LegalizeThe Bank Recovery and Resolution Order 2014
Made: 17th December 2014
Coming into force: 1st January 2015
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Citation and commencement
1
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Introduction to amendments of the Banking Act
2
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Creation of Chapter 1 of Part 1
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Overview of Part 1
4
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Interpretation of Part 1 of the Banking Act 2009
5
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Power to address impediments to the resolution of institutions and their groups
6
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Creation of Chapter 3 of Part 1
7
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Special resolution objectives
8
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Code of practice
9
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Mandatory write-down, conversion, etc of capital instruments
10
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Valuation
11
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Exercise of stabilisation powers: general conditions
12
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Effect on other group members, financial stability in EU etc
13
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Specific conditions in section 8
14
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Specific conditions: asset management vehicle
15
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Specific conditions: bail-in
16
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Specific conditions: temporary public ownership
17
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Bridge bank
18
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Asset management vehicle
19
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Bail-in option
20
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Conditions to be met when exercising bail-in option
21
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Bail-in administrators
22
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Temporary public ownership
23
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Effect of a transfer
24
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Continuity
25
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Share transfer instruments and orders: delisting
26
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Share transfer instruments: directors and senior managers
27
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Termination rights: share transfer instruments and orders
28
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Procedure: share transfer instruments
29
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Procedure: share transfer orders
30
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Supplemental share transfer instruments
31
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Meaning of “resolution company”
32
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Asset management vehicles: share transfers
33
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Asset management vehicles: reverse share transfer
34
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Property transfer instruments
35
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Directors
36
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Termination rights: property transfer instruments
37
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Foreign Property
38
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Property transfer instruments: delisting
39
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Property transfer instrument: procedure
40
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Transfer of property subsequent to resolution instrument
41
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Supplementary instruments
42
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Onward transfer
43
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Bridge bank: reverse property transfer
44
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Bail in: reverse property transfer
45
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Property transfer instruments: special bail-in provision
46
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Restriction of partial transfers
47
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Liabilities excluded from scope of special bail-in provision
48
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Meaning of “protected deposit”
49
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General interpretation of section 48B
50
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Business reorganisation plans
51
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Functions of bail-in administrators
52
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Powers in relation to securities
53
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Termination rights, etc: resolution instruments
54
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Resolution instruments: directors and senior managers
55
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Directions in or under resolution instrument
56
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Procedure: resolution instruments
57
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Supplemental resolution instruments
58
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Onward transfer
59
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Reverse transfer
60
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Replacement of provisional valuation
61
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Termination rights, etc
62
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Transfer to resolution company
63
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Onward and reverse transfers etc
64
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Independent valuer: compensation
65
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Resolution fund
66
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Third party compensation: mandatory provision
67
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Principle of no less favourable treatment
68
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Independent valuer: valuation under section 6E or 48X
69
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Resolution administrator
70
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General continuity obligation: property transfers
71
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Special continuity obligations: property transfers
72
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Continuity obligations: onward property transfers
73
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General continuity obligation: share transfers
74
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Contractual variation: share transfers
75
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Continuity obligations: onward share transfers
76
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Suspension powers
77
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Pensions
78
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Enforcement
79
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Disputes
80
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Tax
81
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International obligation notice: general
82
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International obligation notice: bridge bank
83
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Public funds: general
84
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Duty of Bank of England to notify Treasury
85
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Public funds: resolution company
86
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Resolution company: report
87
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Accounting information in reports
88
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Cases where mandatory write-down, conversion etc applies: banking group companies
89
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Groups: transfer to bridge bank etc
90
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Groups: transfer to asset management vehicle
91
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Groups: bail-in option
92
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Sections 81B and 81ZBA: supplemental
93
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Section 81BA: supplemental
94
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Interpretation: “banking group company” etc
95
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Holding companies
96
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Information and enforcement
97
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Creation of Chapter 5 of Part 1
98
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Banks not regulated by PRA
99
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Building societies
100
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Investment firms
101
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Recognised central counterparties
102
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Third-country resolution proceedings
103
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Grounds for applying
104
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Notice to PRA of preliminary steps
105
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Notice to regulators and the Bank of England of preliminary steps
106
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Power to direct bank administrator
107
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Immunity
108
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State aid
109
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Statutory instruments
110
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Index of defined terms in the Banking Act
111
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Introduction to amendments of the Financial Services and Markets Act 2000
112
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Consolidated supervision
113
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Discontinuance and suspension of listing
114
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Discontinuance of suspension: procedure
115
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Proceedings before Upper Tribunal
116
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Assessment: consultation by PRA with FCA
117
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Assessment procedure
118
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Requests for further information
119
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Rules requiring parent undertakings to facilitate resolution
120
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Power to impose penalty or issue censure
121
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Sanctions: procedure
122
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Corporation Tax Act 2009
123
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Financial Services Act 2012
124
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Amendment of Banking Act 2009 (Restriction of Partial Property Transfers) Order 2009
125
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Amendment of Banking Act 2009 (Third Party Compensation Arrangements for Partial Property Transfers) Regulations 2009
126
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Amendment of the Banking Act 2009 (Banking Group Companies) Order 2014
127
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Review
128
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Signed
Mark Lancaster — Gavin Barwell — Two of the Lords Commissioners of Her Majesty’s Treasury — 17th December 2014
Explanatory note
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Footnotes
[^f00001]: SI 2012/1759.
