel exported by the DPRK. Green Pine was identified for sanctions for exporting arms or related materiel from the DPRK. Green Pine specialises in the production of maritime military craft and armaments, such as submarines, military boats and missile systems, and has exported torpedoes and technical assistance to Iranian defence-related firms. Green Pine has been designated by the UNSC. |
| 23. | YUN Chang Hyok 윤창혁 | | DOB: 9.8.1965 Gender: male | 20.5.2016 | Deputy Director of the Satellite Control Centre, National Aerospace Development Administration (NADA), which Kim Jong Un visited prior to the intercontinental ballistic missile (ICBM) test on 24 March 2022. NADA is subject to sanctions under UNSCR 2270 (2016) for involvement in the DPRK’s development of space science and technology, including satellite launches and carrier rockets. UNSCR 2270 (2016) condemned the DPRK’s satellite launch of 7 February 2016 for using ballistic missile technology and being in serious violation of Resolutions 1718 (2006), 1874 (2009), 2087 (2013) and 2094 (2013). As such, responsible for supporting or promoting the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. |
| 21. | HONG Yong Chil 홍영칠 | | Gender: male | 20.5.2016 | Vice Director of the Munitions Industry Department (MID). The MID – designated by the UNSC on 2 March 2016 – is involved in key aspects of the DPRK’s missile programme. The MID is responsible for overseeing the development of the DPRK’s ballistic missiles, including R&D programmes. The Second Economic Committee and the Second Academy of Natural Sciences – also designated in August 2010 – are subordinate to the MID. Hong was described in 2019 as one of the leading officials in the field of national defence science. He accompanied Kim Jong Un during the firing of a new type of tactical guided weapon, and during the inspection of a new type of submarine under construction. |
| | | | | | He was one of the scientists congratulated by Kim Jong Un in 2017 for the launch of the Hwasong-15 intercontinental ballistic missile (ICBM) and observed earlier engine tests and other ballistic launches. In 2016, he accompanied Kim Jong Un to a meeting with scientists in which research to mount nuclear warheads on tactical and strategic missiles was discussed. He may have played a significant role in the DPRK’s nuclear test on 6 January 2016. As such, he is responsible for supporting or promoting the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. |
| 22. | RI Hak Chol 리학철 | RI Hak Chul; RI Hak Cheol | DOB: 19.1.1963 or 8.5.1966 Passport numbers: 381320634, PS- 563410163 Gender: male | 20.5.2016 | President of Green Pine Associated Corporation (‘Green Pine’). According to the UN Sanctions Committee in 2012, Green Pine had taken over many of the activities of the Korea Mining Development Trading Corporation (KOMID). KOMID was designated by the Committee in April 2009 and is the DPRK’s primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons. Green Pine was also seen as responsible for approximately half of the arms and related materiel exported by the DPRK. Green Pine was identified for sanctions for exporting arms or related materiel from the DPRK. Green Pine specialises in the production of maritime military craft and armaments, such as submarines, military boats and missile systems, and has exported torpedoes and technical assistance to Iranian defence-related firms. Green Pine has been designated by the UNSC. |
| 23. | YUN Chang Hyok 윤창혁 | | DOB: 9.8.1965 Gender: male | 20.5.2016 | Deputy Director of the Satellite Control Centre, National Aerospace Development Administration (NADA), which Kim Jong Un visited prior to the intercontinental ballistic missile (ICBM) test on 24 March 2022. NADA is subject to sanctions under UNSCR 2270 (2016) for involvement in the DPRK’s development of space science and technology, including satellite launches and carrier rockets. UNSCR 2270 (2016) condemned the DPRK’s satellite launch of 7 February 2016 for using ballistic missile technology and being in serious violation of Resolutions 1718 (2006), 1874 (2009), 2087 (2013) and 2094 (2013). As such, responsible for supporting or promoting the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. |
| 24. | RI Myong Su 리명수 | | DOB: 1937 POB: Myongchon, North Hamgyong, DPRK Gender: male | 7.4.2017 | Vice Marshall of the Korean People’s Army, first vice commander of the Korean People’s Army Supreme Command. Until 2018, member of the Central Military Commission of the Workers’ Party of Korea and Chief of Staff of the People’s Armed Forces. Chief military representative at a state funeral in May 2022, but described as veteran in an April 2022 parade. Ri Myong Su has been influential in national defence matters including the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. Ri is a member of the Supreme People’s Assembly (SPA). |
| 25. | SO Hong Chan 서홍찬 | | DOB: 30.12.1957 POB: Kangwon, DPRK Passport: PD836410105 Passport date of expiration: 27.11.2021 Gender: male | 7.4.2017 | Former First Vice-Minister of the People’s Armed Forces, former Director General of the Rear Services Bureau and former member of the Central Military Commission of the Workers’ Party of Korea. Re-elected as a Member of the Central Committee in January 2021. In this capacity, So Hong Chan is responsible for supporting or promoting the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. |
| 26. | WANG Chang Uk 왕창욱 | | DOB: 29.5.1960 Gender: male | 7.4.2017 | Minister for Industry and Atomic Energy, promoted to full Member of the Workers’ Party of Korea Central Committee in December 2021. In this capacity, Wang Chang Uk is responsible for supporting or promoting the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. |
| 27. | JANG Chol 장철 | | DOB: 31.3.1961 POB: Pyongyang, DPRK Passport number: 563310042 Gender: male | 7.4.2017 | Member of the State Physical Culture and Sports Guidance Commission and former president of the State Academy of Sciences, an organisation dedicated to the development of technological and scientific capacities of the DPRK. In this latter capacity, Jang Chol held a strategic position for the development of DPRK nuclear activities. As such, responsible for supporting or promoting the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. |
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| 28. | Kim Su Gil 김수길 | Kim Su-gil | DOB: 1950 | 21.4.2022 | In his capacity as Director of the Korean People’s Army General Political Bureau between 2018 and 2021 and a Member of the State Affairs Commission between 2019 and 2021, and his position in 2023 as Chief Secretary of the Pyongyang City Party Committee and Alternative Member of the Political Bureau, he is responsible for the implementation of the Korean Workers’ Party decisions, related to the development of nuclear and ballistic programmes in violation of United Nations Security Council Resolutions 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016), 2321 (2016), 2356 (2017), 2371 (2017), 2375 (2017), and 2397 (2017). |
