The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001

[^key-0263c1d0796f6f717cc9f860909100a0]: Words in reg. 8(a) substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(7)(a); 2020 c. 1, Sch. 5 para. 1(1)

[^key-04bf7994e6cc44df4245b6fcb69d27e8]: Words in Sch. 1 Pt. 1 Table omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(19)(b); 2020 c. 1, Sch. 5 para. 1(1)

[^key-0857ced56ccabbdb27e052b8aa305471]: Words in reg. 2 inserted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(2)(e); 2020 c. 1, Sch. 5 para. 1(1)

[^key-09528b18224c846adaec4c83a3bcda8c]: Words in reg. 9(3B)(d) omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(8)(h)(ii); 2020 c. 1, Sch. 5 para. 1(1)

[^key-0a27683fcd921a29e87f7a78981c6dec]: Words in Sch. 1 Pt. 4 Table substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(22)(b)(i); 2020 c. 1, Sch. 5 para. 1(1)

[^key-0c074efd528ff408228128713737f18f]: Words in reg. 2 omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(2)(h)(i); 2020 c. 1, Sch. 5 para. 1(1)

[^key-0c6d9aaf6397513babd07040b08c02d3]: Words in reg. 2 omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(2)(b)(ii); 2020 c. 1, Sch. 5 para. 1(1)

[^key-0c97b058bca3faba2ed31ec35f92f921]: Words in reg. 13 inserted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(15)(b) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 41(d)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-0d8b44cc2a0e56c4fe572b2b382e70e0]: Words in reg. 9(1) substituted (10.1.2015) by The Bank Recovery and Resolution (No. 2) Order 2014 (S.I. 2014/3348), art. 1(2), Sch. 3 para. 8(4)(a)

[^key-0e8e6d00433b3fcc492e4005eab45002]: Word in reg. 8(a) omitted (1.4.2013) by virtue of The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504), regs. 1(2), 35(3)(a) (with regs. 52-58)

[^key-0ef8e3dca42e59a4ac12e9013823657c]: Words in reg. 15(4) substituted (16.4.2012) by The Financial Services (Omnibus 1 Directive) Regulations 2012 (S.I. 2012/916), regs. 1, 3(11)(a)(ii)

[^key-1073ebdf10e7faa0cb6cfed43aaee764]: Regulations applied (18.2.2004) by The Insurers (Reorganisation and Winding Up) Regulations 2004 (S.I. 2004/353), regs. 1, 16(4)

[^key-1189b2285baadb0f122938468dd8714d]: Words in Sch. 2 heading substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(24); 2020 c. 1, Sch. 5 para. 1(1)

[^key-11d7ae431f9d025384567c2702c6725e]: Reg. 9(2C) substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(8)(e); 2020 c. 1, Sch. 5 para. 1(1)

[^key-1204319edb196e5165683a1665021393]: Words in Sch. 1 Pt. 1 substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), arts. 1(2), 16(2)(b)

[^key-1247e73be28f3f76b1786c18129a4a0f]: Reg. 9(3G) omitted (29.6.2017 for specified purposes, 3.7.2017 for specified purposes, 31.7.2017 for specified purposes, 3.1.2018 in so far as not already in force) by virtue of The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701), reg. 1(2)(3)(4)(6), Sch. 3 para. 4(4)(f) (with reg. 7)

[^key-132592e3b1ddad8bfd46f3f640c5c580]: Words in reg. 2 omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(2)(b)(iv); 2020 c. 1, Sch. 5 para. 1(1)

[^key-15c765938ced5e5249f79b5483527560]: Word in reg. 9(1) inserted (1.7.2011) by The Undertakings for Collective Investment in Transferable Securities Regulations 2011 (S.I. 2011/1613), regs. 1, 5(3)(a)

[^key-16c0065900baef2e116971eb3af4eb5d]: Reg. 12C inserted (23.8.2003) by The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) (No. 2) Regulations 2003 (S.I. 2003/2174), regs. 1, 4(c)

[^key-172b279753c2a610d4d9c64e968d3566]: Reg. 9(5) inserted (10.1.2015) by The Bank Recovery and Resolution (No. 2) Order 2014 (S.I. 2014/3348), art. 1(2), Sch. 3 para. 8(4)(d)

