Environmental Protection Act 1990
Duty to keep land and highways clear of litter etc.
89
- (1) It shall be the duty of—
- (a) each local authority, as respects any relevant highway or, in Scotland, relevant road for which it is responsible,
- (b) the Secretary of State, as respects any trunk road which is a special road (other than one to which paragraph (ba)(i) applies) and any relevant highway or relevant road for which he is responsible,
- (ba) a strategic highways company as respects—
- (i) any trunk road which is a special road for which it is the highway authority, and
- (ii) any relevant highway for which it is responsible,
- (c) each principal litter authority, as respects its relevant land,
- (d) the appropriate Crown authority, as respects its relevant Crown land,
- (e) each designated statutory undertaker, as respects its relevant land, and
- (f) the governing body of each designated educational institution or in Scotland such body or, as the case may be, the education authority responsible for the management of the institution, as respects its relevant land, and
- (g) the occupier of any relevant land within a litter control area of a local authority,
to ensure that the land is, so far as is practicable, kept clear of litter and refuse.
- (2) Subject to subsection (6) below, it shall also be the duty of—
- (a) each local authority, as respects any relevant highway or relevant road for which it is responsible,
- (b) the Secretary of State, as respects any trunk road which is a special road (other than one to which paragraph (c)(i) applies) and any relevant highway or relevant road for which he is responsible,
- (c) a strategic highways company as respects—
- (i) any trunk road which is a special road for which it is the highway authority, and
- (ii) any relevant highway for which it is responsible,
to ensure that the highway or road is, so far as is practicable, kept clean.
- (3) In determining what standard is required, as respects any description of land, highway or road, for compliance with subsections (1) and (2) above, regard shall be had to the character and use of the land, highway or road as well as the measures which are practicable in the circumstances.
- (4) Matter of any description prescribed by regulations made by the Secretary of State for the purposes of subsections (1)(a) and (2) above shall be litter or refuse to which the duties imposed by those subsections apply as respects relevant highways or relevant roads whether or not it would be litter or refuse apart from this subsection.
- (5) It shall be the duty of a local authority, when discharging its duty under subsection (1)(a) or (2) above as respects any relevant highway or relevant road, to place and maintain on the highway or road such traffic signs and barriers as may be necessary for giving warning and preventing danger to traffic or for regulating it and afterwards to remove them as soon as they cease to be necessary for those purposes; but this subsection has effect subject to any directions given under subsection (6) below.
- (6) In discharging its duty under subsection (1)(a) or (2) above to keep clear of litter and refuse or to clean any relevant highway or relevant road for which it is responsible, the local authority shall comply with any directions given to it by the highway or roads authority with respect to—
- (a) the placing and maintenance of any traffic signs or barriers;
- (b) the days or periods during which clearing or cleaning shall not be undertaken or undertaken to any extent specified in the direction;
and for the purpose of enabling it to discharge its duty under subsection (1)(a) or (2) above as respects any relevant highway or relevant road the local authority may apply to the highway authority or roads authority for that authority to exercise its powers under section 14(1) or (2) of the Road Traffic Regulation Act 1984 (temporary prohibition or restriction of traffic).
- (6A) The Scottish Ministers may give to any person subject to a duty imposed by subsection (1) or (2) above such directions as they consider necessary or expedient for securing compliance by such person with such duty.
- (6B) A person to whom a direction is given under subsection (6A) shall comply with the direction.
- (6C) A direction under subsection (6A) may—
- (a) be given generally or to a specific person;
- (b) make different provision for different persons and different cases or circumstances;
- (c) include provision specifying, in relation to any factor by reference to which a person’s discharging of any such duty can be measured, standards to be met by the person.
- (6D) The Scottish Ministers shall—
- (a) cause—
- (i) any direction under subsection (6A) above; and
- (ii) any variation or revocation of such a direction,
to be published; and
- (b) cause copies of each such direction, variation or revocation to be made available to the public.
- (7) The Secretary of State shall prepare and issue a code of practice for the purpose of providing practical guidance on the discharge of the duties imposed by subsections (1) and (2) above.
- (8) Different codes of practice may be prepared and issued under subsection (7) above for different areas.
- (9) The Secretary of State may issue modifications of, or withdraw, a code issued under subsection (7) above; but where a code is withdrawn, he shall prepare and issue a new code under that subsection in substitution for it.
- (10) Any person subject to any duty imposed by subsection (1) or (2) above shall have regard to the code of practice in force under subsection (7) above in discharging that duty.
- (11) A draft code prepared under subsection (7) above shall be laid before both Houses of Parliament and shall not be issued until after the end of the period of 40 days beginning with the day on which the code was so laid, or if the draft is laid on different days, the later of the two days.
- (12) If, within the period mentioned in subsection (11) above, either House resolves that the code the draft of which was laid before it should not be issued, the Secretary of State shall not issue that code.
- (13) No account shall be taken in reckoning any period of 40 days for the purposes of subsection (11) above of any time during which Parliament is dissolved or prorogued or during which both Houses are adjourned for more than four days.
- (13A) Subsections (11) to (13) shall not apply in respect of a draft code prepared under subsection (7) above which relates only to Scotland and such a code shall be laid before the Scottish Parliament and shall not be issued until after the end of the period of 40 days beginning with the day on which the code was so laid.
- (13B) If within the period mentioned in subsection (13A) above the Scottish Parliament resolves that the code, the draft of which was laid before it, should not be issued the Scottish Ministers shall not issue that code.
- (13C) No account shall be taken in reckoning any period of 40 days for the purposes of subsection (13A) above of any time during which the Scottish Parliament is dissolved or is in recess for more than 4 days.
- (14) In this section “traffic sign” has the meaning given in section 64(1) of the Road Traffic Regulation Act 1984.
Litter control areas.
90
Summary proceedings by persons aggrieved by litter.
91
- (1) A magistrates’ court may act under this section on a complaint made by any person on the ground that he is aggrieved by the defacement, by litter or refuse, of—
- (a) any relevant highway;
- (b) any trunk road which is a special road;
- (c) any relevant land of a principal litter authority;
- (d) any relevant Crown land;
- (e) any relevant land of a designated statutory undertaker; or
- (f) any relevant land of a designated educational institution; or
- (g) any relevant land within a litter control area of a local authority.
- (2) A magistrates’ court may also act under this section on a complaint made by any person on the ground that he is aggrieved by the want of cleanliness of any relevant highway or any trunk road which is a special road.
- (3) A principal litter authority shall not be treated as a person aggrieved for the purposes of proceedings under this section.
- (4) Proceedings under this section shall be brought against the person who has the duty to keep the land clear under section 89(1) above or to keep the highway clean under section 89(2) above, as the case may be.
- (5) Before instituting proceedings under this section against any person, the complainant shall give to the person not less than five days written notice of his intention to make the complaint and the notice shall specify the matter complained of.
- (6) If the magistrates’ court is satisfied that the highway or land in question is defaced by litter or refuse or, in the case of a highway, is wanting in cleanliness, the court may, subject to subsections (7) and (8) below, make an order (“a litter abatement order”) requiring the defendant to clear the litter or refuse away or, as the case may be, clean the highway within a time specified in the order.
- (7) The magistrates’ court shall not make a litter abatement order if the defendant proves that he has complied, as respects the highway or land in question, with his duty under section 89(1) and (2) above.
- (8) The magistrates’ court shall not make a litter abatement order where it appears that the matter complained of is the result of directions given to the local authority under section 89(6) above by the highway authority.
- (9) A person who, without reasonable excuse, fails to comply with a litter abatement order shall be guilty of an offence and liable on summary conviction to a fine not exceeding level 4 on the standard scale together with a further fine of an amount equal to one-twentieth of that level for each day on which the offence continues after the conviction.
- (10) In any proceedings for an offence under subsection (9) above it shall be a defence for the defendant to prove that he has complied, as respects the highway or land in question, with his duty under section 89(1) and (2) above.
- (11) A
- (a) direction under section 89(6A); or
- (b) code of practice under section 89(7)
shall be admissible in evidence in any proceedings under this section and if any provision of such a direction or code appears to the court to be relevant to any question in the proceedings it shall be taken into account in determining that question.