| 29. | JON Il Ho 전일호 | JON Il-Ho | DOB: 1955 or 1956 Nationality: DPRK Gender: male | 21.4.2022 | In his capacity as Chair of the Worker’s Party of Korea (WPK) Committee of the Academy for Defence Research and a member of the Central Committee of the WPK, he plays a major role in and is responsible for the development of the DPRK’s weapons of mass destruction programmes. Promoted to Colonel General in August 2019, recipient of the February 16 Science and Technology Prize, Director of the Research Institute of Automation and Institute Director of Kim Chaek University of Technology, and Vice Director of a Department of the Central Committee of the WPK, he participated at the launches of the Hwasong-14 intercontinental ballistic missile (ICBM) on 4 July 2017 and 28 July 2017, as well as most other missile launches in 2017, 2019 and March 2020. |
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| 30. | JONG Sung Il 정승일 | JONG Sung-Il | DOB: 20.3.1961 Passport number: 927240105 Nationality: DPRK Gender: male | 21.4.2022 | In his capacity as a ‘Senior Party Official’ and ‘leading official in the field of national defence science’ and identified by a UN Member State as a former Vice-Director of the Munitions Industry Department of the Central Committee of Workers’ Party of Korea in 2017, he plays a major role in and is responsible for the development of the DPRK’s weapons of mass destruction programmes, in particular ballistic missiles. He was present during the Hwasong-14 intercontinental ballistic missile (ICBM) tests on 4 July 2017 and 28 July 2017 and present during ballistic missiles/large Multiple Launch Rocket System launches on 24 August 2019 and 10 September 2019. |
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| 31. | YU Jin 유진 | YU Jin | DOB: 1960 Nationality: DPRK Gender: male | 21.4.2022 | In his capacity as former Director of the Munitions Industry Department and, since 1 January 2023, Member of the Central Committee of Workers’ Party of Korea, he is responsible for playing a major role in the development of the DPRK’s weapons of mass destruction programmes both in nuclear and ballistic fields. He accompanied Kim Jong Un to the National Aerospace Development Administration prior to the March 2022 intercontinental ballistic missile (ICBM) launch and took part in the 2021 National Defence Exhibition, which displayed apparently new weapons systems. As Deputy Director, he was present during the Hwasong-14 ICBM tests of 4 July 2017 and 28 July 2017, as well as Kim Jong Un’s inspection of a new type of submarine, which the DPRK indicated was intended for the ‘strategic’ purpose of deploying submarine-launched ballistic missiles, possibly capable of carrying nuclear warheads, on 22 July 2019 and the ballistic missile launches of 25 July and 30 July 2019, and 2 August 2019. |
| 28. | Kim Su Gil 김수길 | Kim Su-gil | DOB: 1950 | 21.4.2022 | In his capacity as Director of the Korean People’s Army General Political Bureau between 2018 and 2021 and a Member of the State Affairs Commission between 2019 and 2021, and his position in 2023 as Chief Secretary of the Pyongyang City Party Committee and Alternative Member of the Political Bureau, he is responsible for the implementation of the Korean Workers’ Party decisions, related to the development of nuclear and ballistic programmes in violation of United Nations Security Council Resolutions 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016), 2321 (2016), 2356 (2017), 2371 (2017), 2375 (2017), and 2397 (2017). |
| 29. | JON Il Ho 전일호 | JON Il-Ho | DOB: 1955 or 1956 Nationality: DPRK Gender: male | 21.4.2022 | In his capacity as Chair of the Worker’s Party of Korea (WPK) Committee of the Academy for Defence Research and a member of the Central Committee of the WPK, he plays a major role in and is responsible for the development of the DPRK’s weapons of mass destruction programmes. Promoted to Colonel General in August 2019, recipient of the February 16 Science and Technology Prize, Director of the Research Institute of Automation and Institute Director of Kim Chaek University of Technology, and Vice Director of a Department of the Central Committee of the WPK, he participated at the launches of the Hwasong-14 intercontinental ballistic missile (ICBM) on 4 July 2017 and 28 July 2017, as well as most other missile launches in 2017, 2019 and March 2020. |
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| 30. | JONG Sung Il 정승일 | JONG Sung-Il | DOB: 20.3.1961 Passport number: 927240105 Nationality: DPRK Gender: male | 21.4.2022 | In his capacity as a ‘Senior Party Official’ and ‘leading official in the field of national defence science’ and identified by a UN Member State as a former Vice-Director of the Munitions Industry Department of the Central Committee of Workers’ Party of Korea in 2017, he plays a major role in and is responsible for the development of the DPRK’s weapons of mass destruction programmes, in particular ballistic missiles. He was present during the Hwasong-14 intercontinental ballistic missile (ICBM) tests on 4 July 2017 and 28 July 2017 and present during ballistic missiles/large Multiple Launch Rocket System launches on 24 August 2019 and 10 September 2019. |
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| 31. | YU Jin 유진 | YU Jin | DOB: 1960 Nationality: DPRK Gender: male | 21.4.2022 | In his capacity as former Director of the Munitions Industry Department and, since 1 January 2023, Member of the Central Committee of Workers’ Party of Korea, he is responsible for playing a major role in the development of the DPRK’s weapons of mass destruction programmes both in nuclear and ballistic fields. He accompanied Kim Jong Un to the National Aerospace Development Administration prior to the March 2022 intercontinental ballistic missile (ICBM) launch and took part in the 2021 National Defence Exhibition, which displayed apparently new weapons systems. As Deputy Director, he was present during the Hwasong-14 ICBM tests of 4 July 2017 and 28 July 2017, as well as Kim Jong Un’s inspection of a new type of submarine, which the DPRK indicated was intended for the ‘strategic’ purpose of deploying submarine-launched ballistic missiles, possibly capable of carrying nuclear warheads, on 22 July 2019 and the ballistic missile launches of 25 July and 30 July 2019, and 2 August 2019. |
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| 32. | KIM Kwang Yon 김광연 | | DOB: 30.7.1966 Nationality: DPRK Gender: male Passport number: 563210059 (expired 2018); 654410104 (expired 2019) | 12.12.2022 | In his capacity as a representative for Korea Mining Development Trading Corporation (KOMID) in Southern Africa, KIM Kwang Yon takes part in activities for an entity designated on 24 April 2009 by the Committee established pursuant to UNSCR 1718 (2006) as being engaged in or providing support for DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. As such, he is directly involved in providing funds and supplies for the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. |