[^key-17dd52b0a873e6ce18b5ebfc3d645470]: Reg. 11(g) inserted (10.1.2015) by The Bank Recovery and Resolution (No. 2) Order 2014 (S.I. 2014/3348), art. 1(2), Sch. 3 para. 8(6)

[^key-187958b4e032f9eaf2121e27ccf11e6a]: Words in reg. 9(1) omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(8)(a); 2020 c. 1, Sch. 5 para. 1(1)

[^key-1918f7b1871dbb18216287b95c7becca]: Reg. 9(2ZA) inserted (22.7.2013) by The Alternative Investment Fund Managers Regulations 2013 (S.I. 2013/1773), reg. 1, Sch. 2 para. 12(3)(b)

[^key-195e29c287d49b4997491dbee9fdd5f6]: Word in reg. 11(d) omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(13)(b)(i); 2020 c. 1, Sch. 5 para. 1(1)

[^key-19ff3ac6f365c4523f91fcd24371e353]: Reg. 5(4)(a) applied (with modifications) (11.2.2010) by The Cross-Border Payments in Euro Regulations 2010 (S.I. 2010/89), reg. 1, Sch. Pt. 3 para. 10(b)

[^key-1ab4d288eed45facf7c9a0a1059852ba]: Words in reg. 15(4) omitted (13.2.2004) by virtue of The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003 (S.I. 2003/2066), regs. 1(1), 12(e)

[^key-1da1aafc7ae325de24331699eba204c6]: Words in Sch. 1 Pt. 1 substituted (27.3.2019) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(2), 13(7)(a)(i)

[^key-1dbe075da9732b11a3f52ec1a4528734]: Words in reg. 9(1) substituted (31.12.2010) by The Capital Requirements (Amendment) Regulations 2010 (S.I. 2010/2628), reg. 1, Sch. 2 para. 3(3)(a)

[^key-1ded50961571f462a4360c9e3b43b997]: Word in reg. 10A heading omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(9); 2020 c. 1, Sch. 5 para. 1(1)

[^key-1f201ee013d31484b5d24d183860dee1]: Words in Sch. 1 Pt. 1 Table substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(19)(c) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 41(f)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-2071cb8290d24b05fb4ad9abe3ee77f5]: Reg. 9(3F) omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(8)(k); 2020 c. 1, Sch. 5 para. 1(1)

[^key-20aada94175318e915cb2ad8d6d2bbd8]: Words in Sch. 3 substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 47(10)

[^key-217aca80e7eef41a8dd40ef07461451b]: Word in reg. 9(2ZA)(e) omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(8)(c)(i); 2020 c. 1, Sch. 5 para. 1(1)

[^key-224d2bb0227684c4fbd41f0057dd1d03]: Words in Sch. 1 Pt. 4 inserted (1.4.2013) by The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504), regs. 1(2), 35(6)(b) (with regs. 52-58)

[^key-23bf89a93de409fdfb57367f12fd2820]: Words in Regulations substituted (22.4.2011) by The Treaty of Lisbon (Changes in Terminology) Order 2011 (S.I. 2011/1043), arts. 2, 3, 6

[^key-23ea1c099e9894423d2f2ff3d5cbbb74]: Reg. 9(3B)(b) omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(8)(h)(i); 2020 c. 1, Sch. 5 para. 1(1)

[^key-2450b3a8f5ab90069ee9ba7337a5381e]: Words in Sch. 2 Table omitted (1.4.2014) by virtue of The Enterprise and Regulatory Reform Act 2013 (Competition) (Consequential, Transitional and Saving Provisions) (No. 2) Order 2014 (S.I. 2014/549), art. 1(1), Sch. 1 para. 30(3)(b) (with art. 3)

[^key-250a8819534c440f598fb612c8fe0b6a]: Words in reg. 2 inserted (16.4.2012) by The Financial Services (Omnibus 1 Directive) Regulations 2012 (S.I. 2012/916), regs. 1, 3(2)(c)

[^key-25aed671aa9cd32d995b855345939ccb]: Regulations applied (5.5.2004) by The Credit Institutions (Reorganisation and Winding up) Regulations 2004 (S.I. 2004/1045), regs. 1, 18(4), 38(6)

[^key-26da0f03d396d00d1b302e5a51f34daf]: Words in Sch. 2 inserted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 25(4) (with regs. 7(4), 9(1))