- (12) Where a magistrates’ court is satisfied on the hearing of a complaint under this section—
- (a) that, when the complaint was made to it, the highway or land in question was defaced by litter or refuse or, as the case may be, was wanting in cleanliness, and
- (b) that there were reasonable grounds for bringing the complaint,
the court shall order the defendant to pay such reasonable sum to the complainant as the court may determine in respect of the expenses incurred by the complainant in bringing the complaint and the proceedings before the court.
- (13) In the application of this section to Scotland—
- (a) for any reference to a magistrates’ court there shall be substituted a reference to the sheriff;
- (b) for any reference to a complaint there shall be substituted a reference to a summary application, and “complainant” shall be construed accordingly;
- (c) for any reference to the defendant there shall be substituted a reference to the person against whom the proceedings are taken;
- (d) for any reference to a highway and a relevant highway there shall be substituted a reference to a road and a relevant road; and
- (e) for any reference to a highway authority there shall be substituted a reference to a roads authority,
and any person against whom proceedings are brought may appeal on a point of law to the Court of Session against the making of a litter abatement order.
Summary proceedings by litter authorities
92
- (1) Where a principal litter authority in Scotland other than a joint board is satisfied as respects—
- (a) any relevant Crown land,
- (b) any relevant land of a designated statutory undertaker,
- (c) any relevant land of a designated educational institution, or
- (d) any relevant land within a litter control area of a local authority,
that it is defaced by litter or refuse or that defacement of it by litter or refuse is likely to recur, the authority shall serve a notice (a “litter abatement notice”) imposing either the requirement or the prohibition or both the requirement and the prohibition specified in subsection (2).
- (2) The requirement and prohibition referred to in subsection (1) are as follows, namely—
- (a) a requirement that the litter or refuse be cleared within a time specified in the notice;
- (b) a prohibition on permitting the land to become defaced by litter or refuse.
- (3) The litter abatement notice shall be served—
- (a) as respects relevant Crown land, on the appropriate Crown authority;
- (b) as respects relevant land of a designated statutory undertaker, on the undertaker;
- (c) as respects relevant land of a designated educational institution, on the governing body of the institution or on the education authority responsible for the management of the institution;
- (d) in any other case, on the occupier of the land or, if it is unoccupied, on the owner of the land.
- (4) The person served with the notice may appeal against the notice to the sheriff by way of application within the period of 21 days beginning with the date on which the notice was served.
- (5) If, on any appeal under subsection (4), the appellant proves that, as respects the land in question, he has complied with his duty under section 89(1), the court shall allow the appeal.
- (6) If a person on whom a litter abatement notice is served, without reasonable excuse, fails to comply with or contravenes the requirement or prohibition imposed by the notice, he shall be guilty of an offence and liable on summary conviction to a fine not exceeding level 4 on the standard scale together with a further fine of an amount equal to one-twentieth of that level for each day on which the offence continues after the conviction.
- (7) In any proceedings for an offence under subsection (6), it shall be a defence for the person charged to prove that he has complied, as respects the land in question, with his duty under section 89(1).
- (8) A direction under section 89(6A) or a code of practice under section 89(7) shall be admissible in evidence in any proceedings under this section and, if any provision of such a direction or code appears to the court to be relevant to any question in the proceedings, it shall be taken into account in determining that question.
- (9) If a person on whom a litter abatement notice is served fails to comply with the requirement imposed by the notice in respect of any land, the authority may, subject to subsection (10)—
- (a) enter on the land and clear the litter or refuse, and
- (b) recover from that person the expenditure attributable to their having done so, except such of the expenditure as that person shows was unnecessary in the circumstances.
- (10) Subsection (9) does not apply in relation to relevant Crown land or relevant land of statutory undertakers.
Litter clearing notices
92A
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Appeals against litter clearing notices
92B
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Failure to comply with litter clearing notice
92C
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Street litter control notices.
93
- (1) A principal litter authority in Scotland other than a joint board may, with a view to the prevention of accumulations of litter or refuse in and around any street or open land adjacent to any street, issue notices (“street litter control notices”) imposing requirements on occupiers of premises in relation to such litter or refuse, in accordance with this section and section 94.
- (2) If the authority is satisfied, in respect of any premises which are of a description prescribed under section 94(1)(a) and have a frontage on a street in their area, that—
- (a) there is recurrent defacement by litter or refuse of any land, being part of the street or open land adjacent to the street, which is in the vicinity of the premises,
- (b) the condition of any part of the premises which is open land in the vicinity of the frontage is, and if no notice is served is likely to continue to be, detrimental to the amenities of the locality by reason of the presence of litter or refuse, or
- (c) there is produced, as a result of the activities carried on on the premises, quantities of litter or refuse of such nature and in such amounts as are likely to cause the defacement of any part of the street, or of open land adjacent to the street, which is in the vicinity of the premises,
the authority may serve a street litter control notice on the occupier or, if the premises are unoccupied, on the owner of the premises.
- (3) A notice shall, subject to section 94(2), (3) and (4)—
- (a) identify the premises and state the grounds under subsection (2) on which it is issued;
- (b) specify an area of open land which adjoins or is in the vicinity of the frontage of the premises on the street;
- (c) specify, in relation to that area or any part of it, such reasonable requirements as the authority considers appropriate in the circumstances;
and, for the purposes of paragraph (b), an area which includes land on both sides of the frontage of the premises shall be treated as an area adjoining that frontage.
- (4) In this section and section 94—
- “notice” means a street litter control notice;
- “open land” means land in the open air;
- “the premises”, in relation to a notice, means the premises in respect of which the notice is issued;
- “specified area” means the area specified in a notice under subsection (3)(b); and
- “street” means a relevant highway, a relevant road or any other highway or road over which there is a right of way on foot.
Street litter: supplementary provisions
94
- (1) The Scottish Ministers may by order prescribe—
- (a) the descriptions of commercial or retail premises in respect of which a street litter control notice may be issued;
- (b) the descriptions of land which may be included in a specified area; and
- (c) the maximum area of land which may be included in a specified area;
and different descriptions or maximum dimensions may be prescribed under paragraph (b) or (c) for different cases or circumstances.
An order under this subsection is subject to the negative procedure.
- (2) The power to describe premises or land under subsection (1)(a) or (b) includes power to describe the premises or land by reference to occupation or ownership or to the activities carried on there.
- (3) The land comprised in a specified area—
- (a) shall include only land of one or more of the descriptions prescribed under subsection (1)(b);
- (b) shall not include any land which is not—
- (i) part of the premises,
- (ii) part of a street,
- (iii) relevant land of a principal litter authority, or
- (iv) land under the direct control of any other local authority; and
- (c) shall not exceed any applicable maximum area prescribed under subsection (1)(c);
but a specified area shall not include any part of the premises which is or is part of a litter control area.
- (4) The requirements which may be imposed by a notice shall relate to the clearing of litter or refuse from the specified area and may in particular require—
- (a) the provision or emptying of receptacles for litter or refuse;
- (b) the doing within a period specified in the notice of any such thing as may be so specified (including the standards to which any such thing must be done); or
- (c) the doing (while the notice remains in force) at such times or intervals, or within such period, of any such thing as may be so specified;
but a notice may not require the clearing of litter or refuse from any carriageway, except at a time when the carriageway is closed to all vehicular traffic.
- (5) In relation to so much of the specified area as is not part of the premises the authority shall take account, in determining what requirements to impose, of their own duties under this Part or otherwise, and of any similar duties of any other local authority, in relation to that land.
- (6) An authority proposing to serve a notice shall—
- (a) inform the person on whom the notice is to be served;
- (b) give him the opportunity to make representations about the notice within the period of 21 days beginning with the day on which he is so informed; and
- (c) take any representations so made into account in making their decision.
- (7) A person on whom a notice is served may appeal against the notice to the sheriff by way of application; and the court may quash the notice or may quash, vary or add to any requirement imposed by the notice.
- (8) If it appears to the authority that a person has failed or is failing to comply with any requirement imposed by a notice, the authority may apply to the sheriff by way of application for an order requiring the person to comply with the requirement within such time as may be specified in the order.
- (9) A person who, without reasonable excuse, fails to comply with an order under subsection (8) is guilty of an offence and liable on summary conviction to a fine not exceeding level 4 on the standard scale.
