The Bathing Water Regulations 2013

Type Statutory-Instrument
Publication 2013-07-03
Last updated 2025-11-21
State In force
Department King's Printer of Acts of Parliament
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Made: 3rd July 2013

Laid before Parliament: 9th July 2013

Laid before the National Assembly for Wales: 9th July 2013

Coming into force in accordance with regulation 1

The Secretary of State is designated for the purposes of section 2(2) of the European Communities Act 1972 in relation to the environment, and the Welsh Ministers are designated for the purposes of that section in relation to measures relating to water resources.

The Secretary of State in relation to England and Scotland , and the Welsh Ministers in relation to Wales, make the following Regulations in exercise of the powers conferred by that section of that Act.

PART 1 — GENERAL PROVISIONS

Citation, commencement and extent

1

Interpretation

2

Identification of bathing waters

3

Length of the bathing season

4

General duties

5

Public participation

6

PART 2 — BATHING WATER PROFILES

Bathing water profiles

7

PART 3 — MONITORING ETC. OF BATHING WATERS AND PUBLIC INFORMATION

Monitoring etc.

8

Public information

9

PART 4 — BATHING WATER ASSESSMENT AND CLASSIFICATION

Assessment

10

Classification

11

PART 5 — MANAGEMENT OF BATHING WATERS

Management measures at bathing waters subject to pollution incidents

12

Additional management measures at “poor” bathing waters

13

Public information and general provisions about short-term pollution

14

Relevant procedures for short-term pollution

15

Where there is short-term pollution at a bathing water to which regulation 14 applies—

PART 6 — FINAL PROVISIONS

Enforcement

16

Guidance

17

The appropriate Minister may give guidance to the appropriate agency or any local authority with respect to the practical implementation of these Regulations, and the appropriate agency or local authority (as the case may be) to whom guidance is given must have regard to it.

Amendment of the Bathing Waters (Classification) Regulations 1991 and transitional provision

18

Revocations, other amendments and savings

19

(33) The Bathing Water Regulations 2013

(28) The Bathing Water Regulations 2013.

