The Pressure Equipment Regulations 1999

Made: 15th July 1999

Laid before Parliament: 19th July 1999

Coming into force

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PART I — PRELIMINARY

Citation and commencement

1

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Interpretation

2

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PART II — APPLICATION

Pressure equipment and assemblies

3

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Excluded pressure equipment and assemblies

4

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Pressure equipment and assemblies placed on the market before 29th November 1999

5

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Exclusion until 30th May 2002 of pressure equipment and assemblies complying with provisions in force on 28th November 1999

6

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PART III — GENERAL REQUIREMENTS

General duty relating to the placing on the market or putting into service of pressure equipment

7

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General duty relating to the placing on the market or putting into service of assemblies

8

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Requirement for pressure equipment or assemblies to comply with sound engineering practice

9

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General duty relating to the supply of pressure equipment and assemblies

10

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Exceptions to placing on the market or supply in respect of certain pressure equipment and assemblies

11

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Classification of pressure equipment

12

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Conformity assessment procedures for pressure equipment

13

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Conformity assessment procedure for assemblies

14

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Exclusion for pressure equipment and assemblies for use for experimentation

15

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CE marking

16

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European approval for materials

17

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Notified bodies

18

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Recognised third-party organisations

19

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Notified bodies and recognised third-party organisations appointed by the Secretary of State

20

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Fees

21

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User inspectorates

22

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Conditions for pressure equipment and assemblies being taken to conform with the provisions of these Regulations

23

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PART IV — ENFORCEMENT

Application of Schedule 8

24

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Offences

25

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Penalties

26

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Defence of due diligence

27

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Liability of persons other than the principal offender

28

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Consequential amendments

29

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SCHEDULE 1 — EXCLUDED PRESSURE EQUIPMENT AND ASSEMBLIES

1

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2

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3

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4

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5

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6

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7

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8

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9

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10

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11

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12

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13

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14

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15

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16

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17

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18

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19

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20

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21

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SCHEDULE 2 — (Annex I to the Pressure Equipment Directive)

PRELIMINARY OBSERVATIONS

1

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2

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3

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4

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GENERAL

1

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1.1

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1.2

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1.3

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DESIGN

2

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2.1

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2.2

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2.3

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2.4

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2.5

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2.6

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2.7

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2.8

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2.9

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2.10

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2.11

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2.12

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MANUFACTURING

3

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3.1

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3.2

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3.3

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3.4

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MATERIALS

4

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4.1

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4.2

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4.3

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SPECIFIC PRESSURE EQUIPMENT REQUIREMENTS

In addition to the applicable requirements of sections 1 to 4, the following requirements apply to the pressure equipment covered by sections 5 and 6.

FIRED OR OTHERWISE HEATED PRESSURE EQUIPMENT WITH A RISK OF OVERHEATING AS REFERRED TO IN ARTICLE 3(1)

5

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PIPING AS REFERRED TO IN ARTICLE 3, SECTION 1.3

6

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SPECIFIC QUANTITATIVE REQUIREMENTS FOR CERTAIN PRESSURE EQUIPMENT

7

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7.1

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7.2

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7.3

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7.4

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7.5

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SCHEDULE 3 — (Annex II to the Pressure Equipment Directive)

1

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2

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3

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4

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SCHEDULE 4 — (Annex III to the Pressure Equipment Directive)

The obligations arising from the provisions on pressure equipment in this Annex also apply to assemblies.

Module A (internal production control)

1

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2

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3

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2

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5

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Module A1 (internal manufacturing checks with monitoring of the final assess ment)

In addition to the requirements of module A, the following applies.

Final assessment must be performed by the manufacturer and monitored by means of unexpected visits by a notified body chosen by the manufacturer.

During such visits, the notified body must:

• establish that the manufacturer actually performs final assessment in accordance with section 3.2 of Annex I,

• take samples of pressure equipment at the manufacturing or storage premises in order to conduct checks. The notified body assesses the number of items of equipment to sample and whether it is necessary to perform, or have performed, all or part of the final assessment of the pressure equipment samples.

Should one or more of the items of pressure equipment not conform, the notified body must take appropriate measures.

On the responsibility of the notified body, the manufacturer must affix the former’s identification number on each item of pressure equipment.