Fixed penalty notices relating to sections 92C and 94
94A
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Free distribution of printed matter
94B
Schedule 3A (distribution of printed matter on designated land) has effect.
Public registers.
95
- (1) It shall be the duty of each principal litter authority other than an Englishcounty council, a [regional council or] a joint board to maintain, in accordance with this section, a register containing copies of—
- (a) all orders made by the authority under section 90(3) above; and
- (b) all street litter control notices issued under section 93(1) above. and
- (c) all orders made by the authority under paragraph 2(1) of Schedule 3A.
- (2) Where the requirements of a street litter control notice are varied or added to on an appeal under section 94(7) above a copy of the order making the variation or addition shall be included in the register.
- (3) Copies of the orders and notices required to be kept in the register shall be so kept for so long as the order or notice is in force.
- (4) It shall be the duty of each authority maintaining a register under this section—
- (a) to secure that the register is available, at all reasonable times, for inspection by the public free of charge; and
- (b) to afford to members of the public facilities for obtaining copies of the documents kept in the register, on payment of reasonable charges.
- (5) A register under this section need not be kept in documentary form.
Application of Part II.
96
- (1) This section applies to litter and refuse collected—
- (a) by any authority or person in pursuance of section 89(1) above;
- (b) by a principal litter authority in pursuance of section 92(9) or 92C(3) above; or
- (c) by any person in pursuance of section 93 above.
- (2) The Secretary of State may make regulations providing that prescribed provisions of Part II shall have effect, with such modifications (if any) as may be prescribed—
- (a) as if references to controlled waste or controlled waste of a prescribed description included references to litter and refuse to which this section applies or any description of such litter and refuse;
- (b) as if references to controlled waste or controlled waste of a prescribed description collected under section 45 above included references to litter and refuse collected as mentioned in subsection (1) above or any description of such litter and refuse.
- (3) The powers conferred by this section are exercisable in relation to litter and refuse to which it applies whether or not the circumstances are such that the litter or refuse would be treated as controlled waste apart from this section and this section is not to affect the interpretation of the expressions defined in section 75 above.
Transitional provision relating to section 89.
97
- (1) The Secretary of State may, for the purposes of the transition to the duties imposed by section 89 above on local authorities and educational bodies, by regulations, make provision—
- (a) modifying that section, or
- (b) modifying Part I of the Local Government Act 1988 (competition rules for functional work or works contracts).
- (2) Regulations under this section may make different provision for different descriptions of authorities, different areas or other different circumstances or cases.
- (3) In this section—
- “educational bodies” means the governing bodies and education authorities mentioned in section 89(1)(f) above; and
- “local authorities” means the local authorities mentioned in section 89(1)(a) and (c) and (2)(a) above.
Fixed penalty notices: supplementary
97A
- (1) The appropriate person may by regulations make provision in connection with the powers conferred under—
- (a) section 88(6A)(a) and (7) above;
- (b) section 94A(4)(a) and (5) above;
- (c) paragraph 7(4)(a) and (5) of Schedule 3A.
- (2) Regulations under subsection (1) may (in particular)—
- (a) require an amount specified under section 88(6A)(a), 94A(4)(a) or paragraph 7(4)(a) of Schedule 3A to fall within a range prescribed in the regulations;
- (b) restrict the extent to which, and the circumstances in which, an authority can make provision under section 88(7), 94A(5) or paragraph 7(5) of Schedule 3A.
- (3) The appropriate person may by order substitute a different amount for the amount for the time being specified in section 88(6A)(b), 94A(4)(b) or paragraph 7(4)(b) of Schedule 3A.
- (4) Regulations or an order under this section may make different provision for different purposes.
Exclusion of liability
97B
- (1) None of the persons mentioned in subsection (2) below is to have any liability to an occupier or owner of land for damages or otherwise (whether at common law or otherwise) arising out of anything done or omitted to be done in the exercise or purported exercise of the power in section 92(9), 92A(9) or 92C(3) above.
- (2) Those persons are—
- (a) the principal litter authority and any employee of the authority; and
- (b) in the case of the power in section 92C(3) above, any person authorised by the authority under that provision and the employer or any employee of that person.
- (3) Subsection (1) above does not apply—
- (a) if the act or omission is shown to be in bad faith;
- (b) to liability arising out of a failure to exercise due care and attention;
- (c) so as to prevent an award of damages in respect of an act or omission on the ground that the act or omission was unlawful by virtue of section 6(1) of the Human Rights Act 1998.
- (4) This section does not affect any other exemption from liability (whether at common law or otherwise).
Definitions.
98
- (1) The following definitions apply for the interpretation of this Part.
- (1A) “Appropriate person” means—
- (a) in relation to England, the Secretary of State;
- (b) in relation to Wales, the Welsh Ministers.
- (2) “Educational institution”, in relation to England and Wales, means—
- (a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
- (b) the Open University;
- (c) any institution which provides higher education or further education (or both) which is full-time education being an institution which—
- (i) is maintained by grants made by the Secretary of State under section 485 of the Education Act 1996;
- (ii) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
- (iii) is maintained by a local authority as defined in section 579(1) of the Education Act 1996;
- (d) any institution within the higher education sector within the meaning of section 91(5) of the Further and Higher Education Act 1992
- (e) any city technology college , city college for the technology of the arts or Academy;
- (f) any community, foundation or voluntary school;
- (g) any community or foundation special school.
- (3) “Educational institution”, in relation to Scotland, means—
- (a) any university within the meaning of the Education Reform Act 1988 funded by the Universities Funding Council under section 131 of that Act;
- (b) the Open University;
- (c) any educational establishment (not being a school) within the meaning of section 135(1) of the Education (Scotland) Act 1980 for the provision of any form of further education for the management of which establishment an education authority is responsible;
- (cc) any college of further education within the meaning of section 36(1) of the Further and Higher Education (Scotland) Act 1992 managed by a board of management established under Part I of that Act;
- (d) a designated institution within the meaning of Part II of the Further and Higher Education (Scotland) Act 1992;
- (da) any institution within the further education sector within the meaning of section 91(3) of the Further and Higher Education Act 1992
- (e) a technology academy within the meaning of section 68(1) of the 1989 Act;
- (f) a public school as defined in section 135(1) of the Education (Scotland) Act 1980 (“the 1980 Act”);
- (g) a grant-aided school as defined in section 135(1) of the 1980 Act;
- (h) a self-governing school within the meaning of section 1(3) of the 1989 Act.
- (4) “Joint board”, in relation to Scotland, has the meaning given by section 235(1) of the Local Government (Scotland) Act 1973.
- (5) “Highway” (and “highway maintainable at the public expense”), “highway authority”, “special road” and “trunk road”, in relation to England and Wales, have the same meaning as in the Highways Act 1980 and “public road”, “special road” and “trunk road”, in relation to Scotland, have the same meaning as in the Roads (Scotland) Act 1984.
- (5A) “Litter” includes—
- (a) the discarded ends of cigarettes, cigars and like products, and
- (b) discarded chewing-gum and the discarded remains of other products designed for chewing.
- (5B) Strategic highways company” means a company for the time being appointed under Part 1 of the Infrastructure Act 2015.
- (6) “Statutory undertaker” means—
- (a) any person authorised by any enactment to carry on any railway, light railway, tramway or road transport undertaking;
- (b) any person authorised by any enactment to carry on any canal, inland navigation, dock, harbour or pier undertaking; or
- (c) any relevant airport operator (within the meaning of Part V of the Airports Act 1986).
- (6A) In subsection (6) above, “enactment” includes an enactment comprised in, or in an instrument made under, an Act of the Scottish Parliament.
Abandoned trolleys
Powers in relation to abandoned shopping and luggage trolleys.
99
- (1) A local authority may, subject to subsection (3) below, resolve that Schedule 4 to this Act is to apply in its area; and if a local authority does so resolve, that Schedule shall come into force in its area on the day specified in the resolution, which must not be before the expiration of the period of three months beginning with the day on which the resolution is passed.
- (2) A local authority shall publish in at least one newspaper circulating in its area a notice that the authority has passed a resolution under this section and indicating the general effect of that Schedule.
- (3) It shall be the duty of a local authority, before making any resolution for the application of Schedule 4 to this Act in its area, to consult with the persons or representatives of persons who appear to the authority to be persons who will be affected by the application of that Schedule.