[^key-271acc2596b434cb7b89fe9bb23559a7]: Reg. 11(f) omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(13)(d); 2020 c. 1, Sch. 5 para. 1(1)

[^key-272cefd60cb7e799994cd2af507b1f57]: Reg. 9(3C)(3D) inserted (1.7.2011) by The Undertakings for Collective Investment in Transferable Securities Regulations 2011 (S.I. 2011/1613), regs. 1, 5(3)(c)

[^key-2864be93d171dd2753999efcd0ba447d]: Words in Sch. 1 Pt. 1 substituted (1.1.2014) by The Capital Requirements Regulations 2013 (S.I. 2013/3115), reg. 1(2), Sch. 2 para. 55(4)(b)

[^key-28c111313188c071108eca7cd4b30314]: Reg. 11(b) omitted (13.2.2004) by virtue of The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003 (S.I. 2003/2066), regs. 1(1), 12(d)

[^key-28da28b335e189a0e90df29dd0688c2d]: Words in Sch. 2 inserted (1.4.2013) by The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504), regs. 1(2), 35(7) (with regs. 52-58)

[^key-298fc552e2af8726f71cce0e89bd5f96]: Words in reg. 2 substituted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(2)(g) (as amended by S.I. 2020/1385, regs. 1(4), 61(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-29ecec2cdfde917ceb279303392de3db]: Reg. 12A heading inserted (27.3.2019) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(2), 13(5)

[^key-2c82de4cfc22d1c30ba2ec72c19b1a21]: Words in reg. 2 substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(2)(p); 2020 c. 1, Sch. 5 para. 1(1)

[^key-2ec08d5326de264e7318653a55fb7724]: Reg. 9(2B) inserted (22.7.2013) by The Alternative Investment Fund Managers Regulations 2013 (S.I. 2013/1773), reg. 1, Sch. 2 para. 12(3)(c)

[^key-2f2f88f6521eeade3340de31cee63470]: Word in reg. 9(3B)(c) omitted (16.4.2012) by virtue of The Financial Services (Omnibus 1 Directive) Regulations 2012 (S.I. 2012/916), regs. 1, 3(7)(a)

[^key-30426a98c081d2a20d17f32d0aaa7ee3]: Words in Sch. 2 Table substituted (1.4.2014) by The Enterprise and Regulatory Reform Act 2013 (Competition) (Consequential, Transitional and Saving Provisions) (No. 2) Order 2014 (S.I. 2014/549), art. 1(1), Sch. 1 para. 30(3)(a) (with art. 3)

[^key-305d65a295910f78f58684f8bd351733]: Words in Pt. 3 heading omitted (13.2.2004) by virtue of The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003 (S.I. 2003/2066), regs. 1(1), 12(b)

[^key-311c99c0f0594183edbfb823f0eaa11c]: Words in reg. 2 inserted (29.12.2020) by The Financial Holding Companies (Approval etc.) and Capital Requirements (Capital Buffers and Macro-prudential Measures) (Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1406), regs. 1(4), 6(2)

[^key-3129892a951ee7601ad3de928b578b60]: Words in Sch. 1 Pt. 1 inserted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 47(9)(a)(ii)

[^key-326898f90748fa9655c72f3ce90b8b80]: Words in Sch. 1 Pt. 4 Table substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(22)(b)(ii); 2020 c. 1, Sch. 5 para. 1(1)

[^key-32d6534d609139eb6f24ddd4f3dd3ed5]: Reg. 9(3EA) omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(8)(k); 2020 c. 1, Sch. 5 para. 1(1)

[^key-3327ac718c63aa473b7c03d06101fc89]: Words in reg. 3(3) substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(3); 2020 c. 1, Sch. 5 para. 1(1)

[^key-34d8872703a11786f94859350b88f272]: Reg. 9(2ZA)(d)(f) omitted (1.1.2016) by virtue of The Solvency 2 Regulations 2015 (S.I. 2015/575), reg. 1(2), Sch. 2 para. 12(3)(b)

[^key-3507b4952928c2a7b32cfcd2dbbaea3f]: Words in reg. 17 substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(16); 2020 c. 1, Sch. 5 para. 1(1)

