5.Any change in circumstances related to the criteria referred to in paragraph 2, capable of affecting the independence of ID issuers, providers of repository services and providers of anti-tampering devices (including, where applicable, their subcontractors), that subsist for two consecutive calendar years, shall be communicated without delay to the relevant Member States and to the Commission.
6.Where, information obtained in accordance with paragraph 4, or the communication referred to in paragraph 5, discloses that providers of repository services and providers of anti-tampering devices (including, where applicable, their subcontractors), no longer meet the requirements laid down in paragraph 2, then within a reasonable time period and at the latest by the end of the calendar year following the calendar year in which the information or communication was received, Member States and, in relation to the provider of secondary repository, the Commission shall take all measures to ensure compliance with the criteria set out in paragraph 2.
7.ID issuers, providers of repository services and providers of anti-tampering devices shall inform without delay the relevant Member States and the Commission about any occurrences of threats or other attempts at exercising undue influence that may actually or potentially undermine their independence.
8.Public authorities or undertakings governed by public law along with their subcontractors shall be presumed independent from the tobacco industry.
9.The procedures governing the appointment of ID issuers, providers of repository services and providers of anti-tampering devices and the monitoring of their compliance with the independence criteria set out in paragraph 2 shall be subject to periodic review by the Commission with a view to assessing their conformity with the requirements of Article 15 of Directive 2014/40/EU and this Regulation. Conclusions of the review shall be published and form part of the report on the application of Directive 2014/40/EU provided for under Article 28 of that Directive.
Article 36
Security and interoperability of communications and data
1.All electronic communication provided for under this Regulation shall be carried out using secure means. Applicable security protocols and connectivity rules shall be based on non-proprietary open standards. They shall be established by:
- (a) the ID issuer for communications between the ID issuer, the operators of the first retail outlets and the economic operators registering with the ID issuer or requesting unique identifiers;
- (b) the providers of the primary repositories for communications between the primary repositories and manufactures or importers;
- (c) the provider of the secondary repository for communications between the secondary repository and the router and:
- i. the ID issuers;
- ii. the primary repositories; and
- iii. economic operators using the router, i.e. economic operators other than manufacturers and importers.
2.Providers of primary and secondary repositories shall be responsible for the security and integrity of hosted data. Data portability shall be secured in accordance with the common data dictionary set out in Article 28.
3.For all transfers of data, the sending party is responsible for the completeness of transferred data. In order for the sending party to discharge this obligation, the receiving party shall acknowledge the receipt of transferred data including a checksum value of actual transmitted data or any alternative mechanism allowing for validating the integrity of transmission, in particular its completeness.
Article 36a
Quality of data
1.The Member States may, issue reports on the inadequate quality of data reported by economic operators to the repositories system. These reports shall be addressed to the concerned economic operators and include examples of misreporting.
2.Member States shall require ID issuers to perform checks of addresses and other electronically verifiable data that are provided to the system by economic operators and operators of first retail outlets through ID issuers.
Article 37
Transitional provision
1.Cigarettes and roll-your-own tobacco that were manufactured in the Union or imported into the Union before 20 May 2019 and not marked by means of unit level UIs in accordance with Article 6 may remain in free circulation until 20 May 2020. In relation to these tobacco products which are allowed to remain in free circulation, but not marked with a unit level UIs, the obligations referred to in Chapter VI shall not apply.
2.Tobacco products other than cigarettes and roll-your-own tobacco that were manufactured in the Union or imported into the Union before 20 May 2024 and not marked by means of unit level UIs in accordance with Article 6 may remain in free circulation until 20 May 2026. In relation to these tobacco products which are allowed to remain in free circulation, but not marked with a unit level UIs, the obligations referred to in Chapter VI shall not apply.
Article 38
Entry into force
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
ANNEX I
SELECTION PROCEDURE FOR INDEPENDENT THIRD PARTY PROVIDERS OF REPOSITORY SYSTEMS
PART A
The following procedures shall apply to the selection of an independent third party provider operating a primary repository:
-
- Each manufacturer and importer of cigarettes and roll-your-own tobacco shall notify to the Commission, no later than two months following the entry into force of Delegated Regulation (EU) 2018/573:
- (a) the identity of the third party that it proposes to appoint to operate a primary repository (the ‘proposed provider’), and
- (b) a draft data storage contract containing the key elements laid down in the Delegated Regulation for approval by the Commission.
- 1a. Where several legal persons constitute the same manufacturer or importer, the notification shall be submitted jointly by all legal persons.
- 1b. In cases where the importer concerned cooperates with only one non-EU manufacturer or belongs to the same group of companies as the latter, the data storage contract may be co-signed by both the importer and the non-EU manufacturer. In cases where the importer concerned cooperates with several non-EU manufacturers or is also a Union manufacturer itself, the data storage contract shall be signed solely by the importer.
-
- The notification shall be accompanied by:
- (a) the written declaration of technical and operational expertise, referred to in Article 4 of Delegated Regulation (EU) 2018/573,
- (b) the written declaration of legal and financial independence, referred to in Article 8 of Delegated Regulation (EU) 2018/573, and
- (c) a table setting out the correspondence between the contractual clauses and the requirements laid down in Delegated Regulation (EU) 2018/573.
-
- The Commission shall, within three months of the date of receiving the notification, and on the basis of an examination of the suitability of the proposed provider, in particular, as regards its independence and technical capacities as referred to in Article 15(8) of Directive 2014/40/EU, approve or reject the proposed provider and the draft contract. In the absence of a reply by the Commission within that timeframe, the provider and the draft contract shall be deemed to be approved.
-
- Where the Commission does not approve the proposed provider or the draft contract, or where it considers that the contract does not incorporate the key elements laid down in Delegated Regulation (EU) 2018/573, the manufacturer or importer concerned shall, within one month of being informed by the Commission, propose an alternative provider and/or make necessary amendments to the draft contract for further consideration by the Commission.
-
- Once the proposed provider and the draft contract have been approved, the manufacturers and importers shall, within two weeks of such approval, provide in electronic format:
- (a) a copy of the contract signed by both parties, and
- (b) the declarations required to be provided as part of the contract under Articles 4 and 8 of Delegated Regulation (EU) 2018/573.
-
- Manufacturers and importers of tobacco products other than cigarettes and roll-your-own tobacco shall notify to the Commission, by 31 December 2022, the identity of the proposed provider, a draft data storage contract containing the key elements laid down in Delegated Regulation (EU) 2018/573 for approval by the Commission, and the additional documentation referred to in paragraph 2.
-
- The provider appointed to operate the primary repository shall only integrate its repository into the traceability system following the conclusion of the approved contract.
-
- A list of notified and approved third parties shall be made publicly available by the Commission on a website.
-
- Any amendment to the key elements of the contract, as defined in Delegated Regulation (EU) 2018/573, shall be subject to approval by the Commission. In the absence of a reply by the Commission within three months of the date of notification of the amendment, the amendment shall be deemed to be approved. This deadline can be extended by the Commission once by a maximum of another three months, by means of a letter to the notifying operator. Any other amendment to the contract than to its key elements shall only require prior communication to the Commission.
PART B
The following procedure shall apply to the selection of an independent third party operating the secondary repository system:
-
- The Commission shall appoint, from amongst the providers of the primary repositories who have been approved in accordance with Part A within six months following the entry into force of Delegated Regulation (EU) 2018/573, a provider tasked with operating the secondary repository (‘the operator of the secondary repository’) for the purpose of carrying out the services specified in Chapter V of this Regulation.
-
- The appointment of the operator of the secondary repository shall be based on an assessment of objective criteria and take place by means of a concession contract concluded in writing between the Commission and each successive operator of the secondary repository.
-
- The result of the appointment of the operator of the secondary repository shall be made publicly available by the Commission on a website.
-
- Each primary repository provider appointed in accordance with Part A shall enter into an individual contract with the provider appointed to operate the secondary repository for the purpose of carrying out the services specified in Chapter V of this Regulation.
-
- The contracts between each primary repository provider and the operator of the secondary repository shall be signed and submitted to the Commission within three monthsfrom the date of the appointment of each successive operator of the secondary repository.
