Criminal Procedure (Scotland) Act 1995
- (5A) Where, however—
- (a) the proceedings in which the first diet is being held are proceedings to which subsection (B1) above applies;
- (b) the court has not ascertained (whether at that diet or earlier) that he has engaged a solicitor for the purposes of the conduct of his case at any relevant hearing in the course of the proceeding,
a first diet may not proceed in his absence; and, in such a case, the court shall adjourn the diet and ordain the accused then to attend.
- (6) Where the accused appears at the first diet, the accused is to be required at that diet to state how he pleads to the indictment, and section 77 of this Act shall apply where he tenders a plea of guilty.
- (7) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
- (7A) In subsections (A1) and (5A)(b), “relevant hearing” means—
- (a) in relation to proceedings mentioned in paragraph (a) of subsection (B1), any hearing at, or for the purposes of, which a witness is to give evidence,
- (b) in relation to proceedings mentioned in paragraph (b) of that subsection, a hearing referred to in section 288E(2A),
- (c) in relation to proceedings mentioned in paragraph (c) of that subsection, a hearing in respect of which an order is made under section 288F.
- (8) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
- (8A) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
- (9) In this section and section 71B “the court” means the sheriff court.
Further pre-trial diet: dismissal or withdrawal of solicitor representing accused in case of sexual offence
71A
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First diet: appointment of trial diet
71B
- (1) At a first diet, unless a plea of guilty is tendered and accepted, the court must—
- (a) after complying with section 71, and
- (b) subject to subsections (3) to (7),
appoint a trial diet.
- (2) Where a trial diet is appointed at a first diet, the accused must appear at the trial diet and answer the indictment.
- (3) In appointing a trial diet under subsection (1), in any case in which the period specified in section 65(1)(b) applies (whether or not the period specified in section 65(4)(b)(ii) also applies in the case)—
- (a) if the court considers that the case would be likely to be ready to proceed to trial within that period, it must, subject to subsections (5) to (7), appoint a trial diet for a date within that period, or
- (b) if the court considers that the case would not be likely to be so ready, it must give the prosecutor an opportunity to make an application to the court under section 65(3) for an extension of the period specified in section 65(1)(b).
- (4) Where paragraph (b) of subsection (3) applies—
- (a) if such an application as is mentioned in that paragraph is made and granted, the court must, subject to subsections (5) to (7), appoint a trial diet for a date within the period specified in section 65(1)(b) as extended, or
- (b) if no such application is made or if one is made but is refused by the court—
- (i) the court may desert the first diet simpliciter or pro loco et tempore, and
- (ii) where the accused is committed until liberated in due course of law, the accused must be liberated forthwith.
- (5) Subsection (6) applies in any case in which—
- (a) the period specified in section 65(4)(b)(ii) as well as the 12 month period applies, and
- (b) the court is required, by virtue of subsection (3)(a) or (4)(a) to appoint a trial diet within the period specified in section 65(1)(b).
- (6) In such a case—
- (a) if the court considers that the case would be likely to be ready to proceed to trial within the period specified in section 65(4)(b)(ii), it must appoint a trial diet for a date within that period as well as within the period specified in section 65(1)(b), or
- (b) if the court considers that the case would not be likely to be so ready, it must give the prosecutor an opportunity to make an application under section 65(5) for an extension of the 140 day period.
- (7) Where paragraph (b) of subsection (6) applies—
- (a) if such an application as is mentioned in that paragraph is made and granted, the court must appoint a trial diet for a date within the period specified in section 65(4)(b)(ii) as extended as well as within the period specified in section 65(1)(b),
- (b) if no such application is made or if one is made but is refused by the court—
- (i) the court must proceed under subsection (3)(a) or (as the case may be) (4)(a) to appoint a trial diet for a date within the 12 month period, and
- (ii) the accused is then entitled to be admitted to bail.
- (8) Where an accused is, by virtue of subsection (7)(b)(ii), entitled to be admitted to bail, the court must, before admitting the accused to bail, give the prosecutor an opportunity to be heard.
- (9) On appointing a trial diet under this section in a case where the accused has been admitted to bail (otherwise than by virtue of subsection (7)(b)(ii)), the court, after giving the parties an opportunity to be heard—
- (a) must review the conditions imposed on the accused's bail, and
- (b) having done so, may, if it considers it appropriate to do so, fix bail on different conditions.
- (10) In this section a reference to the period specified in section 65(1)(b) or section 65(4)(b)(ii) is to be construed as including that period as extended.
Written record of state of preparation: sheriff court
71C
- (1) Subsection (2) applies where—
- (a) the accused is indicted to the sheriff court, and
- (b) a solicitor—
- (i) has notified the court under section 72F(1) that the solicitor has been engaged by the accused for the purposes of conducting the accused's defence, and
- (ii) has not subsequently been dismissed by the accused or withdrawn.
- (2) The prosecutor and the accused's legal representative must, within the period described in subsection (3), communicate with each other and jointly prepare a written record of their state of preparation with respect to their cases (referred to in this section as “the written record”).
- (3) The period referred to in subsection (2) begins on the day the accused is served with an indictment and expires at the end of the day falling 14 days later.
- (4) The written record must—
- (a) be in such form, or as nearly as may be in such form,
- (b) contain such information, and
- (c) be lodged in such manner,
as may be prescribed by act of adjournal.
- (5) The written record must state the manner in which the communication required by subsection (2) was conducted (for example, by telephone, email or a meeting in person).
- (6) In subsection (2), “the accused's legal representative” means—
- (a) the solicitor referred to in subsection (1), or
- (b) where the solicitor has instructed counsel for the purposes of the conduct of the accused's case, either the solicitor or that counsel, or both of them.
- (7) In subsection (6)(b), “counsel” includes a solicitor who has a right of audience in the High Court of Justiciary under section 25A of the Solicitors (Scotland) Act 1980.
Preliminary hearing: procedure up to appointment of trial diet
72
- (1) A preliminary hearing shall be conducted in accordance with this section and section 72A.
- (2) The court shall—
- (a) where the accused is charged with an offence to which section 288C or 288DC of this Act applies; or
- (b) in any case—
- (i) in respect of which section 288E of this Act applies; or
- (ii) in which an order has been made under section 288F(2) of this Act,
before taking any further step under this section, ascertain whether the accused has engaged a solicitor for the purposes of the conduct of his case at or for the purposes of the preliminary hearing.
- (3) After complying with subsection (2) above, the court shall dispose of any preliminary pleas (within the meaning of section 79(2)(a) of this Act) of which a party has given notice not less than 7 clear days before the preliminary hearing to the court and to the other parties.
- (4) After disposing of any preliminary pleas under subsection (3) above, the court shall require the accused to state how he pleads to the indictment.
- (5) If the accused tenders a plea of guilty, section 77 of this Act shall apply.
- (6) After the accused has stated how he pleads to the indictment, the court shall, unless a plea of guilty is tendered and accepted—
- (a) in any case—
- (i) where the accused is charged with an offence to which section 288C or 288DC of this Act applies;
- (ii) in respect of which section 288E of this Act applies; or
- (iii) in which an order has been made under section 288F(2) of this Act,
ascertain whether the accused has engaged a solicitor for the purposes of his defence at the trial;
- (b) unless it considers it inappropriate to do so at the preliminary hearing, dispose of—
- (i) any preliminary issues (within the meaning of section 79(2)(b) of this Act) of which a party has given notice not less than 7 clear days before the preliminary hearing to the court and to the other parties;
- (ii) any vulnerable witness notice under section 271A(2) or vulnerable witness application under section 271C(2) appointed to be disposed of at the preliminary hearing;
- (iii) subject to subsection (8) below, any application under section 275(1) or 288F(2) of this Act made before the preliminary hearing (to the extent that the application has not already been disposed of); and
- (iv) any other matter which, in the opinion of the court, could be disposed of with advantage before the trial;
- (c) ascertain whether there is any objection to the admissibility of any evidence which any party wishes to raise despite not having given the notice referred to in paragraph (b)(i) above, and—
- (i) if so, decide whether to grant leave under section 79(1) of this Act for the objection to be raised; and
- (ii) if leave is granted, dispose of the objection unless it considers it inappropriate to do so at the preliminary hearing;
- (d) ascertain which of the witnesses included in the list of witnesses are required by the prosecutor or the accused to attend the trial;
- (e) ascertain whether subsection (7) below applies to any person who is to give evidence at or for the purposes of the trial or to the accused and, if so, consider whether it should make an order under section 271A(7) or 271D(2) of this Act in relation to the person or, as the case may be, the accused; and
- (f) ascertain, so far as is reasonably practicable—
- (i) the state of preparation of the prosecutor and the accused with respect to their cases; and
- (ii) the extent to which the prosecutor and the accused have complied with the duty under section 257(1) of this Act.