Review

20

SCHEDULE 1 — DEFINITIONS FROM THE WATER FRAMEWORK DIRECTIVE

SCHEDULE 2 — SURFACE WATERS IDENTIFIED IN ENGLAND AND WALES

PART 1 — Surface Waters in England

Ainsdale Allonby
Allonby South Amble Links Anderby
Anstey's Cove (Torquay) . . . Babbacombe
Bamburgh Castle Bantham Beachlands Central
Beachlands West Beacon Cove Beadnell
Beer Bembridge Berrow North of Unity Farm
Bexhill Bigbury-on-Sea North Bigbury-on-Sea South
Birling Gap Bispham Blackpool Central
Blackpool North Blackpool Sands Blackpool South
Blue Anchor West Blyth South Beach Bognor Regis (Aldwick)
Bognor Regis East Booby’s Bay Botany Bay (Broadstairs)
Bournemouth Alum Chine
Bournemouth Boscombe Pier Bournemouth Durley Chine Bournemouth Fisherman's Walk
Bournemouth Hengistbury West Bournemouth Manor Steps Bournemouth Pier
Bournemouth Southbourne
Bovisand Bowleaze Cove Bracklesham Bay
Breakwater Beach (Shoalstone) Brean Bridlington North Beach
Bridlington South Beach Brightlingsea Brighton Central
Brighton Kemptown Broadsands Broadstairs (Stone Bay)
Broadstairs (Viking Bay) . . . . . .
. . . Budleigh Salterton Burnham Jetty North
Caister Point Calshot Camber
. . . Carbis Bay Cawsand
Cayton Bay Challaborough Chapel Porth
Chapel St Leonards Charlestown Charmouth West
Christchurch Avon Beach Christchurch Bay Christchurch Friar's Cliff
Christchurch Highcliffe Castle Christchurch Mudeford Sandbank East Church Cove
Church Ope Cove Clacton Clacton (Groyne 41)
Clacton Beach Martello Tower Cleethorpes Clevedon Beach
Cleveleys Colwell Bay Colwick Country Park (West Lake)
Combe Martin Combesgate Beach, Woolacombe Compton Bay
Constantine Bay Cotswold Country Park and Beach Coverack
Cowes Crackington Haven Crantock
Crimdon Crinnis Beach . . .
. . . Crooklets
Cromer Croyde Bay Danes Dyke, Flamborough
Dartmouth Castle and Sugary Cove Dawlish Coryton Cove Dawlish Town
Dawlish Warren Daymer Bay Deal Castle
Dovercourt Downderry Druridge Bay North
Druridge Bay South Dunster North West Duporth
Durdle Door East Durdle Door West Dymchurch
East Looe East Runton Eastbourne
Eastney Eastoke Exmouth
Eypemouth Felixstowe North Felixstowe South
Felpham Filey Fistral North
Fistral South
Flamborough South Landing Fleetwood Folkestone
Formby Fraisthorpe Frensham Great Pond
Frinton Godrevy Towans
Goodrington Gorleston Beach
. . . Gorran Haven Little Perhaver Great Western
Great Yarmouth North Great Yarmouth Pier Great Yarmouth South
Gurnard Gwithian Towans Gwynver
Gyllyngvase Hampstead Heath (Ladies Pond)
Hampstead Heath (Men's Pond) Hampstead Heath (Mixed Pond) Harlyn Bay
Hartland Quay Hastings Pelham Beach Haverigg
Hayle Towans
Heacham Hemsby Henleaze Lake
Herne Bay
Herne Bay Central Highcliffe Hillhead
Hive Holland Hollicombe
Holywell Bay Hope Cove Hornsea
Hove Humberston Fitties Hunstanton Main Beach
Hunstanton (Old Hunstanton) Hythe Ilfracombe Hele
Ilfracombe Tunnels Beach Ilfracombe Wildersmouth Ingoldmells South
. . . Jaywick Joss Bay (Broadstairs)
Kennack Sands Kimmeridge Bay Kingsand
Ladram Bay Lancing, Beach Green Lee-on-Solent
Leigh Bell Wharf Lepe Leysdown
Littlehampton Littlestone Long Rock
Low Newton
Lowestoft (North of Claremont Pier) Lowestoft (South of Claremont Pier) Lulworth Cove
Lusty Glaze . . . Lyme Regis Front Beach
Lynmouth Mablethorpe Town Maenporth
Maidencombe Marazion Margate Fulsam Rock
Margate The Bay
Marsden Marske Sands Mawgan Porth
Meadfoot Meols Mexico Towans
Middleton-on-sea
Milford-on-sea Mill Bay Millendreath
Minehead Terminus Minnis Bay (Birchington) Minster Leas
Moggs Eye Morecambe North Morecambe South
Moreton Mothecombe Mother Ivey's Bay
. . . . . . . . .
. . . Mundesley Ness Cove
Newbiggin North Newbiggin South . . .
Norman's Bay Northcott Mouth Oddicombe
Pagham
Paignton Paignton Sands Paignton Preston Sands Par Sands
Pendower Pentewan Penzance
Perranporth Perranporth Penhale Sands
. . . Perranuthnoe Pevensey Bay
Plymouth Hoe East Plymouth Hoe West Poldhu Cove
Polkerris Polstreath Polurrian Cove
Polzeath Poole Branksome Chine Poole Canford Cliffs Chine
Poole Harbour Lake Poole Harbour Rockley Sands Poole Sandbanks Peninsular
Poole Shore Road Beach Porlock Weir Porth
Porthallow Porthcothan Porthcurnick
Porthcurno Porthgwidden Porthkidney Sands
Porthleven Sands
Porthluney Porthmeor Porthminster
Porthoustock Porthpean Porthtowan
Portland Harbour Castle Cove Portland Harbour Sandsfoot Castle Portmellon
Portreath Portwrinkle Praa Sands East
Praa Sands West Putsborough Ramsgate Sands
Ramsgate Western Undercliffe Readymoney Cove Redcar Coatham
Redcar Granville Redcar Lifeboat Station Redcar Stray
Reighton Ringstead Bay . . .
Robin Hoods Bay . . . Roker - Sunderland
Runswick Bay Ryde Salcombe North Sands
Salcombe South Sands Saltburn Saltdean
Sandgate Sandown Sandsend
Sandwich Bay Sandy Bay Sandymouth
Saunton Sands
Scarborough North Bay Scarborough South Bay Sea Palling
Seaburn – Sunderland Seaford Seagrove
Seaham Beach Seaham Hall Beach Seahouses North
Seascale Seaton (Cornwall) Seaton (Devon)
Seaton Carew Centre Seaton Carew North Seaton Carew North Gare
Seaton Sluice Seatown Selsey
Sennen Shaldon Shanklin
Sharrow
Sheerness Shell Bay North Sheringham
Shoebury East Shoeburyness Shoreham Beach
Shorthorn Beach Sidmouth Jacobs Ladder
Sidmouth Town Silecroft . . .
Skegness Skipsea Slapton Sands Monument
Slapton Sands Torcross Southsea East South Shields
Southend Chalkwell
Southend Jubilee Southend Thorpe Bay Southend Three Shells
Southend Westcliff Bay Southport . . .
Southwick Southwold The Denes Southwold The Pier
Spittal St Annes St Annes North
St Bees St Helens St Leonards
St Margaret's Bay St Mary's Bay (Devon) St Mary's Bay (Kent)
St Mildreds Bay (Westgate) . . . Stokes Bay
Studland Knoll House Summerleaze Sutton-on-Sea
Swanage Central
Swanpool Tankerton Teignmouth Holcombe
Teignmouth Town The Serpentine - Hyde Park . . .
. . . Thurlestone North Thurlestone South
Tolcarne Torre Abbey Totland Bay
Towan Trebarwith Strand Tregonhawke
Trevaunance Cove
Trevone Bay Treyarnon Bay Tunstall
Tynemouth Cullercoats Tynemouth King Edwards Bay Tynemouth Long Sands North
Tynemouth Long Sands South Upton Towans Vault Beach
Ventnor Wallasey
Walney Biggar Bank Walney Sandy Gap Walney West Shore
Walpole Bay (Margate) Walton Warkworth
Watcombe Watergate Bay Wells
Wembury West Bay (West) West Bay (Westgate)
West Beach, Whitstable West Kirby West Mersea
West Wittering Westbrook Bay (Margate) Weston Main
Weston-super-Mare Sand Bay Weston-super-Mare Uphill Slipway West Runton
Westward Ho!
Weymouth Central Weymouth Lodmoor Wherry Town
Whitby
Whitecliff Bay Whitley Bay . . .
Widemouth Sand Wilsthorpe Winchelsea
Windermere, Fellfoot Windermere, Lakeside YMCA Windermere, Millerground Landing
Windermere, Rayrigg Meadow
Withernsea Woolacombe Village Worthing
Yaverland

