The Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013

[^key-b27c1a1d699d8c40f4ffbea3b64e7083]: Words in art. 1(2) inserted (1.3.2018) by The Alternative Investment Fund Managers (Amendment) Regulations 2018 (S.I. 2018/134), regs. 1(2), 3(a)

[^key-b2fbb2d1765aab399158c7cb38a5893b]: Words in art. 1(2) inserted (22.7.2013) by virtue of The Alternative Investment Fund Managers Regulations 2013 (S.I. 2013/1773), reg. 1, Sch. 2 para. 22(2)

[^key-b446f2eeab31c973e46490c83f374af3]: Words in art. 5(5)(b) inserted (22.7.2013) by The Alternative Investment Fund Managers Regulations 2013 (S.I. 2013/1773), reg. 1, Sch. 2 para. 22(5)(b)(i)

[^key-b83b74b43911a39920072f07bcc0618b]: Art. 3(3)(i) inserted (13.7.2016) by The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016 (S.I. 2016/715), reg. 1(2), Sch. 2 para. 4(3)(b)

[^key-b995a8b13ae4e0a2308c8bb914cf95cb]: Art. 2(4)(c) inserted (10.1.2015) by The Bank Recovery and Resolution (No. 2) Order 2014 (S.I. 2014/3348), art. 1(2), Sch. 3 para. 12(3)(a)

[^key-bb72d86caca121dedef344edb5a4f9bd]: Art. 4(9)(c) inserted (21.11.2014) by The Central Securities Depositories Regulations 2014 (S.I. 2014/2879), regs. 1(1), 9(4)(d)

[^key-bb7dcdceede30c9d74e353959b31a0e8]: Art. 6(2)(m) inserted (3.7.2016) by The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016 (S.I. 2016/680), regs. 1, 22(5)

[^key-bbe7523301d96c7880bc368d55b18974]: Art. 2(6)(e) inserted (10.1.2015) by The Bank Recovery and Resolution (No. 2) Order 2014 (S.I. 2014/3348), art. 1(2), Sch. 3 para. 12(3)(b)

[^key-be3c7111f6a7486fd7ef58caacb58455]: Art. 4(5)(f) inserted (13.7.2016) by The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016 (S.I. 2016/715), reg. 1(2), Sch. 2 para. 4(4)(b)

[^key-c3f7a70b083729c4647c5c71a6780e0f]: Words in art. 6(5) substituted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 187(4)(e); 2020 c. 1, Sch. 5 para. 1(1)

[^key-c5ba42efcaa59a78a06e0d2791658db7]: Art. 3(2)(m) inserted (1.1.2018) by The Packaged Retail and Insurance-based Investment Products Regulations 2017 (S.I. 2017/1127), reg. 1, Sch. 2 para. 7(4)(a)

[^key-c6c0944d617bc33694860c2c2899d4a2]: Art. 6(2)(ba) inserted (22.7.2013) by The Alternative Investment Fund Managers Regulations 2013 (S.I. 2013/1773), reg. 1, Sch. 2 para. 22(6)(a)

[^key-c7fc8865f614178da834bff3467b2924]: Art. 6(4)(d) inserted (21.11.2014) by The Central Securities Depositories Regulations 2014 (S.I. 2014/2879), regs. 1(1), 9(6)(b)

[^key-c8bd29751195bba9313e50a950a8a4d5]: Words in art. 5(5)(b) inserted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 7(6)(b)

[^key-ca10609020b9ef0e88efa8376b64e84f]: Art. 4(3)(f) inserted (13.7.2016) by The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016 (S.I. 2016/715), reg. 1(2), Sch. 2 para. 4(4)(a)

[^key-ced0d8c12a5c570d48c24abbf4f08dcb]: Art. 5(5)(m) inserted (27.2.2018) by The Financial Services and Markets Act 2000 (Benchmarks) Regulations 2018 (S.I. 2018/135), regs. 1(2), 58(6)(c)(ii)