- (7) This subsection applies—
- (a) to a person who is to give evidence at or for the purposes of the trial if that person is, or is likely to be, a vulnerable witness;
- (b) to the accused if, were he to give evidence at or for the purposes of the trial, he would be, or would be likely to be, a vulnerable witness.
- (8) Where any application or notice such as is mentioned in subsection (6)(b)(iii) above is required by the provision under which it is made or lodged, or by any other provision of this Act, to be made or lodged by a certain time, the court—
- (a) shall not be required under that subsection to dispose of it unless it has been made or lodged by that time; but
- (b) shall have power to dispose of it to the extent that the provision under which it was made, or any other provision of this Act, allows it to be disposed of notwithstanding that it was not made or lodged in time.
- (9) Where the court decides not to dispose of any preliminary issue, application, notice, objection or other matter referred to in subsection (6)(b) or (c) above at the preliminary hearing, it may—
- (a) appoint a further diet, to be held before the trial diet appointed under section 72A of this Act, for the purpose of disposing of the issue, application, notice, objection or matter; or
- (b) appoint the issue, application, notice, objection or other matter to be disposed of at the trial diet.
Preliminary hearing: appointment of trial diet
72A
- (1) In any case in which subsection (6) of section 72 applies, the court shall, at the preliminary hearing—
- (a) after complying with that subsection;
- (b) having regard to earlier proceedings at the preliminary hearing; and
- (c) subject to subsections (3) to (7) below,
appoint a trial diet.
- (1A) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
- (2) In appointing a trial diet under subsection (1) above, the court may, if satisfied that it is appropriate to do so, indicate that the diet is to be a floating diet for the purposes of section 83A of this Act.
- (3) In any case in which the period specified in section 65(1)(b) applies (whether or not the period specified in section 65(4)(aa)(ii) also applies in the case)—
- (a) if the court considers that the case would be likely to be ready to proceed to trial within that period, it shall, subject to subsections (5) to (7) below, appoint a trial diet for a date within that period; or
- (b) if the court considers that the case would not be likely to be so ready, it shall give the prosecutor an opportunity to make an application to the court under section 65(3) of this Act for an extension of the period specified in section 65(1)(b).
- (4) Where paragraph (b) of subsection (3) above applies—
- (a) if such an application as is mentioned in that paragraph is made and granted, the court shall, subject to subsections (5) to (7) below, appoint a trial diet for a date within the period specified in section 65(1)(b) as extended; or
- (b) if no such application is made or if one is made but is refused by the court—
- (i) the court may desert the preliminary hearing simpliciter or pro loco et tempore; and
- (ii) where the accused is committed until liberated in due course of law, he shall be liberated forthwith.
- (5) Subsection (6) below applies in any case in which—
- (a) the period specified in section 65(4)(aa)(ii) as well as the period specified in section 65(1)(b) applies; and
- (b) the court is required, by virtue of subsection (3)(a) or (4)(a) above, to appoint a trial diet within the period specified in section 65(1)(b).
- (6) In such a case—
- (a) if the court considers that the case would be likely to be ready to proceed to trial within the period specified in section 65(4)(aa)(ii), it shall appoint a trial diet for a date within that period as well as within the period specified in section 65(1)(b); or
- (b) if the court considers that the case would not be likely to be so ready, it shall give the prosecutor an opportunity to make an application under section 65(5) of this Act for an extension of the 140 day period.
- (7) Where paragraph (b) of subsection (6) above applies—
- (a) if such an application as is mentioned in that paragraph is made and granted, the court shall appoint a trial diet for a date within the period specified in section 65(4)(aa)(ii) as extended as well as within the period specified in section 65(1)(b);
- (b) if no such application is made or if one is made but is refused by the court—
- (i) the court shall proceed under subsection (3)(a) or, as the case may be, (4)(a) above to appoint a trial diet for a date within the period specified in section 65(1)(b); and
- (ii) the accused shall then be entitled to be admitted to bail.
- (8) Where an accused is, by virtue of subsection (7)(b)(ii) above, entitled to be admitted to bail, the court shall, before admitting him to bail, give the prosecutor an opportunity to be heard.
- (9) On appointing a trial diet under this section in a case where the accused has been admitted to bail (otherwise than by virtue of subsection (7)(b)(ii) above), the court, after giving the parties an opportunity to be heard—
- (a) shall review the conditions imposed on his bail; and
- (b) having done so, may, if it considers it appropriate to do so, fix bail on different conditions.
- (10) In this section a reference to the period specified in section 65(1)(b) or section 65(4)(aa)(ii) is to be construed as including that period as extended.
Power to dispense with preliminary hearing
72B
- (1) The court may, on an application made to it jointly by the parties, dispense with a preliminary hearing and appoint a trial diet if the court is satisfied on the basis of the application that—
- (a) the state of preparation of the prosecutor and the accused with respect to their cases is such that the case is likely to be ready to proceed to trial on the date to be appointed for the trial diet;
- (b) there are no preliminary pleas, preliminary issues or other matters which require to be, or could with advantage be, disposed of before the trial; and
- (c) there are no persons to whom section 72(7) of this Act applies.
- (2) An application under subsection (1) above shall identify which (if any) of the witnesses included in the list of witnesses are required by the prosecutor or the accused to attend the trial.
- (3) Where a trial diet is to be appointed under subsection (1) above, it shall be appointed in accordance with such procedure as may be prescribed by Act of Adjournal.
- (4) Where a trial diet is appointed under subsection (1) above, the accused shall appear at the diet and answer the indictment.
- (5) The fact that a preliminary hearing in any case has been dispensed with under subsection (1) above shall not affect the calculation in that case of any time limit for the giving of any notice or the doing of any other thing under this Act, being a time limit fixed by reference to the preliminary hearing.
- (6) Accordingly, any such time limit shall have effect in any such case as if it were fixed by reference to the date on which the preliminary hearing would have been held if it had not been dispensed with.
Procedure where preliminary hearing does not proceed
72C
- (1) The prosecutor shall not raise a fresh libel in any case in which the court has deserted a preliminary hearing simpliciter unless the court’s decision has been reversed on appeal.
- (2) Where a preliminary hearing is deserted pro loco et tempore, the court may appoint a further preliminary hearing for a later date and the accused shall appear and answer the indictment at that hearing.
- (3) Subsection (4) below applies where, at a preliminary hearing—
- (a) the hearing has been deserted pro loco et tempore for any reason and no further preliminary hearing has been appointed under subsection (2) above; or
- (b) the indictment is for any reason not proceeded with and the hearing has not been adjourned or postponed.
- (4) Where this subsection applies, the prosecutor may, at any time within the period of two months after the relevant date, give notice to the accused on another copy of the indictment to appear and answer the indictment—
- (a) at a further preliminary hearing in the High Court not less than seven clear days after the date of service of the notice; or
- (b) at—
- (i) a first diet not less than 15 clear days after the service of the notice and not less than 10 clear days before the trial diet; and
- (ii) a trial diet not less than 29 clear days after the service of the notice,
in the sheriff court where the charge is one that can lawfully be tried in that court.
- (b) where the charge is one that can lawfully be tried in the sheriff court, at a first diet in that court not less than 29 clear days after the service of the notice.
- (5) Where notice is given to the accused under subsection (4)(b) above, then for the purposes of section 65(4) of this Act—
- (a) the giving of the notice shall be taken to be service of an indictment in respect of the sheriff court; and
- (b) the previous service of the indictment in respect of the High Court shall be disregarded.
- (6) In subsection (4) above, “the relevant date” means—
- (a) where paragraph (a) of subsection (3) above applies, the date on which the diet was deserted as mentioned in that paragraph; or
- (b) where paragraph (b) of that subsection applies, the date of the preliminary hearing referred to in that paragraph.
- (7) A notice referred to in subsection (4) above shall be in such form as may be prescribed by Act of Adjournal, or as nearly as may be in such form.
Preliminary hearing: further provision
72D
- (1) The court may, on cause shown, allow a preliminary hearing to proceed notwithstanding the absence of the accused.
- (2) Where—
- (a) the accused is a body corporate;
- (b) it fails to appear at a preliminary hearing;
- (c) the court allows the hearing to proceed in its absence under subsection (1) above; and
- (d) no plea is entered on its behalf at the hearing,
it shall be treated for the purposes of proceedings at the preliminary hearing as having pled not guilty.
- (3) Where, at a preliminary hearing, a trial diet is appointed, the accused shall appear at the trial diet and answer the indictment.
- (4) At a preliminary hearing, the court—
- (a) shall take into account any written record lodged under section 72E of this Act; and
- (b) may ask the prosecutor and the accused any question in connection with any matter which it is required to dispose of or ascertain under section 72 of this Act.