PART 2 — Surface Waters in Wales

Aberafan Aberdaron Aberdyfi
Aberdyfi Rural Beach
Abereiddy Aberffraw Abergele (Pensarn)
Abermawr Aberporth Abersoch
Aberystwyth North Aberystwyth South Amroth Central
Barafundle Barmouth Benllech
Borth Borth Wen Bracelet Bay
Broad Haven (Central) Broad Haven South Caerfai
Castle Beach Tenby Caswell Bay Cemaes
Church Bay Cilborth Clarach South
Cold Knap Colwyn Bay Coppet Hall
Craig Du Central Criccieth Dale
Druidston Haven Dyffryn (Llanendwyn) Fairbourne
Freshwater East Freshwater West Harlech
Jackson's Bay Barry Island Kinmel Bay (Sandy Cove) Langland Bay
Limeslade Bay Little Haven Llandanwg Central
Llanddona Llanddwyn Llandudno North
Llandudno West Llanfairfechan Llangrannog
Llanrhystud Llyn Padarn Lydstep
Manorbier Marine Lake, Rhyl Marloes Sands
Morfa Dinlle Morfa Nefyn Mwnt
New Quay Harbour New Quay North Newgale
Newport Nolton Haven Oxwich Bay
Pembrey Penally Penbryn
Pendine Penmaenmawr Poppit Sands
Port Eynon Porth Dafarch Porth Neigwl
Prestatyn Central Pwllheli Rest Bay
Rhosneigr Rhossili Rhyl
Rhyl East Sandy Bay Sandy Haven
Saundersfoot Silver Bay, Rhoscolyn Southerndown
St. Davids, Benllech Swansea Bay Talybont
Tenby North Tenby South Traeth Glan Don Beach
Traeth Gwyn New Quay Traeth Lligwy Trearddur Bay
Trecco Bay Tresaith Tywyn
West Angle Whitesands Whitmore Bay Barry Island
Wiseman's Bridge

