Legalize / United Kingdom / Statutory-Instrument

Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) Order 2003

Type Statutory-Instrument

Publication 2003-10-30

Last updated 2009-01-02

State In force

Department King's Printer of Acts of Parliament

Source legislation.gov.uk

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(12) HTPB (hydroxyl terminated polybutadiene) with a hydroxyl functionality equal to or greater than 2.2 and less than or equal to 2.4, a hydroxyl value of less than 0.77 meq/g, and a viscosity at 30°C of less than 47 poise (CAS 69102-90-5);

(13) Low (less then 10,000) molecular weight, alcohol functionalised, poly(epichlorohydrin); poly(epichlorohydrindiol) and triol;

(14) NENAs (nitratoethylnitramine compounds) (CAS 17096-47-8, 85068-73-1, 82486-83-7, 82486-82-6 and 85954-06-9);

(15) PGN (poly-GLYN, polyglycidylnitrate or poly(nitratomethyl oxirane)) (CAS 27814-48-8);

(16) Poly-NIMMO (poly nitratomethylmethyloxetane) or poly-NMMO (poly[3-Nitratomethyl-3-methyloxetane]) (CAS 84051-81-0);

(17) Polynitroorthocarbonates;

(18) TVOPA (1,2,3-tris[1,2-bis(difluoroamino)ethoxy] propane or tris vinoxy propane adduct) (CAS 53159-39-0);

(f) Additives, as follows:

(1) Basic copper salicylate (CAS 62320-94-9);

(2) BHEGA (bis-(2-hydroxyethyl) glycolamide) (CAS 17409-41-5);

(3) BNO (butadienenitrileoxide) (CAS 9003-18-3);

(4) Ferrocene derivatives, as follows:

(a) Butacene (CAS 125856-62-4);

(b) Catocene (2,2-bis-ethylferrocenyl propane) (CAS 37206-42-1);

(d) n-butyl-ferrocene (CAS 319904-29-7);

(e) Other adducted polymer ferrocene derivatives;

(5) Lead beta-resorcylate (CAS 20936-32-7);

(6) Lead citrate (CAS 14450-60-3);

(7) Lead-copper chelates of beta-resorcylate or salicylates (CAS 68411-07-4);

(8) Lead maleate (CAS 19136-34-6);

(9) Lead salicylate (CAS 15748-73-9);

(10) Lead stannate (CAS 12036-31-6);

(11) MAPO (tris-1-(2-methyl)aziridinyl phosphine oxide) (CAS 57-39-6), and BOBBA 8 (bis(2-methyl aziridinyl)-2-(2-hydroxypropanoxy) propylamino phosphine oxide); and other MAPO derivatives;

(12) Methyl BAPO (bis(2-methyl aziridinyl) methylamino phosphine oxide) (CAS 85068-72-0);

(13) N-methyl-p-nitroaniline (CAS 100-15-2);

(14) 3-Nitraza-1,5-pentane diisocyanate (CAS 7406-61-9);

(15) Organo-metallic coupling agents, as follows:

(a) Neopentyl[diallyl]oxy, tri[dioctyl]phosphato-titanate (CAS 103850-22-2); also known as titanium IV, 2,2-[bis 2-propenolatomethyl, butanolato, tris (dioctyl) phosphato] (CAS 110438-25-0); or LICA 12 (CAS 103850-22-2);

(b) Titanium IV, [(2-propenolato-1) methyl, n-propanolatomethyl] butanolato-1, tris[dioctyl] pyrophosphate or KR3538;

(16) Polycyanodifluoroaminoethyleneoxide;

(17) Polyfunctional aziridine amides with isophthalic, trimesic (BITA or butyleneimine trimesamide), isocyanuric or trimethyladipic backbone structures and 2-methyl or 2-ethyl substitutions on the aziridine ring;

(18) Propyleneimine (2-methylaziridine) (CAS 75-55-8);

(19) Superfine iron oxide (Fe₂O₃) with a specific surface area more than 250 m²/g and an average particle size of 3.0 nm or less;

(20) TEPAN (tetraethylenepentaamineacrylonitrile) (CAS 68412-45-3); cyanoethylated polyamines and their salts;

(21) TEPANOL (tetraethylenepentaamineacrylonitrileglycidol) (CAS 68412-46-4); cyanoethylated polyamines adducted with glycidol and their salts;

(22) TPB (triphenyl bismuth) (CAS 603-33-8);

(g) Precursors, as follows:

(1) BCMO (bischloromethyloxetane) (CAS 142173-26-0);

(2) Dinitroazetidine-t-butyl salt (CAS 125735-38-8);

(3) HBIW (hexabenzylhexaazaisowurtzitane) (CAS 124782-15-6);

(4) TAIW (tetraacetyldibenzylhexaazaisowurtzitane);

(5) TAT (1,3,5,7-tetraacetyl-1,3,5,7-tetraaza cyclo-octane) (CAS 41378-98-7);

(6) 1,4,5,8-tetraazadecalin (CAS 5409-42-7);

(7) 1,3,5-trichlorobenzene (CAS 108-70-3);

(8) 1,2,4-trihydroxybutane (1,2,4-butanetriol) (CAS 3068-00-6).

Note: ML8 does not control charges and devices.

N.B.: Charges and devices are controlled in ML4.

ML9

“Vessels”, special naval equipment and accessories, as follows, and components therefor, specially designed or modified for military use:

N.B.: Electronic guidance and navigation equipment is controlled in ML11.

(a) Combatant “vessels” and “vessels”(surface or underwater) specially designed or modified for offensive or defensive action, whether or not converted to non-military use, regardless of current state of repair or operating condition, and whether or not they contain weapon delivery systems or armour;

(b) Submarine and torpedo nets;

(c) Hull penetrators and connectors specially designed for military use that enable interaction with equipment external to a “vessel”.