- (5) The proceedings at a preliminary hearing shall be recorded by means of shorthand notes or by mechanical means.
- (6) Subsections (2) to (4) of section 93 of this Act shall apply for the purposes of the recording of proceedings at a preliminary hearing in accordance with subsection (5) above as they apply for the purposes of the recording of proceedings at the trial in accordance with subsection (1) of that section.
- (7) The Clerk of Justiciary shall prepare, in such form and manner as may be prescribed by Act of Adjournal, a minute of proceedings at a preliminary hearing, which shall record, in particular, whether any preliminary pleas or issues were disposed of and, if so, how they were disposed of.
- (8) In this section, references to a preliminary hearing include an adjourned preliminary hearing.
- (9) In this section and sections 72 to 72C, “the court” means the High Court.
Written record of state of preparation in certain cases
72E
- (1) This section applies where, in any proceedings in the High Court, a solicitor has notified the Court under section 72F(1) of this Act that he has been engaged by the accused for the purposes of the conduct of his case at the preliminary hearing.
- (2) The prosecutor and the accused’s legal representative shall, not less than two days before the preliminary hearing—
- (a) communicate with each other with a view to jointly preparing a written record of their state of preparation with respect to their cases (referred to in this section as “the written record”); and
- (b) lodge the written record with the Clerk of Justiciary.
- (3) The High Court may, on cause shown, allow the written record to be lodged after the time referred to in subsection (2) above.
- (4) The written record shall—
- (a) be in such form, or as nearly as may be in such form;
- (b) contain such information; and
- (c) be lodged in such manner,
as may be prescribed by Act of Adjournal.
- (5) The written record may contain, in addition to the information required by virtue of subsection (4)(b) above, such other information as the prosecutor and the accused’s legal representative consider appropriate.
- (6) In this section—
- “the accused’s legal representative” means—the solicitor referred to in subsection (1) above; orwhere the solicitor has instructed counsel for the purposes of the conduct of the accused’s case at the preliminary hearing, either the solicitor or that counsel, or both of them; and
- “counsel” includes a solicitor who has a right of audience in the High Court of Justiciary under section 25A (rights of audience in various courts including the High Court of Justiciary) of the Solicitors (Scotland) Act 1980 (c. 46).
Engagement, dismissal and withdrawal of solicitor representing accused
72F
- (1) In any solemn proceedings , it is the duty of a solicitor who is engaged by the accused for the purposes of his defence at any part of the proceedings to notify the court and the prosecutor of that fact forthwith in writing.
- (2) A solicitor is to be taken to have complied with the duty under subsection (1) to notify the prosecutor of his engagement if, before service of the indictment, he—
- (a) notified in writing the procurator fiscal for the district in which the charge against the accused was then being investigated that he was then engaged by the accused for the purposes of his defence; and
- (b) had not notified that procurator fiscal in writing that he had been dismissed by the accused or had withdrawn from acting.
- (3) Where any such solicitor as is referred to in subsection (1) above—
- (a) is dismissed by the accused; or
- (b) withdraws,
it is the duty of the solicitor to inform the court and the prosecutor of those facts forthwith in writing.
- (4) The prosecutor shall, for the purposes of subsections (1) and (3), be taken to be notified or informed of any fact in accordance with those subsections if—
- (a) in proceedings in the High Court, the Crown Agent; or
- (b) in solemn proceedings in the sheriff court, the procurator fiscal for the district in which the trial diet is to be held,
is so notified or, as the case may be, informed of the fact.
- (5) On being informed in accordance with subsection (3) above of the dismissal or withdrawal of the accused’s solicitor in any case to which subsections (6) and (7) below apply, the court shall order that, before the trial diet, there shall be a further pre-trial diet under this section.
- (6) This subsection applies to any case—
- (a) where the accused is charged with an offence to which section 288C or 288DC of this Act applies;
- (b) in respect of which section 288E of this Act applies; or
- (c) in which an order has been made under section 288F(2) of this Act.
- (7) This subsection applies to any case in which—
- (a) the solicitor was engaged for the purposes of the defence of the accused—
- (i) in the case of proceedings in the High Court, at the time of a preliminary hearing or, if a preliminary hearing was dispensed with under section 72B(1) of this Act, at the time it was so dispensed with;
- (ii) in the case of solemn proceedings in the sheriff court, at the time of a first diet;
- (iii) at the time of a diet under this section; or
- (iv) in the case of a diet which, under subsection (11) below, is dispensed with, at the time when it was so dispensed with; and
- (b) the court is informed as mentioned in subsection (3) above after that time but before the trial diet.
- (8) At a diet under this section, the court shall ascertain whether or not the accused has engaged another solicitor for the purposes of his defence at the trial.
- (9) A diet under this section shall be not less than 10 clear days before the trial diet.
- (10) A court may, at a diet under this section, postpone the trial diet for such period as appears to it to be appropriate and may, if it thinks fit, direct that such period (or some part of it) shall not count towards any time limit applying in respect of the case.
- (11) The court may dispense with a diet under this section previously ordered, but only if a solicitor engaged by the accused for the purposes of the defence of the accused at the trial has, in writing—
- (a) confirmed his engagement for that purpose; and
- (b) requested that the diet be dispensed with.
Service etc. on accused through a solicitor
72G
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Preliminary diet: procedure.
73
- (1) Where a preliminary diet is ordered, subject to subsection (2) below, the accused shall attend it, and he shall be required at the conclusion of the diet to state how he pleads to the indictment.
- (2) The court may permit the diet to proceed notwithstanding the absence of an accused.
- (3) At a preliminary diet the court shall, in addition to disposing of any matter specified in a notice given under subsection (1) of section 72 of this Act or referred to in subsection (3) of that section or to considering an application for the purposes of subsection (1) of section 275 of this Act, ascertain, so far as is reasonably practicable, whether the case is likely to proceed to trial on the date assigned as the trial diet and, in particular—
- (a) the state of preparation of the prosecutor and of the accused with respect to their cases; and
- (b) the extent to which the prosecutor and the accused have complied with the duty under section 257(1) of this Act.
- (4) At a preliminary diet the court may ask the prosecutor and the accused any question in connection with any matter specified in a notice under subsection (1) of the said section 72 or referred to in subsection (3) of that section or which is relevant to an application for the purposes of subsection (1) of the said section 275 or which it is required to ascertain under subsection (3) above.
- (5) Where at a preliminary diet the court concludes that the case is unlikely to proceed to trial on the date assigned for the trial diet, the court—
- (a) shall, unless having regard to previous proceedings in the case it considers it inappropriate to do so, postpone the trial diet; and
- (b) may fix a further preliminary diet.
- (6) Subject to subsection (5) above, the court may, if it considers it appropriate to do so, adjourn a preliminary diet.
- (7) Where an objection is taken to the relevancy of the indictment under subsection (1)(a)(i) of the said section 72, the clerk of court shall minute whether the objection is sustained or repelled and sign the minute.
- (8) In subsection (1) above, the reference to the accused shall, without prejudice to section 6(c) of the Interpretation Act 1978, in any case where there is more than one accused include a reference to all of them.
Appeals in connection with preliminary diets.
74
- (1) Without prejudice to any right of appeal under section 106 or 108 a party may, in accordance with such procedure as may be prescribed by Act of Adjournal, appeal to the High Court against a decision at a first diet or a preliminary hearing.
- (2) An appeal under subsection (1) above—
- (a) may not be taken against a decision to adjourn the first diet or, as the case may be, preliminary hearing or to accelerate or postpone the trial diet;
- (aza) may not be taken against a decision taken by virtue of section 35 of the Criminal Justice (Scotland) Act 2016;
- (aa) may not be taken against a decision taken by virtue of—
- (i) in the case of a first diet, section 71(1A),
- (ii) in the case of a preliminary hearing, section 72(6)(e),
of this Act;
- (ab) may not be taken against a decision at a preliminary hearing, in appointing a trial diet, to appoint or not to appoint it as a floating diet for the purposes of section 83A(2) of this Act;
- (b) must be taken not later than seven days after the decision.
- (2A) An appeal under subsection (1) may be taken—
- (a) in the case of a decision to dismiss the indictment or any part of it, by the prosecutor without the leave of the court,
- (b) in any other case, only with the leave of the court of first instance (granted on the motion of a party or ex proprio motu).
- (3) Where an appeal is taken under subsection (1) above, the High Court may postpone any trial diet that has been appointed for such period as appears to it to be appropriate and may, if it thinks fit, direct that such period (or some part of it) shall not count towards any time limit applying in respect of the case.
- (3A) Where an appeal is taken under subsection (1) above against a decision at a preliminary hearing, the High Court may adjourn, or further adjourn, the preliminary hearing for such period as appears to it to be appropriate and may, if it thinks fit, direct that such period (or some part of it) shall not count towards any time limit applying in respect of the case.
