Open-Ended Investment Companies Regulations (Northern Ireland) 2004

[^key-ff75db3981e0e3d4e166e2b54fdb093c]: Reg. 74 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-84da07fce81be8696834dac1ca47dd50]: Reg. 75 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-853bc183b5885bce7e54915feeddb92b]: Reg. 76 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-76bcab9eb3232cbb0c5c38a0a82558b2]: Reg. 77 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-f5258e2a1e1a1ec8be8b7be46cad7f0d]: Reg. 78 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-09769247d8df461e4efd9cb7ba5767d2]: Reg. 82 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-5fcd15e98ad671a6b71a7549078248e8]: Reg. 83 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-e4c4e2b69951b4e9cb697ef572395943]: Sch. 1 para. 1 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-841186618abf16285a026a69c6dfed7e]: Sch. 1 para. 2 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-1a6174d959970d7824bbde6a4043a605]: Sch. 1 para. 3 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-630a2967af09612b07264270459bf3bc]: Sch. 1 para. 4 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-a4ce98939bfa1578ce12da85b51bbdda]: Sch. 1 para. 5 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-3384f7a2f1a90fe3a88030f08056b452]: Sch. 1 para. 6 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-57c33c0fef595f800c6514b7d57e2381]: Sch. 2 para. 1 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-de06f0d892743144b4ed0f6b1376ad49]: Sch. 2 para. 2 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-8eddbcc0590645ba4e12a187b1b7c21a]: Sch. 2 para. 3 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-6ba7eb9a088ea997cea942c364cfdf29]: Sch. 2 para. 4 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-81eea146544002f31eb6f729748e5b22]: Sch. 2 para. 5 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-2e05647ae80c228bf3f34a811abefb2e]: Sch. 2 para. 6 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-41295cbb063375a1f92c1940a76b316a]: Sch. 3 para. 1 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-1467e5c741675c9317e46b39741ba452]: Sch. 3 para. 2 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-cdf6964f7af09d6693f2a884460e7c85]: Sch. 3 para. 3 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-a6cba975bcb9edbd876cac729baecc58]: Sch. 3 para. 4 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-b85be34de7ee77a851785797aa8c3843]: Sch. 3 para. 5 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-06a4d386c0b3fb023c6a74e62b8be211]: Sch. 3 para. 6 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-98745d720aaef0acbc81c06f635bc9f5]: Sch. 3 para. 7 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-9202056af825a8e4c5e2ab3f363daa88]: Sch. 3 para. 8 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-80d9ce050d441426884530b1091b27d7]: Sch. 3 para. 9 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-0f12cfb4ae8f29c8de8da4e76ead9f59]: Sch. 3 para. 10 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-146164d5355bf1ef489fa166618e53ff]: Sch. 3 para. 11 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-b4b7e542f622920a7ec5dbe689131a5d]: Sch. 3 para. 12 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-0b1feee526caca705ea14ab5385cba13]: Sch. 4 para. 1 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-614234270bf5c5c49fcceb04df810d21]: Sch. 4 para. 2 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-2c0658ecdf7e55fcd22134b1cc557b99]: Sch. 4 para. 3 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-f9ac42254237adaf293621b2b13812d6]: Sch. 4 para. 4 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-0f352336ffe924dc6a62c353e85888d2]: Sch. 4 para. 5 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-07589c1d9e6fad5b326e7d91a9ea593e]: Sch. 4 para. 6 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-047eb0de6017c6a9420750a55f56aa7d]: Sch. 4 para. 7 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-20c10b31d53652e1d53ddd38382c702e]: Sch. 4 para. 8 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-7c0bad8d2f448c7e949383b8f249f756]: Sch. 4 para. 9 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-571804a8b6abf146db14961e9dbf2306]: Sch. 4 para. 10 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-09901efc4ec162526f8828fb1d266725]: Sch. 4 para. 11 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-fcccafb859a11d2e8487c7f133bb68a1]: Sch. 4 para. 12 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-6a670b744b039b3c3893a6a7672fb578]: Sch. 5 para. 1 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-0fd54a5199a9d4aada57eb55a65af2c3]: Sch. 5 para. 2 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-f76a590f7d597ff5166b00e2a6905200]: Sch. 5 para. 3 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-2cbffad2b7379b7b3eafa371dd10cb8c]: Sch. 5 para. 4 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-5d90ed527d9416825401c301e621708a]: Sch. 5 para. 5 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-fbd5f2473baf38f765c214f83f6f631c]: Sch. 5 para. 6 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-0e40fa9beb6e2f12236b8a5a612f8290]: Sch. 5 para. 7 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-af319656c73d3ae89d6da6632ae27a18]: Sch. 5 para. 8 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-3d6748878068a4e508ca84558a676f01]: Sch. 5 para. 9 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-c488f0657bbed55d6a06a8c4d613138e]: Sch. 5 para. 10 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-4d29588f989d694ae3998092c0da5c41]: Sch. 5 para. 12 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-d4b4ac7c6da8d5f0a3e85fe8d8e5b53c]: Sch. 5 para. 13 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-420035e6db9ffb85e6e2a7dbf0985c0a]: Sch. 5 para. 14 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-b4f1172f5d5284e3b8661812b034181e]: Sch. 5 para. 15 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-e56a41db92df6ee48d1dca797866cbc6]: Sch. 5 para. 16 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-f4fd2068da278df493778639ec941d7d]: Sch. 5 para. 17 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-e7d8840bf25546d58db87b33fc3c7624]: Sch. 5 para. 18 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-1f3c46f8b6959c8cc50cf91be347e316]: Sch. 5 para. 19 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-57cd1927aaebed9f0c1d58a2783ffb60]: Sch. 6 para. 1 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-59746511684a67118a07bde8be52b391]: Sch. 6 para. 4 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-a76be3699c1b44be4d53073309f022a2]: Sch. 7 para. 1 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-0ad565b09d8a196b78b357c0925d8fca]: Sch. 7 para. 2 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-515f7b671891f653baf1c334ffb4d9dc]: Sch. 7 para. 3 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-59e5dcaa2189aec7ea436b3c685d5254]: Sch. 7 para. 4 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-5bb67cf917fbf334d3b2fac4e621164f]: Sch. 7 para. 5 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-7e60e2c5975b0aa6c7a838fedde25e29]: Sch. 7 para. 6 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-2f752311eb34dc05f2c569d3d393ef73]: Sch. 7 para. 8 in operation at 1.11.2004, see reg. 1(1)(b)