PART C
The following requirements shall apply in addition to the selection procedures outlined in Parts A and B:
-
- Where the contractual relationship between a manufacturer or importer and the provider of a primary repository is terminated, or expected to be terminated, by any of the parties to the contract, for any reason, including the failure to comply with the criteria for independence laid down in Article 35, the manufacturer or importer shall immediately inform the Commission of such termination, or expected termination, and of the date of the notification of such termination to the provider, as well as the date at which the termination is or is expected to take effect. The manufacturer or importer shall propose and notify to the Commission a replacement provider at the latest three months prior to the termination date of the existing contract. The appointment of the replacement provider shall take place in accordance with Part A.
-
- In the event that the operator of the secondary repository gives notice of its intention to cease operating that repository in accordance with the concession contract referred to in paragraph 2 of Part B, it shall immediately inform the Commission thereof and of the date at which the termination is to take effect. The notice period shall not be shorter than nine months. The contract shall provide for the Commission to be able to unilaterally extend it by up to six months if required for establishing and operationalising a replacement operator of the secondary repository. The Commission shall inform the competent authorities of the Member States about the notice period and its potential extension.
-
- Where paragraph 1 applies, the contract referred to in paragraph 4 of Part B shall, in turn, be terminated by the parties immediately after the closure of the affected primary repository.
ANNEX II
Key messages to be sent by the economic operators
The messages required for regulatory purposes shall contain at least the data fields listed in this Annex.
Member States and the Commission may require an extension of the address data to include exact geographic coordinates (latitude and longitude). Both ID issuers and providers of data repositories (including the router) may decide to extend the message content for strictly technical reasons to secure smooth functioning of the traceability system. ID issuers may also decide to extend the message content for non-technical reasons to secure smooth functioning of the tobacco products traceability system with other systems used for regulatory purposes. Before becoming effective, such extensions shall be reflected in the technical specifications updated in accordance with Article 28.
The messages listed in this Annex do not include the messages to be sent back by ID issuers and providers of data repositories (including the router) to the economic operators, such as acknowledgments of receipt.
All the messages generated within the traceability system shall contain the identification of the message originator and a timestamp up to the millisecond (see Data Type: Time(L)). This timestamp does not replace the time of the occurrence of a reported event, which shall be reported separately in accordance with the data fields prescribed in this Annex. The identification of the message originator, which may concern a third-party IT service provider, does not replace the identification of the economic operator responsible for the reporting activity (via an EOID to be indicated in the EO_ID field). The means of the identification of the message originator shall be specified in the technical specifications established and updated in accordance with Article 28.
ID issuers and providers of data repositories (including the router) shall timestamp each received message up to the millisecond.
In case of amendments to this Annex, any changes in the key messages listed herein become applicable to the economic operators as of the moment such changes are duly reflected in the technical specifications and the common data dictionary established and updated in accordance with Article 28.
CHAPTER I
FIELD DESCRIPTIONS
SECTION 1
Data Type
| Data Type |
Description |
Example |
| ARC |
Administrative Reference Code (ARC) or any successive code adopted under the Excise Movement and Control System (EMCS) |
‘15GB0123456789ABCDEF0’ |
| aUI |
Aggregated level unique identifier coded with: either the invariant set of ISO646:1991 and composed of four blocks: (a) ID issuer's prefix in accordance with ISO15459-2:2015, (b) serialisation element in the format established by the ID issuer, (c) tobacco facility identifier code following the Data Type: FID and (d) timestamp following the Data Type: Time(s) or the invariant set of ISO646:1991 forming a code structured in accordance with ISO15459-1:2014 or ISO15459-4:2014 (or their latest equivalent) |
|
| Boolean |
Boolean value |
— ‘0’ (false/disabled) — ‘1’ (true/enabled) |
|
|
|
| Country |
Country name coded with ISO-3166-1:2013 alpha-2 (or its latest equivalent). For overseas and autonomous regions, the country code of the relevant Member State is applicable. In case of Northern Ireland, the ‘XI’ code is applicable. In case of the international waters, the ‘XZ’ code is applicable. |
‘DE’ |
|
|
|
| Currency |
Currency name coded with ISO 4217:2015 (or its latest equivalent) |
‘EUR’ |
| Date |
UTC (Coordinated Universal Time) date corresponding to the following format: YYYY-MM-DD |
‘2019-05-20’ |
| Decimal |
Number values, decimal allowed |
‘1’ or ‘2,2’ or ‘3,33’ |
| EOID |
Economic operator identifier code corresponding to the format established by the ID issuer coded with the invariant set of ISO646:1991 |
|
| FID |
Tobacco facility identifier code corresponding to the format established by the ID issuer coded with the invariant set of ISO646:1991 |
|
| Integer |
Rounded number values, no decimal numbers |
‘1’ or ‘22’ or ‘333’ |
| MID |
Machine identifier code corresponding to the format established by the ID issuer coded with the invariant set of ISO646:1991 |
|
| MRN |
Movement Reference Number (MRN) is a unique customs registration number. It contains 18 digits and is composed of the following elements: (a) last two digits of the year of formal acceptance of export movement (YY), (b) country name coded with ISO-3166-1:2013 alpha-2 (or its latest equivalent) of the Member State to which the declaration was sent, (c) unique identifier for entry/import per year and country, and (d) check digit. |
‘11IT9876AB88901235’ |
| SEED |
Excise number composed of: (a) country name coded with ISO-3166-1:2013 alpha-2 (or its latest equivalent) (e.g. ‘LU’) and (b) eleven alphanumeric characters, if needed, padded to the left with zeroes (e.g. ‘00000987ABC’). |
‘LU00000987ABC’ |
| ITU |
Individual transport unit code (e.g. SSCC) generated in accordance with ISO15459-1:2014 (or its latest equivalent) |
‘001234560000000018’ |
|
|
|
| Text |
Set of characters coded with ISO8859-15:1999 |
‘Abcde:12345’ |
| Time(L) |
UTC (Coordinated Universal Time) in the following format: YYYY-MM- DDTHH:mm:ss.SSSZ |
‘2019-07-16T19:20:30.205Z’ |
|
|
|
| Time(s) |
UTC (Coordinated Universal Time) in the following format: YYMMDDhh |
‘19071619’ |
| TPID |
Tobacco Product Identifier (TP-ID) – numeric identifier used in the EU-CEG system in the format: NNNNN-NN-NNNNN |
‘02565-16-00230’ |
| PN |
Product number – numeric identifier used in the EU-CEG system to identify product presentations (e.g. GTIN (Global Trade Identification Number) of the product) |
‘00012345600012’ |
|
|
|
| upUI(L) |