| 33. | KIM Su Il 김수일 | | DOB: 4.3.1985 Nationality: DPRK Gender: male Passport number: 108220348; 745220480 Address: Ho Chi Minh, Vietnam | 12.12.2022 | Since 2016, KIM Su Il has been an agent in Viet Nam for the Munitions Industry Department, performing economic, trading, mining and shipping activities associated with the Department’s business activities to earn foreign currency for the DPRK. He is involved in the export of DPRK products such as anthracite and titanium concentrate. He also earned foreign currency by importing and exporting raw materials to and from the DPRK and exporting Vietnamese goods to China and other countries. He is therefore responsible for financial activities supporting the DPRK’s nuclear and ballistic programmes. |
| 34. | PAK Kwang Hun 박광훈 | BAK Gwang Hun | DOB: 1970 Nationality: DPRK Gender: male | 12.12.2022 | In his capacity as a representative for Korea Ryonbong General Corporation (Ryonbong), PAK Kwang Hun takes part in activities for an entity designated on 24 April 2009 by the Committee established pursuant to UNSCR 1718 (2006) as being engaged in or providing support for DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. As such, he is directly involved in providing funds and supplies for the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. |
| 35. | KIM Ho Kyu 김호규 | KIM Ho Gyu | DOB: 15.9.1970 Nationality: DPRK Gender: male Address: DPRK Consulate General in Nakhodka, Russian Federation Function or profession: Representative for Korea Ryonbong General Corporation (Ryonbong) Deputy Consul at DPRK Consulate General in Nakhodka, Russian Federation | 12.12.2022 | In his capacity as a representative for Korea Ryonbong General Corporation (Ryonbong), KIM Ho Kyu takes part in activities for an entity designated on 24 April 2009 by the Committee established pursuant to UNSCR 1718 (2006) as being engaged in or providing support for DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. As such, he is directly involved in providing funds and supplies for the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. |
| 32. | KIM Kwang Yon 김광연 | | DOB: 30.7.1966 Nationality: DPRK Gender: male Passport number: 563210059 (expired 2018); 654410104 (expired 2019) | 12.12.2022 | In his capacity as a representative for Korea Mining Development Trading Corporation (KOMID) in Southern Africa, KIM Kwang Yon takes part in activities for an entity designated on 24 April 2009 by the Committee established pursuant to UNSCR 1718 (2006) as being engaged in or providing support for DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. As such, he is directly involved in providing funds and supplies for the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. |
| 33. | KIM Su Il 김수일 | | DOB: 4.3.1985 Nationality: DPRK Gender: male Passport number: 108220348; 745220480 Address: Ho Chi Minh, Vietnam | 12.12.2022 | Since 2016, KIM Su Il has been an agent in Viet Nam for the Munitions Industry Department, performing economic, trading, mining and shipping activities associated with the Department’s business activities to earn foreign currency for the DPRK. He is involved in the export of DPRK products such as anthracite and titanium concentrate. He also earned foreign currency by importing and exporting raw materials to and from the DPRK and exporting Vietnamese goods to China and other countries. He is therefore responsible for financial activities supporting the DPRK’s nuclear and ballistic programmes. |
| 34. | PAK Kwang Hun 박광훈 | BAK Gwang Hun | DOB: 1970 Nationality: DPRK Gender: male | 12.12.2022 | In his capacity as a representative for Korea Ryonbong General Corporation (Ryonbong), PAK Kwang Hun takes part in activities for an entity designated on 24 April 2009 by the Committee established pursuant to UNSCR 1718 (2006) as being engaged in or providing support for DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. As such, he is directly involved in providing funds and supplies for the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. |
| 35. | KIM Ho Kyu 김호규 | KIM Ho Gyu | DOB: 15.9.1970 Nationality: DPRK Gender: male Address: DPRK Consulate General in Nakhodka, Russian Federation Function or profession: Representative for Korea Ryonbong General Corporation (Ryonbong) Deputy Consul at DPRK Consulate General in Nakhodka, Russian Federation | 12.12.2022 | In his capacity as a representative for Korea Ryonbong General Corporation (Ryonbong), KIM Ho Kyu takes part in activities for an entity designated on 24 April 2009 by the Committee established pursuant to UNSCR 1718 (2006) as being engaged in or providing support for DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. As such, he is directly involved in providing funds and supplies for the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. |
| 36. | JONG Yong Nam 정영남 | | DOB: 26.1.1966 Nationality: DPRK Gender: male Passport number: PS 927120050 Address: Minsk, Belarus Function or profession: Representative in Minsk of the Second Academy of Natural Sciences of the DPRK | 12.12.2022 | In his capacity as a representative in Minsk, Belarus, of an organisation with direct links to the Second Academy of Natural Sciences in the DPRK, JONG Yong Nam takes part in activities for a sanctioned entity set out in UNSCR 2094 (2013). This entity is known for its proliferation activities benefitting the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. As such, he is directly involved in providing funds and supplies for the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. |
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| 37. | SONG Rim 송림 | Naya Liu | DOB: 25.2.1991 Nationality: DPRK Gender: male | 31.5.2024 | The UN Panel of Experts reports that Song Rim is a worker for the ‘Biryugang Overseas Technology Cooperation Company’ (‘Head of IT Development Department’), which is directly linked to the ‘Hapjanggang Trading Corporation’, which is subordinate to the Ministry of Rocket Industry of the Democratic People’s Republic of Korea. A DPRK IT worker, Song Rim was identified in an apparent promotional video for a voice phishing hacking application, as highlighted by the Panel of Experts in its 2022 midterm report. The individual is therefore directly involved in providing support for the DPRK’s illicit programmes. |
| 38. | KIM Chol Sok | Sok Kha; Lee Un-Kang; Chang Sok-kha; Kang Hyok; Li Yun-chiang; Steven Lee | DOB: 1.1.1970 Nationality: DPRK Gender: male Passport: D0004492 (Cambodian diplomatic passport, currently invalid) | 31.5.2024 | The UN Panel of Experts reports that an intelligence officer of the Reconnaissance General Bureau of the DPRK, named Kim Chol Sok, operated hotels, casinos, restaurants and bars in Cambodia as of mid-2020 and worked to expand his business activities in tourism as well as in other business sectors, such as the mining of precious metals. Through his illicit activity in Cambodia, he is generating foreign currency whilst working for the Reconnaissance General Bureau. The Reconnaissance General Bureau of the DPRK is under UN sanctions since UNSCR 2270 (2016) of 2 March 2016. Kim Chol Sok is directly involved in violating UNSC resolutions and providing funds for the DPRK’s illicit programmes. |
