The Investment Bank Special Administration Regulations 2011

[^f00037]: S.I. 1986/ 1999.

[^f00038]: S.I. 1986/2001.

[^f00039]: S.I. 2001/967 (now revoked).

[^f00040]: S.I. 1986/2123.

[^f00041]: S.I. 2003/3363.

[^f00042]: S.I. 2004/593.

[^f00043]: S.I. 1989/2405 (N.I.19). This instrument was amended by several instruments; the only relevant amendments were made by S.R. 2006/25.

[^f00044]: Article 104A was inserted by Article 8(3) of the Companies (No. 2) (Northern Ireland) Order 1990 (S.I. 1990/1504(N.I. 10)) and amended by section 79(14) of, and Part II of Schedule 6 to, the Criminal Justice Act 1993 (c. 36). It has also been amended by other instruments but those amendments are not relevant.

[^f00045]: Article 150A was inserted by Article 7(1) of the Insolvency (Northern Ireland) Order 2005 (S.I. 2005/1455 (N.I. 10)).

[^f00046]: S.I. 1975/1503 (N.I. 15).

[^f00047]: S.I. 1981/1675 (N.I. 26). This article was inserted by Article 5 of the Criminal Justice (Northern Ireland) Order 1984 (S.I. 1994/2796 (N.I. 15)) and later amended by S.I. 2005/1455 (N.I. 10).

[^f00048]: S.I. 2002/3150 (N.I. 4).

[^f00049]: S.I. 1990/1504 (N.I.10).

[^f00050]: S.R. 1991 No. 301.

[^f00051]: S.R. 2003 No. 358.

[^f00052]: S.R. 1995 No. 225.

[^f00053]: S.R. 2003 No. 357.

[^f00054]: S.R. 2004 No. 307.

[^f00055]: S.R. 2006 No. 54.

[^f00056]: S.R. 2006 No. 33.

[^f00057]: S.R. 1991 No. 364.

[^f00058]: S.I. 1986/1925.

[^f00059]: S.R. 1991 No. 364.

[^f00060]: S.I. 1986/1915.

[^f00061]: 1970 c. 9.

[^f00062]: 1973 c. 52.

[^f00063]: 1985 c. 6.

[^f00064]: 1986 c.41.

[^f00065]: S.I. 1986 No. 1032 (N.I. 6).

[^f00066]: 1987 c.18.

[^f00067]: S.I. 1990/1504 (N.I. 10).

[^f00068]: 1992 c.12.

[^f00069]: 1993 c. 48.

[^f00070]: 1993 c. 49.

[^f00071]: 1995 c.26.

[^f00072]: S.I. 1995/3213 (N.I. 22).

[^f00073]: 1995 c.43.

[^f00074]: 1996 c.18.

[^f00075]: S.I. 1996/1919 (N.I. 16).

[^f00076]: 2000 c.11.

[^f00077]: 2000 c.17.

[^f00078]: 2001 c.17.

[^f00079]: 2001 asp 13.

[^f00080]: 2002 c. 29.

[^f00081]: 2002 asp 17.

[^f00082]: 2003 c.14.

[^f00083]: 2004 c. 35.

[^f00084]: S.I. 2005/255 (N.I. 1).

[^f00085]: 2007 asp 3.

[^f00086]: 2008 c. 9.

[^f00087]: 2008 c. 31.

[^f00088]: 2009 c. 4.

[^f00089]: 2010 c. 4.

[^f00090]: 2010 c. 8.

[^f00091]: S.I. 1986/1960.

[^f00092]: S.R. 1987 No. 30.

[^f00093]: S.I. 1987/2023.

[^f00094]: S.I. 1991/880.

[^f00095]: S.R. 1991 No. 443.

[^f00096]: S.I. 1994/2507.

[^f00097]: S.I. 1994/3200.

[^f00098]: S.I. 1996/1909.

[^f00099]: S.I. 1996/1469.

[^f00100]: S.R. 1996 No. 252.

[^f00101]: S.I. 1998/1870.

[^f00102]: S.I. 1999/2975.

[^f00103]: S.I. 2002/2822.

[^f00104]: S.R. 2002 No. 378.

[^f00105]: S.R. 2003 No. 357.

[^f00106]: S.R. 2003 No. 358.

[^f00107]: S.I. 2004/1045.

[^f00108]: S.I. 2005/524.