ML10

“Aircraft”, unmanned airborne vehicles, aero-engines, “aircraft” equipment and related “goods”, as follows, and components therefor, specially designed or modified for military use:

(a) Combat “aircraft”;

(b) Other “aircraft”(e.g., military reconnaissance, assault, military training, transporting and airdropping troops or military equipment, logistics support);

(c) Unmanned airborne vehicles (UAV) (e.g., remotely piloted air vehicles (RPV)), and autonomous programmable vehicles (APV) and their launchers, ground support and related equipment for command and control;

(d) Aero-engines;

(e) Airborne equipment (e.g., airborne refuelling equipment), specially designed for “use” with “aircraft” in ML10.a. or ML10.b. or aero-engines in ML10.d.;

(f) Pressure refuellers, pressure refuelling equipment, equipment specially designed to facilitate operations in confined areas and “ground equipment”, specially designed or modified for “use” with “aircraft” in ML10.a. or ML10.b., or aero-engines in ML10.d.;

“Ground equipment” means ground-based equipment for the operation, handling, maintenance, checking, repair, overhaul and refurbishment of “aircraft” or aero-engines.

Technical Note:“Ground equipment” means ground-based equipment for the operation, handling, maintenance, checking, repair, overhaul and refurbishment of “aircraft” or aero-engines.gMilitary aircrew protective headgear and masks, pressurised breathing equipment and partial pressure suits for use in “aircraft”, anti-g suits, liquid oxygen converters used for “aircraft” or missiles, and catapults and cartridge actuated devices for emergency escape of personnel from “aircraft”;hParachutes and related equipment used for combat personnel, cargo dropping or “aircraft” deceleration, as follows:1Parachutes for:aPin point dropping of military personnel;bDropping of paratroopers;2Cargo parachutes;3Paragliders, drag parachutes, drogue parachutes for stabilisation and attitude control of dropping bodies;4Drogue parachutes for use with ejection seat systems for deployment and inflation sequence regulation of emergency parachutes;5Recovery parachutes for guided missiles, drones or space vehicles;6Approach parachutes and landing deceleration parachutes;7Other military parachutes;8Equipment specially designed for high altitude parachutists;iAutomatic piloting systems for parachuted loads and equipment for controlled opening of parachutes at any pre-determined height.

ML11

Electronic equipment, not controlled elsewhere in this Part of this Schedule, specially designed or modified for military use and specially designed components therefor.

Note: ML11 controls all electronic guidance and navigation equipment.

ML12

High velocity kinetic energy weapon (KEW) systems and related equipment, as follows, and specially designed components therefor:

(a) Kinetic energy weapon systems specially designed for destruction or effecting mission abort of a target;

N.B.: For weapon systems using sub-calibre ammunition or employing solely chemical propulsion, and ammunition therefor, see ML1 to ML4.

(b) Specially designed test and evaluation facilities and test models (e.g., diagnostic instrumentation and targets), for dynamic testing of kinetic energy projectiles and systems.

ML13

Armoured or protective “goods” and constructions, as follows, and specially designed components therefor:

(a) Armoured plate as follows:

(1) Manufactured to comply with a military standard or specification; or

(2) Suitable for military use;

(b) Constructions of metallic or non-metallic materials or combinations thereof specially designed to provide ballistic protection for military systems;

Note: ML13.c. does not control:

(a) Conventional steel helmets, neither modified nor designed to accept, nor equipped with any type of accessory device;

(b) Helmets manufactured before 1945.

N.B. 1: Military aircrew protective headgear is controlled in ML10.g.

N.B. 2: Military high altitude parachutists' protective headgear is controlled in ML10.h.8.

(d) Body armour and ballistic protective garments manufactured according to military standards or specifications, or equivalent.

Note: ML13.d. does not control individual suits of body armour or ballistic protective garments for personal protection and accessories therefor when accompanying their users.

N.B.: See also 1A of Annex I to “the Regulation”.

ML14

Specialised equipment for military training or for simulating military scenarios, simulators specially designed for training in the “use” of any firearm or weapon in ML1 or ML2,and specially designed components and accessories therefor.

ML15

Imaging or countermeasure equipment, as follows, specially designed for military use, and specially designed components and accessories therefor:

(a) Recorders and image processing equipment;

(b) Cameras, photographic equipment and film processing equipment;

(d) Infrared or thermal imaging equipment;

(e) Imaging radar sensor equipment;

(f) Countermeasure or counter-countermeasure equipment for the equipment in ML15.a. to ML15.e.

Note: ML15 does not control “first generation image intensifier tubes” or equipment specially designed so that only “first generation image intensifier tubes” are or can be incorporated in it.

N.B. 1: For weapon sight incorporating “first generation image intensifier tubes” see ML1, ML2 and ML5.

N.B. 2: See also 6A of Annex I to “the Regulation”.

ML16

Forgings, castings and other unfinished “goods”, the use of which in controlled “goods” is identifiable by material composition, geometry or function, and which are specially designed for any of the “goods” in ML1 to ML4, ML6, ML9, ML10, ML12 or ML19.

PL5020

Forgings, castings and semi-finished “goods” specially designed for “goods” in PL5006.

ML17

Miscellaneous “goods”, material and “libraries”, as follows, and specially designed components therefor:

(a) Self-contained diving and underwater swimming apparatus, as follows:

(1) Closed or semi-closed circuit (rebreathing) apparatus specially designed for military use (i.e., specially designed to be non-magnetic);

(2) Specially designed components for use in the conversion of open-circuit apparatus to military use;

(3) “Goods” designed exclusively for military use with self-contained diving and underwater swimming apparatus;

(b) Construction equipment specially designed for military use;

(d) Field engineer equipment specially designed for “use” in a combat zone;

(e) “Robots”, “robot” controllers and “robot” “end-effectors”, having any of the following characteristics:

(1) Specially designed for military use;

(2) Incorporating means of protecting hydraulic lines against externally induced punctures caused by ballistic fragments (e.g., incorporating self-sealing lines) and designed to use hydraulic fluids with flash points higher than 839 K (566°C); or

(3) Specially designed or rated for operating in an electro-magnetic pulse (EMP) environment;

(f) “Libraries”(parametric technical databases) specially designed for military use with equipment in this Part of this Schedule;

For the purpose of ML17, the term “libraries”(parametric technical database) means a collection of technical information of a military nature, reference to which may enhance the performance of military equipment or systems.