Module B (EC type-examination)

1

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2

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3

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4

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5

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6

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7

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8

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9

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Module B1 (EC design-examination)

1

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2

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3

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4

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5

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6

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7

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8

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9

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Module C1 (conformity to type)

1

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2

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3

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4

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Module D (production quality assurance)

1

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2

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3

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4

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5

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6

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Module D1 (production quality assurance)

1

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2

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3

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4

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5

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6

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7

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Module E (product quality assurance)

1

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2

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3

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4

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5

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6

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Module E1 (product quality assurance)

1

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2

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3

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4

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5

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6

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7

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Module F (product verification)

1

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2

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3

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4

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Module G (EC unit verification)

1

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2

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3

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4

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Module H (full quality assurance)

1

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2

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3

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4

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5

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6

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Module H1 (full quality assurance with design examination and special surveillance of the final assessment)

1

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2

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SCHEDULE 5 — (Annex VI to the Pressure Equipment Directive)

1

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2

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3

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SCHEDULE 6 — (Annex VII to the Pressure Equipment Directive)

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SCHEDULE 7 — EUROPEAN APPROVAL FOR MATERIALS

1

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2

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3

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4

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5

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SCHEDULE 8 — ENFORCEMENT

Enforcement in Great Britain

1

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2

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Enforcement in Northern Ireland in relation to pressure equipment or assemblies

3

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Forfeiture of pressure equipment or assemblies for private use or consumption: England and Wales and Northern Ireland

4

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Forfeiture of pressure equipment or assemblies for private use or consumption: Scotland

5

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Duty of enforcement authority to inform Secretary of State of action taken

6

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Savings

7

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Interpretation

8

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Signed

John Battle, — Minister for Energy & Industry, — Department of Trade and Industry — 1999-07-15

Explanatory note

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Footnotes

[^f00001]: S.I. 1998/2793.

[^f00002]: 1972 c. 68.

[^f00003]: OJ No. L181, 9.7.97, p. 1.

[^f00006]: S.I. 1978/1039 (N.I. 9); Article 12 was amended by S.I. 1998/2795 (N.I. 18) Article 6(1) and paragraph 8 of Schedule 1.

[^f00008]: OJ No. L204, 21.7.98, p. 37. Directive 98/34/EC was amended by Directive 98/48/EC of the European Parliament and of the Council (OJ No. L217, 5.8.98, p. 18).

[^f00009]: Corrigendum to Directive 97/23/EC published at OJ No. L265, 27.9.97, p. 110.

[^f00010]: Corrigendum to Directive 97/23/EC published at OJ No. L265, 27.9.97, p. 110.

[^f00011]: There is an error in the English text of the Pressure Equipment Directive. The text uses “3.2.2” instead of “3.1.2”.

[^f00012]: Module B and Module B1 in Schedule 4, respectively, concern the application for and issue of an EC type examination certificate and an EC design-examination certificate.

[^f00013]: 1973 c. 51.

[^f00014]: 1974 c. 37.

[^f00015]: S.I. 1978/1039 (N.I. 9).

[^f00017]: S.I. 1998/2306.

[^f00018]: S.R. 1999 No. 305

[^f00019]: S.I. 1988/896.

[^f00020]: S.R. 1992 No. 79, as amended by S.R. 1999 No. 126.

[^f00021]: OJ No. L220, 8.8.87, p. 48.

[^f00022]: OJ No. L147, 9.6.1975, p. 40. Directive as last amended by Commission Directive 94/1/EC (OJ No. L23, 28.1.1994, p. 28).

[^f00023]: OJ No. L42, 23.2.1970, p. 1. Directive as last amended by Commission Directive 95/54/EC (OJ No. L266, 8.11.1995, p. 1).

[^f00024]: OJ No. L84, 28.3.1974, p. 10. Directive as last amended by the 1994 Act of Accession.

[^f00025]: OJ No. L225, 10.8.1992, p. 72. Directive as last amended by the 1994 Act of Accession.

[^f00027]: OJ No, L213, 7.9.1995, p. 1.

[^f00028]: OJ No. L77, 26.3.1973, p. 29. Directive as last amended by Directive 93/68/EEC (OJ No. L220, 30.8.1993, p. 1).

[^f00029]: OJ No. L169, 12.7.1993, p. 1.

[^f00030]: OJ No. L196, 26.7.1990, p. 15. Directive as last amended by Directive 93/68/EEC (OJ No. L220, 30.8.1993, p. 1).

[^f00031]: OJ No. L100, 19.4.1994, p. 1.