| 39. | RIM Yong Hyok | Abu Rim | DOB: 4.3.1972 POB: DPRK Nationality: DPRK Gender: male Deputy Representative for the Korea Mining Development Trading Corporation (KOMID) in Syria | 31.5.2024 | Rim Yong Hyok is the Deputy Representative for the UN-sanctioned Korea Mining Development Trading Corporation (KOMID) in Syria, which is the primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons from the DPRK. According to the United Nations Security Council Report on the Korea Mining and Development Trading Company (KOMID) and its subsidiary proxy cells, DPRK state-owned enterprises have been known to play a major role in the DPRK’s arms sales in global conflicts. Rim Yong Hyok has been promoting and supplying DPRK-made weapons and ammunition in Syria, including to Russian nationals, prompting his designation under US sanctions. He is directly involved in the DPRK’s illicit programmes. |
| 37. | SONG Rim 송림 | Naya Liu | DOB: 25.2.1991 Nationality: DPRK Gender: male | 31.5.2024 | The UN Panel of Experts reports that Song Rim is a worker for the ‘Biryugang Overseas Technology Cooperation Company’ (‘Head of IT Development Department’), which is directly linked to the ‘Hapjanggang Trading Corporation’, which is subordinate to the Ministry of Rocket Industry of the Democratic People’s Republic of Korea. A DPRK IT worker, Song Rim was identified in an apparent promotional video for a voice phishing hacking application, as highlighted by the Panel of Experts in its 2022 midterm report. The individual is therefore directly involved in providing support for the DPRK’s illicit programmes. |
| 38. | KIM Chol Sok | Sok Kha; Lee Un-Kang; Chang Sok-kha; Kang Hyok; Li Yun-chiang; Steven Lee | DOB: 1.1.1970 Nationality: DPRK Gender: male Passport: D0004492 (Cambodian diplomatic passport, currently invalid) | 31.5.2024 | The UN Panel of Experts reports that an intelligence officer of the Reconnaissance General Bureau of the DPRK, named Kim Chol Sok, operated hotels, casinos, restaurants and bars in Cambodia as of mid-2020 and worked to expand his business activities in tourism as well as in other business sectors, such as the mining of precious metals. Through his illicit activity in Cambodia, he is generating foreign currency whilst working for the Reconnaissance General Bureau. The Reconnaissance General Bureau of the DPRK is under UN sanctions since UNSCR 2270 (2016) of 2 March 2016. Kim Chol Sok is directly involved in violating UNSC resolutions and providing funds for the DPRK’s illicit programmes. |
| 39. | RIM Yong Hyok | Abu Rim | DOB: 4.3.1972 POB: DPRK Nationality: DPRK Gender: male Deputy Representative for the Korea Mining Development Trading Corporation (KOMID) in Syria | 31.5.2024 | Rim Yong Hyok is the Deputy Representative for the UN-sanctioned Korea Mining Development Trading Corporation (KOMID) in Syria, which is the primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons from the DPRK. According to the United Nations Security Council Report on the Korea Mining and Development Trading Company (KOMID) and its subsidiary proxy cells, DPRK state-owned enterprises have been known to play a major role in the DPRK’s arms sales in global conflicts. Rim Yong Hyok has been promoting and supplying DPRK-made weapons and ammunition in Syria, including to Russian nationals, prompting his designation under US sanctions. He is directly involved in the DPRK’s illicit programmes. |
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(b) **Legal persons, entities and bodies designated in accordance with point (a) of Article 34(4)**
@@ -2963,14 +2963,14 @@
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| 3. | Sobaeku United Corp. (alias Sobaeksu United Corp.) | | | 22.12.2009 | State-owned company, involved in research into, and the acquisition, of sensitive products and equipment. It possesses several deposits of natural graphite, which provide raw material for two processing facilities, which, inter alia, produce graphite blocks that can be used in missiles. |
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| 4. | Yongbyon Nuclear Scientific Research Centre 녕변 원자력 연구소 영변 원자력 연구소 | | | 22.12.2009 | Facilities capable of producing fissile material for military uses, including a 5MW (e) reactor, a plutonium reprocessing facility (radio-chemical laboratory), and a reported uranium enrichment facility. The Centre is maintained by the General Bureau of Atomic Energy (entity designated by the UNSC, 16.7.2009). In its final report of March 2023, the Panel of Experts set up pursuant to UN Security Council Resolution 1874 noted indications of possible tests of the cooling water system at the Light-Water Reactor, satellite imagery showing that the 5MW reactor had continued to operate and intermittent signs of smoke from the chimney of the thermal plant of the radiochemical laboratory. Plumes of steam from the uranium dioxide production building probably indicated that the DPRK would continue production of fissile material. |
| 4. | Yongbyon Nuclear Scientific Research Centre 녕변 원자력 연구소 영변 원자력 연구소 | | | 22.12.2009 | Facilities capable of producing fissile material for military uses, including a 5MW (e) reactor, a plutonium reprocessing facility (radio-chemical laboratory), and a reported uranium enrichment facility. The Centre is maintained by the General Bureau of Atomic Energy (entity designated by the UNSC, 16.7.2009). In its final report of March 2023, the Panel of Experts set up pursuant to UN Security Council Resolution 1874 noted indications of possible tests of the cooling water system at the Light-Water Reactor, satellite imagery showing that the 5MW reactor had continued to operate and intermittent signs of smoke from the chimney of the thermal plant of the radiochemical laboratory. Plumes of steam from the uranium dioxide production building probably indicated that the DPRK would continue production of fissile material. |
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| 5. | Korean People’s Army 조선인민군 | | | 16.10.2017 | The Korean People’s Army includes the Strategic Rocket Force, which controls the DPRK’s nuclear and conventional strategic missile units. The Strategic Rocket Force has been listed by the United Nations Security Council Resolution 2356 (2017). |
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| 6. | Ministry of Rocket Industry 로케트공업부 | Rocket Industry Department | Pyongchon, DPRK | 12.12.2022 | The UN Panel of Experts received information on an individual employed by companies linked to the Ministry of Rocket Industry who is involved in the procurement of finance through the sale of voice-phishing hacking applications. The UN Panel of Experts has also received information from multiple UN Member States on an individual procuring aluminium powder and other commodities known to be used in solid-fuel propellant for the Ministry of Rocket Industry. The UN Panel reports that the Ministry of Rocket Industry is an agency of the Munitions Industry Department. As the Munitions Industry Department is responsible for the development of nuclear and missile technology, the funding procured by the Ministry of Rocket Industry could be used to support the development of nuclear and missile technology prohibited by UNSCRs. |
