The Capital Requirements (Amendment) Regulations 2010

Made: 28th October 2010

Laid before Parliament: 29th October 2010

Coming into force: 31st December 2010

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Citation and commencement

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Amendment of the Capital Requirements Regulations 2006

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Interpretation

3

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Exercise of supervision

4

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5

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Establishment of colleges of supervisors

6

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The Authority’s duties as EEA consolidated supervisor or national consolidated supervisor

7

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8

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9

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Credit institutions and external credit assessment institutions

10

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11

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12

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Consequential amendments to primary legislation

13

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Consequential amendments to secondary legislation

14

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SCHEDULE 1 — Consequential amendments to primary legislation

Building Societies Act 1986

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Financial Services and Markets Act 2000

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Banking (Special Provisions) Act 2008

3

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Banking Act 2009

4

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SCHEDULE 2 — Consequential amendments to secondary legislation

Cash Ratio Deposits (Eligible Liabilities) Order 1998

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Financial Services and Markets Act 2000 (Consultation with Competent Authorities) Regulations 2001

2

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Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001

3

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Uncertificated Securities Regulations 2001

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Enterprise Act 2002 (Merger Fees and Determination of Turnover) Order 2003

5

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Financial Conglomerates and Other Financial Groups Regulations 2004

6

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Pension Protection Fund (Entry Rules) Regulations 2005

7

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Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007

8

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Signed

Michael Fabricant — Angela Watkinson — Two of the Lords Commissioners of Her Majesty's Treasury — 28th October 2010

Explanatory note

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Footnotes

[^f00001]: 1972 c.68. By virtue of the amendment of section 1(2) made by section 1 of the European Economic Area Act 1993 (c.51) regulations may be made under section 2(2) to implement obligations of the United Kingdom created by or arising under the Agreement on the European Economic Area signed at Oporto on 2nd May 1992 (Cm 2073) and the Protocol adjusting that Agreement signed at Brussels on 17th March 1993 (Cm 2183). For the decision of the EEA Joint Committee in relation to Directive 2009/111/EC, see Decision No. 85/2010 of 2 July 2010 amending Annex IX (Financial Services) to the EEA Agreement (not yet published in the Official Journal of the European Communities).

[^f00002]: S.I. 2001/3495.

[^f00004]: S.I. 2006/3221, as amended by S.I. 2010/906.

[^f00005]: O.J. L302, 17.11.09, p97.

[^f00006]: Regulations 22 and 23 were amended by S.I. 2010/906.

[^f00007]: 1986 c.53; subsection (2B) was substituted by S.I. 2006/3221.

[^f00008]: 2000 c.8; paragraph 2 was substituted by S.I. 2006/3221.

[^f00009]: 2008 c.2.

[^f00010]: 2009 c.1.

[^f00011]: S.I. 1998/1130. Article 2(3) was amended by S.I. 2006/3221.

[^f00012]: S.I. 2001/2509 as amended by S.I. 2003/2066 and S.I. 2004/1862. There are other amending instruments but none is relevant.

[^f00013]: S.I. 2001/2188; relevant amendments were made by S.I. 2006/3413 and the Enterprise Act 2002 (c.40), section 2.

[^f00014]: O.J. L177, 30.06.06, p201.

[^f00015]: S.I. 2001/3755. Paragraph 28 of Schedule 1 was amended by S.I. 2007/124 and paragraph 1 of Schedule 2 was amended by S.I. 2006/3221.

[^f00016]: S.I. 2003/1370. Paragraph 1 was amended by S.I. 2006/3221.

[^f00017]: S.I. 2004/1862. Sub-paragraph (a) of regulation 1(2) was amended by S.I. 2006/3221.

[^f00018]: S.I. 2005/590. Paragraph 1(3) was amended by S.I. 2009/451; there are other amendments not relevant to these Regulations.

[^f00019]: S.I. 2007/126. Regulation 4C was inserted by S.I. 2007/763.

Establishment of colleges of supervisors

The Authority's duties as EEA consolidated supervisor or national consolidated supervisor

Credit institutions and external credit assessment institutions

Consequential amendments to primary legislation

Consequential amendments to secondary legislation

Editorial notes

[^key-168cb6114f2a12f91cc3e11e19ae8cb9]: Regulations revoked (1.1.2014) by The Capital Requirements Regulations 2013 (S.I. 2013/3115), reg. 1(2), Sch. 3

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