[^f00032]: ADR=European Agreement concerning the International Carriage of Dangerous Goods by Road.

[^f00033]: RID=Regulations concerning the International Carriage of Dangerous Goods by Rail.

[^f00034]: IMDG=International Maritime Dangerous Goods Code.

[^f00035]: ICAO=International Civil Aviation Organisation.

[^f00036]: In section 22, subsections (1) and (2) were amended and subsection (4) was added by paragraph 2, of Schedule 3 to, and section 36 of, the Consumer Protection Act 1987 (c. 43). Sections 25A and 27A were inserted by paragraphs 3 and 4 respectively, and section 28(1)(a) was amended by paragraph 5 of Schedule 3 to and section 36 of, 1987 c. 43; section 27 was amended by the repeal of subsection (2)(b) and the word “or” immediately preceding it by section 29(3) and (4) of, paragraph 10(1) and (2) of Schedule 6 and Schedule 7 to, the Employment Act 1989 (c. 38), and in subsection (3) by section 33(1) of, and paragraph 7(a) of Part II of Schedule 3 to, the Employment Act 1988 (c. 19) and section 29(3) of, and paragraph 10(3) of Schedule 6 to, 1989 c. 38.

[^f00037]: Section 33 was amended in subsection (1) in paragraph (h) by section 36 of, and paragraph 6 of Schedule 3 to, 1987 c. 43, and in paragraph (m) by section 30 of, and Part I of the Schedule to, the Forgery and Counterfeiting Act 1981 (c. 45); in subsection (2) as it applies to England and Wales by section 46 of the Criminal Justice Act 1982 (c. 48).

[^f00038]: Article 24(1) and (2) was amended, and Article 24(3) substituted, by Article 28 of, and paragraph 3 of Schedule 2 to, the Consumer Protection (Northern Ireland) Order 1987 S.I. 1987/2049 (N.I. 20). Article 26(4) was repealed by Article 35 of, and Schedule 4 to, the Industrial Training (Northern Ireland) Order 1984 S.I. 1984/1159 (N.I. 9). Articles 27A and 29A were inserted, and Articles 30(1)(a) and 31(1)(h) amended, by Article 28 of, and paragraphs 4, 5, 6 and 7 respectively of Schedule 2 to, S.I. 1987/2049 (N.I. 20). Article 29(2) to (4) was repealed by Article 10(1)(c) of the Statistics of Trade and Employment (Northern Ireland) Order 1988 S.I. 1988/595 (N.I. 3). Article 31(1)(m) was amended by Article 10(1)(c) of S.I. 1988/595 (N.I. 3); Article 31(1)(j) was amended by Article 13(3) of, and Schedule 5 to, the Criminal Justice (Northern Ireland) Order 1986 S.I. 1986/1883 (N.I. 15); Article 31(1A) and (2A) was respectively inserted by Article 6(3) and (4) of the Offshore, and Pipelines, Safety (Northern Ireland) Order 1992 S.I. 1992/1728 (N.I. 17); Article 31(4) was amended by Article 6(5) of S.I. 1992/1728 (N.I. 17); Article 31(5)(d) and (6) was repealed by Article 6(6) of S.I. 1992/1728 (N.I. 17); and Article 31(7) was repealed by section 30 of, and Part III of the Schedule to, the Forgery and Counterfeiting Act 1981 (c. 45). There are other amendments to Articles 31 and 32 which are not relevant to these Regulations.

[^f00039]: 1980 c. 43.

[^f00040]: S.I. 1981/1675 (N.I. 26).

[^f00041]: 1995 c. 46.

[^f00042]: 1974 c. 37.

[^f00043]: 1987 c. 43.

Editorial notes

[^key-7ac0b5d8f0bbb2379414454dec7cbe6e]: Regulations revoked (8.12.2016) by The Pressure Equipment (Safety) Regulations 2016 (S.I. 2016/1105), regs. 1, 90(1) (with regs. 88, 90(2))

[^M_F_caeae2cc-f086-4ee4-abfa-32dfc8712174]: Regulations revoked (8.12.2016) by The Pressure Equipment (Safety) Regulations 2016 (S.I. 2016/1105), regs. 1, 90(1) (with regs. 88, 90(2)(2A) (as substituted (31.12.2020) by S.I. 2019/696, reg. 1, Sch. 24 para. 42 (with Sch. 24 para. 41); 2020 c. 1, Sch. 5 para. 1(1))