[^f00109]: S.I. 2005/590.

[^f00110]: S.R. 2005 No. 126.

[^f00111]: S.I. 2005/916.

[^f00112]: S.S.I. 2005/125.

[^f00113]: S.I. 2005/1986.

[^f00114]: S.R. 2006 No. 33.

[^f00115]: S.S.I. 2006/485.

[^f00116]: S.I. 2007/2974.

[^f00117]: S.I. 2008/346.

[^f00118]: S.I. 2008/495.

[^f00119]: S.I. 2008/1748.

[^f00120]: S.I. 2008/1911.

[^f00121]: S.I. 2009/2101.

[^f00122]: S.I. 2009/209.

[^f00123]: S.I. 2009/214.

[^f00124]: S.I. 2010/1056.

[^f00125]: Section 215(3) was amended by the Enterprise Act 2002 (c. 40), section 248(3), Schedule 17, paragraphs 53, 54(1), (2) and by S.I. 2005/1455.

[^f00126]: Section 220(3) was amended but the amendments are not relevant.

[^f00127]: Section 362(6) was amended by S.I. 2008/948.

[^f00128]: Schedule 2 was inserted by S.I. 2009/1208.

[^f00129]: Schedule 11A was inserted by S.I. 2007/3494.

[^f00130]: S.I. 2003/1417; this instrument was amended by S.I. 2003/2096.

[^f00131]: S.I. 2004/1045.

[^f00132]: Schedule 15D was inserted by the Companies (Audit, Investigations and Community Enterprise) Act 2004 (c. 27), section 25(1), Schedule 2, paragraphs 16, 25.

[^f00133]: Section 80D was inserted by the Finance Act 2009 (c. 10), section 83(1), Schedule 37, paragraphs 1, 2.

[^f00134]: Section 89AB was inserted by the Finance Act 2009, section 83(1), Schedule 37, paragraphs 4, 5.

Editorial notes

[^c20697751]: 2009 c. 1.

[^c20697761]: Section 79 was amended by S.I. 2009/1941.

[^c20697771]: 1986 c. 46.

[^c20697781]: 1972 c. 68; Schedule 1 was amended by the European Union (Amendment) Act 2008 (c.7), section 3(3), Schedule, Part 1.

[^c20697791]: 2000 c. 8.

[^c20697801]: 1986 c. 45.

[^c20697811]: 1989 c. 40.

[^c20697821]: Section 173 was amended by S.I. 1991/880 and by S.I. 1992/1315.

[^c20697831]: Section 155 was amended by S.I. 1991/880, S.I. 1998/1748 and by S.I. 2009/853.

[^c20697841]: Section 292 was amended by S.I. 2006/2975.

[^c20697851]: Relevant amendments to Schedule B1 were made by S.I. 2003/2096, S.I. 2005/879, S.I. 2007/2974, S.I. 2008/948, S.I. 2008/1897, S.I. 2009/1941 and S.I. 2010/18.

[^c20697861]: S.I. 2003/3226.

[^c20697871]: 2007 asp 3.

[^c20697881]: 2006 c.46.

[^c20697891]: 1980 c. 43; section 87A was inserted by the Criminal Justice Act 1988 (c. 33), section 62(1) and amended by the Enterprise Act 2002 (c. 40), section 248(3), Schedule 17, paragraph 2, the Courts Act 2003 (c. 39), section 109(1), Schedule 8, paragraph 224(1), (2), (3), Schedule 10, and the Tribunals, Courts and Enforcement Act 2007 (c. 15), section 62(3), Schedule 13, paragraphs 45, 53(1), (2), (3), (4).

[^c20697901]: Section 124A was inserted by the Companies Act 1989 (c. 40), section 60(3) and amended by S.I. 2001/3649 and by the Companies (Audit, Investigations and Community Enterprise) Act 2004 (c. 27), section 25(1), Schedule 2, Part 3 paragraph 27.

[^c20697911]: Section 359 was substituted by the Enterprise Act 2002 (c. 40), section 248(3), Schedule 17, paragraphs 53, 55, and by the Insolvency (Northern Ireland) Order 2005 (S.I. 2005/1455), article 3(3), Schedule 2, paragraphs 56, 58(1), (2), (3), (4). There are other amendments to this section that are not relevant here.