- (4) In disposing of an appeal under subsection (1) above the High Court—
- (a) may affirm the decision of the court of first instance or may remit the case to it with such directions in the matter as it thinks fit; . . .
- (b) where the court of first instance has dismissed the indictment or any part of it, may reverse that decision and direct that the court of first instance fix
- (i) where the indictment is in respect of the High Court, a further preliminary hearing; or
- (ii) where the indictment is in respect of the sheriff court,
a trial diet, if it has not already fixed one as regards so much of the indictment as it has not dismissed.
- (c) may on cause shown extend the period mentioned in section 65(1) of this Act.
Computation of certain periods.
75
Where the last day of any period mentioned in section 66(6), 67(3), 71C(3) . . . or 74 of this Act falls on a Saturday, Sunday or court holiday, such period shall extend to and include the next day which is not a Saturday, Sunday or court holiday.
Adjournment and alteration of diets
Adjournment and alteration of diets
75A
- (1) This section applies where any diet has been fixed in any proceedings on indictment.
- (2) The court may, if it considers it appropriate to do so, adjourn the diet.
- (3) However—
- (a) in the case of a trial diet, the court may adjourn the diet under subsection (2) above only if the indictment is not brought to trial at the diet;
- (b) if the court adjourns any diet under that subsection by reason only that, following enquiries for the purpose of ascertaining whether the accused has engaged a solicitor for the purposes of the conduct of his defence at or for the purposes of a preliminary hearing or at a trial, it appears to the court that he has not done so, the adjournment shall be for a period of not more than 48 hours.
- (4) A trial diet in the High Court may be adjourned under subsection (2) above to a diet to be held at a sitting of the Court in another place.
- (5) The court may, on the application of any party to the proceedings made at any time before commencement of any diet—
- (a) discharge the diet; and
- (b) fix a new diet for a date earlier or later than that for which the discharged diet was fixed.
- (6) Before determining an application under subsection (5) above, the court shall give the parties an opportunity to be heard.
- (7) However, where all the parties join in an application under that subsection, the court may determine the application without hearing the parties and, accordingly, may dispense with any hearing previously appointed for the purpose of subsection (6) above.
- (8) Where there is a hearing for the purpose of subsection (6) above, the accused shall attend it unless the court permits the hearing to proceed notwithstanding the absence of the accused.
- (9) In appointing a new trial diet under subsection (5)(b) above, the court—
- (a) shall have regard to the state of preparation of the prosecutor and the accused with respect to their cases and, in particular, to the likelihood of the case being ready to proceed to trial on the date to be appointed for the trial diet; and
- (b) may, if it appears to the court that there are any preliminary pleas, preliminary issues or other matters which require to be, or could with advantage be, disposed of or ascertained before the trial, appoint a diet to be held before the trial diet for the purpose of disposing of or, as the case may be, ascertaining them.
- (10) A date for a new diet may be fixed under subsection (5)(b) above notwithstanding that the holding of the diet on that date would result in any provision of this Act as to the minimum or maximum period within which the diet is to be held or to commence not being complied with.
- (11) In subsections (5) to (9) above, “the court” means—
- (a) in the case of proceedings in the High Court, a single judge of that Court; and
- (b) in the case of proceedings in the sheriff court, that court.
- (12) For the purposes of subsection (5) above—
- (a) a diet other than a trial diet shall be taken to commence when it is called; and
- (b) a trial diet shall be taken to commence when the jury is sworn.
Refixing diets: non-sitting days
75B
- (1) This section applies where in any proceedings on indictment any diet has been fixed for a non-sitting day.
- (2) The court may at any time before the non-sitting day—
- (a) discharge the diet; and
- (b) fix a new diet for a date earlier or later than that for which the discharged diet was fixed.
- (3) That is, by acting—
- (a) of the court's own accord; and
- (b) without the need for a hearing for the purpose.
- (4) In the case of a trial diet—
- (a) the prosecutor;
- (b) the accused,
shall be entitled to an adjournment of the new diet fixed if the court is satisfied that it is not practicable for that party to proceed with the case on that date.
- (5) The power of the court under subsection (1) above is not exercisable for the sole purpose of ensuring compliance with a time limit applying in the proceedings.
- (6) In subsections (1) and (2) above, a “non-sitting day” is a day on which the court is under this Act not required to sit.
- (7) In subsections (2) to (5) above, “the court” means—
- (a) in the case of proceedings in the High Court, a single judge of that Court;
- (b) in the case of proceedings in the sheriff court, that court.
Refixing diets: non-suitable days
75C
- (1) Where in any proceedings on indictment any diet has been fixed for a day which is no longer suitable to the court, it may, of its own accord, at any time before that diet—
- (a) discharge the diet; and
- (b) fix a new diet for a date earlier or later than that for which the discharged diet was fixed.
- (2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
- (3) In subsection (1), “the court” means—
- (a) in the case of proceedings in the High Court, a single judge of that Court;
- (b) in the case of proceedings in the sheriff court, that court.
Plea of guilty
Procedure where accused desires to plead guilty.
76
- (1) Where an accused intimates in writing to the Crown Agent that he intends to plead guilty and desires to have his case disposed of at once, the accused may be served with an indictment (unless one has already been served) and a notice to appear at a diet of the appropriate court not less than four clear days after the date of the notice; and it shall not be necessary to lodge or give notice of any list of witnesses or productions.
- (2) In subsection (1) above, “appropriate court” means—
- (a) in a case where at the time of the intimation mentioned in that subsection an indictment had not been served, either the High Court or the sheriff court; and
- (b) in any other case, the court specified in the notice served under section 66(6) of this Act on the accused.
- (3) If at any such diet the accused pleads not guilty to the charge or pleads guilty only to a part of the charge, and the prosecutor declines to accept such restricted plea, the diet shall be desertedpro loco et tempore and thereafter the cause may proceed in accordance with the other provisions of this Part of this Act; except that in a case mentioned in paragraph (b) of subsection (2) above the court may postpone the trial diet or, where the accused has been indicted to the High Court, , the first diet or (as the case may be) the preliminary hearing and the period of such postponement shall not count towards any time limit applying in respect of the case.
Plea of guilty.
77
- (1) Where at any diet the accused tenders a plea of guilty to the indictment or any part thereof he shall do so in open court ....
- (2) Where the plea is to part only of the charge and the prosecutor does not accept the plea, such non-acceptance shall be recorded.
- (3) Where an accused charged on indictment with any offence tenders a plea of guilty to any other offence of which he could competently be found guilty on the trial of the indictment, and that plea is accepted by the prosecutor, it shall be competent to convict the accused of the offence to which he has so pled guilty and to sentence him accordingly.
Notice by accused
Special defences, incrimination and notice of witnesses, etc.
78
- (1) It shall not be competent for an accused to state a special defence or to lead evidence calculated to exculpate the accused by incriminating a co-accused unless—
- (a) a plea of special defence or, as the case may be, notice of intention to lead such evidence has been lodged and intimated in writing in accordance with subsection (3) below. . .
- (b) the court, on cause shown, otherwise directs.
- (1A) Subsection (1) does not apply where—
- (a) the accused lodges a defence statement under section 70A, and
- (b) the accused's defence consists of or includes a special defence.
- (2) Subsection (1) above shall apply to a plea of diminished responsibility or to a defence of automatism , coercion or, in a prosecution for an offence to which section 288C of this Act applies, consent as if it were a special defence.
- (2A) In subsection (2) above, the reference to a defence of consent is a reference to the defence which is stated by reference to the complainer’s consent to the act which is the subject matter of the charge or the accused’s belief as to that consent.
- (2B) In subsection (2A) above, “complainer” has the same meaning as in section 274 of this Act.
- (3) A plea or notice is lodged and intimated in accordance with this subsection—
- (a) where the case is to be tried in the High Court , by lodging the plea or notice with the Clerk of Justiciary and by intimating the plea or notice to the Crown Agent and to any co-accused not less than seven clear days before the preliminary hearing ;
- (b) where the case is to be tried in the sheriff court , by lodging the plea or notice with the sheriff clerk and by intimating it to the procurator fiscal and to any co-accused at or before the first diet.
- (4) It shall not be competent for the accused to examine any witnesses or to put in evidence any productions not included in the lists lodged by the prosecutor unless—
- (a) written notice of the names and addresses of such witnesses and of such productions has been given—
- (i) where the case is to be tried in the sheriff court, to the procurator fiscal of the district of the trial diet at or before the first diet; and
- (ii) where the case is to be tried in the High Court, to the Crown Agent at least seven clear days before the preliminary hearing
- (b) the court, on cause shown, otherwise directs.