Technical Note:For the purpose of ML17, the term “libraries”(parametric technical database) means a collection of technical information of a military nature, reference to which may enhance the performance of military equipment or systems.gNuclear power generating equipment or propulsion equipment (e.g., “nuclear reactors”), specially designed for military use and components therefor, specially designed or modified for military use;h“Goods” and material, coated, treated or prepared to provide signature suppression, specially designed for military use, other than those controlled elsewhere in this Part of this Schedule;iSimulators specially designed for military “nuclear reactors”;jMobile repair shops specially designed or modified to service military equipment;kField generators specially designed or modified for military use;lContainers specially designed or modified for military use;mFerries, other than those controlled elsewhere in this Part of this Schedule, rafts, bridges and pontoons, specially designed for military use;nTest models specially designed for the “development” of “goods” or “technology” in ML4, ML6, ML9 or ML10.

ML18

Equipment for the “production” of “goods” as follows:

(a) Specially designed or modified production equipment for the “production” of “goods” in this Part of this Schedule, and specially designed components therefor;

(b) Specially designed environmental test facilities and specially designed equipment therefor, for the certification, qualification or testing of “goods” in this Part of this Schedule.

PL5017

Equipment and test models other than those in ML11, ML12.b., ML17.n. or ML19.e. specially designed or modified for the “development” or “use” of military “goods” in this Part of this Schedule.

ML19

Directed energy weapon (DEW) systems, related or countermeasure equipment and test models, as follows, and specially designed components therefor:

(a) “Laser” systems specially designed for destruction or effecting mission-abort of a target;

(b) Particle beam systems capable of destruction or effecting mission-abort of a target;

(d) Equipment specially designed for the detection or identification of, or defence against, systems in ML19.a. to ML19.c.;

(e) Physical test models and related test results for the systems, equipment and components in ML19;

(f) Continuous wave or pulsed “laser” systems specially designed to cause permanent blindness to un-enhanced vision (i.e., to the naked eye or to the eye with corrective eyesight devices).

ML20

Cryogenic and “superconductive” equipment, as follows, and specially designed components and accessories therefor:

(a) Equipment specially designed or configured to be installed in a vehicle for military ground, marine, airborne or space applications, capable of operating while in motion and of producing or maintaining temperatures below 103 K (�??170°C);

(b) “Superconductive” electrical equipment (rotating machinery and transformers) specially designed or configured to be installed in a vehicle for military ground, marine, airborne or space applications, capable of operating while in motion.

Note: ML20 does not control direct-current hybrid homopolar generators that have single-pole normal metal armatures which rotate in a magnetic field produced by superconducting windings, provided those windings are the only superconducting component in the generator.

ML21

“Software” as follows:

(a) “Software” specially designed or modified for the “development”, “production” or “use” of equipment or materiel in this Part of this Schedule;

(b) Specific “software”, as follows:

(1) “Software” specially designed for:

(a) Modelling, simulation or evaluation of military weapon systems;

(b) “Development”, monitoring, maintenance or up-dating of “software” embedded in military weapon systems;

(d) Command, Communications, Control and Intelligence (C3I) applications or Command, Communications, Control, Computer and Intelligence (C4I) applications;

(2) “Software” for determining the effects of conventional, nuclear, chemical or biological warfare weapons;

(3) “Software” not controlled in ML21.a., ML21.b.1. or ML21.b.2., specially designed or modified to enable equipment not in this Part of this Schedule to perform military functions of equipment in ML5, ML7.f., ML9, ML10.e., ML11, ML14, ML15, ML17.i. or ML18;

N.B.: Source code for “software” is controlled in ML22.

PL5001

Other security and para-military police “goods”, as follows:

(a) Acoustic devices represented by the manufacturers or suppliers thereof as suitable for riot control purposes, and specially designed components therefor;

(b) Anti-riot and ballistic shields and specially designed components therefor;

(1) Leg-irons;

(2) Gangchains;

(3) Electric-shock belts;

(4) Shackles having a maximum locked dimension exceeding 240mm overall (i.e. including cuffs and connecting chain);

(5) Individual cuffs having an internal perimeter dimension exceeding 165mm when the rachet is engaged at the last notch entering the locking mechanism and shackles made therewith;

(d) Portable anti-riot devices for administering an incapacitating substance, and specially designed components therefor;

(e) Water cannon and specially designed components therefor;

(f) Riot control vehicles which have been specially designed or modified to be electrified to repel boarders and components therefor specially designed or modified for that purpose;

(g) Portable devices designed or modified for the purpose of riot control or self-protection by the administration of an electric shock (e.g., electric-shock batons, electric-shock shields, stun-guns and electric-shock dart-guns (tasers)) and components therefor specially designed or modified for such a purpose.

ML22

“Technology” as follows:

(a) “Technology” according to the General Technology Note for the “development”, “production” or “use” of “goods” or “software” in this Part of this Schedule, other than “technology” specified in ML7 or ML19.e.;

(b) “Technology” specific to the design of, the assembly of components into, and the operation, maintenance and repair of complete production installations for “goods” in this Part of this Schedule, even if the components of such production installations are not controlled.