- (4) It shall be the duty of a local authority from time to time to consult about the operation of Schedule 4 to this Act with the persons or representatives of persons who appear to be affected by its operation.
- (5) In this section “local authority” means—
- (a) the council of a district;
- (b) the council of a London borough;
- (c) the Common Council of the City of London;
- (d) the council of the Isles of Scilly;
- (dd) in Wales, the council of a county or county borough;and
- (e) in Scotland, a council constituted under section 2 of the Local Government etc. (Scotland) Act 1994.
- (6) In Schedule 4 to this Act “the local authority” means any local authority which has resolved that that Schedule is to apply in its area.
Part V — Amendment of the Radioactive Substances Act 1960
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100
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101
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102
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Part VI — Genetically Modified Organisms
Preliminary
Purpose of Part VI and meaning of “genetically modified organisms” and related expressions.
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- (1) This Part has effect for the purpose of ensuring that all appropriate measures are taken to avoid damage to the environment which may arise from the escape or release from human control of genetically modified organisms.
- (2) In this Part the term “organism” means any acellular, unicellular or multicellular entity (in any form), other than humans , human embryos or human admixed embryos ; and, unless the context otherwise requires, the term also includes any article or substance consisting of or including biological matter.
- (3) For the purpose of subsection (2) above “biological matter” means anything (other than an entity mentioned in that subsection) which consists of or includes—
- (a) tissue or cells (including gametes or propagules) or subcellular entities, of any kind, capable of replication or of transferring genetic material, or
- (b) genes or other genetic material, in any form, which are so capable,
and it is immaterial, in determining if something is or is not an organism or biological matter, whether it is the product of natural or artificial processes of reproduction and, in the case of biological matter, whether it has ever been part of a whole organism.
- (3A) For the purposes of subsection (2) above—
- (a) “human embryo” means an embryo within the meaning given in the provisions of the Human Fertilisation and Embryology Act 1990 (apart from section 4A) by virtue of section 1(1) and (6) of that Act, and
- (b) “human admixed embryo” has the same meaning as it has in that Act by virtue of section 4A(6) and (11) of that Act.
- (4) For the purposes of this Part an organism is “genetically modified” if any of the genes or other genetic material in the organism—
- (a) have been artificially modified, or
- (b) are inherited or otherwise derived, through any number of replications, from genes or other genetic material (from any source) which were so modified.
- (4A) Genes or other genetic material in an organism are “artificially modified” for the purposes of subsection (4) above if they are altered otherwise than by a process which occurs naturally in mating or natural recombination.
- (4B) For the purposes of subsection (4) above—
- (a) genes or other genetic material shall be taken to be artificially modified if they are altered using such techniques as may be prescribed for the purposes of this paragraph;
- (b) genes or other genetic material shall not be regarded as artificially modified by reason only of being altered by the use of such techniques as may be prescribed for the purposes of this paragraph.
- (4C) An organism shall be taken not to be a genetically modified organism for the purposes of this Part if it is an organism of a prescribed description.
- (4D) In subsections (4B) and (4C) above “prescribed” means prescribed by regulations made by the Secretary of State or, in relation to Wales, the National Assembly for Wales.
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- (6) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
- (7) In this Part, where the context permits, a reference to “reproduction”, in relation to an organism, includes a reference to its replication or its transferring genetic material.
Exclusion of precision bred organisms from English application of Part
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- (1) In this Part as it applies in relation to England, references to genetically modified organisms (except in this section and section 127)—
- (a) do not include references to precision bred organisms;
- (b) so far as they relate to marketing, also do not include references to gametes of precision bred organisms.
- (2) For the purposes of subsection (1), this Part applies in relation to England so far as it applies in relation to—
- (a) importing genetically modified organisms where their destination is in England;
- (b) acquiring genetically modified organisms which are in England;
- (c) keeping or releasing genetically modified organisms in England;
- (d) marketing a genetically modified organism so far as the organism (or, where the organism is marketed by virtue of a product consisting of or including the organism being made available to other persons, that product) is made available for delivery in England.
- (3) In this section “precision bred organism” and “gamete” have the same meanings as in the Genetic Technology (Precision Breeding) Act 2023.
Meaning of “damage to the environment”, “control” and related expressions in Part VI.
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- (1) The following provisions have effect for the interpretation of this Part.
- (2) The “environment” includes land, air and water and living organisms supported by any of those media.
- (3) “Damage to the environment” is caused by the presence in the environment of genetically modified organisms which have (or of a single such organism which has) escaped or been released from a person’s control and are (or is) capable of causing harm to the living organisms supported by the environment.
- (4) An organism shall be regarded as present in the environment notwithstanding that it is present in or on any human or other organism, or any other thing, which is itself present in the environment.
- (5) Genetically modified organisms present in the environment are capable of causing harm if—
- (a) they are individually capable, or are present in numbers such that together they are capable, of causing harm; or
- (b) they are able to produce descendants which will be capable, or which will be present in numbers such that together they will be capable, of causing harm;
and a single organism is capable of causing harm either if it is itself capable of causing harm or if it is able to produce descendants which will be so capable.
- (6) “Harm” means adverse effects as regards the health of humans or the environment.
- (7) “Harmful” and “harmless” mean respectively, in relation to genetically modified organisms, their being capable or their being incapable of causing harm.
- (8) The Secretary of State may by regulations provide, in relation to genetically modified organisms of any description specified in the regulations, that—
- (a) the capacity of those organisms for causing harm of any description so specified, or
- (b) harm of any description so specified,
shall be disregarded for such purposes of this Part as may be so specified.
- (9) Organisms of any description are under the “control” of a person where he keeps them contained by measures designed to limit their contact with humans and the environment and to prevent or minimise the risk of harm.
- (10) An organism under a person’s control is “released” if he deliberately causes or permits it to cease to be under his control or the control of any other person and to enter the environment; and such an organism “escapes” if, otherwise than by being released, it ceases to be under his control or that of any other person and enters the environment.
- (11) Genetically modified organisms of any description are “marketed” by a person when products consisting of or including such organisms are placed on the market by being made available to other persons, whether or not for consideration.
General controls
Risk assessment and notification requirements.
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- (1) Subject to subsections (2) and (7) below, no person shall import or acquire, release or market any genetically modified organisms unless, before doing that act—
- (a) he has carried out an assessment of any risks there are (by reference to the nature of the organisms and the manner in which he intends to keep them after their importation or acquisition or, as the case may be, to release or market them) of damage to the environment being caused as a result of doing that act; and
- (b) in such cases and circumstances as may be prescribed, he has given the Secretary of State such notice of his intention of doing that act and such information as may be prescribed.
- (2) Subsection (1) above does not apply to a person proposing to do an act mentioned in that subsection who is required under section 111(1)(a) below to have a consent before doing that act.
- (3) Subject to subsections (4) and (7) below, a person who is keeping genetically modified organisms shall, in such cases or circumstances and at such times or intervals as may be prescribed—
- (a) carry out an assessment of any risks there are of damage to the environment being caused as a result of his continuing to keep them;
- (b) give the Secretary of State notice of the fact that he is keeping the organisms and such information as may be prescribed.
- (4) Subsection (3) above does not apply to a person who is keeping genetically modified organisms and is required under section 111(2) below to have a consent authorising him to continue to keep the organisms.
- (5) It shall be the duty of a person who carries out an assessment under subsection (1)(a) or (3)(a) above to keep, for the prescribed period, such a record of the assessment as may be prescribed.
- (6) A person required by subsection (1)(b) or (3)(b) above to give notice to the Secretary of State shall give the Secretary of State such further information as the Secretary of State may by notice in writing require.
- (7) Regulations under this section may provide for exemptions, or for the granting by the Secretary of State , or by the Secretary of State and the Food Standards Agency acting jointly, of exemptions to particular persons or classes of person, from the requirements of subsection (1) or (3) above in such cases or circumstances, and to such extent, as may be prescribed.
- (8) The Secretary of State may at any time—
- (a) give directions to a person falling within subsection (1) above requiring that person to apply for a consent before doing the act in question; or
- (b) give directions to a person falling within subsection (3) above requiring that person, before such date as may be specified in the direction, to apply for a consent authorising him to continue keeping the organisms in question;
and a person given directions under paragraph (a) above shall then, and a person given directions under paragraph (b) above shall from the specified date, be subject to section 111 below in place of the requirements of this section.