Unit packet level unique identifier coded with the invariant set of ISO646:1991 and composed of three blocks: (i) ID issuer’s prefix in accordance with ISO15459-2:2015, (ii) middle block in the format established by the ID issuer and (iii) timestamp following the Data Type: Time(s) |
|
|
|
|
| upUI(i) |
Unit packet level unique identifier coded with the invariant set of ISO646:1991 and composed of two blocks: (i) ID issuer’s prefix in accordance with ISO15459-2:2015 and (ii) middle block in the format established by the ID issuer (i.e. upUI(i) is upUI(L) without the timestamp, a code to be generated by ID issuers in accordance with Article 8(2) of this Regulation) |
|
|
|
|
| upUI(s) |
Unit packet level unique identifier coded with the invariant set of ISO646:1991 and composed of two blocks: (i) ID issuer’s prefix in accordance with ISO15459-2:2015 and (ii) serialisation element in the format established by the ID issuer (i.e. UI made visible in the human readable format on the unit packets in accordance with Article 23 of this Regulation) Whenever possible ID issuers are requested not to use upper-case letter ‘O’ (Oscar) and lower-case letter ‘l’ (lima) as well as upper-case letter ‘I’ (India) in order to avoid confusions with digits ‘0’ (zero) and ‘1’ (one), respectively. |
|
|
|
|
| Year |
UTC (Coordinated Universal Time) year in the following format: YYYY |
‘2024’ |
SECTION 2
Cardinality Type
| Type |
Description |
| Simple (S) |
Single value |
| Multiple (M) |
Multiple values |
SECTION 3
Priority Type
| Type |
Description |
| Mandatory (M) |
The variable must be completed to successfully submit the message |
| Optional (O) |
The variable relates to supplementary fields which remain optional |
CHAPTER II
MESSAGES
SECTION 1
Identifier codes for economic operators, facilities and machines
1.1. Request for an economic operator identifier code
| Item # |
Field |
Comments |
Data Type |
Cardinality |
Priority |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
1-1 |
|
EO_Name1 |
Economic operator's registered name |
Text |
S |
M |
|
|
EO_Name2 |
Economic operator's alternative or abridged name |
Text |
S |
O |
|
|
|
|
|
|
|
|
|
EO_street |
Economic operator’s street name and house number (or road number and kilometre) |
Text |
S |
M |
|
|
EO_municipality |
Economic operator’s municipality (city, town or village) |
Text |
S |
M |
|
|
EO_postcode |
Economic operator’s postal code |
Text |
S |
M |
‘n/a’ is permitted value if no postal code has been assigned |
|
EO_A_info |
Additional information on economic operator’s address (e.g. location in the shopping mall or industrial area) |
Text |
S |
O |
|
|
|
|
|
|
|
|
|
EO_CountryReg |
Economic operator's country of registration |
Country |
S |
M |
|
|
EO_Email |
Economic operator's email address used to inform about registration process, including subsequent changes and other required correspondence |
Text |
S |
M |
|
|
VAT_R |
Indication of the VAT registration status |
Boolean |
S |
M |
0 – No VAT registration 1 – VAT number exists |
|
VAT_N |
Economic operator's VAT number |
Text |
S |
M, if VAT_R = 1 |
|
|
TAX_N |
Economic operator's tax registration number |
Text |
S |
M, if VAT_R = 0 |
|
|
EO_ExciseNumber1 |
Indication if the economic operator has an excise number issued by the competent authority for the purpose of identification of persons/premises |
Boolean |
S |
M |
0 – No SEED number 1 – SEED number exists |
|
EO_ExciseNumber2 |
Economic operator's excise number issued by the competent authority for the purpose of identification of persons/premises |
SEED |
S |
M, if EO_ExciseNumber1 = 1 |
|
|
OtherEOID_R |
Indication if the economic operator has been allocated an identifier by another ID Issuer |
Boolean |
S |
M |
0 – No 1 – Yes |
|
OtherEOID_N |
Economic operator identifier codes allocated by other ID Issuers |
EOID |
M |
M, if OtherEOID_R = 1 |
|
|
Reg_3RD |
Indication if the registration is made on behalf of a retail outlet operator not involved otherwise in the tobacco trade |
Boolean |
S |
M |
0 – No 1 – Yes |
|
Reg_EOID |
Identifier of the economic operator that acts on behalf of a retail outlet operator not involved otherwise in the tobacco trade |
EOID |
S |
M, if Reg_3RD = 1 |
|
| Item # |
Field |
Comments |
Data Type |
Cardinality |
Priority |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
1-2 |
|
EO_ID |
Economic operator identifier code |
EOID |
S |
M |
|
|
EO_CODE |
Economic operator's confirmation code provided in response to the registration of economic operator |
Text |
S |
M |
|
|
EO_Name1 |
Economic operator's registered name |
Text |
S |
M |
|
|
EO_Name2 |
Economic operator's alternative or abridged name |
Text |
S |
O |
|
|
|
|
|
|
|
|
|
EO_street |
Economic operator’s street name and house number (or road number and kilometre) |
Text |
S |
M |
|
|
EO_municipality |
Economic operator’s municipality (city, town or village) |
Text |
S |
M |
|
|
EO_postcode |
Economic operator’s postal code |
Text |
S |
M |
‘n/a’ is permitted value if no postal code has been assigned |
|
EO_A_info |
Additional information on economic operator’s address (e.g. location in the shopping mall or industrial area) |
Text |
S |
O |
|
|
|
|
|
|
|
|
|
EO_CountryReg |
Economic operator's country of registration |
Country |
S |
M |
|
|
EO_Email |
Economic operator's email address used to inform about registration process, including subsequent changes |
Text |
S |
M |
|
|
VAT_R |
Indication of the VAT registration status |
Boolean |
S |
M |
0 – No VAT registration 1 – VAT number exists |
|
VAT_N |
Economic operator's VAT number |
Text |
S |
M, if VAT_R = 1 |
|
|
TAX_N |
Economic operator's tax registration number |
Text |
S |
M, if VAT_R = 0 |
|
|
EO_ExciseNumber1 |
Indication if the economic operator has an excise number issued by the competent authority for the purpose of identification of persons/premises |
Boolean |
S |
M |
0 – No SEED number 1 – SEED number exists |
|
EO_ExciseNumber2 |
Economic operator's excise number issued by the competent authority for the purpose of identification of persons/premises |
SEED |
S |
M, if EO_ExciseNumber1 = 1 |
|
|
OtherEOID_R |
Indication if the economic operator has been allocated an identifier by another ID Issuer |
Boolean |
S |
M |
0 – No 1 – Yes |
|
OtherEOID_N |
Economic operator identifier codes allocated by other ID Issuers |
EOID |
M |
M, if OtherEOID_R = 1 |
|
|
Reg_3RD |
Indication if the registration is made on behalf of the retail outlet operator not involved otherwise in the tobacco trade |
Boolean |
S |
M |
0 – No 1 – Yes |
|
Reg_EOID |
Identifier of the economic operator that acts on behalf of the retail outlet operator not involved otherwise in the tobacco trade |
EOID |
S |
M, if Reg_3RD = 1 |
|
1.3. De-registration of economic operator identifier code
| Item # |
Field |
Comments |
Data Type |
Cardinality |
Priority |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
1-3 |
|
EO_ID |
Economic operator identifier code |
EOID |
S |
M |
|
|
EO_CODE |
Economic operator's confirmation code provided in response to the registration of economic operator |
Text |
S |
M |
|
|
Reg_3RD |
Indication if the registration is made on behalf of the retail outlet operator not involved otherwise in the tobacco trade |
Boolean |
S |
M |
0 – No 1 – Yes |
|
Reg_EOID |
Identifier of the economic operator that acts on behalf of the retail outlet operator not involved otherwise in the tobacco trade |
EOID |
S |
M, if Reg_3RD = 1 |
|
1.4. Request for a facility identifier code
| Item # |
Field |
Comments |
Data Type |
Cardinality |
Priority |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
1-4 |
|
EO_ID |
Economic operator identifier code |
EOID |
S |
M |
|
|
EO_CODE |
Economic operator's confirmation code provided in response to the registration of economic operator |
Text |
S |
M |
|
|
|
|
|