[^key-352c3f2044877239bcbc358b9321555a]: Words in Sch. 1 Pt. 1 inserted (8.11.2001) by The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2001 (S.I. 2001/3437), regs. 1, 2

[^key-3613f2b58b5c9ed75143a47c7e02aaf5]: Words in Sch. 1 Pt. 3 Table inserted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(21)(d); 2020 c. 1, Sch. 5 para. 1(1)

[^key-3665d60b24ec816a0eee3a73c72a4f86]: Words in reg. 2 inserted (10.8.2004) by The Financial Conglomerates and Other Financial Groups Regulations 2004 (S.I. 2004/1862), regs. 1(1), 11(a)

[^key-36a1fce545db312779ead186fcc24aeb]: Words in reg. 2 omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(2)(l)(i); 2020 c. 1, Sch. 5 para. 1(1)

[^key-36fcf70b53049d6188da437fb24aa35f]: Reg. 9(3B)(f) omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(8)(h)(iii); 2020 c. 1, Sch. 5 para. 1(1)

[^key-376339f631750d27979d25b7807b6cb7]: Reg. 8(f) omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(7)(e); 2020 c. 1, Sch. 5 para. 1(1)

[^key-38129847e0a38b1a6a2a27ce7834f416]: Words in reg. 2 inserted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 47(2)(c)

[^key-38ff29a70faa95d38583703106ebe7b8]: Words in Sch. 2 Table omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(25)(a); 2020 c. 1, Sch. 5 para. 1(1)

[^key-390eb9ad03d0b7136e530999282e1450]: Sch. 1 Pt. 6 inserted (29.12.2020) by The Financial Holding Companies (Approval etc.) and Capital Requirements (Capital Buffers and Macro-prudential Measures) (Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1406), regs. 1(4), 6(5)(b)

[^key-3976bb0090edac875ab141b02667145c]: Words in Sch. 1 Pt. 1 substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), arts. 1(2), 16(2)(c)

[^key-39bc9a8359e2cebff28d7d8f23e23120]: Words in reg. 2 inserted (27.2.2018) by The Financial Services and Markets Act 2000 (Benchmarks) Regulations 2018 (S.I. 2018/135), regs. 1(2), 56(2)

[^key-3a148e44cbaf6f19fbafe5f2ee720b6b]: Word in reg. 8(d) omitted (13.7.2016) by virtue of The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016 (S.I. 2016/715), reg. 1(2), Sch. 2 para. 2(3)(a)

[^key-3a174cce4d5e15f58bd7d17df56cb948]: Word in reg. 11(g) omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(13)(e); 2020 c. 1, Sch. 5 para. 1(1)

[^key-3ab507d67fe9ebf77b1a3181f22e38da]: Words in Sch. 2 Table added (20.1.2007) by The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006 (S.I. 2006/3413), regs. 1(2)(a), 9

[^key-3dcc0a2f5da148b5a3f98c79dbd71f4d]: Words in Sch. 1 Pt. 1 substituted (25.11.2005) by The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2005 (S.I. 2005/3071), regs. 1, 2(2)(a)

[^key-3ee805e8903ee5c31a90788a1e86bbd8]: Reg. 12(4) inserted (1.11.2012) by The Financial Services and Markets Act 2000 (Short Selling) Regulations 2012 (S.I. 2012/2554), regs. 1(1), 3(3)

[^key-3f81b4e8bcedc421afac2da68082af8a]: Words in reg. 5(3)(a) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 47(4)(b)

[^key-4020d738c5e1338aee234ca40f821fea]: Words in Sch. 2 substituted (1.10.2011) by The Postal Services Act 2011 (Consequential Modifications and Amendments) Order 2011 (S.I. 2011/2085), art. 1(2), Sch. 1 para. 48

[^key-422cb4d9d0db2e12aa581566a45dbc84]: Reg. 9(3A)(a) substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(8)(g); 2020 c. 1, Sch. 5 para. 1(1)

[^key-454145b114fde24287c108fb0bfd6467]: Words in reg. 2 omitted (16.4.2012) by virtue of The Financial Services (Omnibus 1 Directive) Regulations 2012 (S.I. 2012/916), regs. 1, 3(2)(b)

[^key-45883e9ae8f6a6b727342cbfcab1646b]: Regulations applied (20.4.2003) by The Insurers (Reorganisation and Winding Up) Regulations 2003 (S.I. 2003/1102), regs. 1, 16(4) (with reg. 3)