- (9) Regulations under this section may—
- (a) prescribe the manner in which assessments under subsection (1) or (3) above are to be carried out and the matters which must be investigated and assessed;
- (b) prescribe minimum periods of notice between the giving of a notice under subsection (1)(b) above and the doing of the act in question;
- (c) make provision allowing the Secretary of State to shorten or to extend any such period;
- (d) prescribe maximum intervals at which assessments under subsection (3)(a) above must be carried out;
and the regulations may make different provision for different cases and different circumstances.
- (10) In this section “prescribed” means prescribed by the Secretary of State in regulations under this section.
- (11) In the application of this section to Scotland, the reference in subsection (7) to the Food Standards Agency is to be read as a reference to Food Standards Scotland.
General duties relating to importation, acquisition, keeping, release or marketing of organisms.
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- (1) A person who—
- (a) is proposing to import or acquire any genetically modified organisms, or
- (b) is keeping any such organisms, or
- (c) is proposing to release or market any such organisms,
shall, subject to subsection (5) below, be subject to the duties specified in subsection (2), (3) or (4) below, as the case may be.
- (2) A person who proposes to import or acquire genetically modified organisms—
- (a) shall take all reasonable steps to identify, by reference to the nature of the organisms and the manner in which he intends to keep them (including any precautions to be taken against their escaping or causing damage to the environment), what risks there are of damage to the environment being caused as a result of their importation or acquisition; and
- (b) shall not import or acquire the organisms if it appears that, despite any precautions which can be taken, there is a risk of damage to the environment being caused as a result of their importation or acquisition.
- (3) A person who is keeping genetically modified organisms—
- (a) shall take all reasonable steps to keep himself informed of any damage to the environment which may have been caused as a result of his keeping the organisms and to identify what risks there are of damage to the environment being caused as a result of his continuing to keep them;
- (b) shall cease keeping the organisms if, despite any additional precautions which can be taken, it appears, at any time, that there is a risk of damage to the environment being caused as a result of his continuing to keep them; and
- (c) shall use the best available techniques not entailing excessive cost for keeping the organisms under his control and for preventing any damage to the environment being caused as a result of his continuing to keep the organisms;
and where a person is required by paragraph (b) above to cease keeping the organisms he shall dispose of them as safely and as quickly as practicable and paragraph (c) above shall continue to apply until he has done so.
- (4) A person who proposes to release genetically modified organisms—
- (a) shall take all reasonable steps to keep himself informed, by reference to the nature of the organisms and the extent and manner of the release (including any precautions to be taken against their causing damage to the environment), what risks there are of damage to the environment being caused as a result of their being released;
- (b) shall not release the organisms if it appears that, despite the precautions which can be taken, there is a risk of damage to the environment being caused as a result of their being released; and
- (c) subject to paragraph (b) above, shall use the best available techniques not entailing excessive cost for preventing any damage to the environment being caused as a result of their being released;
and this subsection applies, with the necessary modifications, to a person proposing to market organisms as it applies to a person proposing to release organisms.
- (5) This section does not apply—
- (a) to persons proposing to import or acquire, to release or to market any genetically modified organisms, in cases or circumstances where, under section 108 above, they are not required to carry out a risk assessment before doing that act;
- (b) to persons who are keeping any genetically modified organisms and who—
- (i) were not required under section 108 above to carry out a risk assessment before importing or acquiring them;
- (ii) have not been required under that section to carry out a risk assessment in respect of the keeping of those organisms since importing or acquiring them; or
- (c) to holders of consents, in the case of acts authorised by those consents.
Prohibition notices.
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- (1) The Secretary of State may serve a notice under this section (a “prohibition notice”) on any person he has reason to believe—
- (a) is proposing to import or acquire, release or market any genetically modified organisms; or
- (b) is keeping any such organisms;
if he is of the opinion that doing any such act in relation to those organisms or continuing to keep them, as the case may be, would involve a risk of causing damage to the environment.
- (2) A prohibition notice may prohibit a person from doing an act mentioned in subsection (1)(a) above in relation to any genetically modified organisms or from continuing to keep them; and the prohibition may apply in all cases or circumstances or in such cases or circumstances as may be specified in the notice.
- (3) A prohibition notice shall—
- (a) state that the Secretary of State is, in relation to the person on whom it is served, of the opinion mentioned in subsection (1) above;
- (b) specify what is, or is to be, prohibited by the notice; and
- (c) if the prohibition is not to be effective on being served, specify the date on which the prohibition is to take effect;
and a notice may be served on a person notwithstanding that he may have a consent authorising any act which is, or is to be, prohibited by the notice.
- (4) Where a person is prohibited by a prohibition notice from continuing to keep any genetically modified organisms, he shall dispose of them as quickly and safely as practicable or, if the notice so provides, as may be specified in the notice.
- (5) The Secretary of State may at any time withdraw a prohibition notice served on any person by notice given to that person.
Consents
Consents required by certain persons.
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- (1) Subject to subsection (7) below, no person shall import or acquire, release or market any genetically modified organisms—
- (a) in such cases or circumstances as may be prescribed in relation to that act, or
- (b) in any case where he has been given directions under section 108(8)(a) above,
except in pursuance of a consent granted by the Secretary of State and in accordance with any limitations and conditions to which the consent is subject.
- (2) Subject to subsection (7) below, no person who has imported or acquired any genetically modified organisms (whether under a consent or not) shall continue to keep the organisms—
- (a) in such cases or circumstances as may be prescribed, after the end of the prescribed period, or
- (b) if he has been given directions under section 108(8)(b) above, after the date specified in the directions,
except in pursuance of a consent granted by the Secretary of State and in accordance with any limitations or conditions to which the consent is subject.
- (3) A person who is required under subsection (2) above to cease keeping any genetically modified organisms shall dispose of them as quickly and safely as practicable.
- (4) An application for a consent must contain such information and be made and advertised in such manner as may be prescribed and shall be accompanied by the fee required under section 113 below.
- (5) The applicant shall, in prescribed circumstances, give such notice of his application to such persons as may be prescribed.
- (6) The Secretary of State may by notice to the applicant require him to furnish such further information specified in the notice, within such period and in such form and manner as may be so specified, as he may require for the purpose of determining the application; and if the applicant fails to furnish the information within the specified period and in the specified form and manner the Secretary of State may refuse to proceed with the application.
A notice under this subsection must state the reasons for requiring the further information specified in the notice.
- (6ZA) A notice under subsection (6) must state the reasons for requiring the further information specified in the notice.
- (6A) Where an applicant for consent for releasing or marketing genetically modified organisms becomes aware, before his application is either granted or rejected, of any new information with regard to any risks there are of damage to the environment being caused as a result of the organisms being released or marketed, he shall notify the Secretary of State of that new information forthwith.
- (7) Regulations under this section may provide for exemptions, or for the granting by the Secretary of State , or by the Secretary of State and the Food Standards Agency acting jointly, of exemptions to particular persons or classes of person, from—
- (a) any requirement under subsection (1) or (2) above to have a consent, or
- (b) any of the requirements to be fulfilled under the regulations by an applicant for a consent,
in such cases or circumstances as may be prescribed.
- (8) Where an application for a consent is duly made to him, the Secretary of State may grant the consent subject to such limitations and conditions as may be imposed under section 112 below or he may refuse the application.
- (9) The conditions attached to a consent may include conditions which are to continue to have effect notwithstanding that the holder has completed or ceased the act or acts authorised by the consent.
- (10) The Secretary of State may at any time, by notice given to the holder of a consent, revoke the consent or vary the consent (whether by attaching new limitations and conditions or by revoking or varying any limitations and conditions to which it is at that time subject).
- (11) Regulations under this section may make different provision for different cases and different circumstances; and in this section “prescribed” means prescribed in regulations under this section.
- (12) In the application of this section to Scotland, the reference in subsection (7) to the Food Standards Agency is to be read as a reference to Food Standards Scotland.
Consents: limitations and conditions.