- (5) A copy of every written notice required by subsection (4) above shall be lodged by the accused with the sheriff clerk of the district in which the trial diet is to be held, or in any case the trial diet of which is to be held in the High Court in Edinburgh with the Clerk of Justiciary, at or before
- (a) where the case is to be tried in the High Court, the preliminary hearing;
- (b) where the case is to be tried in the sheriff court, the trial diet,
for the use of the court. .
Preliminary pleas and preliminary issues.
79
- (1) Except by leave of the court on cause shown, no preliminary plea or preliminary issue shall be made, raised or submitted in any proceedings on indictment by any party unless his intention to do so has been stated in a notice under section 71(2) or, as the case may be, 72(3) or (6)(b)(i) of this Act.
- (1A) Subsection (1) is subject to section 271Q(8).
- (2) For the purposes of this section and those sections—
- (a) the following are preliminary pleas, namely—
- (i) a matter relating to the competency or relevancy of the indictment;
- (ii) an objection to the validity of the citation against a party, on the ground of any discrepancy between the record copy of the indictment and the copy served on him, or on account of any error or deficiency in such service copy or in the notice of citation; and
- (iii) a plea in bar of trial; and
- (b) the following are preliminary issues, namely—
- (i) an application for separation or conjunction of charges or trials;
- (ii) a preliminary objection under any of the provisions listed in subsection (3A);
- (iia) an application for a witness anonymity order under section 271P of this Act;
- (iii) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
- (iv) an objection by a party to the admissibility of any evidence;
- (v) an assertion by a party that there are documents the truth of the contents of which ought to be admitted, or that there is any other matter which in his view ought to be agreed; and
- (vi) any other point raised by a party, as regards any matter not mentioned in sub-paragraphs (i) to (v) above, which could in his opinion be resolved with advantage before the trial.
- (3) No discrepancy, error or deficiency such as is mentioned in subsection (2)(a)(ii) above shall entitle an accused to object to plead to the indictment unless the court is satisfied that the discrepancy, error or deficiency tended substantially to mislead and prejudice the accused.
- (3A) For the purpose of subsection (2)(b)(ii), the provisions are—
- (a) section 27(4A)(a) or (4B), 90C(2A), 255 or 255A of this Act,
- (b) section 9(6) of the Antisocial Behaviour etc. (Scotland) Act 2004 or that section as applied by section 234AA(11) of this Act,
- (c) paragraph 6(5)(b) of schedule 1 to the Criminal Justice (Scotland) Act 2016.
- (d) section 1A(2)(b) of the Abusive Behaviour and Sexual Harm (Scotland) Act 2016 or section 7(2)(b) of the Domestic Abuse (Scotland) Act 2018.
- (4) Where the court, under subsection (1) above, grants leave for a party to make, raise or submit a preliminary plea or preliminary issue (other than an objection to the admissibility of any evidence) without his intention to do so having been stated in a notice as required by that subsection, the court may—
- (a) if it considers it appropriate to do so, appoint a diet to be held before the trial diet for the purpose of disposing of the plea or issue; or
- (b) appoint the plea or issue to be disposed of at the trial diet.
Objections to admissibility of evidence raised after first diet or preliminary hearing
79A
- (1) This section applies where a party seeks to raise an objection to the admissibility of any evidence after—
- (a) in proceedings in the High Court, the preliminary hearing; or
- (b) in proceedings on indictment in the sheriff court, the first diet.
- (2) The court shall not, under section 79(1) of this Act, grant leave for the objection to be raised if the party seeking to raise it has not given written notice of his intention to do so to the other parties.
- (3) However, the court may, where the party seeks to raise the objection after the commencement of the trial, dispense with the requirement under subsection (2) above for written notice to be given.
- (4) Where the party seeks to raise the objection after the commencement of the trial, the court shall not, under section 79(1) of this Act, grant leave for the objection to be raised unless it considers that it could not reasonably have been raised before that time.
- (5) Where the party seeks to raise the objection before the commencement of the trial and the court, under section 79(1), grants leave for it to be raised, the court shall—
- (a) if it considers it appropriate to do so, appoint a diet to be held before the commencement of the trial for the purpose of disposing of the objection; or
- (b) dispose of the objection at the trial diet.
- (6) In appointing a diet under subsection (5)(a) above, the court may postpone the trial diet for such period as appears to it to be appropriate and may, if it thinks fit, direct that such period (or some part of it) shall not count towards any time limit applying in respect of the case.
- (7) The accused shall appear at any diet appointed under subsection (5)(a) above.
- (8) For the purposes of this section, the trial shall be taken to commence when the jury is sworn.
Alteration, etc, of diet
Alteration and postponement of trial diet.
80
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Procedure where trial diet does not proceed.
81
- (1) The prosecutor shall not raise a fresh libel in a case in which the court has deserted the trial simpliciter unless the court’s decision has been reversed on appeal.
- (2) Where a trial diet in any proceedings on indictment is deserted pro loco et tempore the court may appoint a further trial diet for a later date and the accused shall appear and answer the indictment at that diet.
- (3) In appointing a further trial diet under subsection (2) above, the court—
- (a) shall have regard to the state of preparation of the prosecutor and the accused with respect to their cases and, in particular, to the likelihood of the case being ready to proceed to trial on the date to be appointed for the trial diet; and
- (b) may, if it appears to the court that there are any preliminary pleas, preliminary issues or other matters which require to be, or could with advantage be, disposed of or ascertained before the trial diet, appoint a diet to be held before the trial diet for the purpose of disposing of or, as the case may be, ascertaining them.
- (4) Subsection (5) below applies where, in any proceedings on indictment in which a trial diet has been appointed ...—
- (a) the diet has been deserted pro loco et tempore for any reason and no further trial diet has been appointed under subsection (2) above; or
- (b) the indictment falls or is for any other reason not brought to trial and the diet has not been continued, adjourned or postponed.
- (5) Where this subsection applies, the prosecutor may, at any time within the period of two months after the relevant date, give notice to the accused on another copy of the indictment to appear and answer the indictment—
- (a) where the trial diet referred to in subsection (4) above was in the High Court—
- (i) at a further preliminary hearing in that Court not less than seven clear days after service of the notice; or
- (ii) where the charge is one that can lawfully be tried in the sheriff court, at a first diet in that court not less than 21 clear days after service of the notice; or
- (b) where the trial diet referred to in subsection (4) was in the sheriff court—
- (i) at a first diet in that court not less than seven clear days after service of the notice; or
- (ii) at a preliminary hearing in the High Court not less than 21 clear days after service of the notice.
- (6) Where notice is given to the accused under paragraph (a)(ii) or (b)(ii) of subsection (5) above, then for the purposes of section 65(4) of this Act—
- (a) the giving of the notice shall be taken to be service of an indictment in respect of—
- (i) in the case of a notice under paragraph (a)(ii) of subsection (5) above, the sheriff court; or
- (ii) in the case of a notice under paragraph (b)(ii) of that subsection, the High Court; and
- (b) the previous service of the indictment in respect of—
- (i) in the case of a notice under paragraph (a)(ii) of subsection (5), the High Court; or
- (ii) in the case of a notice under paragraph (b)(ii) of that subsection, the sheriff court,
shall be disregarded.
- (7) A notice under subsection (5) above shall be in such form as may be prescribed by Act of Adjournal, or as nearly as may be in such form.
- (8) In subsection (5) above, “the relevant date” means—
- (a) where paragraph (a) of subsection (4) applies, the date on which the trial diet was deserted as mentioned in that paragraph; or
- (b) where paragraph (b) of that subsection applies, the date of the trial diet referred to in that subsection.
Desertion or postponement where accused in custody.
82
Where—
- (a) a diet is deserted pro loco et tempore;
- (b) a diet is continued, accelerated, postponed or adjourned; or
- (c) an order is issued changing the place at which the trial is to take place,
the warrant of committal on which the accused is at the time in custody till liberated in due course of law shall continue in force.
Transfer of sheriff court solemn proceedings.
83
- (1) Where an accused person has been cited to attend a diet of the sheriff court the prosecutor may apply to the sheriff for an order for the transfer of the proceedings to a sheriff court in another district in that sheriffdom . . . and for adjournment to a diet of that court .
- (1A) Where—
- (a) an accused person has been cited to attend a diet of the sheriff court; or
- (b) paragraph (a) above does not apply but it is competent so to cite an accused person,
and the prosecutor is informed by the sheriff clerk that, because of exceptional circumstances which could not reasonably have been foreseen, it is not practicable for that court (in subsection (2A)(b)(i) below referred to as the “relevant court”) or any other sheriff court in that sheriffdom to proceed with the case, the prosecutor—
- (i) may, where paragraph (b) above applies, so cite the accused; and
- (ii) shall, where paragraph (a) above applies or the accused is so cited by virtue of paragraph (i) above, as soon as practicable apply to the sheriff principal for an order for the transfer of the proceedings to a sheriff court in another sheriffdom . . . and for adjournment to a diet of that court.