PL8001

Explosive-related “goods” and “technology”, as follows:

(a) Equipment or devices, other than those in Part I of this Schedule or in 1A005, 3A229 or 3A232 in Annex I to “the Regulation” for detection of or “use” with “explosives” or for dealing with or protecting against “improvised explosive devices”, as follows, and specially designed components therefor:

(1) Electronic equipment capable of detecting concealed “explosives”;

Note: PL8001.a.1. does not control television or X-ray inspection equipment.

(2) Electronic jamming equipment specially designed to prevent the detonation by radio remote control of “improvised explosive devices”;

(3) Equipment and devices specially designed to initiate explosions by electrical or non-electrical means, (e.g., firing sets, detonators, igniters and detonating cord);

Note: PL8001.a.3. does not control:

(a) Equipment and devices specially designed for a specific commercial use consisting of the actuation or operation by explosive means of other equipment or devices the function of which is not the initiation or creation of explosions; and

(b) Pressure controlled equipment specially designed for down-hole oilfield equipment applications and which are incapable of use at atmospheric pressure.

(4) Equipment and devices, including, but not limited to: shields and helmets, specially designed for the disposal of “improvised explosive devices”;

Note: PL8001.a.4. does not control bomb blankets and containers designed for holding “improvised explosive devices” or objects suspected of being such devices.

(b) Linear cutting explosive charges;

Note: In this Schedule, defined terms are printed in quotation marks.

Definitions

In this Schedule:

“development” means all stages prior to “production”(e.g., design, design research, design analyses, design concepts, assembly and testing of prototypes, pilot production schemes, design data, process of transforming design data into “goods”, configuration design, integration design, layouts);

“energetic materials” means substances or mixtures that react chemically to release energy required for their intended application; “explosives”, “pyrotechnics” and “propellants” are subclasses of energetic materials;

“explosives” means solid, liquid or gaseous substances or mixtures of substances which, in their application as primary, booster, or main charges in warheads, demolition and other applications, are required to detonate;

“lighter-than-air vehicles” means balloons and airships that rely on hot air or on lighter-than-air gases such as helium or hydrogen for their lift;

“previously separated” means the application of any process intended to increase the concentration of the controlled isotope;

“production” means all production stages (e.g., product engineering, manufacture, integration, assembly (mounting), inspection, testing, quality assurance);

“propellants” means substances or mixtures that react chemically to produce large volumes of hot gases at controlled rates to perform mechanical work;

“pyrotechnic(s)” means mixtures of solid or liquid fuels and oxidisers which, when ignited, undergo an energetic chemical reaction at a controlled rate intended to produce specific time delays, or quantities of heat, noise, smoke, visible light or infrared radiation; pyrophorics are a subclass of pyrotechnics, which contain no oxidisers but ignite spontaneously on contact with air;

“required” as applied to “technology”, refers only to that portion of “technology” which is peculiarly responsible for achieving or exceeding the controlled performance levels, characteristics or functions. Such “required” “technology” may be shared by different goods;

“technology” means specific “information” necessary for the “development”, “production” or “use” of “goods” or “software”;Technical Note:“Information” may take forms including, but not limited to: blueprints, plans, diagrams, models, formulae, tables, “source code”, engineering designs and specifications, manuals and instructions written or recorded on other media or devices (e.g., disk, tape, read-only memories);“Source code”(or source language) is a convenient expression of one or more processes which may be turned by a programming system into equipment executable form.

“use” means operation, installation (e.g., on-site installation), maintenance, checking, repair, overhaul and refurbishing;

“vaccines” are medicinal products in a pharmaceutical formulation licensed by, or having marketing or clinical trial authorisation from, the regulatory authorities of either the country of manufacture or of use, which is intended to stimulate a protective immunological response in humans or animals in order to prevent disease in those to whom or to which it is administered.

...

Portable devices, other than those in PL5001 of Part I of Schedule 1 to this Order, designed for self-protection by the administration of an incapacitating substance and specially designed components therefor.

PL9002

The export of the following “goods” is prohibited to any destination:

“Energetic materials”, as follows, and mixtures containing one or more thereof:

(a) Nitrocellulose (containing more than 12.5% nitrogen);

(b) Nitroglycol;

(d) Picryl chloride;

(e) Trinitrophenylmethylnitramine (tetryl);

(f) 2,4,6-Trinitrotoluene (TNT).

Note: PL9002 does not control single, double and triple base “propellants”.

PL9003

The export of the following “goods” is prohibited to any destination:

“Vaccines” for protection against:

(a) bacillus anthracis;

(b) botulinum toxin.

PL9004

The export of the following “goods” is prohibited to any destination:

“Previously separated” americium-241, -242m or -243 in any form.

Note: PL9004 does not control “goods” with an americium content of 10 grams or less.

PL9005

The export or “transfer” of the following “goods” or “technology” is prohibited to any destination in Iran ...:

(a) Tropospheric scatter communication equipment using analogue or digital modulation techniques and specially designed components therefor;

(b) “Technology” according to the General Technology Note ... for the “development”, “production” or “use” of “goods” specified in PL9005.a.

PL9008

The export or “transfer” of the following “goods”, “software” or “technology”, is prohibited to any destination in Iran ...:

(a) “Vessels”, inflatable craft and ‘submersible vehicles’, and related equipment and components, as follows, other than those specified in Part I of Schedule 1 to this Order or Annex I to “the Regulation”:

(1) Marine “vessels” (surface or underwater), inflatable craft and ‘submersible vehicles’;

(2) Equipment and components, designed for “vessels”, inflatable craft and ‘submersible vehicles’ as follows:

(a) Hull and keel structures and components;

(b) Propulsive engines designed or modified for marine use and specially designed components therefor;

(b) “Software” designed for the “development”, “production” or “use” of “goods” specified in PL9008.a.;

(c) “Technology” according to the General Technology Note...for the “development”, “production” or “use” of “goods” or “software” specified in PL9008.a. or PL9008.b.