[^key-d14c53e9de1d7e348f91eca5df812cd1]: Word in art. 2(5) substituted (21.11.2016) by The Financial Services (Banking Reform) Act 2013 (Consequential Amendments) (No. 2) Order 2016 (S.I. 2016/1023), arts. 1, 2(b)

[^key-d3a31d3b9fc8c1d126b9bbff80c24c87]: Art. 2(8)(e) inserted (21.11.2014) by The Central Securities Depositories Regulations 2014 (S.I. 2014/2879), regs. 1(1), 9(2)(c)

[^key-d55242df4ffd67005ed60876e4a7b2ac]: Art. 4(5)(ba) inserted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 7(5)(b)

[^key-d5885d20c6451c8ec97c0a875232c748]: Art. 4(10) inserted (3.7.2016) by The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016 (S.I. 2016/680), regs. 1, 22(3)

[^key-d620f4f7dd995250cf7f66260c00e238]: Art. 3(2)(ba) inserted (22.7.2013) by The Alternative Investment Fund Managers Regulations 2013 (S.I. 2013/1773), reg. 1, Sch. 2 para. 22(4)(a)(i)

[^key-d998163db59a4d46d8b97475ed274851]: Art. 2(2)(h) inserted (21.11.2014) by The Central Securities Depositories Regulations 2014 (S.I. 2014/2879), regs. 1(1), 9(2)(a)

[^key-da6629d3981dbd3e1fab00b1cdac4aa8]: Art. 2(2)(m) inserted (28.6.2018 for specified purposes, 21.7.2018 in so far as not already in force) by The Money Market Funds Regulations 2018 (S.I. 2018/698), regs. 1(2), 5(3)

[^key-dad2e6cee7bd6a947e0dd3b4765ff43b]: Art. 2(2)(j) inserted (3.7.2016) by The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016 (S.I. 2016/680), regs. 1, 22(2)(a)

[^key-dca0045a39a73fe14b95fe9b18dd3948]: Art. 2(2)(ba) inserted (22.7.2013) by The Alternative Investment Fund Managers Regulations 2013 (S.I. 2013/1773), reg. 1, Sch. 2 para. 22(3)(a)

[^key-dd88cec282c9a072f373ce44058b337c]: Art. 3(3)(g) inserted (10.1.2015) by The Bank Recovery and Resolution (No. 2) Order 2014 (S.I. 2014/3348), art. 1(2), Sch. 3 para. 12(4)(b)

[^key-df32c3176c209c3dbc1f0681d3689d26]: Art. 4(7)(aa) inserted (29.6.2017 for specified purposes, 3.7.2017 for specified purposes, 31.7.2017 for specified purposes, 3.1.2018 in so far as not already in force) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701), reg. 1(2)(3)(4)(6), Sch. 3 para. 6(4)(c) (with reg. 7)

[^key-df75ad9e76f9e017912f74c8533224ed]: Art. 5(5)(o) inserted (28.6.2018 for specified purposes, 21.7.2018 in so far as not already in force) by The Money Market Funds Regulations 2018 (S.I. 2018/698), regs. 1(2), 5(5)(b)

[^key-e160652bfe678ad428ea098aa3c84ccd]: Art. 2(10) inserted (3.7.2016) by The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016 (S.I. 2016/680), regs. 1, 22(2)(c)

[^key-e2069a3968db2d4dba7f1c9f6c52984c]: Art. 6(2)(k) inserted (10.1.2015) by The Bank Recovery and Resolution (No. 2) Order 2014 (S.I. 2014/3348), art. 1(2), Sch. 3 para. 12(6)(a)

[^key-e3e95d9f466a0b4c84280a717640f59f]: Art. 6(2)(j) inserted (21.11.2014) by The Central Securities Depositories Regulations 2014 (S.I. 2014/2879), regs. 1(1), 9(6)(a)

[^key-e44bbd916d9bd93498f61a2f810c7aa1]: Art. 3(2)(p) inserted (28.6.2018 for specified purposes, 21.7.2018 in so far as not already in force) by The Money Market Funds Regulations 2018 (S.I. 2018/698), regs. 1(2), 5(4)(a)