- (2) On an application under subsection (1) above the sheriff may—
- (a) after giving the accused or his counsel or solicitor an opportunity to be heard; or
- (b) on the joint application of the parties,
make such order as is mentioned in that subsection.
- (2A) On an application under subsection (1A) above the sheriff principal may make the order sought—
- (a) provided that the sheriff principal of the other sheriffdom consents; but
- (b) in a case where the trial (or part of the trial) would be transferred, shall do so only—
- (i) if the sheriff of the relevant court, after giving the accused or his counsel an opportunity to be heard, consents to the transfer; or
- (ii) on the joint application of the parties.
- (2B) On the application of the prosecutor, a sheriff principal who has made an order under subsection (2A) above may, if the sheriff principal of the other sheriffdom mentioned in that subsection consents—
- (a) revoke; or
- (ii) vary so as to restrict the effect of,
that order.
- (2C) The sheriff may proceed under subsection (2) above on a joint application of the parties without hearing the parties and, accordingly, he may dispense with any hearing previously appointed for the purposes of considering the application.
- (3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Transfer of sheriff court solemn proceedings within sheriffdom: power of sheriff principal
83ZA
Where, because of exceptional circumstances which could not reasonably have been foreseen, it is not practicable for a sheriff court in a sheriffdom to proceed with some or all of the proceedings on indictment due to call at a diet, the sheriff principal may, of the sheriff principal’s own accord, make an order for—
- (a) the transfer of the proceedings to a sheriff court in any other district in that sheriffdom; and
- (b) adjournment to a diet of that court.
Continuation of trial diet
Continuation of trial diet in the High Court
83A
- (1) Where, in any case which is to be tried in the High Court, the trial diet does not commence on the day appointed for the holding of the diet, the indictment shall fall.
- (2) However, where, in appointing a day for the holding of the trial diet, the Court has indicated that the diet is to be a floating diet, the diet and, if it is adjourned, the adjourned diet may, without having been commenced, be continued from sitting day to sitting day—
- (a) by minute, in such form as may be prescribed by Act of Adjournal, signed by the Clerk of Justiciary; and
- (b) up to such maximum number of sitting days after the day originally appointed for the trial diet as may be so prescribed.
- (3) If such a trial diet or adjourned diet is not commenced by the end of the last sitting day to which it may be continued by virtue of subsection (2)(b) above, the indictment shall fall.
- (4) For the purposes of this section, a trial diet or adjourned trial diet shall be taken to commence when it is called.
- (5) In this section, “sitting day” means any day on which the court is sitting, but does not include any Saturday or Sunday or any day which is a court holiday.
Continuation of trial diet in the sheriff court
83B
- (1) In the sheriff court a trial diet and, if it is adjourned, the adjourned diet, may, without having been commenced, be continued from sitting day to sitting day—
- (a) by minute, in such form as may be prescribed by act of adjournal, signed by the sheriff clerk,
- (b) up to such maximum number of sitting days after the day originally appointed for the trial diet as may be so prescribed.
- (2) The indictment falls if a trial diet, or adjourned diet, is not commenced by the end of the last sitting day to which it may be continued by virtue of subsection (1).
- (3) For the purposes of this section, a trial diet or adjourned trial diet is to be taken to commence when it is called.
- (4) In this section, “sitting day” means any day on which the court is sitting but does not include any Saturday or Sunday or any day which is a court holiday.
Jurors for sittings
Juries: returns of jurors and preparation of lists.
84
- (1) For the purposes of a trial, the sheriff principal shall return such number of jurors as he thinks fit or, in relation to a trial in the High Court, such other number as the Lord Justice Clerk or any Lord Commissioner of Justiciary may direct.
- (2) The Lord Justice General, whom failing the Lord Justice Clerk, may give directions as to the areas from which and the proportions in which jurors are to be summoned for trials to be held in the High Court, and for any such trial the sheriff principal of the sheriffdom in which the trial is to take place shall requisition the required number of jurors from the areas and in the proportions so specified.
- (3) Where a sitting of the High Court is to be held at a town in which the High Court does not usually sit, the jury summoned to try any case in such a sitting shall be summoned from the lists of potential jurors of the sheriff court district in which the town is situated.
- (4) For the purpose of a trial in the sheriff court, the sheriff principal must furnish the clerk of court with a list of names, containing the number of persons required, from lists of potential jurors of—
- (a) the sheriff court district in which the trial is to be held (the “local district”), and
- (b) if the sheriff principal considers it appropriate, any other sheriff court district or districts in the sheriffdom in which the trial is to be held (“other districts”).
- (4A) Where the sheriff principal furnishes a list containing names of potential jurors of other districts, the sheriff principal may determine the proportion as between the local district and the other districts in which jurors are to be summoned.
- (5) The sheriff principal, in any return of jurors made by him to a court, shall take the names in regular order, beginning at the top of the lists of potential jurors in each of the sheriff court districts, as required; and as often as a juror is returned to him, he shall mark or cause to be marked, in the lists of potential jurors of the respective sheriff court districts the date when any such juror was returned to serve; and in any such return he shall commence with the name immediately after the last in the preceding return, without regard to the court to which the return was last made, and taking the subsequent names in the order in which they are entered, as directed by this subsection, and so to the end of the lists respectively.
- (6) Where a person whose name has been entered in the lists of potential jurors dies, or ceases to be qualified to serve as a juror, the sheriff principal, in making returns of jurors in accordance with the Jurors (Scotland) Act 1825, shall pass over the name of that person, but the date at which his name has been so passed over, and the reason therefor, shall be entered at the time in the lists of potential jurors.
- (7) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
- (8) The persons to serve as jurors at trials in the High Court sitting at a particular place on a particular day shall be listed and their names and addresses shall be inserted in one roll . . . , and the list made up under this section shall be known as the “list of assize”.
- (9) When more than one case is set down for trial in the High Court sitting at a particular place on a particular day , it shall not be necessary to prepare more than one list of assize, and such list . . . shall be the list of assize for all trials to be held in the High Court sitting in that particular place on that particular day ; and the persons included in such list shall be summoned to serve generally for all such trials , and only one general execution of citation shall be returned against them; and a copy of the list of assize, certified by one of the clerks of court, shall have the like effect, for all purposes for which the list may be required, as the principal list of assize authenticated as aforesaid.
- (10) No irregularity in—
- (a) making up the lists in accordance with the provisions of this Act;
- (b) transmitting the lists;
- (c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
- (d) summoning jurors; or
- (e) in returning any execution of citation,
shall constitute an objection to jurors whose names are included in the jury list, subject to the ruling of the court in relation to the effect of an objection as to any criminal act by which jurors may be returned to serve in any case contrary to this Act or the Jurors (Scotland) Act l825.
Juries: citation and attendance of jurors.
85
- (1) It shall not be necessary to serve any list of jurors upon the accused, . . ..
- (2) A list of jurors shall—
- (a) be prepared and kept in such form and manner; and
- (b) contain such minimum number of names,
as may be prescribed by Act of Adjournal.
- (2A) The clerk of the court before which the trial is take place shall, on an application made to him by or on behalf of an accused, supply the accused, free of charge, on the day on which the trial diet is called, and before the oath has been administered to the jurors for the trial of the accused, with a copy of a list of jurors prepared under subsection (2) above.
- (2B) Where an accused has been supplied under subsection (2A) above with a list of jurors—
- (a) neither he nor any person acting on his behalf shall make a copy of that list, or any part thereof; and
- (b) he or his representative shall return the list to the clerk of the court after the oath has been administered to the jurors for his trial.
- (2C) A person who fails to comply with subsection (2B) above shall be guilty of an offence and shall be liable on summary conviction to a fine not exceeding level 1 on the standard scale.
- (3) It shall not be necessary to summon all the jurors contained in any list of jurors under this Act, but it shall be competent to summon such jurors only, commencing from the top of the list, as may be necessary to ensure a sufficient number for the trial of the cases which remain for trial at the date of the citation of the jurors, and such number shall be fixed by the clerk of the court in which the trial diet is to be called, or in any case in the High Court by the Clerk of Justiciary, and the jurors who are not so summoned shall be placed upon the next list issued, until they have attended to serve.
- (4) The sheriff clerk of—
- (a) the sheriffdom in which the High Court is to sit, or
- (b) the sheriff court district in which a trial in the sheriff court is to be held,
shall fill up and sign a proper citation addressed to each . . . juror, and shall cause the same to be transmitted to him by letter, sent to him at his place of residence as stated in the lists of potential jurors ... or to be served on him by an officer of law; and a certificate under the hand of such sheriff clerk of the citation of any jurors or juror in the manner provided in this subsection shall be a legal citation.