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- (1) The Secretary of State may include in a consent such limitations and conditions as he may think fit for the purpose of ensuring that all appropriate measures are taken to avoid damage to the environment which may arise from the activity permitted by the consent; . . .
- (2) Without prejudice to the generality of subsection (1) above, the conditions included in a consent may—
- (a) require the giving of notice of any fact to the Secretary of State; or
- (b) prohibit or restrict the keeping, releasing or marketing of genetically modified organisms under the consent in specified cases or circumstances;
and where, under any condition, the holder of a consent is required to cease keeping any genetically modified organisms, he shall dispose of them, if no manner is specified in the conditions, as quickly and safely as practicable.
- (3) Subject to subsection (6) below, there is implied in every consent for the importation or acquisition of genetically modified organisms a general condition that the holder of the consent shall—
- (a) take all reasonable steps to keep himself informed (by reference to the nature of the organisms and the manner in which he intends to keep them after their importation or acquisition) of any risks there are of damage to the environment being caused as a result of their importation or acquisition; and
- (b) if at any time it appears that any such risks are more serious than were apparent when the consent was granted, notify the Secretary of State forthwith.
- (4) Subject to subsection (6) below, there is implied in every consent for keeping genetically modified organisms a general condition that the holder of the consent shall—
- (a) take all reasonable steps to keep himself informed of any damage to the environment which may have been caused as a result of his keeping the organisms and of any risks there are of such damage being caused as a result of his continuing to keep them;
- (b) if at any time it appears that any such risks are more serious than were apparent when the consent was granted, notify the Secretary of State forthwith; and
- (c) use the best available techniques not entailing excessive cost for keeping the organisms under his control and for preventing any damage to the environment being caused as a result of his continuing to keep them.
- (5) Subject to subsection (6) below, there is implied in every consent for releasing or marketing genetically modified organisms a general condition that the holder of the consent shall—
- (a) take all reasonable steps to keep himself informed (by reference to the nature of the organisms and the extent and manner of the release or marketing) of any risks there are of damage to the environment being caused as a result of their being released or, as the case may be, marketed;
- (b) notify the Secretary of State forthwith of—
- (i) any new information which becomes available with regard to any risks there are of damage to the environment being so caused, and
- (ii) the effects of any releases by him for the assessment of any risks there are of damage to the environment being so caused by such organisms being released or marketed;
- (iii) any unforeseen event, occurring in connection with a release by him, which might affect the risks there are of damage to the environment being caused as a result of their being released;
- (c) take such measures as are necessary to prevent damage to the environment being caused as a result of the release or, as the case may be, the marketing of the organisms;
- (d) notify the Secretary of State or, in relation to Wales, the National Assembly for Wales of the measures (if any) taken as a result of new information becoming available or an unforeseen event occurring as described in paragraph (b)(iii) above; and
- (e) in a case where new information becomes available or an unforeseen event so occurs, revise the information contained in his application for a consent accordingly and supply the revised information to the Secretary of State or, in relation to Wales, the National Assembly for Wales.
- (6) The general condition implied into a consent under subsection (3), (4) or (5) above has effect subject to any conditions imposed under subsection (1) above; and the obligations imposed by virtue of subsection (4)(c) or (5)(c) above shall not apply to any aspect of an act authorised by a consent which is regulated by such a condition.
- (7) There shall be implied in every consent for keeping, releasing or marketing genetically modified organisms of any description a general condition that the holder of the consent—
- (a) shall take all reasonable steps to keep himself informed of developments in the techniques which may be available in his case for preventing damage to the environment being caused as a result of the doing of the act authorised by the consent in relation to organisms of that description; and
- (b) if it appears at any time that any better techniques are available to him than is required by any condition included in the consent under subsection (1) above, shall notify the Secretary of State of that fact forthwith.
But this general condition shall have effect subject to any conditions imposed under subsection (1) above.
Fees and charges.
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- (1) The Secretary of State may, with the approval of the Treasury, make and from time to time revise a scheme prescribing—
- (a) fees payable in respect of applications for consents; and
- (b) charges payable by persons holding consents in respect of the subsistence of their consents;
and it shall be a condition of any such consent that any applicable prescribed charge is paid in accordance with that scheme.
- (2) A scheme under this section may, in particular—
- (a) provide for different fees or charges to be payable in different cases or circumstances;
- (b) provide for the times at which and the manner in which payments are to be made; and
- (c) make such incidental, supplementary and transitional provision as appears to the Secretary of State to be appropriate.
- (3) The Secretary of State shall so frame a scheme under this section as to secure, so far as practicable, that the amounts payable under it will be sufficient, taking one financial year with another, to cover the expenditure of the Secretary of State in discharging his functions under this Part in relation to consents.
- (4) The Secretary of State shall, on making or revising a scheme under this section, lay a copy of the scheme or of the scheme as revised before each House of Parliament.
- (5) The Scottish Ministers may, with the consent of the Secretary of State, provide in a scheme under this section for any functions under the scheme to be performed by a Minister of the Crown or government department where they consider it expedient to do so in relation to assimilated law which implemented Directive 2001/18/EC of the European Parliament and of the Council .
Inspectors
Appointment etc of inspectors.
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- (1) The Secretary of State may appoint as inspectors, for carrying this Part into effect, such number of persons appearing to him to be qualified for the purpose as he may consider necessary.
- (2) The Secretary of State may make to or in respect of any person so appointed such payments by way of remuneration, allowances or otherwise as he may with the approval of the Treasury determine.
- (3) An inspector shall not be personally liable in any civil or criminal proceedings for anything done in the purported exercise of any power under section 115 or 117 below if the court is satisfied that the act was done in good faith and that there were reasonable grounds for doing it.
- (4) In England and Wales an inspector, if authorised to do so by the Secretary of State, may, . . . prosecute before a magistrates’ court proceedings for an offence under section 118(1) below.
- (5) In this Part “inspector” means, subject to section 125 below, a person appointed as an inspector under subsection (1) above.
Rights of entry and inspection.
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- (1) An inspector may, on production (if so required) of his authority, exercise any of the powers specified in subsection (3) below for the purposes of the discharge of the functions of the Secretary of State under this Part.
- (2) Those powers are exercisable—
- (a) in relation to premises—
- (i) on which the inspector has reason to believe a person is keeping or has kept any genetically modified organisms, or
- (ii) from which he has reason to believe any such organisms have been released or have escaped; and
- (b) in relation to premises on which the inspector has reason to believe there may be harmful genetically modified organisms or evidence of damage to the environment caused by genetically modified organisms;
but they are not exercisable in relation to premises used wholly or mainly for domestic purposes.
- (3) The powers of an inspector are—
- (a) at any reasonable time (or, in a situation in which in his opinion there is an immediate risk of damage to the environment, at any time)—
- (i) to enter premises which he has reason to believe it is necessary for him to enter and to take with him any person duly authorised by the Secretary of State and, if the inspector has reasonable cause to apprehend any serious obstruction in the execution of his duty, a constable; and
- (ii) to take with him any equipment or materials required for any purpose for which the power of entry is being exercised;
- (b) to carry out such tests and inspections (and to make such recordings), as may in any circumstances be necessary;
- (c) to direct that any, or any part of, premises which he has power to enter, or anything in or on such premises, shall be left undisturbed (whether generally or in particular respects) for so long as is reasonably necessary for the purpose of any test or inspection;
- (d) to take samples of any organisms, articles or substances found in or on any premises which he has power to enter, and of the air, water or land in, on, or in the vicinity of, the premises;
- (e) in the case of anything found in or on any premises which he has power to enter, which appears to him to contain or to have contained genetically modified organisms which have caused or are likely to cause damage to the environment, to cause it to be dismantled or subjected to any process or test (but not so as to damage or destroy it unless this is necessary);
- (f) in the case of anything mentioned in paragraph (e) above or anything found on premises which he has power to enter which appears to be a genetically modified organism or to consist of or include genetically modified organisms, to take possession of it and detain it for so long as is necessary for all or any of the following purposes, namely—
- (i) to examine it and do to it anything which he has power to do under that paragraph;
- (ii) to ensure that it is not tampered with before his examination of it is completed; and
- (iii) to ensure that it is available for use as evidence in any proceedings for an offence under section 118 below;
- (g) to require any person whom he has reasonable cause to believe to be able to give any information relevant to any test or inspection under this subsection to answer (in the absence of persons other than a person nominated to be present and any persons whom the inspector may allow to be present) such questions as the inspector thinks fit to ask and to sign a declaration of the truth of his answers;
- (h) to require the production of, or where the information is recorded in computerised form, the furnishing of extracts from, any records which are required to be kept under this Part or it is necessary for him to see for the purposes of any test or inspection under this subsection and to inspect, and take copies of, or of any entry in, the records;
- (i) to require any person to afford him such facilities and assistance with respect to any matters or things within that person’s control or in relation to which that person has responsibilities as are necessary to enable the inspector to exercise any of the powers conferred on him by this section;
- (j) any other power for the purpose mentioned in subsection (1) above which is conferred by regulations made by the Secretary of State.