SCHEDULE 3 — BATHING WATER PROFILES

Contents

1

Review

2

SCHEDULE 4 — MONITORING ETC

PART 1 — INTESTINAL ENTEROCOCCI AND ESCHERICHIA COLI

Location of monitoring point

1

The appropriate agency must—

Monitoring calendar

2

Frequency of monitoring

3

The appropriate agency must—

Sampling equipment

4

Storage and transport of samples before analysis

5

Reference methods of analysis

6

General provisions in relation to rules or reference methods of analysis

7

The appropriate agency—

PART 2 — CYNOBACTERIA

8

Where any bathing water profile indicates a potential for cyanobacterial proliferation, the appropriate agency must undertake appropriate monitoring at the bathing water at the frequency necessary to allow adequate management measures to be put in place in accordance with regulation 12.

PART 3 — MACRO-ALGAE AND MARINE PHYTOPLANKTON

9

Where any bathing water profile indicates a tendency for proliferation of macro-algae or marine phytoplankton, the appropriate agency must undertake investigations at the bathing water to allow adequate management measures to be put in place in accordance with regulation 12.

PART 4 — WASTE

10

The appropriate agency must undertake visual inspections at every bathing water at the frequency necessary to allow adequate management measures to be put in place in accordance with regulation 12.

SCHEDULE 5 — CLASSIFICATION

Standards

1

The appropriate agency must use the following standards for classification—

Methodology

2

Classification

3

Signed

Richard Benyon — Parliamentary Under Secretary of State — 2013-07-01

Alun Davies — Minister for Natural Resources and Food, one of the Welsh Ministers — 2013-07-03

Explanatory note

(This note is not part of the Regulations)

Footnotes

[^f00001]: S.I. 2008/301.

[^f00002]: 1972 c. 68; section 2(2) was amended by section 27(1)(a) of the Legislative and Regulatory Reform Act 2006 (c.51) and by Part 1 of the Schedule to the European Union (Amendment) Act 2008 (c.7).

[^f00003]: See S.I. 2003/2901 for the designation conferred on the National Assembly for Wales. By virtue of sections 59 and 162 of, and paragraph 28 of Schedule 11 to, the Government of Wales Act 2006 (c. 32), that designation is now conferred on the Welsh Ministers.

[^f00004]: The power of the Secretary of State to make regulations in relation to matters as regards Scotland is preserved by section 57(1) of the Scotland Act 1988 (c. 46).

[^f00005]: OJ No L 64, 4.3.2006, p.37, as amended by Regulation (EC) No 596/2009 (OJ No L 188, 18.7.2009, p.14).

[^f00006]: OJ No L 143, 31.5.2011, p.38.

[^f00007]: 2006 c.32.

[^f00008]: 1991 c. 57.

[^f00009]: S.I. 2003/3242, as amended by: S.I. type=end slip=2016-09-01 time=14750705004962007/3538, 2008/1097 2010/675, 2011/556; 2013/755 (W. 90)type=end slip=2016-09-01 time=1475070531903. See also regulation 19(3) of these Regulations for further amendments to this instrument.

[^f00010]: S.I. 2003/3245.

[^f00011]: S.I. 2004/99. This instrument is amended by regulation 19(4) of these Regulations.

[^f00012]: 1995 c.25, as amended by type=start slip=2016-09-01 time=1475070795875S.I.type=end slip=2016-09-01 time=1475070795875 2013/755 (W. 90); there are other amending instruments but none is relevant.

[^f00013]: 1991 c.57, as amended type=start slip=2016-09-01 time=1475070762046S.I.type=end slip=2016-09-01 time=1475070762046 2013/755 (W. 90).

[^f00014]: type=start slip=2016-09-01 time=1475070833953S.I. 1991/1597type=end slip=2016-09-01 time=1475070833953, as amended by S.I. 2008/1097. The Bathing Water (Classification) Regulations 1991 will be revoked by paragraph (2) of regulation 19 when that paragraph comes into force.

[^f00015]: 1991 c.57, as amended by type=start slip=2016-09-01 time=1475070869001S.I 2013/755 (W. 90)type=end slip=2016-09-01 time=1475070869001.