|
|
|
|
F_street |
Facility’s street name and house number (or road number and kilometre) |
Text |
S |
M |
|
|
F_municipality |
Facility’s municipality (city, town or village) |
Text |
S |
M |
|
|
F_postcode |
Facility’s postal code |
Text |
S |
M |
‘n/a’ is permitted value if no postal code has been assigned |
|
F_A_info |
Additional information on facility’s address (e.g. location in the shopping mall or industrial area) |
Text |
S |
O |
|
|
|
|
|
|
|
|
|
F_Country |
Facility's country |
Country |
S |
M |
|
|
F_Type |
Type of facility |
Integer |
S |
M |
1 – manufacturing site with warehouse 2 – standalone warehouse 3 – retail outlet 4 – other |
|
F_Type_Other |
Description of other facility |
Text |
S |
M, if F_Type = 4 |
|
|
F_Status |
Indication if a part of the facility has a tax (excise) warehouse status |
Boolean |
S |
M |
0 – No 1 – Yes |
|
F_ExciseNumber1 |
Indication if the facility has an excise number issued by the competent authority for the purpose of identification of persons/premises |
Boolean |
S |
M |
0 – No SEED number 1 – SEED number exists |
|
F_ExciseNumber2 |
Facility's excise number issued by the competent authority for the purpose of identification of persons/premises |
SEED |
S |
M, if F_ExciseNumber1 = 1 |
|
|
OtherFID_R |
Indication if the facility has been allocated an identifier by another ID Issuer |
Boolean |
S |
M |
0 – No 1 – Yes (possible only for non-EU facilities) |
|
OtherFID_N |
Facility identifier codes allocated by other ID Issuers |
FID |
M |
M, if OtherFID_R = 1 |
|
|
|
|
|
|
|
|
|
PrevFID_B |
Indication if the facility was acquired from another operator and had already a facility identifier code |
Boolean |
S |
M |
0 – No (first time registration) 1 – Yes |
|
PrevFID_ID |
Previous facility identifier used by the former operator of the facility |
FID |
S |
M, if PrevFID_B = 1 |
|
|
|
|
|
|
|
|
|
Reg_3RD |
Indication if the registration is made on behalf of a retail outlet operator not involved otherwise in the tobacco trade |
Boolean |
S |
M |
0 – No 1 – Yes (possible only if F_Type = 3) |
|
Reg_EOID |
Identifier of the economic operator that acts on behalf of the retail outlet operator not involved otherwise in the tobacco trade |
EOID |
S |
M, if Reg_3RD = 1 |
|
| Item # |
Field |
Comments |
Data Type |
Cardinality |
Priority |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
1-5 |
|
EO_ID |
Economic operator identifier code |
EOID |
S |
M |
|
|
EO_CODE |
Economic operator's confirmation code provided in response to the registration of economic operator |
Text |
S |
M |
|
|
F_ID |
Facility identifier code |
FID |
S |
M |
|
|
|
|
|
|
|
|
|
F_street |
Facility’s street name and house number (or road number and kilometre) |
Text |
S |
M |
|
|
F_municipality |
Facility’s municipality (city, town or village) |
Text |
S |
M |
|
|
F_postcode |
Facility’s postal code |
Text |
S |
M |
‘n/a’ is permitted value if no postal code has been assigned |
|
F_A_info |
Additional information on facility’s address (e.g. location in the shopping mall or industrial area) |
Text |
S |
O |
|
|
|
|
|
|
|
|
|
F_Country |
Facility's country |
Country |
S |
M |
|
|
F_Type |
Type of facility |
Integer |
S |
M |
1 – manufacturing site with warehouse 2 – standalone warehouse 3 – retail outlet 4 – other |
|
F_Type_Other |
Description of other facility |
Text |
S |
M, if F_Type = 4 |
|
|
F_Status |
Indication if a part of the facility has a tax (excise) warehouse status |
Boolean |
S |
M |
0 – No 1 – Yes |
|
F_ExciseNumber1 |
Indication if the facility has an excise number issued by the competent authority for the purpose of identification of persons/premises |
Boolean |
S |
M |
0 – No SEED number 1 – SEED number exists |
|
F_ExciseNumber2 |
Facility's excise number issued by the competent authority for the purpose of identification of persons/premises |
SEED |
S |
M, if F_ExciseNumber1 = 1 |
|
|
OtherFID_R |
Indication if the facility has been allocated an identifier by another ID Issuer |
Boolean |
S |
M |
0 – No 1 – Yes (possible only for non-EU facilities) |
|
OtherFID_N |
Facility identifier codes allocated by other ID Issuers |
FID |
M |
M, if OtherFID_R = 1 |
|
|
|
|
|
|
|
|
|
PrevFID_B |
Indication if the facility was acquired from another operator and had already a facility identifier code |
Boolean |
S |
M |
0 – No (first time registration) 1 – Yes |
|
PrevFID_ID |
Previous facility identifier used by the former operator of the facility |
FID |
S |
M, if PrevFID_B = 1 |
|
|
|
|
|
|
|
|
|
Reg_3RD |
Indication if the registration is made on behalf of the retail outlet operator not involved otherwise in the tobacco trade |
Boolean |
S |
M |
0 – No 1 – Yes (possible only if F_Type = 3) |
|
Reg_EOID |
Identifier of the economic operator that acts on behalf of the retail outlet operator not involved otherwise in the tobacco trade |
EOID |
S |
M, if Reg_3RD = 1 |
|
1.6. De-registration of facility identifier code
| Item # |
Field |
Comments |
Data Type |
Cardinality |
Priority |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
1-6 |
|
EO_ID |
Economic operator identifier code |
EOID |
S |
M |
|
|
EO_CODE |
Economic operator's confirmation code provided in response to the registration of economic operator |
Text |
S |
M |
|
|
F_ID |
Facility identifier code |
FID |
S |
M |
|
|
Reg_3RD |
Indication if the de-registration is made on behalf of a retail outlet operator not involved otherwise in the tobacco trade |
Boolean |
S |
M |
0 – No 1 – Yes |
|
Reg_EOID |
Identifier of the economic operator that acts on behalf of the retail outlet operator not involved otherwise in the tobacco trade |
EOID |
S |
M, if Reg_3RD = 1 |
|
1.7. Request for a machine identifier code
| Item # |
Field |
Comments |
Data Type |
Cardin-ality |
Priority |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
1-7 |
|
EO_ID |
Economic operator identifier code |
EOID |
S |
M |
|
|
EO_CODE |
Economic operator’s confirmation code provided in response to the registration of economic operator |
Text |
S |
M |
|
|
F_ID |
Facility identifier code |
FID |
S |
M |
|
|
PrevMID_B |
Indication if the object of this request was already registered, e.g. in relation to another facility identifier code |
Boolean |
S |
M |
0 – No (first time registration) 1 – Yes |
|
PrevMID_ID |
Previous machine identifier used for the object of this request |
MID |
S |
M, if PrevMID_B = 1 |
|
|
M_entirety |
Indication if this request concerns the machine (v. a part of thereof) |
Boolean |
S |
M |
0 – No (machine part) 1 – Yes (machine) |
|
P_Producer |
Part’s producer |
Text |
S |
M, if M_entirety = 0 |
|
|
P_Model |
Part’s model |
Text |
S |
M, if M_entirety = 0 |
|
|
P_Number |
Part’s serial number |
Text |
S |
M, if M_entirety = 0 |
|
|
P_Mobile |
Indication if this part is intended to be used with multiple machines (fixed v. mobile part) |
Boolean |
S |
M, if M_entirety = 0 |
0 – No (fixed part) 1 – Yes (mobile part) |
|
P_ATD1 |
Indication if an anti-tampering device in the sense of Article 2(7) records the functioning of this part |
Boolean |
S |
M, if M_entirety = 0 |
0 – No 1 – Yes |
|
P_ATD2 |
Anti-tampering device’s serial number |
Text |
S |
M, if M_entirety = 0 and P_ATD1 = 1 |
|
|
P_Description |
Part’s description explaining its technical function |
Text |
S |
O |
|
|
M_Producer |
Machine’s producer |
Text |
S |
M, if M_entirety = 1 |
|
|
M_Model |
Machine’s model |
Text |
S |
M, if M_entirety = 1 |
|
|
M_Number |
Machine’s serial number |
Text |
S |
M, if M_entirety = 1 |
|
|
M_parts |
Indication if the machine consists of multiple separately identifiable parts |
Boolean |
S |
M, if M_entirety = 1 |
0 – No 1 – Yes |
|
M_plist |
List of the identifiable parts |
MID |
M |