Technical Note:‘Submersible vehicles’ include manned, unmanned, tethered or untethered vehicles.

PL9009

The export or “transfer” of the following “goods” or “technology” is prohibited to any destination in Iran ...:

(a) “Aircraft” , “lighter-than-air vehicles” and steerable parachutes, and related equipment and components, as follows, other than those specified in Part I of Schedule 1 to this Order or Annex I to “the Regulation”:

(1) “Aircraft” , “lighter-than-air vehicles” and steerable parachutes;

(2) Equipment and components designed for “aircraft” and “lighter-than-air-vehicles,” as follows:

(a) Airframe structures and components;

(b) Aero-engines and specially designed components therefor;

(d) Landing gear and specially designed components therefor, and aircraft tyres;

(e) Propellers and rotors;

(f) Transmissions and gearboxes, and specially designed components therefor;

(g) Unmanned aerial vehicle (UAV) recovery systems;

(b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(c) “Technology” according to the General Technology Note ... for the “development”, “production” or “use” of “goods” specified in PL9009.a....

Note: PL9009.c. does not control technical data, drawings or documentation for maintenance activities directly associated with calibration, removal or replacement of damaged or unserviceable “goods” that are necessary for the continuing airworthiness and safe operation of civil “aircraft”.

Afghanistan

Argentina

Armenia

Azerbaijan

...

Burma (Myanmar)

Burundi

China (People’s Republic) excluding Special Administrative Regions

Democratic Republic of the Congo

Lebanon

Macao Special Administrative Region

Rwanda

Sierra Leone

Somalia

Sudan

Tanzania

Uganda

Zimbabwe

PART I: — REGISTRATION OF CATEGORY 5 GOODS

Article 13 (3) does not apply to “goods” or “software” which are for “use” by the exporter, or by any “subsidiary” or “parent undertaking” of the exporter, or by a “business or academic collaborator” of the exporter, in his or their own commercial cryptographic “goods”, “software” or “development” activities but only insofar as they are activities pursuant to the agreement establishing the collaboration, as follows:

1

Any cryptography “development” “software” in entry 5D002 of Annex I to “the Regulation”, other than “software” having the characteristics, or performing or simulating the functions, of equipment designed or modified to perform cryptanalytic functions; or

2

Any cryptography “development” “technology” in entry 5E002 of Annex I to “the Regulation”, other than “technology” for the “development”, “production” or “use” of:

(a) Equipment designed or modified to perform cryptanalytic functions; or

(b) “Software” having the characteristics, or performing or simulating the functions, of equipment designed or modified to perform cryptanalytic functions.

PART II: — INFORMATION REQUIRED UNDER ARTICLE 14(9)

The following information is required to be kept on record in relation to certain “goods” and “software” in Part 2 of Category 5 of Annex I to “the Regulation”:

1

A general description of the “goods” and “software”(as defined in “the Regulation”), such as might be contained in a product brochure;

2

Descriptions of all relevant encryption algorithms and key management schemes, and descriptions of how they are used by the “goods” and “software”(e.g., which algorithm is used for authentication, which for confidentiality and which for key exchange); and details (e.g., source code) of how they are implemented (e.g., how keys are generated and distributed, how key length is governed and how the algorithm and keys are called by the “software”);

3

Details of any measures taken to preclude user modification of the encryption algorithm, key management scheme or key length;

4

Details of pre- or post-processing of data, such as compression of plain text or packetisation of encrypted data;

5

Details of programming interfaces that can be used to gain access to the cryptographic functionality of the “goods” and “software”; and

6

A list of any standards or protocols to which the “goods” and “software” adhere.

Council Regulation (EC) No. 2889/2000 of 22 December 2000 (O.J. L 336, 30.12. 2000, p.14)

Council Regulation (EC) No. 458/2001 of 6 March 2001 (O.J. L 65, 07.03.2001, p.19)

Council Regulation (EC) No. 2432/2001 of 20 November 2001 (O.J. L 338, 20.12. 2001, p.1)

Council Regulation (EC) No. 880/2002 of 27 May 2002 (O.J. L 139, 29.05.2002, p.7)

The Dual-Use Items (Export Control) Regulations 2000 (S.I. 2000/2620)

The Dual-Use Items (Export Control) (Amendment) Regulations 2000 (S.I. 2000/3304)

The Dual-Use Items (Export Control) (Amendment) Regulations 2001 (S.I. 2001/1344)

The Dual-Use Items (Export Control) (Amendment) Regulations 2002 (S.I. 2002/50)

The Dual-Use Items (Export Control) (Amendment) (No.2) Regulations 2002 (S.I. 2002/2033)

Editorial notes

[^c5092281]: 2002 c. 28.

[^c5092291]: 1979 c. 2.

[^c5092301]: O.J. No. L 302, 19.10.92, p. 1. as amended by the Act of Accession of Austria, Sweden and Finland (O.J. c. 241, 29.08.1994. p. 21.)

[^c5092311]: O.J. No. L 159, 30.06.2000, p. 1.

[^c5092321]: O.J. No. L 256, 13.09.91, p. 51.

[^c5092331]: 1968 c. 27 Section 32A inserted by Firearms Act (Amendment) Regulations 1992 S.I. 1992/2823. regulation 5(1) amended by Firearms Amendment Act 1997 (c. 5).

[^c5092341]: 1988 c. 45.