[^c20697921]: S.I. 1999/2979 (applied in Northern Ireland by S.I. 2006/50 and S.I. 2007/832); this instrument was amended by S.I. 2006/50.

[^c20697931]: Section 188 was amended by S.I. 2009/853.

[^c20697941]: S.I. 2001/3755.

[^c20697951]: Relevant amendments to the provisions of the Insolvency Act included in Table 2 are as follows: sections 74, 76 to 78, 80 and 83 were amended by S.I. 2009/1941; section 176A was inserted by the Enterprise Act 2002, section 252 and amended by S.I. 2008/948; sections 183 and 184 were amended by the Courts Act 2003 (c. 39), section 109(1), Schedule 8, paragraphs 295 and 296 and section 184 was amended by S.I. 1986/1996; section 185 was amended by the Bankruptcy and Diligence etc. (Scotland) Act 2007 (asp 3), section 226, Schedule 5, paragraph 14; section 187 was amended by S.I. 2007/2194 and by S.I. 2009/1941; section 193 was amended by S.I. 2009/1941; section 196 was amended by S.I. 2009/1941; section 206 was amended by S.I. 1986/1996; section 212 was amended by the Enterprise Act 2002, sections 248(3), 278(2), Schedule 17, paragraphs 9 and 18; section 215 was amended by the Civil Partnerships Act 2004 (c. 33), section 261(1), Schedule 27, paragraph 112; sections 218(1)(a) and (b) were inserted by the Insolvency Act 2000 (c. 39), sections 10(1), (2), (5) and section 218(5) was substituted by section 10(1) and (5), and amended by S.I. 2009/1941; section 218(2) was repealed by sections 10(1) and (3), 15(1) and Schedule 5; section 219(2A) and (2B) were inserted by the Insolvency Act 2000, section 11, while section 219(1), (3) and (4) were amended by sections 10(1) and (7) of the Insolvency Act 2000 and by S.I. 2009/1941; section 233 was amended by the Water Act 1989 (c. 15), section 190, Schedule 25, paragraph 78, the Gas Act 1995 (c. 45), section 16(1), Schedule 4, paragraph 14, the Utilities Act 2000 (c. 27), section 108, Schedule 6, paragraph 47, the Insolvency Act 2000, section 1, Schedule 1, paragraphs 1, 8, the Enterprise Act 2002, section 248(3), Schedule 17, paragraphs 9, 22, the Communications Act 2003 (c. 21), section 406(1), Schedule 17, paragraph 82 and by S.I. 2004/1822; sections 234 and 235 were amended by the Enterprise Act 2002, section 248(3), Schedule. 17, paragraphs 9, 23, 24; section 236 was amended by S.I. 2010/18; section 238 was amended by the Enterprise Act 2002, section 248(3), Schedule 17, paragraphs 9, 25; section 240 was amended by the Enterprise Act 2002, sections 248(3), 278(2), Schedule 17, paragraphs 9, 26 and Schedule 26 and by S.I. 2002/1240; section 241 was amended by the Insolvency (No. 2) Act 1994 (c. 12), section 1 and by the Enterprise Act 2002, section 248(3), Schedule 17, paragraphs 9, 27; sections 242 to 246 were amended by the Enterprise Act 2002, sections 248(3), 278(2), Schedule 17, paragraphs 9, 28 to 32 and Schedule 26; sections 246A and 246B were inserted by S.I.2010/18; section 386 was amended by the Pension Schemes Act 1993 (c. 48), section 190, Schedule 8, paragraph 18 and by the Enterprise Act 2002, section 251(3); section 387 was amended by the Enterprise Act 2002, section 248(3), Schedule 17, paragraphs 9, 34; section 389 was amended by the Bankruptcy (Scotland) Act 1993 (c. 6), section 11(2); section 390 was amended by the Adults with Incapacity (Scotland) Act 2000 (asp 4), section 88(2), Schedule 5, paragraph 18, by the Enterprise Act 2002, section 257, Schedule 21, paragraph 4, by the Mental Capacity Act 2005 (c. 9), section 67(1), (2), Schedule 6, paragraph 31, Schedule 7, by the Tribunal Courts and Enforcement Act 2007 (c. 15), section 108(3), Schedule 20, paragraphs 1, 6, by S.I. 2005/ 2078, by S.S.I. 2005/465, by S.I. 2009/3081 and by S.I. 2009/1941; section 411 was amended by the Constitutional Reform Act 2005 (c.4), section 15(1), Schedule 4, paragraphs 185, 188, by the Banking Act 2009, sections 125 and 160, by S.I. 2007/2194 and by S.I. 2009/1941; section 414 was amended by S.I. 2007/2194; section 423 was amended by the Civil Partnerships Act 2004, section 261(1), Schedule 27, paragraph 121; section 424 was amended by the Enterprise Act 2002, section 248(3), Schedule 17, paragraphs 9, 36; section 426 was amended by the Insolvency Act 2000, section 8, Schedule. 4, paragraph 16; by S.I. 1989/2404, S.I. 1989/2405 and by S.I. 2002/3150; section 431 was amended by the Criminal Procedure (Consequential Provisions) (Scotland) Act 1995 (c. 40), section 5, Schedule 4, paragraph 61; section 433 was amended by the Youth Justice and Criminal Evidence Act 1999 (c. 23), section 48, 59, Schedule 3, paragraph 7; sections 434B and 434C were inserted by S.I. 2008/948; and section 434D was inserted by S.I. 2009/1941.