M, if M_entirety = 1 and M_parts = 1 |
|
|
M_ATD |
Serial number of the anti-tampering device in the sense of Article 2(7) |
Text |
S |
M, if M_entirety = 1 and M_parts = 0 |
|
|
M_Capacity |
Maximum capacity over 24-hour production cycle expressed in unit packets |
Integer |
S |
M, if M_entirety = 1 |
|
| Item # |
Field |
Comments |
Data Type |
Cardin-ality |
Priority |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
1-8 |
|
EO_ID |
Economic operator identifier code |
EOID |
S |
M |
|
|
EO_CODE |
Economic operator’s confirmation code provided in response to the registration of economic operator |
Text |
S |
M |
|
|
F_ID |
Facility identifier code |
FID |
S |
M |
|
|
M_ID |
Machine identifier code (subject to the correction of information) |
MID |
S |
M |
|
|
PrevMID_B |
Indication if the object of this request was already registered, e.g. in relation to another facility identifier code |
Boolean |
S |
M |
0 – No (first time registration) 1 – Yes |
|
PrevMID_ID |
Previous machine identifier code used for the object of this request |
MID |
S |
M, if PrevMID_B = 1 |
|
|
M_entirety |
Indication if this request concerns the machine (v. a part of thereof) |
Boolean |
S |
M |
0 – No (machine part) 1 – Yes (machine) |
|
P_Producer |
Part’s producer |
Text |
S |
M, if M_entirety = 0 |
|
|
P_Model |
Part’s model |
Text |
S |
M, if M_entirety = 0 |
|
|
P_Number |
Part’s serial number |
Text |
S |
M, if M_entirety = 0 |
|
|
P_Mobile |
Indication if this part is intended to be used with multiple machines (fixed v. mobile part) |
Boolean |
S |
M, if M_entirety = 0 |
0 – No (fixed part) 1 – Yes (mobile part) |
|
P_ATD1 |
Indication if an anti-tampering device in the sense of Article 2(7) records the functioning of this part |
Boolean |
S |
M, if M_entirety = 0 |
0 – No 1 – Yes |
|
P_ATD2 |
Anti-tampering device’s serial number |
Text |
S |
M, if M_entirety = 0 and P_ATD1 = 1 |
|
|
P_Description |
Part’s description explaining its technical function |
Text |
S |
O |
|
|
M_Producer |
Machine’s producer |
Text |
S |
M, if M_entirety = 1 |
|
|
M_Model |
Machine’s model |
Text |
S |
M, if M_entirety = 1 |
|
|
M_Number |
Machine’s serial number |
Text |
S |
M, if M_entirety = 1 |
|
|
M_parts |
Indication if the machine consists of multiple separately identifiable parts |
Boolean |
S |
M, if M_entirety = 1 |
0 – No 1 – Yes |
|
M_plist |
List of the identifiable parts |
MID |
M |
M, if M_entirety = 1 and M_parts = 1 |
|
|
M_ATD |
Serial number of the anti-tampering device in the sense of Article 2(7) |
Text |
S |
M, if M_entirety = 1 and M_parts = 0 |
|
|
M_Capacity |
Maximum capacity over 24-hour production cycle expressed in unit packets |
Integer |
S |
M, if M_entirety = 1 |
|
1.9. De-registration of machine identifier code
| Item # |
Field |
Comments |
Data Type |
Cardinality |
Priority |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
1-9 |
|
EO_ID |
Economic operator identifier code |
EOID |
S |
M |
|
|
EO_CODE |
Economic operator's confirmation code provided in response to the registration of economic operator |
Text |
S |
M |
|
|
F_ID |
Facility identifier code |
FID |
S |
M |
|
|
M_ID |
Machine identifier code |
MID |
S |
M |
|
SECTION 2
Unique identifiers (UIs)
2.1. Request for unit level UIs
| Item # |
Field |
Comments |
Data Type |
Cardinality |
Priority |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
2-1 |
|
EO_ID |
Economic operator identifier code of the submitting entity (either EU manufacturer or EU importer) |
EOID |
S |
M |
|
|
F_ID |
Facility identifier code |
FID |
S |
M |
|
|
Process_Type |
Indication if the production process involves machinery |
Boolean |
S |
M |
0 – No (only for fully hand made products) 1 – Yes |
|
M_ID |
Machine identifier code |
MID |
S |
M, if Process_Type = 1 |
|
|
|
|
|
|
|
|
|
P_Type |
Type of tobacco product |
Integer |
S |
M |
1 – Cigarette 2 – Cigar 3 – Cigarillo 4 – Roll your own tobacco 5 – Pipe tobacco 6 – Waterpipe tobacco 7 – Oral tobacco 8 – Nasal tobacco 9 – Chewing tobacco 11 – Novel tobacco product 12 – Other (product placed on the market before 19 May 2014, not covered by categories 1-9) |
|
|
|
|
|
|
|
|
P_OtherType |
Description of other type of tobacco product |
Text |
S |
M, if P_Type = 11 |
|
|
P_CN |
Combined Nomenclature (CN) code |
Text |
S |
O |
|
|
|
|
|
|
|
|
|
P_Brand |
Brand of tobacco product under which the product will be marketed on its intended market |
Text |
S |
M |
|
|
P_SubType_Exist |
Indicates if the product ‘subtype name’ exists. Subtype name provides further product identification beyond a product’s brand name. |
Boolean |
S |
M |
0 – No 1 – Yes |
|
P_SubType_Name |
The product ‘subtype name’ (if any) as marketed on its intended market |
Text |
S |
M, if P_SubType_Exist = 1 |
|
|
P_units |
The number of individual units in the unit packet (number of sticks in the package). |
Integer |
S |
M, if P_Type = 1 or 2 or 3 |
|
|
|
|
|
|
|
|
|
P_weight |
Average gross weight of unit packet, including packaging, in grams with 0,1 gram accuracy |
Decimal |
S |
M |
|
|
TP_ID |
Tobacco product identifier used in the EU-CEG system |
TPID |
S |
M, if Intended_Market is an EU country |
|
|
|
|
|
|
|
|
|
TP_PN |
Tobacco product number used in the EU-CEG system (EAN or GTIN or SKU or UPC) |
PN |
S |
M, if Intended_ Market is a Member State O, if Intended_ Market is a third country |
|
|
|
|
|
|
|
|
|
Intended_Market |
Intended country of retail sale |
Country |
S |
M |
|
|
Intended_Route1 |
Indication if the product is intended to be moved across country boarders with terrestrial/water/air transport |
Boolean |
S |
M |
0 – No 1 – Yes |
|
Intended_Route2 |
The first country of terrestrial/water/air transport after the product leaves the Member State of manufacturing or the Member State of importation established on the basis of a check point on the land border, next seaport or next airport respectively |
Country |
S |
M, if Intended_Route1 = 1 |
|
|
Import |
Indication if the product is imported into the EU |
Boolean |
S |
M |
0 – No 1 – Yes |
|
Req_Quantity |
Requested quantity of unit packet level UIs |
Integer |
S |
M |
|
2.2. Request for aggregated level UIs
| Item # |
Field |
Comments |
Data Type |
Cardinality |
Priority |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
2-2 |
|
EO_ID |
Economic operator identifier code of the submitting entity |
EOID |
S |
M |
|
|
F_ID |
Facility identifier code |
FID |
S |
M |
|
|
Req_Quantity |
Requested quantity of aggregated level UIs |
Integer |
S |
M |
|
2.3. Request for deactivation of UIs
| Item # |
Field |
Comments |
Data Type |
Cardinality |
Priority |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
2-3 |
|
EO_ID |
Economic operator identifier code of the submitting entity |
EOID |
S |
M |
|
|
Deact_Type |
Deactivation of unit packet or aggregated level UIs |
Integer |
S |
M |
1 – Unit packet level UIs 2 – Aggregated level UIs |
|
Deact_Reason1 |
Identification of the reason for deactivation |
Integer |
S |
M |
1 – Product destroyed 2 – Product stolen 3 – UI destroyed 4 – UI stolen 5 – UI unused 6 – Other |
|
Deact_Reason2 |
Description of other reason |
Text |
S |
M, if Deact_Reason1 = 6 |
|
|
Deact_Reason3 |
Additional description of the reason |
Text |
S |
O |
|
|
Deact_upUI |
List of unit packet level UIs to be deactivated |
upUI(s) |
M |
M, if Deact_Type = 1 |
|
|
|
|
|
|
|
|
|
Deact_upUI |
List of unit packet level UIs to be deactivated |
upUI(L) or upUI(i) or upUI(s) |
M |
M, if Deact_Type = 1 |
|
2.4. Request for reactivation of UIs for products reported as stolen but recovered (only permitted if in preceding message type 2-3, field Deact_Reason1 = 2)
| Item # |
Field |
Comments |
Data Type |
Cardin-ality |
Priority |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