[^key-02af2fa3f7ed39bbab0ff863a6bedb8d]: Words in reg. 2(3) substituted (6.4.2008) by The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 236 (with arts. 6, 11, 12)

[^key-4c3104a54e7c0d1eeb2a9ecd27d15f42]: Words in reg. 13(5) substituted (6.4.2008) by virtue of The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 237 (with arts. 6, 11, 12)

[^key-d67a853fecc2afedf12064fd4a1443bf]: Words in Sch. 5 para. 11(1) substituted (6.4.2008) by The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 238(a) (with arts. 6, 11, 12)

[^key-0d14bf8fda3b8400047c62e102954789]: Words in Sch. 5 para. 11(2) substituted (6.4.2008) by The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 238(b)(i) (with arts. 6, 11, 12)

[^key-e95531b33dbbeeb7bb2c65a30e546e2c]: Words in Sch. 5 para. 11(2) substituted (6.4.2008) by The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 238(b)(ii) (with arts. 6, 11, 12)

[^key-801aac6bd52956d89f95e779755af370]: Words in Sch. 6 para. 2 substituted (6.4.2008) by The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 239(2)(a) (with arts. 6, 11, 12)

[^key-27094fe03d5d6682a4c02541211c19fc]: Words in Sch. 6 para. 2 substituted (6.4.2008) by The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 239(2)(b) (with arts. 6, 11, 12)

[^key-68e062de34912c65bae688eb193fb7f8]: Words in Sch. 6 para. 3 substituted (6.4.2008) by The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 239(3)(a) (with arts. 6, 11, 12)