[^c20697961]: Section 5(3) was amended by the Enterprise Act 2002, section 248(3), Schedule 17, paragraphs 9, 11(a) and (b) and by the Insolvency Act 2000 (c.39), section 2(a), Schedule 2, Part 1, paragraphs 1, 6(b), section 15(1), Schedule 5.

[^c20697981]: Section 21 was amended by the Companies Act 1989, section 212, Schedule 24, the Insolvency Act 2000, section 8, Schedule 4, paragraphs 1, 14(1) to (3)(a) and S.I. 2009/1941.

[^c20697991]: The Table in section 145 was amended by section 21 of the Financial Services Act 2010 (c. 28).

[^c20698001]: S.I. 2001/1090.

[^c20698011]: S.I. 2005/524.

[^c20698021]: S.I. 1986/1764.

[^c20698031]: S.I. 2004/593.

[^c20698041]: S.I. 1986/952.

[^c20698051]: S.I. 1987/ 2023.

[^c20698061]: S.I. 2001/3755.

[^c20698071]: S.I. 1996/ 1909.

[^c20698081]: S.I. 1996/1910.

[^c20698091]: S.I. 1994/2421; this instrument was amended by S.I. 2005/1516.

[^c20698101]: S.I. 1986/1996.

[^c20698111]: S.I. 1986/ 1999.

[^c20698121]: S.I. 1986/2001.

[^c20698131]: S.I. 2001/967 (now revoked).

[^c20698141]: S.I. 1986/2123.

[^c20698151]: S.I. 2003/3363.

[^c20698161]: S.I. 2004/593.

[^c20698171]: S.I. 1989/2405 (N.I.19). This instrument was amended by several instruments; the only relevant amendments were made by S.R. 2006/25.

[^c20698181]: Article 104A was inserted by Article 8(3) of the Companies (No. 2) (Northern Ireland) Order 1990 (S.I. 1990/1504 (N.I. 10)) and amended by section 79(14) of, and Part II of Schedule 6 to, the Criminal Justice Act 1993 (c. 36). It has also been amended by other instruments but those amendments are not relevant.

[^c20698191]: Article 150A was inserted by Article 7(1) of the Insolvency (Northern Ireland) Order 2005 (S.I. 2005/1455 (N.I. 10)).

[^c20698201]: S.I. 1975/1503 (N.I. 15).

[^c20698211]: S.I. 1981/1675 (N.I. 26). This article was inserted by Article 5 of the Criminal Justice (Northern Ireland) Order 1984 (S.I. 1994/2796 (N.I. 15)) and later amended by S.I. 2005/1455 (N.I. 10).

[^c20698221]: S.I. 2002/3150 (N.I. 4).

[^c20698231]: S.I. 1990/1504 (N.I.10).

[^c20698241]: S.R. 1991 No. 301.

[^c20698251]: S.R. 2003 No. 358.

[^c20698261]: S.R. 1995 No. 225.

[^c20698271]: S.R. 2003 No. 357.

[^c20698281]: S.R. 2004 No. 307.

[^c20698291]: S.R. 2006 No. 54.

[^c20698301]: S.R. 2006 No. 33.

[^c20698311]: S.R. 1991 No. 364.

[^c20698321]: S.I. 1986/1925.