[^key-e55696f76b8a4a7058442c9b05d781af]: Art. 6(2)(h)(i) inserted (22.7.2013) by The Alternative Investment Fund Managers Regulations 2013 (S.I. 2013/1773), reg. 1, Sch. 2 para. 22(6)(b)

[^key-e90b9529b1e5ff46c85d1b55bfcfd62c]: Words in art. 2(1) substituted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 187(4)(a); 2020 c. 1, Sch. 5 para. 1(1)

[^key-ebbc9114c6570633cc89b22244dcc0f4]: Art. 6(2)(r) inserted (28.6.2018 for specified purposes, 21.7.2018 in so far as not already in force) by The Money Market Funds Regulations 2018 (S.I. 2018/698), regs. 1(2), 5(6)

[^key-ec523d8945df239913a77637fb68134e]: Words in art. 6(1) inserted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 187(7)(a); 2020 c. 1, Sch. 5 para. 1(1)

[^key-ed90be2a1e01e93514ee593832cd9f89]: Word in art. 2(9) substituted (21.11.2016) by The Financial Services (Banking Reform) Act 2013 (Consequential Amendments) (No. 2) Order 2016 (S.I. 2016/1023), arts. 1, 2(c)

[^key-eeba16c212d15ec3cba2e4642a8e1eb4]: Words in art. 3(3)(b) inserted (22.7.2013) by The Alternative Investment Fund Managers Regulations 2013 (S.I. 2013/1773), reg. 1, Sch. 2 para. 22(4)(b)(i)

[^key-f010b0aadd544be4170e49e1af2ab618]: Art. 5(5)(k) inserted (12.10.2016) by The Financial Services and Markets Act 2000 (Qualifying EU Provisions) (Amendment) Order 2016 (S.I. 2016/936), arts. 1(2), 2(4)(b)

[^key-f0dbcf982f28f505d0a452ec4dc91379]: Art. 2(2)(aa) inserted (29.6.2017 for specified purposes, 3.7.2017 for specified purposes, 31.7.2017 for specified purposes, 3.1.2018 in so far as not already in force) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701), reg. 1(2)(3)(4)(6), Sch. 3 para. 6(2)(a) (with reg. 7)

[^key-f1aed8fa4eab137965151474c8b932d7]: Art. 3(2)(h) inserted (21.11.2014) by The Central Securities Depositories Regulations 2014 (S.I. 2014/2879), regs. 1(1), 9(3)(a)

[^key-f32902de183b54c5542db58f9b090656]: Words in art. 1(2) inserted (27.2.2018) by The Financial Services and Markets Act 2000 (Benchmarks) Regulations 2018 (S.I. 2018/135), regs. 1(2), 58(2)

[^key-f69577747a6cdcf7ce9f93b330429393]: Words in art. 5(1) substituted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 187(4)(d); 2020 c. 1, Sch. 5 para. 1(1)

[^key-f73b7fafea791414f7f084c260874462]: Words in art. 4(8) substituted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 187(4)(c); 2020 c. 1, Sch. 5 para. 1(1)

[^key-fa4dfc893b6cebec34371b81bbd2f0b7]: Art. 3(2)(aa) inserted (29.6.2017 for specified purposes, 3.7.2017 for specified purposes, 31.7.2017 for specified purposes, 3.1.2018 in so far as not already in force) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701), reg. 1(2)(3)(4)(6), Sch. 3 para. 6(3)(a) (with reg. 7)

[^key-fae3109bd91ff974c4aba878dc00d6b1]: Words in art. 3(3)(a) inserted (29.6.2017 for specified purposes, 3.7.2017 for specified purposes, 31.7.2017 for specified purposes, 3.1.2018 in so far as not already in force) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701), reg. 1(2)(3)(4)(6), Sch. 3 para. 6(3)(b) (with reg. 7)

[^key-fbc3ec8fc562b366bd1bcc67264a3b49]: Words in art. 3 heading substituted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 187(4)(b); 2020 c. 1, Sch. 5 para. 1(1)

