The Legal Services (Scotland) Act 2010 (Commencement No. 2 and Transitional Provisions) Order 2012

Type Scottish-Statutory-Instrument
Publication 2012-05-17
State In force
Jurisdiction Scotland
Department Queen's Printer for Scotland
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Made: 17th May 2012

Laid before the Scottish Parliament: 21st May 2012

Coming into force: 2nd July 2012

The Scottish Ministers make the following Order in exercise of the powers conferred by section150(2) and (4) of the Legal Services (Scotland) Act 2010[^f00001].

Citation, commencement and interpretation

1

Appointed day

2

The day appointed for the coming into force of the provisions of the Act specified in column1 of the Schedule (the subject matter of which is specified in column 2), in so far as they are not already in force, is 2nd July 2012.

3

Transitional provision – levies payable by approved regulators

4

For the purposes of section 80(4) of the Act, where the Commission is determining the amount of the annual levy or complaints levy for the 2012-13 financial year, it is only to be regarded as having consulted each approved regulator where it has consulted each approved regulator and all those other bodies that the Scottish Ministers have indicated to the Commission as having an interest in applying to become approved regulators.

SCHEDULE

Column 1 (provisions of the Act) Column 2 (subject matter)
Section 10(2) to (6) Authorisation to act
Section 11 Request for authorisation
Section 17 Licensing appeals
Section 31 Assessment of licensed providers
Section 32 Giving information to SLAB
Section 33 Reporting to Law Society
Section 34 Steps open to Society
Section 35 Financial inspection by Society
Section 36 Review of own performance
Section 37 Monitoring by Ministers
Section 38 Measures open to Ministers
Section 39 Surrender of authorisation
Section 40 Cessation directions
Section 41 Transfer arrangements
Section 43 Change of approved regulator
Section 46 Guidance on functions
Section 48 Eligibility criteria
Section 49 Majority ownership
Section 50 Key duties
Section 51 Head of Legal Services
Section 52 Head of Practice
Section 53 Practice Committee
Section 54 Notice of appointment
Section 55 Challenge to appointment
Section 56 Disqualification from position
Section 57 Effect of disqualification
Section 58 Conditions for disqualification
Section 60 Working context
Section 61 Listing and information
Section 62 Fitness for involvement
Section 63 Exemption from fitness text
Section 64 Factors as to fitness
Section 65 Ban for improper behaviour
Section 66 Behaving properly
Section 67 More about investors
Section 68 Duty to warn
Section 69 Inability to operate
Section 70 Safeguarding clients
Section 71 Distribution of client account
Section 72 Employing disqualified lawyer
Section 73 Concealing disqualification
Section 74 Pretending to be licensed
Section 75 Professional privilege
Section 77 Role of approved regulators
Section 79 Complaints about regulators
Section 80 Levy payable by regulators
Section 81 Complaints about providers
Section 82 Register of approved regulators
Section 83 Registers of licence providers
Section 84 Lists of disqualified persons
Section 85 Privileged material
Section 86 Immunity from damages
Section 87 Appeal procedure
Section 88 Corporate offences
Section 89 Effect of professional or other rules
Section 123 Licensed providers as qualified persons
Section 124 Practice rules for licensed providers
Section 128(1)(a)(i) and (iii), (b)(ii), (c) and (d) Use of Guarantee Fund
Section 129(1)(a)(iii) and (b) to (g) and (3) Contributions to the Fund
Schedule 1 Performance targets
Schedule 2 Directions
Schedule 3 Censure
Schedule 4 Financial penalties
Schedule 5 Amendment of authorisation
Schedule 6 Rescission of authorisation
Schedule 7 Surrender of authorisation
Schedule 8 Investors in licensed providers

Signed

R CUNNINGHAM — Authorised to sign by the Scottish Ministers — 17th May 2012

Explanatory note

(This note is not part of the Order)

EXPLANATORY NOTE

This Order brings into force the provisions of Part 2 of, and schedules 1 to 8 to, the Legal Services (Scotland) Act 2010 (“the Act”) in so far as these are not already in force. It also brings into force certain provisions of Part 4 of the Act which are connected with Part 2. The day appointed for the commencement of these provisions is 2nd July 2012.

Article 3 makes transitional provision in relation to the determination of the amounts of the levies payable by licensed legal services providers under section 57C of the Legal Profession and Legal Aid (Scotland) Act 2007. Section 29(4) to (10) of that Act will not apply for the purposes of determining the levies payable during the 2012-2013 financial year and the Scottish Legal Complaints Commission will, instead, require to fulfil the consultation requirement set out in that Article.

Article 4 makes transitional provision in relation to the determination of the amounts of the levies payable by approved regulators under section 80(4) of the Act for the first time which requires the Scottish Legal Complaints Commission to consult all those bodies that the Scottish Ministers have indicated as having an interest in applying to become approved regulators.

The Act received Royal Assent on 9thNovember 2010. Sections 146 to 150 came into force on the day after that day.

Footnotes

[^f00001]: 2010 asp 16.

[^f00002]: 2007 asp 5.

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