[^c20698331]: S.R. 1991 No. 364.

[^c20698341]: S.I. 1986/1915.

[^c20698351]: 1970 c. 9.

[^c20698361]: 1973 c. 52.

[^c20698371]: 1985 c. 6.

[^c20698381]: 1986 c.41.

[^c20698391]: S.I. 1986 No. 1032 (N.I. 6).

[^c20698401]: 1987 c.18.

[^c20698411]: S.I. 1990/1504 (N.I. 10).

[^c20698421]: 1992 c.12.

[^c20698431]: 1993 c. 48.

[^c20698441]: 1993 c. 49.

[^c20698451]: 1995 c.26.

[^c20698461]: S.I. 1995/3213 (N.I. 22).

[^c20698471]: 1995 c.43.

[^c20698481]: 1996 c.18.

[^c20698491]: S.I. 1996/1919 (N.I. 16).

[^c20698501]: 2000 c.11.

[^c20698511]: 2000 c.17.

[^c20698521]: 2001 c.17.

[^c20698531]: 2001 asp 13.

[^c20698541]: 2002 c. 29.

[^c20698551]: 2002 asp 17.

[^c20698561]: 2003 c.14.

[^c20698571]: 2004 c. 35.

[^c20698581]: S.I. 2005/255 (N.I. 1).

[^c20698591]: 2007 asp 3.

[^c20698601]: 2008 c. 9.

[^c20698611]: 2008 c. 31.

[^c20698621]: 2009 c. 4.

[^c20698631]: 2010 c. 4.

[^c20698641]: 2010 c. 8.

[^c20698651]: S.I. 1986/1960.

[^c20698661]: S.R. 1987 No. 30.

[^c20698671]: S.I. 1987/2023.

[^c20698681]: S.I. 1991/880.

[^c20698691]: S.R. 1991 No. 443.

[^c20698701]: S.I. 1994/2507.

[^c20698711]: S.I. 1994/3200.

[^c20698721]: S.I. 1996/1909.

[^c20698731]: S.I. 1996/1469.

[^c20698741]: S.R. 1996 No. 252.

[^c20698751]: S.I. 1998/1870.

[^c20698761]: S.I. 1999/2975.

[^c20698771]: S.I. 2002/2822.

[^c20698781]: S.R. 2002 No. 378.

[^c20698791]: S.R. 2003 No. 357.

[^c20698801]: S.R. 2003 No. 358.

[^c20698811]: S.I. 2004/1045.

[^c20698821]: S.I. 2005/524.

[^c20698831]: S.I. 2005/590.

[^c20698841]: S.R. 2005 No. 126.

[^c20698851]: S.I. 2005/916.

[^c20698861]: S.S.I. 2005/125.

[^c20698871]: S.I. 2005/1986.

[^c20698881]: S.R. 2006 No. 33.

[^c20698891]: S.S.I. 2006/485.

[^c20698911]: S.I. 2008/346.

[^c20698931]: S.I. 2008/1748.

[^c20698941]: S.I. 2008/1911.

[^c20698951]: S.I. 2009/2101.

[^c20698971]: S.I. 2009/214.

[^c20698981]: S.I. 2010/1056.

[^c20698991]: Section 215(3) was amended by the Enterprise Act 2002 (c. 40), section 248(3), Schedule 17, paragraphs 53, 54(1), (2) and by S.I. 2005/1455.

[^c20699001]: Section 220(3) was amended but the amendments are not relevant.

[^c20699011]: Section 362(6) was amended by S.I. 2008/948.

[^c20699021]: Schedule 2 was inserted by S.I. 2009/1208.

[^c20699031]: Schedule 11A was inserted by S.I. 2007/3494.

[^c20699041]: S.I. 2003/1417; this instrument was amended by S.I. 2003/2096.

[^c20699051]: S.I. 2004/1045.

[^c20699061]: Schedule 15D was inserted by the Companies (Audit, Investigations and Community Enterprise) Act 2004 (c. 27), section 25(1), Schedule 2, paragraphs 16, 25.

[^c20699071]: Section 80D was inserted by the Finance Act 2009 (c. 10), section 83(1), Schedule 37, paragraphs 1, 2.

[^c20699081]: Section 89AB was inserted by the Finance Act 2009, section 83(1), Schedule 37, paragraphs 4, 5.