2-4 |
|
EO_ID |
Economic operator identifier code of the submitting entity |
EOID |
S |
M |
|
|
F_ID |
Facility identifier code (facility of recovery) |
FID |
S |
M |
|
|
React_Type |
Reactivation of unit packet or aggregated level UIs |
Integer |
S |
M |
1 – Unit packet level UIs 2 – Aggregated level UIs |
|
React_Reason |
Description of the context of reactivation |
Text |
S |
O |
|
|
React_upUI |
List of unit packet level UIs to be reactivated |
upUI(L) or upUI(i) or upUI(s) |
M |
M, if React_Type = 1 |
|
|
React_aUI |
List of aggregated level UIs to be reactivated |
aUI |
M |
M, if React_Type = 2 |
|
SECTION 3
3.1. Application of unit level UIs on unit packets
| Item # |
Field |
Comments |
Data Type |
Cardinality |
Priority |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
3-1 |
|
EO_ID |
Economic operator identifier code of the submitting entity |
EOID |
S |
M |
|
|
F_ID |
Facility identifier code |
FID |
S |
M |
|
|
upUI_1 |
List of unit packet level UIs to be recorded (full length) |
upUI(L) |
M |
M |
|
|
upUI_2 |
List of corresponding unit packet level UIs to be recorded (as visible in human readable format) indicated in the same order as upUI_1 |
upUI(s) |
M |
M |
|
|
upUI_comment |
Comments by the reporting entity |
Text |
S |
O |
|
3.2. Application of aggregated level UIs on aggregated packaging
| Item # |
Field |
Comments |
Data Type |
Cardinality |
Priority |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
3-2 |
|
EO_ID |
Economic operator identifier code of the submitting entity |
EOID |
S |
M |
|
|
F_ID |
Facility identifier code |
FID |
S |
M |
|
|
Event_Time |
Time of event occurrence |
Time(s) |
S |
M |
|
|
aUI |
Aggregated level UI |
aUI |
S |
M |
|
|
Aggregation_Type |
Identification of aggregation type |
Integer |
S |
M |
1 – aggregation of only unit packet level UIs 2 – aggregation of only aggregated level UIs 3 – aggregation of both unit packet and aggregated level UIs |
|
Aggregated_UIs1 |
List of unit packet level UIs subject to aggregation |
upUI(L) |
M |
M, if Aggregation_ Type = 1 or 3 |
|
|
Aggregated_UIs2 |
List of aggregated level UIs subject to further aggregation |
aUI |
M |
M, if Aggregation_ Type = 2 or 3 |
|
|
aUI_comment |
Comments by the reporting entity |
Text |
S |
O |
|
3.3. Dispatch of tobacco products from a facility
| Item # |
Field |
Comments |
Data Type |
Cardinality |
Priority |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
3-3 |
|
EO_ID |
Economic operator identifier code of the submitting entity |
EOID |
S |
M |
|
|
Event_Time |
Intended time of event occurrence |
Time(s) |
S |
M |
|
|
F_ID |
Dispatch facility identifier code |
FID |
S |
M |
|
|
Destination_ID1 |
Indication of destination type: if the destination facility is located on the EU territory and if it is delivery to a vending machine (VM) or by means of a vending van (VV) delivering to multiple retail outlets in quantities that have not been predetermined in advance of the delivery |
Integer |
S |
M |
1 – Non EU dest. 2 – EU destination other than VM – fixed quantity delivery 3 – EU VM(s) 4 – EU destination other than VM – delivery with VV |
|
Destination_ID2 |
Destination facility identifier code |
FID |
S |
M, if Destination_ID1 = 2 |
|
|
Destination_ID3 |
Destination facility identifier code(s) – possible multiple vending machines |
FID |
M |
M, if Destination_ID1 = 3 |
|
|
Destination_ID4 |
Destination facility identifier code(s) |
FID |
M |
M, if Destination_ID1 = 4 |
|
|
|
|
|
|
|
|
|
Destination_ID5 |
Destination facility’s street name and house number (or road number and kilometre) |
Text |
S |
M, if Destination_ID1 = 1 |
|
|
Destination_ID6 |
Destination facility’s municipality (city, town or village) |
Text |
S |
M, if Destination_ID1 = 1 |
|
|
Destination_ID7 |
Destination facility’s postal code |
Text |
S |
M, if Destination_ID1 = 1 |
‘n/a’ is permitted value if no postal code has been assigned |
|
Destination_ID8 |
Destination facility’s country |
Country |
S |
M, if Destination_ID1 = 1 |
|
|
|
|
|
|
|
|
|
Transport_mode |
Mode of transport by which the product leaves the facility, see: Commission Regulation (EC) No 684/2009, Annex II, Code List 7 |
Integer |
S |
M |
0 – Other 1 – Sea Transport 2 – Rail transport 3 – Road transport 4 – Air transport 5 – Postal consignment 6 – Fixed transport installations 7 – Inland waterway transport |
|
Transport_vehicle |
Identification of the vehicle (i.e. number plates, train number, plane/flight number, ship name or other identification) |
Text |
S |
M |
‘n/a’ is permitted value if Transport_mode = 0 and product movement takes place between adjacent facilities and is delivered manually |
|
Transport_cont1 |
Indication if the transport is containerised and uses an individual transport unit code (e.g. SSCC) |
Boolean |
S |
M |
0 – No 1 – Yes |
|
Transport_cont2 |
Individual transport unit code of the container |
ITU |
S |
M, if Transport_cont1 = 1 |
|
|
Transport_s1 |
Indication if the dispatch takes place with the logistic/postal operator who operates its own track and trace system accepted by the Member State of the dispatch facility. Only for small quantities of tobacco products (net weight of the products dispatched below 10 kg) destined for exports to third countries |
Boolean |
S |
M |
0 – No 1 – Yes |
|
Transport_s2 |
The logistic operator's tracking number |
Text |
S |
M, if Transport_s1 = 1 |
|
|
EMCS |
Dispatch under the Excise Movement and Control System (EMCS) |
Boolean |
S |
M |
0 – No 1 – Yes |
|
EMCS_ARC |
Administrative Reference Code (ARC) |
ARC |
S |
M, if EMCS = 1 |
|
|
SAAD |
Dispatch with a simplified accompanying document, see: Commission Regulation (EEC) No 3649/92 |
Boolean |
S |
M |
0 – No 1 – Yes |
|
SAAD_number |
Reference number of the declaration and/or authorization which has to be given by the competent authority in the Member State of destination before the movement starts |
Text |
S |
M, if SAAD = 1 |
|
|
Exp_Declaration |
Indication if the Movement Reference Number (MRN) has been issued by the customs office |
Boolean |
S |
M |
0 – No 1 – Yes |
|
Exp_ DeclarationNumber |
Movement Reference Number (MRN) |
MRN |
S |
M, if Exp_Declaration = 1 |
|
|
UI_Type |
Identification of UI types in the dispatch (recorded at the highest level of available aggregation) |
Integer |
S |
M |
1 – only unit packet level UIs 2 – only aggregated level UIs 3 – both unit packet and aggregated level UIs |
|
upUIs |
List of unit packet level UIs subject to the dispatch |
upUI(L) |
M |
M, if UI_Type = 1 or 3 |
|
|
aUIs |
List of aggregated level UIs subject to the dispatch |
aUI |
M |
M, if UI_Type = 2 or 3 |
|
|
Dispatch_comment |
Comments by the reporting entity |
Text |
S |
O |
|
3.4. Arrival of tobacco products at a facility
| Item # |
Field |
Comments |
Data Type |
Cardinality |
Priority |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
3-4 |
|
EO_ID |
Economic operator identifier code of the submitting entity |
EOID |
S |
M |
|
|
F_ID |
Arrival facility identifier code |
FID |
S |
M |
|
|
Event_Time |
Time of event occurrence |
Time(s) |
S |
M |
|
|
Product_Return |
Indication if the arriving products are a return following complete or partial non-delivery |
Boolean |
S |
M |
0 – No 1 – Yes |
|
UI_Type |
Identification of UI types received (recorded at the highest level of available aggregation) |
Integer |
S |
M |
1 – only unit packet level UIs 2 – only aggregated level UIs 3 – both unit packet and aggregated level UIs |
|
upUIs |
List of unit packet level UIs received |
upUI(L) |
M |
M, if UI_Type = 1 or 3 |
|
|
aUIs |
List of aggregated level UIs received |
aUI |
M |
M, if UI_Type = 2 or 3 |
|
|
Arrival_comment |
Comments by the reporting entity |