[^key-ff600ed69419bd14e6fa3621ca799b10]: Art. 5(5A) inserted (13.7.2016) by The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016 (S.I. 2016/715), reg. 1(2), Sch. 2 para. 4(5)(b)

[^key-fffad7a7e709471302565ada9cdc3134]: Art. 4(3)(ba) inserted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 7(5)(a)

[^M_F_67bfc5fe-d041-4b75-e31f-71834fe1a056]: Art. 1(4)-(7) inserted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 187(3); 2020 c. 1, Sch. 5 para. 1(1)

[^key-0fe819373e1ecfa3d24aef2291bbafbf]: Words in art. 1(2) inserted (1.1.2023) by The Financial Services and Markets Act 2000 (Qualifying Provisions) (Amendment) Order 2022 (S.I. 2022/1252), arts. 1(1), 3(2)(a)

[^key-a0b371a4f7e943321b6e4c0ca9fefb4f]: Words in art. 1(5) substituted (1.1.2023) by The Financial Services and Markets Act 2000 (Qualifying Provisions) (Amendment) Order 2022 (S.I. 2022/1252), arts. 1(1), 3(2)(b)

[^key-dee2f67b71f3c3f7ef4a787c92f47722]: Words in art. 3(2)(aa) inserted (1.1.2023) by The Financial Services and Markets Act 2000 (Qualifying Provisions) (Amendment) Order 2022 (S.I. 2022/1252), arts. 1(1), 3(3)

[^key-7bb6470f126ccff591fc90e123a3f8f1]: Words in art. 5(2)(aa) inserted (1.1.2023) by The Financial Services and Markets Act 2000 (Qualifying Provisions) (Amendment) Order 2022 (S.I. 2022/1252), arts. 1(1), 3(3)

[^key-64112e38b56a3862202404e3f29ec0a8]: Words in art. 1(2) omitted (1.1.2024) by virtue of The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023 (S.I. 2023/1410), regs. 1(2), 8(2)

[^key-cefb40dc718a9b29be5d0ec9ac36c257]: Art. 2(2)(i) omitted (1.1.2024) by virtue of The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023 (S.I. 2023/1410), regs. 1(2), 8(3)

[^key-3ee80669773da5064eee27652e976b26]: Art. 3(2)(j) omitted (1.1.2024) by virtue of The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023 (S.I. 2023/1410), regs. 1(2), 8(4)(a)

[^key-4a1d1ea6886a86baa2972b53ab9bed45]: Art. 3(3)(h) omitted (1.1.2024) by virtue of The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023 (S.I. 2023/1410), regs. 1(2), 8(4)(b)

[^key-3c94c900ced4c13b26dd6278b73845de]: Art. 5(2)(j) omitted (1.1.2024) by virtue of The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023 (S.I. 2023/1410), regs. 1(2), 8(5)(a)

[^key-f8a498e4ea2ec1db49c05de2b69ec4da]: Art. 5(5)(i) omitted (1.1.2024) by virtue of The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023 (S.I. 2023/1410), regs. 1(2), 8(5)(b)

[^key-ebdc3eaa8c6d13bc463c435088dba1f8]: Art. 6(2)(l) omitted (1.1.2024) by virtue of The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023 (S.I. 2023/1410), regs. 1(2), 8(6)

[^key-79a6d2442d7b7d1572eb374ab487eaf4]: Words in art. 1(2) omitted (1.11.2024) by virtue of The Securitisation (Amendment) Regulations 2024 (S.I. 2024/705), reg. 1(3), Sch. 2 para. 5(2)

[^key-200397b9f42099b93db6df9345f82a2b]: Art. 2(2)(n) omitted (1.11.2024) by virtue of The Securitisation (Amendment) Regulations 2024 (S.I. 2024/705), reg. 1(3), Sch. 2 para. 5(3)