[^key-034b303c2c8e8357ca124320484ba6b3]: Regulations modified (temp.) (31.12.2020) by The Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/710), regs. 1(4), 39 (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 43(l)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-04c9c543914d077e0d8f549a1a7ed4d1]: Words in reg. 15 Table 2 inserted (E.W.S.) (1.10.2015) by The Insolvency (Protection of Essential Supplies) Order 2015 (S.I. 2015/989), art. 1(1), Sch. para. 5

[^key-04ce82b1aaf2106ade6e63ad82407a71]: Words in reg. 3(2)(c) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(b)(i) (with Sch. 2 para. 206)

[^key-092b5df73db66235a9e5a03c8d6bf62c]: Reg. 16(7) inserted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(j)(v) (with Sch. 2 para. 213)

[^key-0a33b362ddc6e45f2b27990e49004587]: Word in reg. 15 Table 1 substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(i)(iv)(aa) (with Sch. 2 para. 213)

[^key-0c8b72bc27a3e76d4415a8857f64ed34]: Words in reg. 8(8) inserted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(f)(ii) (with Sch. 2 para. 213)

[^key-0df1d44834f2c6f73e06d72d5dc94147]: Regulations modified (31.12.2014) by Financial Services (Banking Reform) Act 2013 (c. 33), s. 148(5), Sch. 2 para. 33; S.I. 2014/3160, art. 2(1)(b)

[^key-0fd7b7316dff24e65fa6dec032ba7505]: Word in reg. 15 Table 1 inserted (13.3.2018) by The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018 (S.I. 2018/208), regs. 1(3), 13(3)(m)(ii)

[^key-104f797edd290e42af2364a0227ad759]: Words in reg. 15 Table 1 inserted (13.3.2018) by The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018 (S.I. 2018/208), regs. 1(3), 13(3)(a)

[^key-116fa9b6dea3b02b6170bf474776ba05]: Words in reg. 2(1) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(a)(iv) (with Sch. 2 para. 202)

[^key-130c6e07cc2337650df40bc82f4e0db7]: Words in reg. 15 Table 1 inserted (13.3.2018) by The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018 (S.I. 2018/208), regs. 1(3), 13(3)(k)

[^key-15033322baa24d6231d9d170028f708c]: Reg. 19A inserted (6.4.2017) by The Investment Bank (Amendment of Definition) and Special Administration (Amendment) Regulations 2017 (S.I. 2017/443), regs. 1, 15 (with reg. 17)

[^key-18429f5a0aada6ac732dd00f64e900f5]: Words in reg. 15 Table 2 inserted (7.4.2017) by The Deregulation Act 2015, the Small Business, Enterprise and Employment Act 2015 and the Insolvency (Amendment) Act (Northern Ireland) 2016 (Consequential Amendments and Transitional Provisions) Regulations 2017 (S.I. 2017/400), regs. 1(2), 10(5)(c)

[^key-1b10be8a7f0f0b3cce440e9bfd1c23db]: Words in Sch. 2 para. 11(2) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(q)(vi)(aa)(bb) (with Sch. 2 para. 213)

[^key-1cf029230337b8288c6c87fea60ea43e]: Words in reg. 19(1) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(m)(ii)(aa) (with Sch. 2 para. 213)

[^key-1d11cfd96285267b664ae12c0fef5351]: Words in Sch. 5 inserted (7.4.2017) by The Deregulation Act 2015, the Small Business, Enterprise and Employment Act 2015 and the Insolvency (Amendment) Act (Northern Ireland) 2016 (Consequential Amendments and Transitional Provisions) Regulations 2017 (S.I. 2017/400), regs. 1(2), 10(8)(c)

[^key-1dce932ecdd9c8ebaf46ec77d627ce72]: Words in reg. 17(1) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(k)(ii)(aa) (with Sch. 2 para. 213)

[^key-2191790fccce3fd63252603865db1a96]: Words in reg. 15 Table 1 inserted (13.3.2018) by The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018 (S.I. 2018/208), regs. 1(3), 13(3)(d)

[^key-221e6e78ebb4732394ec8cf7e9654b6f]: Sch. 2 para. 11(9) inserted (13.3.2018) by The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018 (S.I. 2018/208), regs. 1(3), 13(6)(b)