[^key-399de9d93430b9e7f9eca5299bbf53f6]: Words in Sch. 6 para. 3 substituted (6.4.2008) by The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 239(3)(b) (with arts. 6, 11, 12)

[^key-05f3fb6b9d1701349a56624b8522c86c]: Sch. 6 para. 5 substituted (6.4.2008) by The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 239(4) (with arts. 6, 11, 12)

[^key-ff403c948ddb4c3657851d7f326a60a0]: Words in Sch. 6 para. 6(1) substituted (6.4.2008) by The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 239(5)(a) (with arts. 6, 11, 12)

[^key-86a96fd7692c3538f10afd66361726dc]: Words in Sch. 6 para. 6(2) substituted (6.4.2008) by The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 239(5)(b) (with arts. 6, 11, 12)

[^key-4aa95777321ef5c2dadd8c72080cf744]: Sch. 6 para. 6(3)(h) omitted (6.4.2008) by virtue of The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 239(5)(c)(i) (with arts. 6, 11, 12)

[^key-8adf8824eff151b6e76d90976b495df0]: Words in Sch. 6 para. 6(3)(i) omitted (6.4.2008) by virtue of The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 239(5)(c)(ii) (with arts. 6, 11, 12)

[^key-17a9141fb993bcb8fc32d9b21cf6070f]: Words in Regulations substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 87(2)

[^key-f75440c8b2eff8994ace937921aa6b62]: Words in reg. 2 inserted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 87(3)

[^key-a8ad51566d4a03606beb0c7f496fb698]: Words in reg. 7(3) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 87(4)(a)(i)

[^key-82c6ffa7deaad0e6d87787c09d622289]: Words in reg. 7(3) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 87(4)(a)(ii)

[^key-82e4462ddd99e30a356b853d7747f4db]: Reg. 7(3)(a)(b) omitted (1.4.2013) by virtue of The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 87(4)(a)(iii)

[^key-4928ca8a5115f7b80ea0bb7e456aa798]: Words in reg. 7(3) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 87(4)(a)(iv)

[^key-8a36b6ad752ea188d5cec2932cf1a9ce]: Words in reg. 7(4) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 87(4)(b)(i)

[^key-846b935d7dab71172f3caaba94d0e79c]: Words in reg. 7(4) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 87(4)(b)(ii)

[^key-e2212c35b709f1922869db450085b00e]: Words in reg. 7(4)(a) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 87(4)(aa), (b)(iii)

[^key-a5226d21c62e96653412988d45b7b56c]: Word in reg. 7(4)(a) omitted (1.4.2013) by virtue of The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 87(4)(b)(iii), (bb)

[^key-1109e498156a03659f8f1e061a569a4e]: Words in reg. 7(4)(b) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 87(4)(aa), (b)(iv)

[^key-9818bd2409db48188c70c9df0c2012bf]: Words in reg. 7(4)(b) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 87(4)(b)(iv), (bb)

[^key-7a9e71a1c7e4e6b25e2c8ab00e5983ad]: Words in reg. 7(4)(c) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 87(4)(b)(v)

[^key-5de9cdeff59e27fc8a37dc60989177f2]: Words in reg. 7(4)(d) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 87(4)(aa), (b)(vi)

[^key-b336e754071f88b989f12c429fba7d5e]: Words in reg. 7(4)(d) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 87(4)(b)(vi), (bb)

[^key-9a4c4a3e1b6f4d363832782a6e85fbe2]: Words in reg. 10 substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 87(5)(a)

[^key-817f6a56b21a3e1678b331a4c1be4111]: Word in reg. 10 heading substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 87(5)(b)

[^key-b518355fda187e2649b3d0089ca84876]: Words in reg. 25(6) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 87(6)

[^key-6a77d95ee387e82b5691bf1563a1a167]: Words in reg. 27(15) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 87(7)

[^key-25d284b8cb2ac7eca53b6ba2035644e3]: Words in reg. 42(6) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 87(8)

[^key-c3301ab5360ac199886166befbb315b4]: Words in reg. 79 substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 87(9)

FCA rules

Modification or waiver of FCA rules

The regulator’s procedures