[^key-d787869954c3df0faee7b9b8499a9898]: Art. 2(6)(f) omitted (1.11.2024) by virtue of The Securitisation (Amendment) Regulations 2024 (S.I. 2024/705), reg. 1(3), Sch. 2 para. 5(3)

[^key-cf901b75a05af57173433655fe3c6376]: Art. 3(2)(q) omitted (1.11.2024) by virtue of The Securitisation (Amendment) Regulations 2024 (S.I. 2024/705), reg. 1(3), Sch. 2 para. 5(4)

[^key-0a82bd9eee269e90bbbc76d212afdd8a]: Art. 3(3)(o) omitted (1.11.2024) by virtue of The Securitisation (Amendment) Regulations 2024 (S.I. 2024/705), reg. 1(3), Sch. 2 para. 5(4)

[^key-356bc37487d45ef91091087d13ed3d8f]: Art. 5(2)(q) omitted (1.11.2024) by virtue of The Securitisation (Amendment) Regulations 2024 (S.I. 2024/705), reg. 1(3), Sch. 2 para. 5(5)

[^key-7f312466301f22c9c4f0963733aead56]: Art. 5(5)(p) omitted (1.11.2024) by virtue of The Securitisation (Amendment) Regulations 2024 (S.I. 2024/705), reg. 1(3), Sch. 2 para. 5(5)

[^key-31ddba6e84ba5b5199c2eae026e27704]: Art. 6(2)(s) omitted (1.11.2024) by virtue of The Securitisation (Amendment) Regulations 2024 (S.I. 2024/705), reg. 1(3), Sch. 2 para. 5(6)

[^key-20172c2b097fb5a570e5013a9111438c]: Art. 6(4)(g) omitted (1.11.2024) by virtue of The Securitisation (Amendment) Regulations 2024 (S.I. 2024/705), reg. 1(3), Sch. 2 para. 5(6)

[^key-6ef613640395592164823b1b1ae8d90e]: Words in art. 1(2) omitted (22.11.2024 for specified purposes) by virtue of The Consumer Composite Investments (Designated Activities) Regulations 2024 (S.I. 2024/1198), reg. 2(1)(c)(2), Sch. 2 para. 2(2)(a)

[^key-8fce4131a8f41ee7bc96f50511a4e4c3]: Words in art. 1(5A) omitted (22.11.2024 for specified purposes) by virtue of The Consumer Composite Investments (Designated Activities) Regulations 2024 (S.I. 2024/1198), reg. 2(1)(c)(2), Sch. 2 para. 2(2)(b)

[^key-888a52d0456805c7d67c719241d1868f]: Art. 2(2)(k) omitted (22.11.2024 for specified purposes) by virtue of The Consumer Composite Investments (Designated Activities) Regulations 2024 (S.I. 2024/1198), reg. 2(1)(c)(2), Sch. 2 para. 2(3)

[^key-1327fe867ffc4edd8a4fb481c34b8db0]: Art. 3(2)(m) omitted (22.11.2024 for specified purposes) by virtue of The Consumer Composite Investments (Designated Activities) Regulations 2024 (S.I. 2024/1198), reg. 2(1)(c)(2), Sch. 2 para. 2(4)(a)

[^key-51cd640231d7f14b752a67cb9013241f]: Art. 3(3)(k) omitted (22.11.2024 for specified purposes) by virtue of The Consumer Composite Investments (Designated Activities) Regulations 2024 (S.I. 2024/1198), reg. 2(1)(c)(2), Sch. 2 para. 2(4)(b)

[^key-652ad94fb1dd324c1bc179e72d4b098b]: Art. 5(2)(m) omitted (22.11.2024 for specified purposes) by virtue of The Consumer Composite Investments (Designated Activities) Regulations 2024 (S.I. 2024/1198), reg. 2(1)(c)(2), Sch. 2 para. 2(5)(a)

[^key-b37e09b50352e4b5e4c82d224f4b2a83]: Art. 5(5)(l) omitted (22.11.2024 for specified purposes) by virtue of The Consumer Composite Investments (Designated Activities) Regulations 2024 (S.I. 2024/1198), reg. 2(1)(c)(2), Sch. 2 para. 2(5)(b)