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| 7. | Hapjanggang Trading Corporation 합장강무역회사 | | | 31.5.2024 | The UN Panel of Experts reports that the ‘Hapjanggang Trading Corporation’ is a subordinate to the Ministry of Rocket Industry of the DPRK. The Ministry of Rocket Industry is an agency of the Munitions Industry Department, which is responsible for the development of nuclear and missile technology. As such, the entity is directly involved in the DPRK’s illicit programmes. |
| 7. | Hapjanggang Trading Corporation 합장강무역회사 | | | 31.5.2024 | The UN Panel of Experts reports that the ‘Hapjanggang Trading Corporation’ is a subordinate to the Ministry of Rocket Industry of the DPRK. The Ministry of Rocket Industry is an agency of the Munitions Industry Department, which is responsible for the development of nuclear and missile technology. As such, the entity is directly involved in the DPRK’s illicit programmes. |
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### (c) **Natural persons designated in accordance with point (b) of Article 34(4)**
@@ -2985,17 +2985,17 @@
| 5. | KIM Su Gwang 김수광 | KIM Sou-Kwang, KIM Sou-Gwang, KIM Son-Kwang, KIM Su-Kwang, KIM Soukwang, KIM Su-gwang, KIM Son-gwang | DOB: 18.8.1976 POB: Pyongyang, DPRK Diplomat, DPRK Embassy, Belarus Gender: male | 20.4.2018 | KIM Su Gwang has been identified by the Panel of Experts as an agent of the Reconnaissance General Bureau, an entity that has been designated by the United Nations. He and his father KIM Yong Nam have been identified by the Panel of Experts as engaging in a pattern of deceptive financial practices, which could have contributed to the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. KIM Su Gwang opened multiple bank accounts in several Member States, including under family members’ names. He was involved in various large bank transfers to bank accounts in the European Union or to accounts outside the European Union while working as a diplomat, including to accounts in the name of his spouse KIM Kyong Hui. |
| 6. | KIM Kyong Hui 김경희 | | DOB: 6.5.1981 POB: Pyongyang, DPRK Gender: female | 20.4.2018 | KIM Kyong Hui was involved together with her husband KIM Su Gwang, her father-in-law KIM Yong Nam and her mother-in-law DJANG Tcheul Hy in a pattern of deceptive financial practices, which could have contributed to the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. She received several bank transfers from her husband KIM Su Gwang and father-in-law KIM Yong Nam, and transferred money to accounts outside the Union in her name or the name of her mother-in-law, DJANG Tcheul Hy. |
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| 7. | KIM Kyong Nam 김경남 | | DOB: 11.07.1976 Nationality: DPRK Gender: male Foreign Trade Bank of the Democratic People’s Republic of Korea Representative in Khabarovsk, Russian Federation | 31.5.2024 | The UN Panel of Experts has received information from multiple UN Member States on Kim Kyong Nam being a representative of the Foreign Trade Bank (FTB), the DPRK’s primary foreign exchange bank. FTB was sanctioned by the Security Council Committee established pursuant to UNSCR 1718 (2006) on 26 July 2022. In his position, Kim Kyong Nam is directly involved in providing support for the DPRK’s illicit programmes. |
(d) **Legal persons, entities and bodies designated in accordance with point (b) of Article 34(4)**
| 7. | KIM Kyong Nam 김경남 | | DOB: 11.07.1976 Nationality: DPRK Gender: male Foreign Trade Bank of the Democratic People’s Republic of Korea Representative in Khabarovsk, Russian Federation | 31.5.2024 | The UN Panel of Experts has received information from multiple UN Member States on Kim Kyong Nam being a representative of the Foreign Trade Bank (FTB), the DPRK’s primary foreign exchange bank. FTB was sanctioned by the Security Council Committee established pursuant to UNSCR 1718 (2006) on 26 July 2022. In his position, Kim Kyong Nam is directly involved in providing support for the DPRK’s illicit programmes. |
(d) **Legal persons, entities and bodies designated in accordance with point (b) of Article 34(4)**
| | Name (and possible aliases) | Alias | Location | Date of designation | Reasons |
| --- | --- | --- | --- | --- | --- |
| 1. | Korea Namgang Trading Corporation (NTC) 조선남강무역회사 | Korea Namgang Trading Company | Pyongyang, DPRK | 31.5.2024 | The Korea Namgang Trading Corporation is responsible for the expatriation of workers from the DPRK including expatriation to generate revenue for the DPRK government or the Workers’ Party of Korea. The Namgang Trading Corporation is involved in the logistics cycle of expatriating workers and handles DPRK personnel’s visas, passports and departures for overseas employment. Its personnel then remit funds back to the DPRK, some of which are routed directly back to the DPRK government. The DPRK’s continued expatriation of DPRK nationals as illicit labourers is part of an ongoing effort to undermine and evade UNSCR 2375 (2017) and UNSCR 2397(2017). |
(e) **Natural persons designated in accordance with point (c) of Article 34(4)**
(f) **Legal persons, entities and bodies designated in accordance with point (c) of Article 34(4)**
| 1. | Korea Namgang Trading Corporation (NTC) 조선남강무역회사 | Korea Namgang Trading Company | Pyongyang, DPRK | 31.5.2024 | The Korea Namgang Trading Corporation is responsible for the expatriation of workers from the DPRK including expatriation to generate revenue for the DPRK government or the Workers’ Party of Korea. The Namgang Trading Corporation is involved in the logistics cycle of expatriating workers and handles DPRK personnel’s visas, passports and departures for overseas employment. Its personnel then remit funds back to the DPRK, some of which are routed directly back to the DPRK government. The DPRK’s continued expatriation of DPRK nationals as illicit labourers is part of an ongoing effort to undermine and evade UNSCR 2375 (2017) and UNSCR 2397(2017). |
(e) **Natural persons designated in accordance with point (c) of Article 34(4)**
(f) **Legal persons, entities and bodies designated in accordance with point (c) of Article 34(4)**
| | Name | Alias | Identifying information | Date of designation | Reasons |
| --- | --- | --- | --- | --- | --- |
@@ -3019,19 +3019,19 @@
| 6. | YUN Chol a.k.a. CHOL Yun 윤철 | | 22.1.2018 | Yun Chol has been identified by the UN Panel of Experts as contact person of the DPRK Company General Precious Metal involved in the sale of lithium-6, a UN prohibited nuclear-related item, and DPRK diplomat. General Precious Metal has previously been identified by the Union as an alias of the UN designated entity Green Pine. |
| 7. | CHOE Kwang Hyok 최광혁 | | 22.1.2018 | Choe Kwang Hyok has served as a representative of Green Pine Associated Corporation, a UN designated entity. Choe Kwang Hyok has been identified by the UN Panel of Experts as chief executive of Beijing King Helong International Trading Ltd, an alias of Green Pine. He has also been identified by the UN Panel of Experts as director of Hong Kong King Helong Int'l Trading Ltd and operator of the DPRK entity named Beijing representative office of Korea Unhasu Trading Company, which are also aliases of Green Pine. |