[^c5092351]: S.I. 1981/155 (N. 12)

[^c5092361]: Acts of Tynwald 1947, p. 586

[^c5092371]: Acts of Tynwald 1968, p. 464

[^c5092381]: Acts of Tynwald 1968, p. 509

[^key-0cb991686a750e7d6d9547c0f2b748a7]: Sch. 5 substituted (31.10.2004) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment No.2) Order 2004 (S.I. 2004/2561), arts. 1(1), 2

[^key-236ae3a05319b8b31adca0e642db1c00]: Words in Sch. 3 added (9.2.2005) by The Export Control (Iraq and Ivory Coast) Order 2005 (S.I. 2005/232), arts. 1(1), 7

[^key-2249b2e2152ea836d0a1a0782dbdccfc]: Words in art. 11(2) substituted (9.2.2005) by The Export Control (Iraq and Ivory Coast) Order 2005 (S.I. 2005/232), arts. 1(1), 6

[^key-c6df7b80f8e05cf6ec3b9e253d1a7e3a]: Words in art. 11(6) substituted (9.2.2005) by The Export Control (Iraq and Ivory Coast) Order 2005 (S.I. 2005/232), arts. 1(1), 6

[^key-95024fdd4886908c8f077260cb7985a1]: Words in art. 11(9)(b) substituted (9.2.2005) by The Export Control (Iraq and Ivory Coast) Order 2005 (S.I. 2005/232), arts. 1(1), 6

[^key-a37fcfed11889e80d2f6681e380bea2c]: Words in art. 11(11)(e) substituted (9.2.2005) by The Export Control (Iraq and Ivory Coast) Order 2005 (S.I. 2005/232), arts. 1(1), 6

[^key-167066e44829d6315b10e3f81c2a58b6]: Words in art. 2 added (28.3.2005) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) Order 2005 (S.I. 2005/468), arts. 1, 3

[^key-01772f2c71e95c74344c93c1e5d76280]: Words in art. 16(4)(5) added (28.3.2005) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) Order 2005 (S.I. 2005/468), arts. 1, 4

[^key-35f6d0c6b2bde2413f4a9b6647a517fb]: Art. 21(8)(9) added (28.3.2005) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) Order 2005 (S.I. 2005/468), arts. 1, 5

[^key-d30b2fbfe256a2d0e4f6be2c6c0db682]: Word in Sch. 3 added (26.11.2005) by The Export Control (Uzbekistan) Order 2005 (S.I. 2005/3257), arts. 1(1), 7

[^key-55d72186dae54fa8209cd5427e382d90]: Words in Sch. 3 omitted (6.3.2006) by virtue of The Export Control (Bosnia and Herzegovina) Order 2006 (S.I. 2006/300), arts. 1, 2

[^key-cd29f32b095b25e7e155f5e544cf759f]: Words in Sch. 2 inserted (6.6.2006) by The Export Control Order 2006 (S.I. 2006/1331), arts. 1(1), 4

[^key-23dc29c1f0a0a5509fe27e266566edee]: Words in Sch. 2 inserted (6.6.2006) by The Export Control Order 2006 (S.I. 2006/1331), arts. 1(1), 5

[^key-90c41ea53a77e2918cd9e72ae29a2d37]: Words in Sch. 2 omitted (6.6.2006) by virtue of The Export Control Order 2006 (S.I. 2006/1331), arts. 1(1), 6

[^key-82ae26943fa372bb1dc725616a50785a]: Words in art. 15(4) omitted (6.6.2006) by virtue of The Export Control Order 2006 (S.I. 2006/1331), arts. 1(1), 2

[^key-7fd38db999dc7a6db763a47c349b7edf]: Words in art. 23 omitted (6.6.2006) by virtue of The Export Control Order 2006 (S.I. 2006/1331), arts. 1(1), 2

[^key-8c1bb0bc1d69f9843afbaa8cbb585071]: Sch. 1A inserted (30.7.2006) by The Export Control (Security and Para-military Goods) Order 2006 (S.I. 2006/1696), art. 1, Sch. 1

[^key-54b22fe0c6a79bfeb60f15a2923d6a3d]: Words in Sch. 2 omitted (30.7.2006) by virtue of The Export Control (Security and Para-military Goods) Order 2006 (S.I. 2006/1696), arts. 1, 14

[^key-b08702f7495194ce09ef754347fe7540]: Words in art. 2(1) inserted (30.7.2006) by The Export Control (Security and Para-military Goods) Order 2006 (S.I. 2006/1696), arts. 1, 3(a)

[^key-74aab3cf06a049d508602997f4b1c3b4]: Words in art. 2(1) inserted (30.7.2006) by The Export Control (Security and Para-military Goods) Order 2006 (S.I. 2006/1696), arts. 1, 3(b)

[^key-74d3e0cb763e6563762e3506a214badb]: Words in art. 2(1) inserted (30.7.2006) by The Export Control (Security and Para-military Goods) Order 2006 (S.I. 2006/1696), arts. 1, 3(c)

[^key-815ac081fa80af4abf7f741c067a95cd]: Words in art. 3(2) inserted (30.7.2006) by The Export Control (Security and Para-military Goods) Order 2006 (S.I. 2006/1696), arts. 1, 4(b)

[^key-f0f9787fa96ee5980607dda8f44d2393]: Art. 11(11)(b) substituted (30.7.2006) by The Export Control (Security and Para-military Goods) Order 2006 (S.I. 2006/1696), arts. 1, 5

[^key-47c99658088f4713356fa5c0a18e7f89]: Art. 12(2) substituted (30.7.2006) by The Export Control (Security and Para-military Goods) Order 2006 (S.I. 2006/1696), arts. 1, 6

[^key-67b1d2ac48833a90808434a4985b58d4]: Art. 16(5A) inserted (30.7.2006) by The Export Control (Security and Para-military Goods) Order 2006 (S.I. 2006/1696), arts. 1, 7(b)

[^key-f256539c63d0be8fe0eb83f1278c9615]: Art. 16(1)(c) and preceding word inserted (30.7.2006) by The Export Control (Security and Para-military Goods) Order 2006 (S.I. 2006/1696), arts. 1, 7(a)

[^key-2e2e8a62c65870c6e1fe5371b79bd2d2]: Words in art. 16(6) substituted (30.7.2006) by The Export Control (Security and Para-military Goods) Order 2006 (S.I. 2006/1696), arts. 1, 7(c)