[^key-81dca74e921bf7818c0b9e511ac09c9c]: Art. 6(2)(o) omitted (22.11.2024 for specified purposes) by virtue of The Consumer Composite Investments (Designated Activities) Regulations 2024 (S.I. 2024/1198), reg. 2(1)(c)(2), Sch. 2 para. 2(6)

[^key-4dd9e7caf50259647aef31a224f8e174]: Art. 2(2)(l) omitted (1.1.2025) by virtue of The Insurance Distribution (Regulated Activities and Miscellaneous Amendments) Regulations 2024 (S.I. 2024/1239), regs. 1(2), 6(2)

[^key-02a1220a1156b67f91f2af2c06ad185d]: Art. 3(2)(o) omitted (1.1.2025) by virtue of The Insurance Distribution (Regulated Activities and Miscellaneous Amendments) Regulations 2024 (S.I. 2024/1239), regs. 1(2), 6(3)(a)

[^key-f7a1e1fc2f832e88987c192ec9992e71]: Art. 3(3)(m) omitted (1.1.2025) by virtue of The Insurance Distribution (Regulated Activities and Miscellaneous Amendments) Regulations 2024 (S.I. 2024/1239), regs. 1(2), 6(3)(b)

[^key-bea37b786ba6452fe6cc98269af83914]: Art. 5(2)(o) omitted (1.1.2025) by virtue of The Insurance Distribution (Regulated Activities and Miscellaneous Amendments) Regulations 2024 (S.I. 2024/1239), regs. 1(2), 6(4)(a)

[^key-5cf79f2bdc311a12c3e064441d93b02d]: Art. 5(5)(n) omitted (1.1.2025) by virtue of The Insurance Distribution (Regulated Activities and Miscellaneous Amendments) Regulations 2024 (S.I. 2024/1239), regs. 1(2), 6(4)(b)

[^key-bf6ad328bd6ce6ad465d48e6b8756d2d]: Art. 6(2)(q) omitted (1.1.2025) by virtue of The Insurance Distribution (Regulated Activities and Miscellaneous Amendments) Regulations 2024 (S.I. 2024/1239), regs. 1(2), 6(5)

[^key-f1192ac9c76c90f2d39d22e6ffb1d7db]: Art. 2(4)(a) omitted (14.1.2025 for specified purposes) by virtue of The Short Selling Regulations 2025 (S.I. 2025/29), reg. 2(2)(3), Sch. 2 para. 5(2)

[^key-b88099e726db2e57034761d6eda5fd61]: Art. 2(4)(b) omitted (14.1.2025 for specified purposes) by virtue of The Short Selling Regulations 2025 (S.I. 2025/29), reg. 2(2)(3), Sch. 2 para. 5(2)

[^key-2597af5824a72425d662b7aa31e27f52]: Art. 5(3) omitted (14.1.2025 for specified purposes) by virtue of The Short Selling Regulations 2025 (S.I. 2025/29), reg. 2(2)(3), Sch. 2 para. 5(3)(a)

[^key-fed421b500eb522770a24e5c6b453f6f]: Art. 5(4) omitted (14.1.2025 for specified purposes) by virtue of The Short Selling Regulations 2025 (S.I. 2025/29), reg. 2(2)(3), Sch. 2 para. 5(3)(b)

[^key-271db058191cbcbb86c114e33f9b01d9]: Art. 5(5)(e) omitted (14.1.2025 for specified purposes) by virtue of The Short Selling Regulations 2025 (S.I. 2025/29), reg. 2(2)(3), Sch. 2 para. 5(3)(c)

[^key-3394cbf3e5603d3abb7259d43bdb8cc0]: Art. 6(2)(f) omitted (14.1.2025 for specified purposes) by virtue of The Short Selling Regulations 2025 (S.I. 2025/29), reg. 2(2)(3), Sch. 2 para. 5(4)