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| 8. | KIM Chang Hyok a.k.a: James Kim 김창혁 | Date of birth: 29.4.1963 Place of birth: N. Hamgyong Passport number: 472130058 | 22.1.2018 | Kim Chang Hyok has been identified by the UN Panel of Experts as the representative of Pan Systems Pyongyang in Malaysia. Pan Systems Pyongyang has been designated by the Union for assisting in the evasion of sanctions imposed by the United Nations Security Council through the attempted sale of arms and related materiel to Eritrea. Pan Systems is also controlled by and works on behalf of the Reconnaissance General Bureau which has been designated by the United Nations. Established multiple accounts in Malaysia in the name of front companies of ‘Glocom’, itself a front company of designated entity Pan Systems Pyongyang. The March 2023 Final Report of the UN Panel of Experts presents information that Pan Systems continues to engage in attempts to export arms. |
| 8. | KIM Chang Hyok a.k.a: James Kim 김창혁 | Date of birth: 29.4.1963 Place of birth: N. Hamgyong Passport number: 472130058 | 22.1.2018 | Kim Chang Hyok has been identified by the UN Panel of Experts as the representative of Pan Systems Pyongyang in Malaysia. Pan Systems Pyongyang has been designated by the Union for assisting in the evasion of sanctions imposed by the United Nations Security Council through the attempted sale of arms and related materiel to Eritrea. Pan Systems is also controlled by and works on behalf of the Reconnaissance General Bureau which has been designated by the United Nations. Established multiple accounts in Malaysia in the name of front companies of ‘Glocom’, itself a front company of designated entity Pan Systems Pyongyang. The March 2023 Final Report of the UN Panel of Experts presents information that Pan Systems continues to engage in attempts to export arms. |
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| 9. | PARK Young Han 박영한 | | 22.1.2018 | Director of Beijing New Technology which has been identified by the UN Panel of Experts as a front company of KOMID. KOMID was designated by the Sanctions Committee in April 2009 and is the DPRK's primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons. Legal representative of Guancaiweixing Trading Co., Ltd, which was identified by the UN Panel of Experts as the shipper of an intercepted shipment to Eritrea of military-related items in August 2012. |
| 9. | PARK Young Han 박영한 | | 22.1.2018 | Director of Beijing New Technology which has been identified by the UN Panel of Experts as a front company of KOMID. KOMID was designated by the Sanctions Committee in April 2009 and is the DPRK's primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons. Legal representative of Guancaiweixing Trading Co., Ltd, which was identified by the UN Panel of Experts as the shipper of an intercepted shipment to Eritrea of military-related items in August 2012. |
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| 10. | RYANG Su Nyo 량수니오 | Date of birth: 11.8.1959 Place of birth: Japan | 22.1.2018 | Director of Pan Systems Pyongyang. Pan Systems Pyongyang has been designated by the Union for assisting in the evasion of sanctions imposed by the United Nations Security Council through the attempted sale of arms and related materiel to Eritrea. Pan Systems is also controlled by and works on behalf of the Reconnaissance General Bureau which has been designated by the United Nations. The March 2023 Final Report of the UN Panel of Experts presents information that Pan Systems continues to engage in attempts to export arms. |
| 11. | PYON Won Gun 변원군 | Date of birth: 13.3.1968 Place of birth: S. Phyongan Service passport number: 836220035 Passport number: 290220142 | 22.1.2018 | Director of Glocom, a front company of Pan Systems Pyongyang. Pan Systems Pyongyang has been designated by the Union for assisting in the evasion of sanctions imposed by the United Nations Security Council through the attempted sale of arms and related materiel to Eritrea. Pan Systems is also controlled by and works on behalf of the Reconnaissance General Bureau which has been designated by the United Nations. Glocom advertises radio communications equipment for military and paramilitary organizations. Pyon Won Gun has also been identified by the UN Panel of Experts as a DPRK national operating Pan Systems Pyongyang. The March 2023 Final Report of the UN Panel of Experts presents information that Pan Systems continues to engage in attempts to export arms. |
| 11. | PYON Won Gun 변원군 | Date of birth: 13.3.1968 Place of birth: S. Phyongan Service passport number: 836220035 Passport number: 290220142 | 22.1.2018 | Director of Glocom, a front company of Pan Systems Pyongyang. Pan Systems Pyongyang has been designated by the Union for assisting in the evasion of sanctions imposed by the United Nations Security Council through the attempted sale of arms and related materiel to Eritrea. Pan Systems is also controlled by and works on behalf of the Reconnaissance General Bureau which has been designated by the United Nations. Glocom advertises radio communications equipment for military and paramilitary organizations. Pyon Won Gun has also been identified by the UN Panel of Experts as a DPRK national operating Pan Systems Pyongyang. The March 2023 Final Report of the UN Panel of Experts presents information that Pan Systems continues to engage in attempts to export arms. |
| 12. | PAE Won Chol 배원철 | Date of birth: 30.8.1969 Place of birth: Pyongyang Diplomatic Passport number: 654310150 | 22.1.2018 | Pae Won Chol has been identified by the UN Panel of Experts as a DPRK national operating Pan Systems Pyongyang. Pan Systems Pyongyang has been designated by the Union for assisting in the evasion of sanctions imposed by the United Nations Security Council through the attempted sale of arms and related materiel to Eritrea. Pan Systems is also controlled by and works on behalf of the Reconnaissance General Bureau which has been designated by the United Nations. The March 2023 Final Report of the UN Panel of Experts presents information that Pan Systems continues to engage in attempts to export arms. |
| 13. | RI Sin Song 리신송 | | 22.1.2018 | Ri Sin Song has been identified by the UN Panel of Experts as a DPRK national operating Pan Systems Pyongyang. Pan Systems Pyongyang has been designated by the Union for assisting in the evasion of sanctions imposed by the United Nations Security Council through the attempted sale of arms and related materiel to Eritrea. Pan Systems is also controlled by and works on behalf of the Reconnaissance General Bureau which has been designated by the United Nations. The March 2023 Final Report of the UN Panel of Experts presents information that Pan Systems continues to engage in attempts to export arms. |
| 14. | KIM Sung Su 김성수 | | 22.1.2018 | Kim Sung Su has been identified by the UN Panel of Experts as representative of Pan Systems Pyongyang in China. Pan Systems Pyongyang has been designated by the Union for assisting in the evasion of sanctions imposed by the United Nations Security Council through the attempted sale of arms and related materiel to Eritrea. Pan Systems is also controlled by and works on behalf of the Reconnaissance General Bureau which has been designated by the United Nations. The March 2023 Final Report of the UN Panel of Experts presents information that Pan Systems continues to engage in attempts to export arms. |