- (4A) Citation of a juror may also be effected by an electronic citation which is sent—
- (a) by or on behalf of the sheriff clerk; and
- (b) by means of electronic communication,
to the home or business email address of the juror.
- (4B) Citation under subsection (4A) above is a legal citation if the sheriff clerk possesses a legible version of an electronic communication which—
- (a) is signed by electronic signature by the person who signed the citation;
- (b) includes the citation; and
- (c) bears to have been sent to the home or business email address of the juror being cited.
- (4C) In subsection (4A) above, an “electronic citation” is a citation in electronic form which—
- (a) is capable of being kept in legible form; and
- (b) is signed by electronic signature by or on behalf of the sheriff clerk.
- (5) The sheriff clerk of the sheriffdom in which the High Court is to sit on any particular day shall issue citations to the whole jurors required for trials to be held in the High Court sitting in the sheriffdom on that day , whether the jurors reside in that or in any other sheriffdom.
- (6) Persons cited to attend as jurors may, unless they have been excused in respect thereof under section 1 or 1A of the Law Reform (Miscellaneous Provisions) (Scotland) Act l980, be fined up to level 3 on the standard scale if they fail to attend in compliance with the citation.
- (7) A fine imposed under subsection (6) above may, on application, be remitted—
- (a) by a Lord Commissioner of Justiciary where imposed in the High Court;
- (b) by the sheriff court where imposed in the sheriff court,
and no court fees or expenses shall be exigible in respect of any such application.
- (8) A person shall not be exempted by sex or marriage from the liability to serve as a juror.
Jurors: excusal and objections.
86
- (1) Where, before a juror is sworn to serve, the parties jointly apply for him to be excused the court shall, notwithstanding that no reason is given in the application, excuse that juror from service.
- (2) Nothing in subsection (1) above shall affect the right of the accused or the prosecutor to object to any juror on cause shown.
- (3) If any objection is taken to a juror on cause shown and such objection is founded on the want of sufficient qualification as provided by section 1(1) of the Law Reform (Miscellaneous Provisions) (Scotland) Act 1980, such objection shall be proved only by the oath of the juror objected to.
- (4) No objection to a juror shall be competent after he has been sworn to serve.
Non-availability of judge
Non-availability of judge.
87
- (1) Where the court is unable to proceed owing to the death, illness or absence of the presiding judge, the clerk of court may convene the court (if necessary) and—
- (a) in a case where no evidence has been led, adjourn the diet and any other diet appointed for the same day to—
- (i) a time later the same day, or a date not more than seven days later, when he believes a judge will be available; or
- (ii) a later date not more than two months after the date of the adjournment; or
- (b) in a case where evidence has been led—
- (i) adjourn the diet and any other diet appointed for the same day to a time later the same day, or a date not more than seven days later, when he believes a judge will be available; or
- (ii) with the consent of the parties, desert the diet pro loco et tempore.
- (2) Where a diet has been adjourned under sub-paragraph (i) of either paragraph (a) or paragraph (b) of subsection (1) above the clerk of court may, where the conditions of that subsection continue to be satisfied, further adjourn the diet under that sub-paragraph; but the total period of such adjournments shall not exceed seven days.
- (3) Where a diet has been adjourned under subsection (1)(b)(i) above the court may, at the adjourned diet—
- (a) further adjourn the diet; or
- (b) desert the diet pro loco et tempore.
- (4) Where a diet is deserted in pursuance of subsection (1)(b)(ii) or (3)(b) above, the Lord Advocate may raise and insist in a new indictment, and—
- (a) where the accused is in custody it shall not be necessary to grant a new warrant for his incarceration, and the warrant or commitment on which he is at the time in custody till liberation in due course of law shall continue in force; and
- (b) where the accused is at liberty on bail, his bail shall continue in force.
Disposal of preliminary matters at trial diet
87A
Where—
- (a) any preliminary plea or issue; or
- (b) in a case to be tried in the High Court, any application, notice or other matter referred to in section 72(6)(b)(iii) or (iv) of this Act,
is to be disposed of at the trial diet, it shall be so disposed of before the jury is sworn, unless, where it is a preliminary issue consisting of an objection to the admissibility of any evidence, the court at the trial diet considers it is not capable of being disposed of before then.
Jury for trial
Plea of not guilty, balloting and swearing of jury, etc.
88
- (1) Where the accused pleads not guilty, the clerk of court shall record that fact and proceed to ballot the jury.
- (2) The jurors for the trial shall be chosen in open court by ballot from the list of persons summoned in such manner as shall be prescribed by Act of Adjournal, and the persons so chosen shall be the jury to try the accused, and their names shall be recorded in the minutes of the proceedings.
- (3) It shall not be competent for the accused or the prosecutor to object to a juror on the ground that the juror has not been duly cited to attend.
- (4) Notwithstanding subsection (1) above, the jurors chosen for any particular trial may, when that trial is disposed of, without a new ballot serve on the trials of other accused, provided that—
- (a) the accused and the prosecutor consent;
- (b) the names of the jurors are contained in the list of jurors; and
- (c) the jurors are duly sworn to serve on each successive trial.
- (5) When the jury has been balloted, the clerk of court shall inform the jury of the charge against the accused—
- (a) by reading the words of the indictment (with the substitution of the third person for the second); or
- (b) if the presiding judge, because of the length or complexity of the indictment, so directs, by reading to the jury a summary of the charge approved by the judge,
and copies of the indictment shall be provided for each member of the jury without lists of witnesses or productions.
- (6) After reading the charge as mentioned in subsection (5) above and any special defence as mentioned in section 89(1) of this Act, the clerk of court shall administer the oath in common form.
- (7) The court may excuse a juror from serving on a trial where the juror has stated the ground for being excused in open court.
- (8) Where a trial which is proceeding is adjourned from one day to another, the jury shall not be secluded during the adjournment, unless, on the motion of the prosecutor or the accused or ex proprio motu the court sees fit to order that the jury be kept secluded.
Jury to be informed of special defence.
89
- (1) Subject to subsection (2) below, where the accused has lodged a plea of special defence, the clerk of court shall, after informing the jury, in accordance with section 88(5) of this Act, of the charge against the accused, and before administering the oath, read to the jury the plea of special defence.
- (2) Where the presiding judge on cause shown so directs, the plea of special defence shall not be read over to the jury in accordance with subsection (1) above; and in any such case the judge shall inform the jury of the lodging of the plea and of the general nature of the special defence.
- (3) Copies of a plea of special defence shall be provided for each member of the jury.
Effect of death or discharge of jurors
90
- (1) This section applies where, in the course of a trial, a juror—
- (a) dies, or
- (b) is discharged by the court on the court being satisfied that it is for any reason inappropriate for the juror to continue to serve as a juror.
- (2) The court may determine that the trial is to proceed before the remaining jurors provided that—
- (a) there are at least 12 remaining jurors, and
- (b) the court is satisfied that it is in the interests of justice that the trial proceed before the remaining jurors.
- (3) Before determining whether the trial is to proceed, the court must give the prosecutor and the accused an opportunity to make representations on that question.
- (4) Where a trial proceeds by virtue of subsection (2), the remaining jurors are a properly constituted jury for the purpose of the trial.
Obstructive witnesses
Apprehension of witnesses in proceedings on indictment
90A
- (1) In any proceedings on indictment, the court may, on the application of any of the parties, issue a warrant for the apprehension of a witness if subsection (2) or (3) below applies in relation to the witness.
- (2) This subsection applies if the witness, having been duly cited to any diet in the proceedings, deliberately and obstructively fails to appear at the diet.
- (3) This subsection applies if the court is satisfied by evidence on oath that the witness is being deliberately obstructive and is not likely to attend to give evidence at any diet in the proceedings without being compelled to do so.
- (4) For the purposes of subsection (2) above, a witness who, having been duly cited to any diet, fails to appear at the diet is to be presumed, in the absence of any evidence to the contrary, to have so failed deliberately and obstructively.
- (5) An application under subsection (1) above—
- (a) may be made orally or in writing;
- (b) if made in writing—
- (i) shall be in such form as may be prescribed by Act of Adjournal, or as nearly as may be in such form; and
- (ii) may be disposed of in court or in chambers after such inquiry or hearing (if any) as the court considers appropriate.
- (6) A warrant issued under this section shall be in such form as may be prescribed by Act of Adjournal or as nearly as may be in such form.
- (7) A warrant issued under this section in the form mentioned in subsection (6) above shall imply warrant to officers of law—
- (a) to search for and apprehend the witness in respect of whom it is issued;
- (b) to bring the witness before the court;
- (c) in the meantime, to detain the witness in a police station, police cell or other convenient place; and
- (d) so far as is necessary for the execution of the warrant, to break open shut and lockfast places.