[^f00016]: Copies are available from the Department for Environment, Food and Rural Affairs, Bathing Waters Team, Area 3D Nobel House, 17 Smith Square, London SW1P 3JR. By virtue of section 2(1)(a)(ii) of the Environment Act 1995 (c. 25), the National Rivers Authority’s functions under or by virtue of Part III of the Water Resources Act 1991 (c. 57) in respect of the control of pollution of water resources in England and Wales were transferred to the Environment Agency. The National Rivers Authority (Bathing Waters) Directions 1992 (“the Direction”) deal with the exercise of functions under that Part. Section 55(3),(4)(d) and (6) of the Environment Act 1995 have the effect that the Direction applies as if given to the Environment Agency. In relation to Wales, the Environment Agency’s functions under the relevant provisions of Part III of the Water Resources Act 1991 were subsequentlytransferred to the Natural Resources Body for Wales by virtue of article 4(1) of, and paragraphs 272 to 274 of Schedule 2 to, the Natural Resources Body for Wales (Functions) Order 2013 (W.S.I. 2013/755 (W. 90)). Article 10 of, and paragraphs 2(3) and (4) of Schedule 7 to, that Order have the effect that, in relation to Wales, the Direction applies as if given to the Natural Resources Body for Wales.

[^f00017]: OJ No L 31, 5.2.1976, p.1, as last amended by Regulation (EC) No 1137/2008 of the European Parliament and of the Council (OJ No L 311, 21.11.2008, p.1).

[^f00018]: S.I. 2008/1097, as amended by type=start slip=2016-09-01 time=1475070917283S.I 2013/755 (W. 90)type=end slip=2016-09-01 time=1475070917283.

[^f00019]: type=start slip=2016-09-01 time=1475070952861S.I. 2003/1238.type=end slip=2016-09-01 time=1475070952861

[^f00020]: S.I. 2003/3242, as amended by S.I. type=start slip=2016-09-01 time=14750709991902007/3538, 2008/1097, 2010/675, 2011/556; 2013/755 (W. 90)type=end slip=2016-09-01 time=1475070999190.

[^f00021]: S.I. 2004/99.

[^f00022]: The relevant baseline, for the purposes of this definition and the definition of “inland water”, is that from which the breadth of the territorial sea is measured and is established by section 1 of the Territorial Sea Act 1987 (c.49) and the Territorial Waters Order in Council 1964 (1965 III, p.6452A).

[^f00023]: Further details of the location and extent of a bathing water in England are available on request by contacting the Department for Environment, Food and Rural Affairs, Bathing Waters Team, Area 3D Nobel House, 17 Smith Square, London SW19 3JR.

[^f00024]: Further details of the location and extent of a bathing water in Wales are available on request by contacting the Welsh Government, Water Branch, Cathays Park, Cardiff, CF10 3NQ.

Editorial notes

[^c21854861]: S.I. 2008/301.

[^c21854871]: 1972 c. 68; section 2(2) was amended by section 27(1)(a) of the Legislative and Regulatory Reform Act 2006 (c.51) and by Part 1 of the Schedule to the European Union (Amendment) Act 2008 (c.7).

[^c21854881]: See S.I. 2003/2901 for the designation conferred on the National Assembly for Wales. By virtue of sections 59 and 162 of, and paragraph 28 of Schedule 11 to, the Government of Wales Act 2006 (c. 32), that designation is now conferred on the Welsh Ministers.

[^c21854891]: The power of the Secretary of State to make regulations in relation to matters as regards Scotland is preserved by section 57(1) of the Scotland Act 1988 (c. 46).

[^c21854901]: OJ No L 64, 4.3.2006, p.37, as amended by Regulation (EC) No 596/2009 (OJ No L 188, 18.7.2009, p.14).

[^c21854911]: OJ No L 143, 31.5.2011, p.38.

[^c21854921]: 2006 c.32.

[^c21854931]: 1991 c. 57.

[^c21854951]: S.I. 2003/3245.

[^c21854961]: S.I. 2004/99. This instrument is amended by regulation 19(4) of these Regulations.

[^c21854971]: 1995 c.25, as amended by S.I. 2013/755 (W. 90); there are other amending instruments but none is relevant.

[^c21854981]: 1991 c.57, as amended S.I. 2013/755 (W. 90).