| 15. | KIM Pyong Chol 김병철 | | 22.1.2018 | Kim Pyong Chol has been identified by the UN Panel of Experts as a DPRK national operating Pan Systems Pyongyang. Pan Systems Pyongyang has been designated by the Union for assisting in the evasion of sanctions imposed by the United Nations Security Council through the attempted sale of arms and related materiel to Eritrea. Pan Systems is also controlled by and works on behalf of the Reconnaissance General Bureau which has been designated by the United Nations. The March 2023 Final Report of the UN Panel of Experts presents information that Pan Systems continues to engage in attempts to export arms. |
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| 16. | CHOE Kwang Su 최광수 | Date of birth: 20.4.1955 Passport number: 381210143 (expiration date: 3.6.2016) | 22.1.2018 | Choe Kwang Su has been identified by the UN Panel of Experts as a representative of Haegeumgang Trading Company. In this capacity Choe Kwang Su signed a DPRK – Mozambique military cooperation contract in violation of the prohibitions imposed by United Nations Security Council Resolutions. The contract concerned the supply of arms and arm-related material to Monte Binga, a company controlled by the Government of Mozambique. |
| 17. | PAK In Su a.k.a: Daniel Pak 박인수 | Date of birth: 22.5.1957 Place of birth: N. Hamgyong Diplomatic passport number: 290221242 | 22.1.2018 | Pak In Su has been identified by the UN Panel of Experts as being involved in activities related to the sale of coal from DPRK in Malaysia in violation of the prohibitions imposed by the United Nations Security Council Resolutions. |
| 17. | PAK In Su a.k.a: Daniel Pak 박인수 | Date of birth: 22.5.1957 Place of birth: N. Hamgyong Diplomatic passport number: 290221242 | 22.1.2018 | Pak In Su has been identified by the UN Panel of Experts as being involved in activities related to the sale of coal from DPRK in Malaysia in violation of the prohibitions imposed by the United Nations Security Council Resolutions. |
| 18. | SON Young-Nam 손영남 | | 22.1.2018 | Son Young-Nam has been identified by the UN Panel of Experts as being involved in the smuggling of gold and other items to the DPRK in violation of the prohibitions imposed by United Nations Security Council Resolutions. |
| 19. | KIM Il-Su a.k.a. KIM Il Su 김일수 | DOB: 2.9.1965 POB: Pyongyang, DPRK | 3.7.2015 | Manager in the reinsurance department of the Korea National Insurance Corporation (KNIC) based in the headquarters in Pyongyang and former authorised chief representative of KNIC in Hamburg, acting on behalf of KNIC or at its direction. |
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@@ -3052,7 +3052,7 @@
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| 31. | O Yong Ho | Date of Birth: 25.12.1961 Passport number: 108410041 Nationality: DPRK Gender: male | 12.12.2022 | In his capacity as a representative in Moscow, Russian Federation, with direct links to the Second Academy of Natural Sciences, O Yong Ho takes part, under diplomatic status, in activities for a sanctioned entity set out in UNSCR 2094 (2013). This entity is known for its proliferation activities benefiting the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. He sought to procure missile-applicable items from third countries on behalf of the DPRK’s missile program, including aramid fiber, stainless steel tubes, and ball bearings. He has also sought to procure multiple goods controlled by the Nuclear Suppliers Group with ballistic missile applications, including Kevlar thread, aramid fiber, aviation oil, ball bearings, and precision milling machines. As such, he is directly involved in providing funds and supplies for the DPRK’s nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. |
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| 32. | AN Se-Ho 안세호 | DOB: 15.6.1976 Passport: 572110043 Nationality: DPRK Gender: male Intermediary for the construction project of an ammunition factory in Mali | 31.5.2024 | An Se-Ho is a DPRK diplomat who was formerly the First Secretary at the Embassy of the DPRK in Conakry (Guinea). The embassy closed in December 2023. He was the main coordinator for the construction of an ammunition factory in Mali. In 2022, he met the Malian Minister of Territorial Administration and Decentralisation, Abdoulaye Maïga. In November 2022, he also met senior officials of the Malian junta to discuss the construction of the factory in Dialakorobougou, near Bamako. |
| 32. | AN Se-Ho 안세호 | DOB: 15.6.1976 Passport: 572110043 Nationality: DPRK Gender: male Intermediary for the construction project of an ammunition factory in Mali | 31.5.2024 | An Se-Ho is a DPRK diplomat who was formerly the First Secretary at the Embassy of the DPRK in Conakry (Guinea). The embassy closed in December 2023. He was the main coordinator for the construction of an ammunition factory in Mali. In 2022, he met the Malian Minister of Territorial Administration and Decentralisation, Abdoulaye Maïga. In November 2022, he also met senior officials of the Malian junta to discuss the construction of the factory in Dialakorobougou, near Bamako. |
| 33. | Oleg Nikolaevich KOZHEMYAKO Олег Николаевич КОЖЕМЯКО | DOB: 17.3.1962 POB: Chernigovka, (Russian: Черниговка), Russian Federation Passport: 572110043 Nationality: Russian Gender: male Governor, Primorsky Krai, Russian Federation | 31.5.2024 | In his capacity as governor of the Primorsky Krai region of the Russian Federation, Oleg Nikolaevich Kozhemyako played an instrumental role in the September 2023 official visit of Kim Jong Un to the Russian Federation. During that visit, Mr. Kozhemyako presented weaponry and uniforms to Kim Jong Un as gifts for him to take back to the DPRK, in violation of UN Security Council resolutions. Such material will then be used by the DPRK armed forces and reengineered, constituting an indirect transfer of technology to the DPRK. He is thus assisting in the evasion of UN sanctions. |
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@@ -3061,15 +3061,15 @@
| | Name (and possible aliases) | Location | Date of designation | Reasons |
| --- | --- | --- | --- | --- |
| | | | | |
| 1. | Korea International Exhibition Corporation 조선국제전람사 | Address: Jungsong-dong, Central District, Sungri St, Pyonyang, DPRK Telephone: 850 2 381 5926 Email: kiec@silibank.net.kp | 16.10.2017 | The Korea International Exhibition Corporation has assisted designated entities in the evasion of sanctions by hosting the Pyongyang International Trade Fair, which provides designated entities with the opportunity to breach UN sanctions by continuing economic activity. |
| 1. | Korea International Exhibition Corporation 조선국제전람사 | Address: Jungsong-dong, Central District, Sungri St, Pyonyang, DPRK Telephone: 850 2 381 5926 Email: kiec@silibank.net.kp | 16.10.2017 | The Korea International Exhibition Corporation has assisted designated entities in the evasion of sanctions by hosting the Pyongyang International Trade Fair, which provides designated entities with the opportunity to breach UN sanctions by continuing economic activity. |