- (8) It shall not be competent, in any proceedings on indictment, for a court to issue a warrant for the apprehension of a witness otherwise than in accordance with this section.
- (9) A person apprehended under a warrant issued under this section shall wherever practicable be brought before the court not later than in the course of the first day on which—
- (a) in the case of a warrant issued by a single judge of the High Court, that Court;
- (b) in any other case, the court,
is sitting after he is taken into custody.
- (10) In this section and section 90B, “the court” means . . .
- (a) where the witness is to give evidence in proceedings in the High Court, a single judge of that Court; or
- (b) where the witness is to give evidence in proceedings on indictment in the sheriff court, any sheriff court with jurisdiction in relation to the proceedings.
Orders in respect of witnesses apprehended under section 90A
90B
- (1) Where a witness is brought before the court in pursuance of a warrant issued under section 90A of this Act, the court shall, after giving the parties and the witness an opportunity to be heard, make an order—
- (a) detaining the witness until the conclusion of the diet at which the witness is to give evidence;
- (b) releasing the witness on bail; or
- (c) liberating the witness.
- (2) The court may make an order under subsection (1)(a) or (b) above only if it is satisfied that—
- (a) the order is necessary with a view to securing that the witness appears at the diet at which the witness is to give evidence; and
- (b) it is appropriate in all the circumstances to make the order.
- (2A) Whenever the court makes an order under subsection (1) above, it shall state the reasons for the terms of the order.
- (3) Subsection (1) above is without prejudice to any power of the court to—
- (a) make a finding of contempt of court in respect of any failure of a witness to appear at a diet to which he has been duly cited; and
- (b) dispose of the case accordingly.
- (4) Where—
- (a) an order under subsection (1)(a) above has been made in respect of a witness; and
- (b) at, but before the conclusion of, the diet at which the witness is to give evidence, the court in which the diet is being held excuses the witness,
that court, on excusing the witness, may recall the order under subsection (1)(a) above and liberate the witness.
- (5) On making an order under subsection (1)(b) above in respect of a witness, the court shall impose such conditions as it considers necessary with a view to securing that the witness appears at the diet at which he is to give evidence.
- (6) However, the court may not impose as such a condition a requirement that the witness or a cautioner on his behalf deposit a sum of money in court.
- (7) Where the court makes an order under subsection (1)(a) above in respect of a witness, the court shall, on the application of the witness—
- (a) consider whether the imposition of a remote monitoring requirement would enable it to make an order under subsection (1)(b) above releasing the witness on bail subject to a movement restriction condition; and
- (b) if so—
- (i) make an order under subsection (1)(b) above releasing the witness on bail subject to such a condition (as well as such other conditions required to be imposed under subsection (5) above); and
- (ii) in the order, impose, as a further condition under subsection (5) above, a remote monitoring requirement.
- (8) Subsections (7) to (19) of section 24A of this Act apply in relation to remote monitoring requirements imposed under subsection (7)(b)(ii) above and to the imposing of such requirements as they apply to remote monitoring requirements imposed under section 24A(1) or (2) of this Act and the imposing of such requirements, but with the following modifications—
- (a) references to a remote monitoring requirement imposed under section 24A(1) or (2) of this Act shall be read as if they included references to a remote monitoring requirement imposed under subsection (7)(b)(ii) above;
- (b) references to the accused shall be read as if they were references to the witness in respect of whom the order under subsection (1)(b) above is made.
- (9) The powers conferred and duties imposed by sections 24B to 24D of this Act are exercisable in relation to remote monitoring requirements imposed under subsection (7)(b)(ii) above as they are exercisable in relation to remote monitoring requirements imposed under subsection (1) or (2) of section 24A of this Act; and—
- (a) references in those sections to remote monitoring requirements shall be read accordingly; and
- (b) references to the imposition of any requirement as a further condition of bail shall be read as if they were references to the imposition of the requirement as a further condition under subsection (5) above.
- (10) Section 25 of this Act (which makes provision for an order granting bail to specify the conditions imposed on bail and the accused’s proper domicile of citation) shall apply in relation to an order under subsection (1)(b) above as it applies to an order granting bail, but with the following modifications—
- (a) references to the accused shall be read as if they were references to the witness in respect of whom the order under subsection (1)(b) above is made;
- (b) references to the order granting bail shall be read as if they were references to the order under subsection (1)(b) above;
- (c) subsection (3) shall be read as if for the words from “relating” to “offence” in the third place where it occurs there were substituted at which the witness is to give evidence.
- (11) In this section—
- (a) “a movement restriction condition” means, in relation to a witness released on bail under subsection (1)(b) above, a condition imposed under subsection (5) above restricting the witness’s movements, including such a condition requiring the witness to be, or not to be, in any place or description of place for, or during, any period or periods or at any time; and
- (b) “a remote monitoring requirement” means, in relation to a movement restriction condition, a requirement that compliance with the condition be remotely monitored.
Breach of bail under section 90B(1)(b)
90C
- (1) A witness who, having been released on bail by virtue of an order under subsection (1)(b) of section 90B of this Act, fails without reasonable excuse—
- (a) to appear at any diet to which he has been cited; or
- (b) to comply with any condition imposed under subsection (5) of that section,
shall be guilty of an offence and liable on conviction on indictment to the penalties specified in subsection (2) below.
- (2) Those penalties are—
- (a) a fine; and
- (b) imprisonment for a period not exceeding two years.
- (2A) In any proceedings in relation to an offence under subsection (1) above, the fact that (as the case may be) a person—
- (a) was on bail;
- (b) was subject to any particular condition of bail;
- (c) failed to appear at a diet;
- (d) was cited to a diet,
shall, unless challenged by giving notice of a preliminary objection in accordance with section 71(2) or 72(6)(b)(i) of this Act, be held as admitted.
- (3) Subsection (4) below applies in proceedings against a witness for an offence under paragraph (b) of subsection (1) above where the condition referred to in that paragraph is—
- (a) a movement restriction condition (within the meaning of section 90B(11) of this Act) in respect of which a remote monitoring requirement has been imposed under section 90B(7)(b)(ii) of this Act; or
- (b) a requirement imposed under section 24D(3)(b)(as extended by section 90B(9)) of this Act.
- (4) In proceedings in which this subsection applies, evidence of—
- (a) in the case referred to in subsection (3)(a) above, the presence or absence of the witness at a particular place at a particular time; or
- (b) in the case referred to in subsection (3)(b) above, any tampering with or damage to a device worn or carried by the witness for the purpose of remotely monitoring his whereabouts,
may, subject to subsections (7) and (8) below, be given by the production of the document or documents referred to in subsection (5) below.
- (5) That document or those documents is or are a document or documents bearing to be—
- (a) a statement automatically produced by a device specified in regulations made under section 24D(4)(as extended by section 90B(9)) of this Act by which the witness’s whereabouts were remotely monitored; and
- (b) a certificate signed by a person nominated for the purpose of this paragraph by the Scottish Ministers that the statement relates to—
- (i) in the case referred to in subsection (3)(a) above, the whereabouts of the witness at the dates and times shown in the statement; or
- (ii) in the case referred to in subsection (3)(b) above, any tampering with or damage to the device.
- (6) The statement and certificate mentioned in subsection (5) above shall, when produced in the proceedings, be sufficient evidence of the facts set out in them.
- (7) Neither the statement nor the certificate mentioned in subsection (5) above shall be admissible in evidence unless a copy of both has been served on the witness prior to the trial.
- (8) Without prejudice to subsection (7) above, where it appears to the court that the witness has had insufficient notice of the statement or certificate, it may adjourn the trial or make an order which it thinks appropriate in the circumstances.
- (9) In subsections (7) and (8), “the trial” means the trial in the proceedings against the witness referred to in subsection (3) above.
- (10) Section 28 of this Act shall apply in respect of a witness who has been released on bail by virtue of an order under section 90B(1)(b) of this Act as it applies to an accused released on bail, but with the following modifications—
- (a) references to an accused shall be read as if they were references to the witness;
- (b) in subsection (2), the reference to the court to which the accused’s application for bail was first made shall be read as if it were a reference to the court which made the order under section 90B(1)(b) of this Act in respect of the witness; and
- (c) in subsection (4)—
- (i) references to the order granting bail and original order granting bail shall be read as if they were references to the order under section 90B(1)(b) and the original such order respectively;
- (ii) paragraph (a) shall be read as if at the end there were inserted “and make an order under section 90B(1)(a) or (c) of this Act in respect of the witness”; and
- (iii) paragraph (c) shall be read as if for the words from “complies” to the end there were substituted “appears at the diet at which the witness is to give evidence”.
Review of orders under section 90B(1)(a) or (b)
90D
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