[^key-468ddbbb5a42d3da6fd79e4093f8ea34]: Words in reg. 2 substituted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(2)(i); 2020 c. 1, Sch. 5 para. 1(1)

[^key-46daf19a692365367ba8b04fb4d1ecb1]: Words in Sch. 1 Pt. 4 substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 47(9)(b)

[^key-47cd49b51a308a8dd8606fff2bb54171]: Words in reg. 9(2) substituted (29.6.2017 for specified purposes, 3.7.2017 for specified purposes, 31.7.2017 for specified purposes, 3.1.2018 in so far as not already in force) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701), reg. 1(2)(3)(4)(6), Sch. 3 para. 4(4)(b) (with reg. 7)

[^key-4905c824c37b41d5939883a20375c350]: Sch. 2 entry inserted (26.6.2020) by Corporate Insolvency and Governance Act 2020 (c. 12), s. 49(1), Sch. 7 para. 32 (with ss. 2(2), 5(2))

[^key-49e8b85451e8e4711d5abeeb2ab563a5]: Words in Sch. 1 Pt. 1 substituted (1.4.2014) by The Enterprise and Regulatory Reform Act 2013 (Competition) (Consequential, Transitional and Saving Provisions) (No. 2) Order 2014 (S.I. 2014/549), art. 1(1), Sch. 1 para. 30(2)(a) (with art. 3)

[^key-49efaf28198aef5fff1140a5f242f932]: Words in reg. 11(d) substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(13)(b)(ii); 2020 c. 1, Sch. 5 para. 1(1)

[^key-4acb2be503da80eec20a15b31138c077]: Words in Sch. 1 Pt. 3 Table substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(21)(c); 2020 c. 1, Sch. 5 para. 1(1)

[^key-4b404615bbdc66e16937108e7e1c7f7b]: Sch. 1 Pt. 4 entry omitted (12.5.2011) by virtue of The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), arts. 1(2), 16(3)(a)

[^key-4bc37ec04e9a66699a60b5a3739e4d18]: Word in reg. 9(1) inserted (3.7.2016) by The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016 (S.I. 2016/680), regs. 1, 18(4)(a)

[^key-4d2b07b7d5c207cd44aff1e78c6e9f1d]: Words in reg. 9(1A) omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(8)(b); 2020 c. 1, Sch. 5 para. 1(1)

[^key-4d9d47d85ba5743242f8cfa0b2fbc001]: Words in Sch. 1 heading substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(18); 2020 c. 1, Sch. 5 para. 1(1)

[^key-4dad5eebec9244b53c9bec095a216028]: Words in reg. 9 heading substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 47(6)(a)

[^key-4dcc700822d72fe0e72b913f039d2646]: Words in Sch. 1 Pt. 1 added (28.4.2014) by The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2014 (S.I. 2014/883), regs. 1, 2(2)

[^key-4fe91886aa496c3addce93979c7cbee0]: Reg. 9(2A) omitted (27.3.2019) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(2), 13(4)(a)

[^key-50093ab5b7a911083317546401b37999]: Words in Sch. 2 substituted (27.3.2019) by The Uncertificated Securities (Amendment and EU Exit) Regulations 2019 (S.I. 2019/679), regs. 1(2), 8 (with regs. 10-12)

[^key-513938b789bf05cf07a8368d87c70a05]: Words in Sch. 1 Pt. 1 inserted (20.1.2007) by The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006 (S.I. 2006/3413), regs. 1(2)(a), 8(1)(a)

[^key-517fef29af1108a799748846757c72ef]: Reg. 9(3B)(e) omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(8)(h)(iii); 2020 c. 1, Sch. 5 para. 1(1)

[^key-5311ae40f5e9204e08d893c3159e1669]: Reg. 12B omitted (31.12.2020) by virtue of The Electronic Commerce and Solvency 2 (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/1361), regs. 1(2), 7 (as amended by S.I. 2019/1390, regs. 1(2), 6); 2020 c. 1, Sch. 5 para. 1(1)

[^key-541b208640224a48370e1df48dc0b794]: Words in reg. 2 omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(2)(j); 2020 c. 1, Sch. 5 para. 1(1)