| 2. | Korea Rungrado General Trading Corporation a.k.a. Rungrado Trading Corporation 조선릉라도무역총회사 | Address: Segori-dong, Pothonggang District, Pyongyang, DPRK Telephone: 850-2-18111-3818022 Fax: 850-2-3814507 Email: rrd@co.chesin.com | 16.10.2017 | The Panel of Experts reported that Korea Rungrado General Trading Corporation has assisted in violating sanctions imposed by the United Nations Security Council Resolutions through the sale of Scud missiles to Egypt. |
| 3. | Maritime Administrative Bureau a.k.a. Maritime Administration of DPR Korea 조선민주주의인민공화국 국가해사감독국 | Address: Ryonhwa-2Dong, Central District, Pyongyang, DPRK PO Box 416 Telephone: 850-2-18111 Ex 8059 Fax: 850 2 381 4410 Email: mab@silibank.net.kp Website: www.ma.gov.kp | 16.10.2017 | The Maritime Administrative Bureau has assisted in the evasion of sanctions imposed by the United Nations Security Council including by renaming and re-registering assets of designated entities and providing false documentation to vessels subject to United Nations sanctions. |
| 3. | Maritime Administrative Bureau a.k.a. Maritime Administration of DPR Korea 조선민주주의인민공화국 국가해사감독국 | Address: Ryonhwa-2Dong, Central District, Pyongyang, DPRK PO Box 416 Telephone: 850-2-18111 Ex 8059 Fax: 850 2 381 4410 Email: mab@silibank.net.kp Website: www.ma.gov.kp | 16.10.2017 | The Maritime Administrative Bureau has assisted in the evasion of sanctions imposed by the United Nations Security Council including by renaming and re-registering assets of designated entities and providing false documentation to vessels subject to United Nations sanctions. |
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| 4. | Pan Systems Pyongyang a.k.a. Wonbang Trading Co.; Glocom; International Golden Services; International Global System | Address: Room 818, Pothonggang Hotel, Ansan-Dong, Pyongchon district, Pyongyang, DPRK. | 16.10.2017 | Pan Systems has assisted in the evasion of sanctions imposed by the United Nations Security Council through the attempted sale of arms and related materiel to Eritrea. Pan Systems is also controlled by and works on behalf of the Reconnaissance General Bureau, an entity that has been designated by the United Nations. The March 2023 Final Report of the UN Panel of Experts presents information that Pan Systems continues to engage in attempts to export arms. |
| 5. | Eritech Computer Assembly & Communication Technology PLC | Address: Denden Street N028, Asmara, 257, Eritrea | 21.4.2022 | Eritech Computer Assembly & Communication technology PLC is placed under the authority or under the direction of the Eritrean Defense Forces and is domiciled within their complex of the Asha Golgol Military Technical Center, used for the production, modification or repair of civil and military and paramilitary equipment. It is engaged in sanctions evasion and responsible for supporting the DPRK’s nuclear and ballistic programmes since it was identified as the intended recipient in July 2016 of a shipment from China of military communications equipment of DPRK origin. Most of the equipment concerned came from GLOCOM, a DPRK company specialised in the supply of military transmission equipment, linked to the DPRK intelligence services in violation, in particular, of UNSCR 2270 (2016). The March 2023 Final Report of the UN Panel of Experts presents information that Pan Systems continues to engage in attempts to export arms. |
| 6. | Korea General Corporation for External Construction (Aliases: KOGEN, GENCO) 조선대외건설총회사 | Address: Taedonggang District, Pyongyang, Democratic People’s Republic of Korea | 21.4.2022 | The Korea General Corporation for External Construction (KOGEN) has advertised itself as using DPRK employees for projects in other countries, including through the official DPRK internet portal Naenara. KOGEN is, thereby, engaged in sanctions evasion by violating UNSCR 2397 (2017), which prohibits the deployment of overseas workers whose wages are paid to the DPRK government and could be used to support the nuclear and ballistic missile programmes, and is responsible for supporting financially the DPRK’s nuclear and ballistic programmes as it transfers all or part of the wages of workers it sends abroad to the regime, a practice prohibited by UNSCR 2397 (2017). |
| 6. | Korea General Corporation for External Construction (Aliases: KOGEN, GENCO) 조선대외건설총회사 | Address: Taedonggang District, Pyongyang, Democratic People’s Republic of Korea | 21.4.2022 | The Korea General Corporation for External Construction (KOGEN) has advertised itself as using DPRK employees for projects in other countries, including through the official DPRK internet portal Naenara. KOGEN is, thereby, engaged in sanctions evasion by violating UNSCR 2397 (2017), which prohibits the deployment of overseas workers whose wages are paid to the DPRK government and could be used to support the nuclear and ballistic missile programmes, and is responsible for supporting financially the DPRK’s nuclear and ballistic programmes as it transfers all or part of the wages of workers it sends abroad to the regime, a practice prohibited by UNSCR 2397 (2017). |
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| 7. | Chilsong Trading Corporation | Address: Pyongyang, Democratic People’s Republic of Korea | 21.4.2022 | Chilsong Trading Corporation is engaged in sanctions evasion in violation of UNSCR 2270 (2016) and is responsible for supporting the DPRK’s nuclear and ballistic programmes as it is notably represented by a DPRK citizen, CHOE Jin-myong, who markets military communications equipment and negotiated with the DAERYONGGANG TRADING CORPORATION, an entity sanctioned by the United Nations Security Council on 16 July 2009. |
| 7. | Chilsong Trading Corporation | Address: Pyongyang, Democratic People’s Republic of Korea | 21.4.2022 | Chilsong Trading Corporation is engaged in sanctions evasion in violation of UNSCR 2270 (2016) and is responsible for supporting the DPRK’s nuclear and ballistic programmes as it is notably represented by a DPRK citizen, CHOE Jin-myong, who markets military communications equipment and negotiated with the DAERYONGGANG TRADING CORPORATION, an entity sanctioned by the United Nations Security Council on 16 July 2009. |
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| 8. | Korea Paekho Trading Corporation (Alias: Joson Paekho Muyok Hoesa) 조선백호무역회사 | Address: Chongryu 3-dong, Taedonggang District, Pyongyang, Democratic People’s Republic of Korea | 21.4.2022 | Paekho Trading Corporation is an art company involved in constructing statues overseas, in exporting artwork statues produced by Paekho Art Studio, and facilitates illicit labour and access to international financial systems. It specifically targets development grants and loans, as well as foreign-direct investment earmarked for municipal projects. It is, thereby, engaged in sanctions evasion and responsible for supporting financially the DPRK’s nuclear and ballistic programmes. |
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