The Occupational Pension Schemes (Governance and Registration) (Amendment) Regulations (Northern Ireland) 2022

Made: 15th September 2022

Coming into operation: 1st October 2022

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PART 1 — Introductory provisions

Citation and commencement

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PART 2 — Use of fiduciary management services and investment consultancy services

Amendment of the Occupational Pension Schemes (Scheme Administration) Regulations

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PART 3 — Registrable information

Amendment of the Register of Occupational and Personal Pension Schemes Regulations

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SCHEDULE — Schedule to be added to the Occupational Pension Schemes (Scheme Administration) Regulations (Northern Ireland) 1997

Signed

Sealed with the Official Seal of the Department for Communities on 15th September 2022

Anne McCleary — A senior officer of the Department for Communities

Explanatory note

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Footnotes

[^f00001]: See section 1(7) of the Departments Act (Northern Ireland) 2016 (c. 5 (N.I.))

[^f00002]: S.I. 2005/255 (N.I. 1)

[^f00003]: 2015 c. 5 (N.I.)

[^f00004]: S.R. 1997 No. 94; relevant amending Regulations are S.R. 2015 No. 309

[^f00005]: Regulation 29 was added by regulation 22 of S.R. 2015 No. 309

[^f00006]: 2004 c. 35

[^f00007]: S.R. 2005 No. 412

[^f00008]: Regulation 1(2ZB) was inserted by regulation 14(b) of S.R. 2015 No. 309

[^f00009]: Copies of the Order are available on the Competition and Markets Authority’s website:https://www.gov.uk/cma-cases/investment-consultants-market-investigation#the-investment-consultancy-and-fiduciary-management-market-investigation-order-2019

[^f00010]: 2006 c. 46

[^f00011]: Article 35 was substituted by Article 221 of the Pensions (Northern Ireland) Order 2005

[^f00012]: Article 36 was amended by Article 222 of the Pensions (Northern Ireland) Order 2005 and Article 151 of S.I. 2001/3649

[^f00013]: “The Regulator” is defined in paragraph 14(1) of Schedule 17 to the Pensions Act (Northern Ireland) 2015; see also paragraph 4(1) of Schedule 18 to that Act

[^f00014]: “Compliance notice” is defined in paragraph 3(2)(a) of Schedule 18 to the Pensions Act (Northern Ireland) 2015

[^f00015]: “Third party compliance notice” is defined in paragraph 3(2)(b) of Schedule 18 to the Pensions Act (Northern Ireland) 2015

[^f00016]: “Penalty notice” is defined in paragraph 3(2)(c) of Schedule 18 to the Pensions Act (Northern Ireland) 2015

[^f00017]: Article 10(8A) was inserted by paragraph 9 of Schedule 2 to the Welfare Reform and Pensions (Northern Ireland) Order 1999 (S.I. 1999/3147 (N.I. 11))

[^f00018]: S.R. 2005 No. 93; relevant amending Regulations are S.R. 2015 No. 309 and S.R. 2021 Nos. 246 and 272

[^f00022]: 2021 c. 6 (N.I.)

[^f00023]: S.I. 2015/102

[^f00024]: Article 34 was amended by paragraph 43 of Schedule 10 to the Pensions (Northern Ireland) Order 2005 and Article 150 of S.I. 2001/3649

Editorial notes