[^key-62cdd56eda1638b1a4726467564870be]: Art. 21(6) substituted (30.7.2006) by The Export Control (Security and Para-military Goods) Order 2006 (S.I. 2006/1696), arts. 1, 9

[^key-30f6a7864a41b46841afe4c454907a58]: Art. 21(9) substituted (30.7.2006) by The Export Control (Security and Para-military Goods) Order 2006 (S.I. 2006/1696), arts. 1, 11

[^key-93204fada6fe4a08c074817a095f6263]: Words in art. 21(2) inserted (30.7.2006) by The Export Control (Security and Para-military Goods) Order 2006 (S.I. 2006/1696), arts. 1, 8

[^key-b488977b46362abc32ba2af678f75432]: Words in art. 21(8) substituted (30.7.2006) by The Export Control (Security and Para-military Goods) Order 2006 (S.I. 2006/1696), arts. 1, 10

[^key-1cbd7408d9bed261d3baf5d22e6b48a9]: Words in art. 11(11)(b)(iii) inserted (23.8.2006) by The Export Control (Amendment) Order 2006 (S.I. 2006/2271), arts. 1, 4

[^key-21f09592e0f21e5a89eb72ad03d236bf]: Words in art. 21(9)(a) repealed (23.8.2006) by The Export Control (Amendment) Order 2006 (S.I. 2006/2271), arts. 1, 5

[^key-7d5c50388b4440428c6405ffd07bf9f0]: Word in Sch. 3 added (11.10.2006) by The Export Control (Lebanon, etc.) Order 2006 (S.I. 2006/2683), arts. 1, 5

[^key-2b9f7df6fd9e8941c8a3ded5908825af]: Art. 3(1A) substituted (11.10.2006) by The Export Control (Lebanon, etc.) Order 2006 (S.I. 2006/2683), arts. 1, 3

[^key-8c16aa389c0051e91d4083dfc5dd458f]: Words in art. 11(10) substituted (11.10.2006) by The Export Control (Lebanon, etc.) Order 2006 (S.I. 2006/2683), arts. 1, 4

[^key-2a73dc5b0cd0e5347583c5202458d6db]: Words in Sch. 2 inserted (19.7.2007) by The Export and Trade Control Order 2007 (S.I. 2007/1863), art. 1(1), Sch. 2 para. 1

[^key-5e255d4801079db3f50c3d0519341143]: Words in Sch. 2 substituted (19.7.2007) by The Export and Trade Control Order 2007 (S.I. 2007/1863), art. 1(1), Sch. 2 para. 2

[^key-cd1228478f69f1c04667264b5c46e61b]: Words in Sch. 2 substituted (19.7.2007) by The Export and Trade Control Order 2007 (S.I. 2007/1863), art. 1(1), Sch. 2 para. 3(a)

[^key-99bc9c35733048bb3cf065f04a3c690d]: Words in Sch. 2 inserted (19.7.2007) by The Export and Trade Control Order 2007 (S.I. 2007/1863), art. 1(1), Sch. 2 para. 3(b)

[^key-c4780da360babbcc191217e57791b96e]: Entry in Sch. 2 omitted (19.7.2007) by virtue of The Export and Trade Control Order 2007 (S.I. 2007/1863), art. 1(1), Sch. 2 para. 4

[^key-726e07729d91dc27bebc4afefb0a3252]: Words in Sch. 2 omitted (19.7.2007) by virtue of The Export and Trade Control Order 2007 (S.I. 2007/1863), art. 1(1), Sch. 2 para. 5

[^key-645201bd4926d01e297a9738263825c7]: Words in art. 15(4) substituted (12.12.2007) by The Secretaries of State for Children, Schools and Families, for Innovation, Universities and Skills and for Business, Enterprise and Regulatory Reform Order 2007 (S.I. 2007/3224), art. 1(2), Sch. para. 38

[^key-331986f1816d15adfb1e40665dffb99e]: Words in art. 23 substituted (12.12.2007) by The Secretaries of State for Children, Schools and Families, for Innovation, Universities and Skills and for Business, Enterprise and Regulatory Reform Order 2007 (S.I. 2007/3224), art. 1(2), Sch. para. 38

[^key-9f76d9315cb436d386e9f18878f7ceb2]: Sch. 1 substituted (3.6.2008) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) Order 2008 (S.I. 2008/1281), art. 1(1), Sch. 1

[^key-238532cc687bd64bbda5823218e582ef]: Word in Sch. 2 inserted (3.6.2008) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) Order 2008 (S.I. 2008/1281), art. 1(1), Sch. 2 para. 1

[^key-00c538e0ea10dda9a0475976115b8204]: Words in Sch. 2 substituted (3.6.2008) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) Order 2008 (S.I. 2008/1281), art. 1(1), Sch. 2 para. 2

[^key-e271a32dbdcfcd7e2a4775ed16992692]: Word in Sch. 2 inserted (3.6.2008) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) Order 2008 (S.I. 2008/1281), art. 1(1), Sch. 2 para. 3

[^key-e2150948af05776469fc715a42b8afb8]: Word in Sch. 2 inserted (3.6.2008) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) Order 2008 (S.I. 2008/1281), art. 1(1), Sch. 2 para. 4

[^key-0ca62351115ca6e1a8120149798a8c9c]: Words in Sch. 2 inserted (3.6.2008) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) Order 2008 (S.I. 2008/1281), art. 1(1), Sch. 2 para. 5

[^key-e9aaed21432d7e3ffa53301a4ee15f6a]: Words in Sch. 2 inserted (3.6.2008) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) Order 2008 (S.I. 2008/1281), art. 1(1), Sch. 2 para. 6(a)