Text |
S |
O |
|
3.5. Trans-loading
| Item # |
Field |
Comments |
Data Type |
Cardinality |
Priority |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
3-5 |
|
EO_ID |
Economic operator identifier code of the submitting entity |
EOID |
S |
M |
|
|
Event_Time |
Intended time of event occurrence |
Time(s) |
S |
M |
|
|
Destination_ID1 |
Indication if the destination facility is located on the EU territory |
Boolean |
S |
M |
0 – No 1 – Yes |
|
Destination_ID2 |
Destination facility identifier code |
FID |
S |
M, if Destination_ID1 = 1 |
|
|
|
|
|
|
|
|
|
Destination_ID3 |
Destination facility’s street name and house number (or road number and kilometre) |
Text |
S |
M, if Destination_ID1 = 0 |
|
|
Destination_ID4 |
Destination facility’s municipality (city, town or village) |
Text |
S |
M, if Destination_ID1 = 0 |
|
|
Destination_ID5 |
Destination facility’s postal code |
Text |
S |
M, if Destination_ID1 = 0 |
‘n/a’ is permitted value if no postal code has been assigned |
|
Destination_ID6 |
Destination facility’s country |
Country |
S |
M, if Destination_ID1 = 0 |
|
|
|
|
|
|
|
|
|
Transport_mode |
Mode of transport to which the product is trans-loaded, see: Commission Regulation (EC) No 684/2009, Annex II, Code List 7 |
Integer |
S |
M |
0 – Other 1 – Sea Transport 2 – Rail transport 3 – Road transport 4 – Air transport 5 – Postal consignment 6 – Fixed transport installations 7 – Inland waterway transport |
|
Transport_vehicle |
Identification of the vehicle (i.e. number plates, train number, plane/flight number, ship name or other identification) |
Text |
S |
M |
|
|
Transport_cont1 |
Indication if the transport is containerised and uses an individual transport unit code (e.g. SSCC) |
Boolean |
S |
M |
0 – No 1 – Yes |
|
Transport_cont2 |
Individual transport unit code of the container |
ITU |
S |
M, if Transport_cont1 = 1 |
|
|
EMCS |
Dispatch under the Excise Movement and Control System (EMCS) |
Boolean |
S |
M |
0 – No 1 – Yes |
|
EMCS_ARC |
Administrative Reference Code (ARC) |
ARC |
S |
M, if EMCS = 1 |
|
|
UI_Type |
Identification of UI types subject to the trans-loading (recorded at the highest level of available aggregation) |
Integer |
S |
M |
1 – only unit packet level UIs 2 – only aggregated level UIs 3 – both unit packet and aggregated level UIs |
|
upUIs |
List of unit packet level UIs subject to the trans-loading |
upUI(L) |
M |
M, if UI_Type = 1 or 3 |
|
|
aUIs |
List of aggregated level UIs subject to the trans-loading |
aUI |
M |
M, if UI_Type = 2 or 3 |
|
|
Transloading_comment |
Comments by the reporting entity |
Text |
S |
O |
|
3.6. Disaggregation of aggregated level UIs
| Item # |
Field |
Comments |
Data Type |
Cardinality |
Priority |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
3-6 |
|
EO_ID |
Economic operator's identifier |
EOID |
S |
M |
|
|
F_ID |
Facility's identifier |
FID |
S |
M |
|
|
Event_Time |
Time of event occurrence |
Time(s) |
S |
M |
|
|
aUI |
Aggregated level UI subject to disaggregation |
aUI |
S |
M |
|
|
disaUI_comment |
Comments by the reporting entity |
Text |
S |
O |
|
3.7. Report of delivery carried out with a vending van to retail outlet (required if in message type 3-3, field Destination_ID1 = 4)
| Item # |
Field |
Comments |
Data Type |
Cardinality |
Priority |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
3-7 |
|
EO_ID |
Economic operator identifier code of the submitting entity |
EOID |
S |
M |
|
|
F_ID |
Facility identifier code of retail outlet |
FID |
S |
M |
|
|
Event_Time |
Time of event occurrence |
Time(s) |
S |
M |
|
|
UI_Type |
Identification of UI types delivered (recorded at the highest level of available aggregation) |
Integer |
S |
M |
1 – only unit packet level UIs 2 – only aggregated level UIs 3 – both unit packet and aggregated level UIs |
|
upUIs |
List of unit packet level UIs delivered |
upUI(L) |
M |
M, if UI_Type = 1 or 3 |
|
|
aUIs |
List of aggregated level UIs delivered |
aUI |
M |
M, if UI_Type = 2 or 3 |
|
|
Delivery_comment |
Comments by the reporting entity |
Text |
S |
O |
|
3.8. Dispatch of tobacco products from a facility to laboratories, waste disposal centres, national authorities, international governmental organisations, embassies and military bases
| Item # |
Field |
Comments |
Data Type |
Cardi-nality |
Priority |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
3-8 |
|
EO_ID |
Economic operator identifier code of the submitting entity |
EOID |
S |
M |
|
|
Event_Time |
Intended time of event occurrence |
Time(s) |
S |
M |
|
|
F_ID |
Dispatch facility identifier code |
FID |
S |
M |
|
|
Destination_1 |
Indication of destination type |
Integer |
S |
M |
1 – Laboratory 2 – Waste disposal centre 3 – National authority 4 – International governmental organisation 5 – Embassy 6 – Military base |
|
Destination_2 |
Destination’s street name and house number (or road number and kilometre) |
Text |
S |
M |
|
|
Destination_3 |
Destination’s municipality (city, town or village) |
Text |
S |
M |
|
|
Destination_4 |
Destination’s postal code |
Text |
S |
M |
‘n/a’ is permitted value if no postal code has been assigned |
|
Destination_5 |
Destination’s country |
Country |
S |
M |
|
|
Transport_mode |
Mode of transport by which the product leaves the facility, see Annex II, Code List 7 of Regulation (EC) No 684/2009 |
Integer |
S |
M |
0 – Other 1 – Sea Transport 2 – Rail transport 3 – Road transport 4 – Air transport 5 – Postal consignment 6 – Fixed transport installations 7 – Inland waterway transport |
|
Transport_vehicle |
Identification of the vehicle (i.e. number plates, train number, plane/flight number, ship name or other identification) |
Text |
S |
M |
‘n/a’ is permitted value if Transport_mode = 0 and product movement takes place between adjacent facilities and is delivered manually |
|
Transport_cont1 |
Indication if the transport is containerised and uses an individual transport unit code (e.g. SSCC) |
Boolean |
S |
M |
0 – No 1 – Yes |
|
Transport_cont2 |
Individual transport unit code of the container |
ITU |
S |
M, if Transport_cont1 = 1 |
|
|
UI_Type |
Identification of UI types in the dispatch (recorded at the highest level of available aggregation) |
Integer |
S |
M |
1 – only unit packet level UIs 2 – only aggregated level UIs 3 – both unit packet and aggregated level UIs |
|
upUIs |
List of unit packet level UIs subject to the dispatch |
upUI(L) |
M |
M, if UI_Type = 1 or 3 |
|
|
aUIs |
List of aggregated level UIs subject to the dispatch |
aUI |
M |
M, if UI_Type = 2 or 3 |
|
|
S_Dispatch_comment |
Comments by the reporting entity |
Text |
S |
O |
|
SECTION 4
Transactional events
4.1. Issuing of the invoice
| Item # |
Field |
Comments |
Data Type |
Cardinality |
Priority |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
4-1 |
|
EO_ID |
Economic operator identifier code of the submitting entity |
EOID |
S |
M |
|
|
Event_Time |
Time of event occurrence |
Time(s) |
S |
M |
|
|
Invoice_Type1 |
Type of the invoice |
Integer |
S |
M |
1 – Original 2 – Correction 3 – Other |
|
Invoice_Type2 |
Description of the other type of the invoice |
Text |
S |
M, if Invoice_Type1 = 3 |
|
|
Invoice_Number |
Number of the invoice |
Text |
S |
M |
|
|
Invoice_Date |
Date of the invoice |
Date |
S |
M |
|
|
Invoice_Seller |
Identity of the seller |
EOID |
S |
M |
|
|
Invoice_Buyer1 |
Indication if the buyer is located in the EU |
Boolean |
S |
M |
0 – No 1 – Yes |
|
Invoice_Buyer2 |
Identity of the buyer |
EOID |
S |
M, if Invoice_Buyer1 = 1 |
|
|
Buyer_Name |
Buyer's registered legal name |
Text |
S |
M, if Invoice_Buyer1 = 0 |
|
|
|
|
|
|
|
|
|
Buyer_Address_1 |
Buyer’s street name and house number (or road number and kilometre) |
Text |
S |