[^key-233ae3ffde01f32fd499774787e41084]: Reg. 2(2A) inserted (6.4.2017) by The Investment Bank (Amendment of Definition) and Special Administration (Amendment) Regulations 2017 (S.I. 2017/443), regs. 1, 5(b) (with reg. 17)

[^key-254595c241b9f3a66b96abfeb1e8a79e]: Words in Sch. 4 para. 4 Table 1 substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(r) (with Sch. 2 para. 213)

[^key-2940f663f811b37b8d183eb9d596dfcd]: Words in Sch. 2 para. 6 Table substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(q)(ii)(aa) (with Sch. 2 para. 213)

[^key-2a0c75e1fbf3b7f1e9d4f59cf9ff065f]: Words in reg. 15 Table 1 inserted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(i)(i)(bb) (with Sch. 2 para. 213)

[^key-2a87b2636a8599df6e8cc7bc66aadd79]: Words in reg. 11(8) substituted (6.4.2017) by The Investment Bank (Amendment of Definition) and Special Administration (Amendment) Regulations 2017 (S.I. 2017/443), regs. 1, 10(c) (with reg. 17)

[^key-2c805deee2dbce9e5052e56f1a3145dd]: Reg. 8(1A) inserted (8.7.2021) by The Payment and Electronic Money Institution Insolvency Regulations 2021 (S.I. 2021/716), reg. 2, Sch. 4 para. 5(2)(a) (with reg. 5) (as amended (4.1.2024) by The Payment and Electronic Money Institution Insolvency (Amendment) Regulations 2023 (S.I. 2023/1399), regs. 1(2), 4)

[^key-2f66b0e3dc98eb52d1cda5959b176b38]: Word in reg. 5(2) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(c)(ii) (with Sch. 2 para. 210)

[^key-30eb8f4e41d2b5b0a4d84181592af69c]: Words in Sch. 2 para. 8(1) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(q)(iii)(aa)(bb) (with Sch. 2 para. 213)

[^key-3128826f857a194f1b5630393d62c36a]: Words in Sch. 2 para. 3(4) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(q)(i) (with Sch. 2 para. 213)

[^key-31d866bae8c03522e648c19c74cc6031]: Word in Sch. 6 para. 3(2)(b) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(s)(i) (with Sch. 2 para. 213)

[^key-331b3b279209d533531afbbe7eb7c150]: Words in Sch. 2 para. 11(2) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(q)(vi)(aa)(cc) (with Sch. 2 para. 213)

[^key-33c99e3b49f27ea062facba79c9110cd]: Reg. 5(2A) inserted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(c)(iii) (with Sch. 2 para. 211)

[^key-3558d418b8e3c571894580e31682acf5]: Words in Sch. 6 para. 3(5) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(s)(ii) (with Sch. 2 para. 213)

[^key-36b1775dde2562f0b186ac0d6eceb834]: Words in reg. 15 Table 1 inserted (6.4.2017) by The Investment Bank (Amendment of Definition) and Special Administration (Amendment) Regulations 2017 (S.I. 2017/443), regs. 1, 14 (with reg. 17)

[^key-37079955060d9546552fbef8a56ea3da]: Words in reg. 14(6) inserted (6.4.2017) by The Investment Bank (Amendment of Definition) and Special Administration (Amendment) Regulations 2017 (S.I. 2017/443), regs. 1, 13 (with reg. 17)

[^key-38013c7e04a3764ffaa89aa9b523f903]: Words in reg. 17 heading substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(k)(i) (with Sch. 2 para. 213)

[^key-38e27b508e5f955b846f9ba54df332c1]: Words in reg. 17(9) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(k)(v) (with Sch. 2 para. 213)

[^key-3aed3a7cb6e5c83312eb9dfce7c56dcf]: Words in Sch. 2 para. 8(3) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(q)(iii)(ee)(gg) (with Sch. 2 para. 213)

[^key-3c916b61b568d168f8a3050bfaa8a09d]: Words in Sch. 1 para. 3(b) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(p) (with Sch. 2 para. 213)

[^key-3dabe5a3c9e53fbc1d17cebc839b6760]: Words in reg. 18 heading substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(l)(i) (with Sch. 2 para. 213)