[^key-e1c4b4372a700c9a5d6da8b00d9ffc90]: Art. 6(2)(g) omitted (14.1.2025 for specified purposes) by virtue of The Short Selling Regulations 2025 (S.I. 2025/29), reg. 2(2)(3), Sch. 2 para. 5(4)

[^key-b3924005c1129e8349fd0f29c538cdc1]: Words in art. 1(4)(a) substituted (27.2.2025) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 (S.I. 2025/82), reg. 1(2), Sch. 9 para. 10(a)(i)

[^key-60f3d8eb8a108e5387b8e6e4fb9bd6a4]: Words in art. 1(5)(a) substituted (27.2.2025) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 (S.I. 2025/82), reg. 1(2), Sch. 9 para. 10(a)(ii)

[^key-557bf4e5cfb0c4a1e8a3e57adb1c5446]: Words in art. 1(5A)(a) substituted (27.2.2025) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 (S.I. 2025/82), reg. 1(2), Sch. 9 para. 10(a)(iii)

[^key-96233f61a49019c467ab4a3c6b0d4aeb]: Words in art. 1(6)(a) substituted (27.2.2025) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 (S.I. 2025/82), reg. 1(2), Sch. 9 para. 10(a)(iv)

[^key-fe3d7337d1a53d278abbb51086947ccd]: Words in art. 1(7)(a) substituted (27.2.2025) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 (S.I. 2025/82), reg. 1(2), Sch. 9 para. 10(a)(v)

[^key-c6d6f23e4552893f06e8e82cebc9fc72]: Words in art. 5(7)(a) substituted (27.2.2025) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 (S.I. 2025/82), reg. 1(2), Sch. 9 para. 10(b)

[^key-28517c383412de74ab4ee8ff08a30e94]: Words in art. 1(2) omitted (30.1.2024 for specified purposes, 19.1.2026 in so far as not already in force) by virtue of The Public Offers and Admissions to Trading Regulations 2024 (S.I. 2024/105), reg. 2(2)(3), Sch. 3 para. 33 (with regs. 48-50); S.I. 2025/1078, reg. 5(b) (with reg. 12)

[^key-8bc32a9b330d15ea95054222f55040a6]: Art. 2(14) omitted (30.1.2024 for specified purposes, 19.1.2026 in so far as not already in force) by virtue of The Public Offers and Admissions to Trading Regulations 2024 (S.I. 2024/105), reg. 2(2)(3), Sch. 3 para. 34 (with regs. 48-50); S.I. 2025/1078, reg. 5(b) (with reg. 12)

[^key-6da81812c94df692ba9b152c21f1cde5]: Art. 5(2)(r) omitted (30.1.2024 for specified purposes, 19.1.2026 in so far as not already in force) by virtue of The Public Offers and Admissions to Trading Regulations 2024 (S.I. 2024/105), reg. 2(2)(3), Sch. 3 para. 35 (with regs. 48-50); S.I. 2025/1078, reg. 5(b) (with reg. 12)

[^key-037b861a3e77911dc09c4c81905096b3]: Art. 5(5)(q) omitted (30.1.2024 for specified purposes, 19.1.2026 in so far as not already in force) by virtue of The Public Offers and Admissions to Trading Regulations 2024 (S.I. 2024/105), reg. 2(2)(3), Sch. 3 para. 35 (with regs. 48-50); S.I. 2025/1078, reg. 5(b) (with reg. 12)

[^key-6d7bc9d90c4b3f748582b16c8d9bacfe]: Art. 6(2)(t) omitted (30.1.2024 for specified purposes, 19.1.2026 in so far as not already in force) by virtue of The Public Offers and Admissions to Trading Regulations 2024 (S.I. 2024/105), reg. 2(2)(3), Sch. 3 para. 36 (with regs. 48-50); S.I. 2025/1078, reg. 5(b) (with reg. 12)

Qualifying provisions: general

Qualifying provisions: disciplinary measures

Qualifying provisions etc.: recognised investment exchanges, clearing houses and CSDs

Qualifying provisions: injunctions and restitution

Qualifying provisions: fees