- (4) The Secretary of State may by regulations make provision as to the procedure to be followed in connection with the taking of, and the dealing with, samples under subsection (3)(d) above.
- (5) Where an inspector proposes to exercise the power conferred by subsection (3)(e) above, he shall, if so requested by a person who at the time is present on and has responsibilities in relation to those premises, cause anything which is to be done by virtue of that power to be done in the presence of that person.
- (6) Before exercising the power conferred by subsection (3)(e) above, an inspector shall consult such persons as appear to him appropriate for the purpose of ascertaining what dangers, if any, there may be in doing anything which he proposes to do under the power.
- (7) Where under the power conferred by subsection (3)(f) above an inspector takes possession of anything found on any premises, he shall leave there, either with a responsible person or, if that is impracticable, fixed in a conspicuous position, a notice giving particulars sufficient to identify what he has seized and stating that he has taken possession of it under that power; and before taking possession under that power of—
- (a) any thing that forms part of a batch of similar things, or
- (b) any substance,
an inspector shall, if it is practical and safe for him to do so, take a sample of it and give to a responsible person at the premises a portion of the sample marked in a manner sufficient to identify it.
- (8) No answer given by a person in pursuance of a requirement imposed under subsection (3)(g) above shall be admissible in evidence—
- (a) in any proceedings in England and Wales against that person; or
- (b) in any criminal proceedings in Scotland against that person.
- (9) The powers conferred by subsection (3)(a), (b), (c), (d), (e) and (h) above shall also be exercisable (subject to subsections (4), (5) and (6) above) by any person authorised for the purpose in writing by the Secretary of State.
- (10) Nothing in this section shall be taken to compel the production by any person of a document of which he would on grounds of legal professional privilege be entitled to withhold production on an order for discovery in an action in the High Court or, in relation to Scotland, on an order for the production of documents in an action in the Court of Session.
Enforcement powers and offences
Obtaining of information from persons.
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- (1) For the purposes of the discharge of his functions under this Part, the Secretary of State may, by notice in writing served on any person who appears to him—
- (a) to be involved in the importation, acquisition, keeping, release or marketing of genetically modified organisms; or
- (b) to be about to become, or to have been, involved in any of those activities;
require that person to furnish such relevant information available to him as is specified in the notice, in such form and within such period following service of the notice as is so specified.
- (2) For the purposes of this section “relevant information” means information concerning any aspects of the activities in question, including any damage to the environment which may be or have been caused thereby; and the discharge by the Secretary of State of a function under assimilated law or an obligation of the United Kingdom under ... any international agreement concerning the protection of the environment from harm caused by genetically modified organisms shall be treated as a function of his under this Part.
Power to deal with cause of imminent danger of damage to the environment.
117
- (1) Where, in the case of anything found by him on any premises which he has power to enter, an inspector has reason to believe that it is a genetically modified organism or that it consists of or includes genetically modified organisms and that, in the circumstances in which he finds it, it is a cause of imminent danger of damage to the environment, he may seize it and cause it to be rendered harmless (whether by destruction, by bringing it under proper control or otherwise).
- (2) Before there is rendered harmless under this section—
- (a) any thing that forms part of a batch of similar things, or
- (b) any substance,
the inspector shall, if it is practicable and safe for him to do so, take a sample of it and give to a responsible person at the premises a portion of the sample marked in a manner sufficient to identify it.
- (3) As soon as may be after anything has been seized and rendered harmless under this section, the inspector shall prepare and sign a written report giving particulars of the circumstances in which it was seized and so dealt with by him, and shall—
- (a) give a signed copy of the report to a responsible person at the premises where it was found by him; and
- (b) unless that person is the owner of it, also serve a signed copy of the report on the owner;
and if, where paragraph (b) above applies, the inspector cannot after reasonable inquiry ascertain the name or address of the owner, the copy may be served on him by giving it to the person to whom a copy was given under paragraph (a) above.
Offences.
118
- (1) It is an offence for a person—
- (a) to do anything in contravention of section 108(1) above in relation to something which is, and which he knows or has reason to believe is, a genetically modified organism;
- (b) to fail to comply with section 108(3) above when keeping something which is, and which he knows or has reason to believe is, a genetically modified organism;
- (c) to do anything in contravention of section 111(1) or (2) above in relation to something which is, and which he knows or has reason to believe is, a genetically modified organism;
- (d) to fail to comply with any requirement of subsection (2), (3)(a), (b) or (c) or (4) of section 109 above in relation to something which is, and which he knows or has reason to believe is, a genetically modified organism;
- (e) to fail, without reasonable excuse, to comply with section 108(5) or (6) or section 111(6A) above;
- (f) to contravene any prohibition imposed on him by a prohibition notice;
- (g) without reasonable excuse, to fail to comply with any requirement imposed under section 115 above;
- (h) to prevent any other person from appearing before or from answering any question to which an inspector may, by virtue of section 115(3) above, require an answer;
- (i) intentionally to obstruct an inspector in the exercise or performance of his powers or duties, other than his powers or duties under section 117 above;
- (j) intentionally to obstruct an inspector in the exercise of his powers or duties under section 117 above;
- (k) to fail, without reasonable excuse, to comply with any requirement imposed by a notice under section 116 above;
- (l) to make a statement which he knows to be false or misleading in a material particular, or recklessly to make a statement which is false or misleading in a material particular, where the statement is made—
- (i) in purported compliance with a requirement to furnish any information imposed by or under any provision of this Part; or
- (ii) for the purpose of obtaining the grant of a consent to himself or any other person or the variation of a consent;
- (m) intentionally to make a false entry in any record required to be kept under section 108 or 111 above;
- (n) with intent to deceive, to forge or use a document purporting to be issued under section 111 above or required for any purpose thereunder or to make or have in his possession a document so closely resembling any such document as to be likely to deceive;
- (o) falsely to pretend to be an inspector.
- (2) It shall be a defence for a person charged with an offence under paragraph (a), (b), (c), (d) or (f) of subsection (1) above to prove that he took all reasonable precautions and exercised all due diligence to avoid the commission of the offence.
- (3) A person guilty of an offence under paragraph (c) or (d) of subsection (1) above shall be liable—
- (a) on summary conviction, to a fine not exceeding £20,000 a fine or to imprisonment for a term not exceeding six months, or to both;
- (b) on conviction on indictment, to a fine or to imprisonment for a term not exceeding five years, or to both.
- (4) A person guilty of an offence under paragraph (f) of subsection (1) above shall be liable—
- (a) on summary conviction, to a fine not exceeding £20,000 a fine or to imprisonment for a term not exceeding six months, or to both;
- (b) on conviction on indictment, to a fine or to imprisonment for a term not exceeding two years, or to both.
- (5) A person guilty of an offence under paragraph (a) or (b) of subsection (1) above shall be liable—
- (a) on summary conviction, to a fine not exceeding the statutory maximum or to imprisonment for a term not exceeding six months, or to both;
- (b) on conviction on indictment, to a fine or to imprisonment for a term not exceeding five years, or to both.
- (6) A person guilty of an offence under paragraph (e), (j), (k), (l), (m) or (n) of subsection (1) above shall be liable—
- (a) on summary conviction, to a fine not exceeding the statutory maximum or to imprisonment for a term not exceeding six months, or to both;
- (b) on conviction on indictment, to a fine or to imprisonment for a term not exceeding two years, or to both.
- (7) A person guilty of an offence under paragraph (g), (h) or (i) of subsection (1) above shall be liable on summary conviction to a fine not exceeding the statutory maximum or to imprisonment for a term not exceeding three months, or to both.