[^key-40c80ad580c0570faa0d96f9c6168281]: Words in reg. 15 Table 1 inserted (7.4.2017) by The Deregulation Act 2015, the Small Business, Enterprise and Employment Act 2015 and the Insolvency (Amendment) Act (Northern Ireland) 2016 (Consequential Amendments and Transitional Provisions) Regulations 2017 (S.I. 2017/400), regs. 1(2), 10(4)(b)

[^key-44a3fd473501897a293953cc02986a15]: Words in reg. 15 Table 1 inserted (13.3.2018) by The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018 (S.I. 2018/208), regs. 1(3), 13(3)(b)

[^key-45b87a2f89f4a5bd7bc58af7b24688fb]: Word in reg. 15 Table 1 inserted (13.3.2018) by The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018 (S.I. 2018/208), regs. 1(3), 13(3)(g)(ii)

[^key-466dcaa0c6187af028bd133a92809a74]: Word in reg. 15 Table 1 substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(i)(vi) (with Sch. 2 para. 213)

[^key-48f291fd901c045e1dfe55ceef0e181f]: Words in Sch. 2 para. 6 Table substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(q)(ii)(bb) (with Sch. 2 para. 213)

[^key-49008d3b61b9384dca798ee4106f9d25]: Words in reg. 15 Table 1 inserted (13.3.2018) by The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018 (S.I. 2018/208), regs. 1(3), 13(3)(m)(i)

[^key-4a1107f0d9f1fda3f9f441436c16d7b6]: Words in reg. 2(1) inserted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 36(2)(b) (with regs. 7(4), 9(1))

[^key-4d9c5c75b8b559fc8e2c88fa2f53a2ff]: Words in reg. 6(2) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(d) (with Sch. 2 para. 213)

[^key-5240bf9ae174b61273d9e6ddc2cff2b3]: Words in reg. 16(2) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(j)(iii) (with Sch. 2 para. 213)

[^key-53a64e2adb9c07d1f1955c49a2a8cc93]: Sch. 2 para. 12(5) inserted (13.3.2018) by The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018 (S.I. 2018/208), regs. 1(3), 13(6)(c)

[^key-5572b32b1b7e7186723d83ff98e10317]: Words in reg. 3(3)(b) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(b)(ii) (with Sch. 2 para. 207)

[^key-5788b9beac460b35c5c0921a703ab7ba]: Word in reg. 15 Table 1 substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(i)(i)(aa) (with Sch. 2 para. 213)

[^key-58f6fa80f033944ea04a07b4f54082e8]: Words in Sch. 4 para. 4 Table 1 substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(r)(i) (with Sch. 2 para. 213)

[^key-5ba0709b6f389e9fda37ae94fea63e4f]: Reg. 5(1)(h)(i) substituted for reg. 5(1)(h) (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(c)(i)(bb) (with Sch. 2 para. 209)

[^key-5bc22fa671aeed014717a66cf2e4dfa4]: Words in reg. 7(2)(a) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(e)(ii) (with Sch. 2 para. 213)

[^key-5e6c3ab4a22dd8723b0fa11f26673d52]: Word in reg. 7(1)(e) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(e)(i)(aa) (with Sch. 2 para. 213)

[^key-5e982080b320d8b20fcc9a5dc14c7d8d]: Word in Sch. 2 substituted (1.9.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) (No. 3) Order 2013 (S.I. 2013/1765), arts. 1, 10

[^key-5f4f9b80afb313f5f01e3701c68b91f9]: Words in reg. 15 Table 2 substituted (7.4.2017) by The Deregulation Act 2015, the Small Business, Enterprise and Employment Act 2015 and the Insolvency (Amendment) Act (Northern Ireland) 2016 (Consequential Amendments and Transitional Provisions) Regulations 2017 (S.I. 2017/400), regs. 1(2), 10(5)(e) (with reg. 17)

[^key-5fdfd4fad2ba4e67f002c05217213d9e]: Words in Sch. 2 para. 16(3)(ba) omitted (26.6.2020) by virtue of Corporate Insolvency and Governance Act 2020 (c. 12), s. 49(1), Sch. 3 para. 48(a) (with ss. 2(2), 5(2))

[^key-6494ac19fb79be321ae4ca60c4d7123c]: Words in reg. 19 heading substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(m)(i) (with Sch. 2 para. 213)

[^key-66efc31bc8a2ce6d7dae254b7f0d7456]: Words in reg. 15 Table 1 inserted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 198(i)(iv)(bb) (with Sch. 2 para. 213)