[^key-4f0d8a2e993e42e3bf982bcf2f994d6d]: Words in Sch. 2 substituted (3.6.2008) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) Order 2008 (S.I. 2008/1281), art. 1(1), Sch. 2 para. 6(b)

[^key-b23781d74c2a5acf29d6d93ee29ce835]: Word in Sch. 2 inserted (3.6.2008) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) Order 2008 (S.I. 2008/1281), art. 1(1), Sch. 2 para. 7

[^key-5521b1c68eb8ce27f18a630efcba7c52]: Words in art. 11(11)(b)(i) substituted (3.6.2008) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) Order 2008 (S.I. 2008/1281), arts. 1(1), 2(1)

[^key-f6f9a42f129a82eea87a1e34a9cf963d]: Words in Sch. 1 inserted (2.1.2009) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) (No. 2) Order 2008 (S.I. 2008/3161), arts. 1(1), 2(1)(a)

[^key-fc1d1445154fa88f69998eb8ac0bf72f]: Sch. 1: Sch. 1 Entry ML2 Note renumbered Sch. 1 Entry ML2 Note 1 (2.1.2009) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) (No. 2) Order 2008 (S.I. 2008/3161), arts. 1(1), 2(1)(b)

[^key-1e23648a85aa5cc6a8042a61d36c5f02]: Sch. 1 Entry ML2 Note 2 inserted (2.1.2009) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) (No. 2) Order 2008 (S.I. 2008/3161), arts. 1(1), 2(1)(b)

[^key-11f12d2ac163a257801340a5040b8cb6]: Sch. 1 Entry PL5035 inserted (2.1.2009) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) (No. 2) Order 2008 (S.I. 2008/3161), arts. 1(1), 2(1)(c)

[^key-1d5c3827bf51b4d9043d3724f6e4a452]: Word in Sch. 1 substituted (2.1.2009) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) (No. 2) Order 2008 (S.I. 2008/3161), arts. 1(1), 2(1)(d)

[^key-999e640066e05373681fbc3973598004]: Words in Sch. 1 inserted (2.1.2009) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) (No. 2) Order 2008 (S.I. 2008/3161), arts. 1(1), 2(1)(e)

[^key-b00d6425915c508726d9050565f8d779]: Words in Sch. 1 substituted (2.1.2009) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) (No. 2) Order 2008 (S.I. 2008/3161), arts. 1(1), 2(1)(f)(i)

[^key-5a2dac3be45e48f88cb42ddb29befd8f]: Word in Sch. 1 omitted (2.1.2009) by virtue of The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) (No. 2) Order 2008 (S.I. 2008/3161), arts. 1(1), 2(1)(f)(ii)

[^key-ed709b26390e8cf5f6af377b4f2a2382]: Words in Sch. 1 inserted (2.1.2009) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) (No. 2) Order 2008 (S.I. 2008/3161), arts. 1(1), 2(1)(g)

[^key-7a637edfadc03b05f6e8ce6a77f34279]: Words in Sch. 1 inserted (2.1.2009) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) (No. 2) Order 2008 (S.I. 2008/3161), arts. 1(1), 2(1)(h)

[^key-111e97dd6e033db5b43441f27145c438]: Word in Sch. 1 substituted (2.1.2009) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) (No. 2) Order 2008 (S.I. 2008/3161), arts. 1(1), 2(1)(i)

[^key-152da9d4947388d70856f02c21515dda]: Words in Sch. 1 inserted (2.1.2009) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) (No. 2) Order 2008 (S.I. 2008/3161), arts. 1(1), 2(1)(j)

[^key-6a96c09ea2b524915de7269a290c30d4]: Words in Sch. 1 inserted (2.1.2009) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) (No. 2) Order 2008 (S.I. 2008/3161), arts. 1(1), 2(1)(k)

[^key-7b52c4a3abc177d585744cf50b8eb6d9]: Word in Sch. 1 substituted (2.1.2009) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) (No. 2) Order 2008 (S.I. 2008/3161), arts. 1(1), 2(1)(l)

[^key-9a9850388e97e4caf71ac026c69a1f0e]: Words in Sch. 1 inserted (2.1.2009) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) (No. 2) Order 2008 (S.I. 2008/3161), arts. 1(1), 2(1)(m)

[^key-6f8e0a091dd6fe1855c2aa9885370f2f]: Words in Sch. 1 inserted (2.1.2009) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) (No. 2) Order 2008 (S.I. 2008/3161), arts. 1(1), 2(1)(n)

[^key-d394b0ef3b724344b74a8f4162091413]: Words in Sch. 1 inserted (2.1.2009) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) (No. 2) Order 2008 (S.I. 2008/3161), arts. 1(1), 2(1)(o)

[^key-f415b827e1357028f8ed7b204b4019e2]: Words in Sch. 5 substituted (2.1.2009) by The Export of Goods, Transfer of Technology and Provision of Technical Assistance (Control) (Amendment) (No. 2) Order 2008 (S.I. 2008/3161), arts. 1(1), 2(2)

Uzbekistan

Definitions

General Technology Note

2

The prohibitions in articles 4 and 7 do not apply to that “technology” which is the minimum necessary for the installation, operation, maintenance (checking) and repair of “goods” or “software” not in this Schedule, to “technology” “in the public domain”, to “basic scientific research” or to the minimum necessary for patent applications.

SCHEDULE 1A — CERTAIN PROHIBITED SECURITY AND PARAMILITARY GOODS

Security and para-military police “ goods” as follows:

1Gangchains and leg-irons specially designed for restraining human beings.

2Portable devices designed or modified for the purpose of riot control or self-protection by the administration of an electric shock (e.g., electric-shock batons, electric-shock shields, stun-guns and electric- shock dart-guns having a no load voltage exceeding 10,000 volts).

3Electric–shock belts designed for restraining human beings by the administration of electric shocks having a no-load voltage exceeding 10 000 volts.

Liberia

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