[^key-55b3fbd0833ab5692e8f80397db4ed2f]: Words in reg. 2 substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(2)(k); 2020 c. 1, Sch. 5 para. 1(1)

[^key-55b63e8f58ef1f98d90cd0ae3dc25a46]: Reg. 8 applied (with modifications) (11.2.2010) by The Cross-Border Payments in Euro Regulations 2010 (S.I. 2010/89), reg. 1, Sch. Pt. 3 para. 10(d)

[^key-561a9d070aa4fbe06f5cbac88b41b19e]: Words in Sch. 1 Pt. 1 inserted (10.1.2015) by The Bank Recovery and Resolution (No. 2) Order 2014 (S.I. 2014/3348), art. 1(2), Sch. 3 para. 8(7)(a)(iii)

[^key-588e6567829ff6813b284a03ac3eedf1]: Words in reg. 13 inserted (31.12.2020) The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(15)(c) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 41(d)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-58974c5218e45221df8a10d56e2fcb86]: Reg. 9(3A)(3B) inserted (1.11.2007) by The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006 (S.I. 2006/3413), regs. 1(2)(b), 5(d)

[^key-5996f3596b4d8dc4e1fe0a1643de54de]: Pt. 2 applied (10.6.2019) by The Proxy Advisors (Shareholders' Rights) Regulations 2019 (S.I. 2019/926), regs. 1, 29(1)(b)

[^key-59b5d6ca27ed2c2a1c25d3fb4c5c83ad]: Words in Sch. 2 table substituted (28.4.2014) by The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2014 (S.I. 2014/883), regs. 1, 2(3)

[^key-5a06ee0fa94f9024b79878bb467f8529]: Reg. 9(2ZA)(b) substituted (1.1.2014) by The Capital Requirements Regulations 2013 (S.I. 2013/3115), reg. 1(2), Sch. 2 para. 55(3)(b)

[^key-5a23025194ce6f8fefb446993945d70f]: Sch. 3 applied (10.6.2019) by The Proxy Advisors (Shareholders' Rights) Regulations 2019 (S.I. 2019/926), regs. 1, 29(1)(f)

[^key-5a26509ca586f757fcfb77152e065a87]: Sch. 1 applied (with modifications) (2.3.2009) by The Payment Services Regulations 2009 (S.I. 2009/209), reg. 1(2)(a), Sch. 5 para. 10(h) (as amended (9.12.2015) by The Payment Card Interchange Fee Regulations 2015 (S.I. 2015/1911), regs. 1, 17(3) and (26.6.2017) by The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (S.I. 2017/692), reg. 1(2), Sch. 7 para. 24(10) (with regs. 8, 15))

[^key-5aad51f4bfd57183b9c6a938b4e09259]: Words in reg. 8(b) substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(7)(b)(ii); 2020 c. 1, Sch. 5 para. 1(1)

[^key-5b0ed91b1a34b7567d39e347ffa4996b]: Words in reg. 9(2B)(a) substituted (31.12.2020) by The Data Protection, Privacy and Electronic Communications (Amendments etc) (EU Exit) Regulations 2019 (S.I. 2019/419), reg. 1(2), Sch. 3 para. 37(2) (with Sch. 3 para. 112); 2020 c. 1, Sch. 5 para. 1(1)

[^key-5b62bfc96ce409835f64d0943e5a9dcb]: Words in reg. 2 substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(2)(a); 2020 c. 1, Sch. 5 para. 1(1)

[^key-5bfc5ea3526a97c83e33e338887ef4cf]: Reg. 8(d) and word inserted (10.1.2015) by The Bank Recovery and Resolution (No. 2) Order 2014 (S.I. 2014/3348), art. 1(2), Sch. 3 para. 8(3)(b)

[^key-5d41f5354d86210afe28111ac4f53ec0]: Sch. 1 Pt. 5 inserted (31.12.2010) by The Capital Requirements (Amendment) Regulations 2010 (S.I. 2010/2628), reg. 1, Sch. 2 para. 3(4)(c)

[^key-5e02943635fd2667fe2d8da01ab57bae]: Reg. 12(5) inserted (29.6.2017 for specified purposes, 3.7.2017 for specified purposes, 31.7.2017 for specified purposes, 3.1.2018 in so far as not already in force) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701), reg. 1(2)(3)(4)(6), Sch. 3 para. 4(6) (with reg. 7)