M, if Invoice_Buyer1 = 0 |
|
|
Buyer_Address_2 |
Buyer’s municipality (city, town or village) |
Text |
S |
M, if Invoice_Buyer1 = 0 |
|
|
Buyer_Address_3 |
Buyer’s postal code |
Text |
S |
M, if Invoice_Buyer1 = 0 |
‘n/a’ is permitted value if no postal code has been assigned |
|
|
|
|
|
|
|
|
Buyer_CountryReg |
Buyer's country of registration |
Country |
S |
M, if Invoice_Buyer1 = 0 |
|
|
Buyer_TAX_N |
Buyer's tax registration number |
Text |
S |
M, if Invoice_Buyer1 = 0 |
|
|
First_Seller_EU |
Indication if the invoice is issued by the first seller in the EU, i.e. the EU manufacturer or the importer, and the product is destined for the EU market |
Boolean |
S |
M |
0 – No 1 – Yes |
|
Product_Items_1 |
List of TPIDs corresponding to the product items listed on the invoice |
TPID |
M |
M, if First_Seller_EU = 1 |
|
|
Product_Items_2 |
List of product numbers corresponding to the product items listed on the invoice (in the same order as Product_Items_1) |
PN |
M |
M, if First_Seller_EU = 1 |
|
|
Product_Price |
Net unit packet price per each pair of TPID and product number (in the same order as Product_ Items_1) |
Decimal |
M |
M, if First_Seller_EU = 1 |
|
|
Invoice_Net |
Total net amount of the invoice |
Decimal |
S |
M |
|
|
Invoice_Currency |
Currency of the invoice |
Currency |
S |
M |
|
|
UI_Type |
Identification of UI types covered by the invoice (recorded at the highest level of available aggregation) |
Integer |
S |
M |
1 – only unit packet level UIs 2 – only aggregated level UIs 3 – both unit packet and aggregated level UIs |
|
upUIs |
List of unit packet level UIs covered by the invoice |
upUI(L) |
M |
M, if UI_Type = 1 or 3 |
|
|
aUIs |
List of aggregated level UIs covered by the invoice |
aUI |
M |
M, if UI_Type = 2 or 3 |
|
|
Invoice_comment |
Comments by the reporting entity |
Text |
S |
O |
|
4.2. Issuing of the order number
| Item # |
Field |
Comments |
Data Type |
Cardinality |
Priority |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
4-2 |
|
EO_ID |
Economic operator identifier code of the submitting entity |
EOID |
S |
M |
|
|
Event_Time |
Time of event occurrence |
Time(s) |
S |
M |
|
|
Order_Number |
Number of the purchase order |
Text |
S |
M |
|
|
Order_Date |
Date of the purchase order |
Date |
S |
M |
|
|
UI_Type |
Identification of UI types covered by the purchase order (recorded at the highest level of available aggregation) |
Integer |
S |
M |
1 – only unit packet level UIs 2 – only aggregated level UIs 3 – both unit packet and aggregated level UIs |
|
upUIs |
List of unit packet level UIs covered by the purchase order |
upUI(L) |
M |
M, if UI_Type = 1 or 3 |
|
|
aUIs |
List of aggregated level UIs covered by the purchase order |
aUI |
M |
M, if UI_Type = 2 or 3 |
|
|
Order_comment |
Description of the reason for delayed recording of the purchase order |
Text |
S |
O |
|
4.3. Receipt of the payment
| Item # |
Field |
Comments |
Data Type |
Cardinality |
Priority |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
4-3 |
|
EO_ID |
Economic operator identifier code of the submitting entity |
EOID |
S |
M |
|
|
Event_Time |
Time of event occurrence |
Time(s) |
S |
M |
|
|
Payment_Date |
Date of the payment receipt |
Date |
S |
M |
|
|
Payment_Type |
Type of payment |
Integer |
S |
M |
1 – bank transfer 2 – bank card 3 – cash 4 – other |
|
Payment_Amount |
Amount of the payment |
Decimal |
S |
M |
|
|
Payment_Currency |
Currency of the payment |
Currency |
S |
M |
|
|
Payment_Payer1 |
Indication if the payer is located in the EU |
Boolean |
S |
M |
0 – No 1 – Yes |
|
Payment_Payer2 |
Identity of the payer |
EOID |
S |
M, if Payment_Payer1 = 1 |
|
|
Payer_Name |
Payer's registered legal name |
Text |
S |
M, if Payment_Payer1 = 0 |
|
|
|
|
|
|
|
|
|
Payer_Address_1 |
Payer’s street name and house number (or road number and kilometre) |
Text |
S |
M, if Payment_Payer1 = 0 |
|
|
Payer _Address_2 |
Payer’s municipality (city, town or village) |
Text |
S |
M, if Payment_Payer1 = 0 |
|
|
Payer _Address_3 |
Payer’s postal code |
Text |
S |
M, if Payment_Payer1 = 0 |
‘n/a’ is permitted value if no postal code has been assigned |
|
|
|
|
|
|
|
|
Payer_CountryReg |
Payer's country of registration |
Country |
S |
M, if Payment_Payer1 = 0 |
|
|
Payer_TAX_N |
Payer's tax registration number |
Text |
S |
M, if Payment_Payer1 = 0 |
|
|
Payment_Recipient |
Identity of the recipient |
EOID |
S |
M |
|
|
Payment_Invoice |
Indication if the payment corresponds to the existing invoice |
Boolean |
S |
M |
0 – No 1 – Yes |
|
Invoice_Paid |
Number of the invoice paid with the payment |
Text |
S |
M, if Payment_Invoice = 1 |
|
|
UI_Type |
Identification of UI types covered by the payment (recorded at the highest level of available aggregation) |
Integer |
S |
M, if Payment_Invoice = 0 |
1 – only unit packet level UIs 2 – only aggregated level UIs 3 – both unit packet and aggregated level UIs |
|
upUIs |
List of unit packet level UIs covered by the payment |
upUI(L) |
M |
M, if Payment_Invoice = 0 and UI_Type = 1 or 3 |
|
|
aUIs |
List of aggregated level UIs covered by the payment |
aUI |
M |
M, if Payment_Invoice = 0 and UI_Type = 2 or 3 |
|
|
Payment_comment |
Comments by the reporting entity |
Text |
S |
O |
|
SECTION 5
Recalls
5. Recalls of requests, operational and transactional messages (possible for message types 2-1, 2-2, 2-3 (only within 24 hours from the original reporting of message 2-3, for Deact_Reason1 other than ‘2 – Product stolen’), 3-1 to 3-8, 4-1, 4-2 and 4-3)
| Item # |
Field |
Comments |
Data Type |
Cardi-nality |
Prioritt |
Values |
|
Message_Type |
Identification of message type |
Text |
S |
M |
5 |
|
EO_ID |
Economic operator identifier code of the submitting entity |
EOID |
S |
M |
|
|
Recall_CODE |
Message recall code provided to the message sender in the acknowledgement of the original message to be recalled |
Text |
S |
M |
Recall_CODE |
|
Recall_ Reason1 |
Reason for recalling the original message |
Integer |
S |
M |
1 – reported event did not materialise (only for message types 3-3, 3-5 and 3-8) 2 – message contained erroneous information 3 – other |
|
Recall_ Reason2 |
Description of the reason for recalling the original message |
Text |
S |
M, if Recall_ Reason1 = 3 |
|
|
Recall_ Reason3 |
Any additional explanations on the reason for recalling the original message |
Text |
S |
O |
|
| Notice: A recall with respect to operational and logistic events results in flagging the recalled message as cancelled but does not lead to the deletion of the existing database record. |
Notice: A recall with respect to operational and logistic events results in flagging the recalled message as cancelled but does not lead to the deletion of the existing database record. |
Notice: A recall with respect to operational and logistic events results in flagging the recalled message as cancelled but does not lead to the deletion of the existing database record. |
Notice: A recall with respect to operational and logistic events results in flagging the recalled message as cancelled but does not lead to the deletion of the existing database record. |
Notice: A recall with respect to operational and logistic events results in flagging the recalled message as cancelled but does not lead to the deletion of the existing database record. |
Notice: A recall with respect to operational and logistic events results in flagging the recalled message as cancelled but does not lead to the deletion of the existing database record. |
Notice: A recall with respect to operational and logistic events results in flagging the recalled message as cancelled but does not lead to the deletion of the existing database record. |
ANNEX III
Structure of a unit-level unique identifier