[^c21854991]: S.I. 1991/1597, as amended by S.I. 2008/1097. The Bathing Water (Classification) Regulations 1991 will be revoked by paragraph (2) of regulation 19 when that paragraph comes into force.

[^c21855001]: 1991 c.57, as amended by S.I. 2013/755 (W. 90).

[^c21855011]: Copies are available from the Department for Environment, Food and Rural Affairs, Bathing Waters Team, Area 3D Nobel House, 17 Smith Square, London SW1P 3JR. By virtue of section 2(1)(a)(ii) of the Environment Act 1995 (c. 25), the National Rivers Authority's functions under or by virtue of Part III of the Water Resources Act 1991 (c. 57) in respect of the control of pollution of water resources in England and Wales were transferred to the Environment Agency. The National Rivers Authority (Bathing Waters) Directions 1992 (“the Direction”) deal with the exercise of functions under that Part. Section 55(3),(4)(d) and (6) of the Environment Act 1995 have the effect that the Direction applies as if given to the Environment Agency. In relation to Wales, the Environment Agency's functions under the relevant provisions of Part III of the Water Resources Act 1991 were subsequently transferred to the Natural Resources Body for Wales by virtue of article 4(1) of, and paragraphs 272 to 274 of Schedule 2 to, the Natural Resources Body for Wales (Functions) Order 2013 (W.S.I. 2013/755 (W. 90)). Article 10 of, and paragraphs 2(3) and (4) of Schedule 7 to, that Order have the effect that, in relation to Wales, the Direction applies as if given to the Natural Resources Body for Wales.

[^c21855021]: OJ No L 31, 5.2.1976, p.1, as last amended by Regulation (EC) No 1137/2008 of the European Parliament and of the Council (OJ No L 311, 21.11.2008, p.1).

[^c21855031]: S.I. 2008/1097, as amended by S.I. 2013/755 (W. 90).

[^c21855041]: S.I. 2003/1238.

[^c21855051]: S.I. 2003/3242, as amended by S.I. 2007/3538, 2008/1097, 2010/675, 2011/556, 2013/755 (W. 90).

[^c21855061]: S.I. 2004/99.

[^c21855071]: The relevant baseline, for the purposes of this definition and the definition of “inland water”, is that from which the breadth of the territorial sea is measured and is established by section 1 of the Territorial Sea Act 1987 (c.49) and the Territorial Waters Order in Council 1964 (1965 III, p.6452A).

[^key-0fac142cf375226fcff4e7063caf28b3]: Words in reg. 5(2) substituted (10.4.2017) by The Water Environment (Water Framework Directive) (England and Wales) Regulations 2017 (S.I. 2017/407), reg. 1(a), Sch. 4 para. 4(2) (with reg. 1(c))

[^key-641eac107946fab2e5d6462261bebc03]: Words in reg. 7(3)(a) substituted (10.4.2017) by The Water Environment (Water Framework Directive) (England and Wales) Regulations 2017 (S.I. 2017/407), reg. 1(a), Sch. 4 para. 4(3) (with reg. 1(c))

[^key-45b36ebe9808912bb72b2f5e3cbec368]: Words in reg. 2(2) inserted (E.) (1.6.2018) by The Environment, Food and Rural Affairs (Miscellaneous Amendments) (England) Regulations 2018 (S.I. 2018/575), regs. 1(2), 9 and (W.) (17.12.2018) by The Environment, Planning and Rural Affairs (Miscellaneous Amendments) (Wales) Regulations 2018 (S.I. 2018/1216), regs. 1(3), 12

[^key-30233769911de03c46b57dd6e332618e]: Words in reg. 2(1) omitted (29.3.2019) by virtue of The Environment, Food and Rural Affairs (Miscellaneous Amendments etc.) Regulations 2019 (S.I. 2019/526), regs. 1(2), 4(2)

[^key-691a0f864e580b0c63ac60d42eca0ebb]: Words in reg. 3(1) substituted (29.3.2019) by The Environment, Food and Rural Affairs (Miscellaneous Amendments etc.) Regulations 2019 (S.I. 2019/526), regs. 1(2), 4(3)(a)

[^key-088f510405a319398d29bc268f537b78]: Words in reg. 3(2) substituted (29.3.2019) by The Environment, Food and Rural Affairs (Miscellaneous Amendments etc.) Regulations 2019 (S.I. 2019/526), regs. 1(2), 4(3)(b)

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