[^key-5ec1e6af71bcbbc634f5ed7c5c78adec]: Words in Sch. 2 Table omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(25)(b); 2020 c. 1, Sch. 5 para. 1(1)

[^key-5f853f2870e496260286d1928b00b36b]: Reg. 9(4) substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(8)(l); 2020 c. 1, Sch. 5 para. 1(1)

[^key-5f93d6340706c5aa3a6bc56572e38292]: Word in reg. 10A(1) omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(10)(a); 2020 c. 1, Sch. 5 para. 1(1)

[^key-606e0bbb8f94a1e28528b55d9fefa729]: Reg. 8 substituted (1.11.2007) by The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006 (S.I. 2006/3413), regs. 1(2)(b), 4

[^key-63a140196dbf0d303ec8e4913b0035ce]: Sch. 2 entry omitted (1.10.2013) by virtue of The Public Bodies (Merger of the Gambling Commission and the National Lottery Commission) Order 2013 (S.I. 2013/2329), art. 1(2), Sch. para. 34(b) (with art. 8, Sch. para. 43)

[^key-63df360c143d1285e6a145cdddaf14f9]: Sch. 1 applied (with modifications) (11.2.2010) by The Cross-Border Payments in Euro Regulations 2010 (S.I. 2010/89), reg. 1, Sch. Pt. 3 para. 10(h)

[^key-63e19c5519dfdc4848d60f80aca58b39]: Words in Sch. 2 Table omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(25)(c)(i); 2020 c. 1, Sch. 5 para. 1(1)

[^key-641f633afccf308db25c1263d6d74e7b]: Reg. 9(2ZA)(c) substituted (1.1.2016) by virtue of The Solvency 2 Regulations 2015 (S.I. 2015/575), reg. 1(2), Sch. 2 para. 12(3)(a)

[^key-64caa43a992ba88fca687751998127fc]: Words in reg. 2 omitted (20.1.2007) by virtue of The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006 (S.I. 2006/3413), regs. 1(2)(a), 3(c)

[^key-64e326ca2d45764182f2dc2797a166c1]: Reg. 11(d) inserted (1.11.2007) by The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006 (S.I. 2006/3413), regs. 1(2)(b), 6(b)

[^key-662033b27e5cdfd90b42efe0ce459bc1]: Reg. 3(1)(d) inserted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 47(3)(b)(ii)

[^key-66621915496126b75b15d871bce2f56c]: Words in reg. 9(2ZA) inserted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(8)(c)(ii); 2020 c. 1, Sch. 5 para. 1(1)

[^key-6694c9a94d246c1a8115bf191ea923bc]: Sch. 1 Pt. 1 modified (10.6.2019) by The Proxy Advisors (Shareholders' Rights) Regulations 2019 (S.I. 2019/926), regs. 1, 29(2)

[^key-6739d03381f3d7c93aa1a3d892d6747e]: Reg. 11(h) omitted (29.6.2017 for specified purposes, 3.7.2017 for specified purposes, 31.7.2017 for specified purposes, 3.1.2018 in so far as not already in force) by virtue of The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701), reg. 1(2)(3)(4)(6), Sch. 3 para. 4(5)(b) (with reg. 7)

[^key-678c1e893c7addfd6da38dcd316e21b9]: Words in reg. 9(2B)(b) substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(8)(d)(i) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 41(b)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-690003248ac86557be4ced41d7a1db59]: Words in Sch. 1 Pt. 1 added (20.1.2007) by The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006 (S.I. 2006/3413), regs. 1(2)(a), 8(2)

[^key-69d0c26aa03e4b1a704d2e8b5ee9136d]: Words in reg. 2 inserted (16.4.2012) by The Financial Services (Omnibus 1 Directive) Regulations 2012 (S.I. 2012/916), regs. 1, 3(2)(a)

[^key-6a02951689532fa8fab72d3f30d533bc]: Words in Sch. 1 Pt. 4 inserted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 25(3) (with regs. 7(4), 9(1))

[^key-6a237c9459a03154004a1f817efe7295]: Reg. 11(c) omitted (1.11.2007) by virtue of The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006 (S.I. 2006/3413), regs. 1(2)(b), 6(a)