- (8) A person guilty of an offence under paragraph (o) of subsection (1) above shall be liable on summary conviction to a fine not exceeding level 5 on the standard scale.
- (9) Where a person is convicted of an offence under paragraph (b) of subsection (1) above in respect of his keeping any genetically modified organism, then, if the contravention in respect of which he was convicted is continued after he was convicted he shall be guilty of a further offence and liable on summary conviction to a fine of one-fifth of level 5 on the standard scale one-fifth of the greater of £5,000 or level 4 on the standard scale for each day on which the contravention is so continued.
- (10) Proceedings in respect of an offence under this section shall not be instituted in England and Wales except by the Secretary of State or with the consent of the Director of Public Prosecutions or in Northern Ireland except with the consent of the Director of Public Prosecutions for Northern Ireland.
Onus of proof as regards techniques and evidence.
119
- (1) In any proceedings for either of the following offences, that is to say—
- (a) an offence under section 118(1)(c) above consisting in a failure to comply with the general condition implied by section 112(4)(c) or (5)(c) above; or
- (b) an offence under section 118(1)(d) above consisting in a failure to comply with section 109(3)(c) or (4)(c) above;
it shall be for the accused to prove the matters described in subsection (1A) below.
- (1A) The matters referred to in subsection (1) above are—
- (a) in the case of an offence under section 118(1)(c) above consisting in a failure to comply with the general condition implied by section 112(5)(c) above—
- (i) that no measures, other than the measures taken by him, were necessary to prevent damage being caused to the environment from the release or, as the case may be, marketing of the organisms, or
- (ii) in a case where he took no measures, that no measures were necessary; and
- (b) in any other case, that there was no better available technique not entailing excessive cost than was in fact used to satisfy the condition or to comply with that section.
- (2) Where an entry is required by a condition in a consent to be made in any record as to the observance of any other condition and the entry has not been made, that fact shall be admissible as evidence that that other condition has not been observed.
Power of court to order cause of offence to be remedied.
120
- (1) Where a person is convicted of an offence under section 118(1)(a), (b), (c), (d), (e) or (f) above in respect of any matters which appear to the court to be matters which it is in his power to remedy, the court may, in addition to or instead of imposing any punishment, order him, within such time as may be fixed by the order, to take such steps as may be specified in the order for remedying those matters.
- (2) The time fixed by an order under subsection (1) above may be extended or further extended by order of the court on an application made before the end of the time as originally fixed or as extended under this subsection, as the case may be.
- (3) Where a person is ordered under subsection (1) above to remedy any matters, that person shall not be liable under section 118 above in respect of those matters, in so far as they continue during the time fixed by the order or any further time allowed under subsection (2) above.
Power of Secretary of State to remedy harm.
121
- (1) Where the commission of an offence under section 118(1)(a), (b), (c), (d), (e) or (f) above causes any harm which it is possible to remedy, the Secretary of State may, subject to subsection (2) below—
- (a) arrange for any reasonable steps to be taken towards remedying the harm; and
- (b) recover the cost of taking those steps from any person convicted of that offence.
- (2) The Secretary of State shall not exercise his powers under this section, where any of the steps are to be taken on or will affect land in the occupation of any person other than a person convicted of the offence in question, except with the permission of that person.
Publicity
Public register of information.
122
- (1) The Secretary of State shall maintain a register (“the register”) containing prescribed particulars of or relating to—
- (a) notices given or other information furnished under section 108 above;
- (b) directions given under section 108(8) above;
- (c) prohibition notices;
- (d) applications for consents (and any further information furnished in connection with them) and any advice given by the committee appointed under section 124 below in relation to such applications;
- (e) consents granted by the Secretary of State and any information furnished to him in pursuance of consent conditions;
- (f) any other information obtained or furnished under any provision of this Part;
- (g) convictions for such offences under section 118 above as may be prescribed;
- (h) such other matters relating to this Part as may be prescribed;
but that duty is subject to section 123 below.
- (2) It shall be the duty of the Secretary of State—
- (a) to secure that the register is open to inspection by members of the public free of charge at all reasonable hours; and
- (b) to afford to members of the public facilities for obtaining copies of entries, on payment of reasonable charges.
- (3) The register may be kept in any form.
- (4) The Secretary of State may make regulations with respect to the keeping of the register; and in this section “prescribed” means prescribed in regulations made by the Secretary of State.
Exclusion from register of certain information.
123
- (1) No information shall be included in the register under section 122 above if and so long as, in the opinion of the Secretary of State, the inclusion of the information would be contrary to the interests of national security.
- (2) No information shall be included in the register if and so long as, in the opinion of the Secretary of State, it ought to be excluded on the ground that its inclusion might result in damage to the environment.
- (3) No information relating to the affairs of any individual or business shall be included in the register without the consent of that individual or the person for the time being carrying on that business, if the Secretary of State has determined that the information—
- (a) is, in relation to him, commercially confidential; and
- (b) is not information of a description to which subsection (7) below applies;
unless the Secretary of State is of the opinion that the information is no longer commercially confidential in relation to him.
- (4) Nothing in subsection (3) above requires the Secretary of State to determine whether any information is or is not commercially confidential except where the person furnishing the information applies to have it excluded on the ground that it is (in relation to himself or another person) commercially confidential.
- (5) Where an application has been made for information to be excluded under subsection (3) above, the Secretary of State shall make a determination and inform the applicant of it as soon as is practicable.
- (6) Where it appears to the Secretary of State that any information (other than information furnished by the person to whom it relates) which has been obtained under or by virtue of any provision of this Part might be commercially confidential, the Secretary of State shall—
- (a) give to the person to whom or to whose business it relates notice that the information is required to be included in the register unless excluded under subsection (3) above; and
- (b) give him a reasonable opportunity—
- (i) of objecting to the inclusion of the information on the ground that it is commercially confidential; and
- (ii) of making representations to the Secretary of State for the purpose of justifying any such objection;
and the Secretary of State shall take any representations into account before determining whether the information is or is not commercially confidential.
- (7) The prescribed particulars of or relating to the matters mentioned in section 122(1)(a), (c),(d) and (e) above shall be included in the register notwithstanding that they may be commercially confidential if and so far as they are of any of the following descriptions, namely—
- (a) the name and address of the person giving the notice or furnishing the information;
- (b) the general description of any genetically modified organisms to which the notice or other information relates;
- (c) the location at any time of those organisms;
- (d) the purpose for which those organisms are being imported, acquired, kept, released or marketed (according to whichever of those acts the notice or other information relates);
- (e) results of any assessment of the risks of damage to the environment being caused by the doing of any of those acts;
- (f) notices under section 112(3), (4), (5) or (7) above;
and the Secretary of State may by regulations prescribe any other description of information as information which the public interest requires to be included in the register notwithstanding that it may be commercially confidential.
- (8) Information excluded from the register under subsection (3) above shall be treated as ceasing to be commercially confidential for the purposes of that subsection at the expiry of a period of four years beginning with the date of the determination by virtue of which it was excluded; but the person who furnished it or to whom or to whose business it relates may apply to the Secretary of State for the information to remain excluded on the ground that it is still commercially confidential.
- (9) The Secretary of State may by order substitute for the period for the time being specified in subsection (8) above such other period as he considers appropriate.
Supplementary
Advisory committee for purposes of Part VI.
124
- (1) The Secretary of State shall appoint a committee to provide him with advice—
- (a) on the exercise of his powers under sections 111, 112 and 113 above;
- (b) on the exercise of any power under this Part to make regulations;
and on such other matters concerning his functions under this Part as he may from time to time direct.
For other functions of the committee, see Part 2 of the Genetic Technology (Precision Breeding) Act 2023.
- (2) The chairman and other members of the committee shall hold and vacate office in accordance with the terms of their appointment.
- (3) The Secretary of State shall pay to the members of the committee such remuneration (if any) and such allowances as he may, with the consent of the Treasury, determine.
Delegation of enforcement functions.
125
- (1) The Secretary of State may, by an agreement made with any public authority, delegate to that authority or to any officer appointed by an authority exercising functions on behalf of that authority any of his enforcement functions under this Part, subject to such restrictions and conditions as may be specified in the agreement.
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