[^f00002]: 1972 c.68. Section 2(2) was amended by section 27 of the Legislative and Regulatory Reform Act 2006 (c.51) and by section 3 of, and the Schedule to, the European Union (Amendment) Act 2008 (c.7). By virtue of the amendment of section 1(2) by section 1 of the European Economic Area Act 1993 (c.51), regulations may be made under s. 2(2) of the European Communities Act 1972 to implement obligations of the United Kingdom created or arising by or under the Agreement on the European Economic Area signed at Oporto on 2nd May 1992 (Cm 2073) and the Protocol adjusting the Agreement signed in Brussels on 17th March 1993 (Cm 2183).
[^f00003]: 2009 c.1.
[^f00004]: Section 1 was amended by paragraph 12 of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33), there are other amending instruments but none are relevant.
[^f00005]: 2009 c.1. Section 3 was amended by paragraph 4 of Schedule 17 to the Financial Services Act 2012 (c.21), section 96(2) of the Financial Services Act 2012 (c.21).
[^f00006]: OJ No L 176, 27.6.2013, p1. For Corrigenda, see OJ L321, 30.11.2013, p.6.
[^f00007]: OJ No L 173, 12.6.2014, p190.
[^f00008]: 2000 c.8.
[^f00009]: OJ No L 176, 27.6.2013, p1.
[^f00010]: 2000 c.8. Section 192JB was inserted by the Financial Services (Banking Reform) Act 2013 (c.33), s.133(1), and is amended by article 119 of this Order. The reference to subsection (4) is to that subsection as substituted by article 119(5) of this Order.
[^f00011]: 2006 c.46.
[^f00012]: 2009 c.1, section 4 was amended by paragraph 5 of Schedule 17 to the Financial Services Act 2012 (c.21), section 96(3) of the Financial Services Act 2012 (c.21).
[^f00013]: OJ L 201, 27.7.2012, p.1.
[^f00014]: OJ No L 84, 26.03.1997, p.22.
[^f00015]: OJ No L 135, 31.5.1994, p.5.
[^f00016]: OJ No L 173, 12.6.2014, p.149.
[^f00017]: 1998 c. 42.
[^f00018]: 2009 c.1. Section 5 was amended by paragraph 6 of Schedule 17 to the Financial Services Act 2012 (c.21).
[^f00019]: Section 6 was amended by paragraph 7(2) and paragraph 7(3) of Schedule 17 to the Financial Services Act 2012 (c.21).
[^f00020]: Substituted, with subsections (1) to (5H), by article 12 of this Order.
[^f00021]: Inserted by article 11 of this Order.
[^f00022]: Inserted by article 70 of this Order.
[^f00023]: Section 48Y is inserted by article 61 of this Order.
[^f00024]: Inserted by article 69 of this Order.
[^f00025]: 2009 c.1. Section 7 was amended by paragraph 8 of Schedule 17 to the Financial Services Act 2012 (c.21).
[^f00026]: 2000 c.8. Sections 55A to 55Z4 were inserted by section 11 of the Financial Services Act 2012 (c.8).
[^f00027]: 2006 c.46. There have been amendments to section 474 but none are relevant to this Order.
[^f00028]: 2009 c.1, section 8 was amended by paragraph 9 of Schedule 17 to the Financial Services Act 2012 (c.21) and section 96 of the Financial Services Act 2012 (c.21).
[^f00029]: Section 8A was inserted by the Financial Services (Banking Reform) Act 2013 (c.33), Schedule 2, paragraphs 1 and 3.
[^f00030]: Section 9 was amended by paragraph 10 of Schedule 17 to the Financial Services Act 2012 (c.21).
[^f00031]: 2009 c.1, section 12A was inserted by paragraph 2 of Schedule 17 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00032]: Section 12AA is inserted by article 21 of this Order.
[^f00033]: Section 48H in inserted by Schedule 2 to the Financial Services (Banking Reform) Act 2013, paragraphs 1 and 4.
[^f00034]: Section 62A is inserted by article 69 of this Order.
[^f00035]: Section 48Z is inserted by article 62 of this Order.
[^f00036]: Section 48B was inserted by Schedule 2 to the Financial Services (Banking Reform) Act 2013, paragraphs 1 and 4.
[^f00037]: Subsection (7A) is inserted into section 48B by article 48 of this Order.
[^f00038]: 2009 c.1. Section 12B was inserted by paragraph 2 of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00039]: Section 13 was amended by paragraph 13 of Schedule 2 to the Financial Services (Banking Reform) Act 2013.
[^f00040]: Section 17 was amended by paragraph 14 of Schedule 2 to the Financial Services (Banking Reform) Act 2013.
[^f00041]: Section 18 was amended by paragraph 15 of Schedule 2 to the Financial Services (Banking Reform) Act 2013.
[^f00042]: 2000 c.8. Section 96 was amended by section 16 of the Financial Services Act 2012 (c.21); Schedule 1ZA was substituted by section 6(2) of and Schedule 3 to the Financial Services Act 2012 (c.21).
[^f00043]: Subsection (1A) was inserted into section 20 by section 100 of the Financial Services Act 2012 (c.21).
[^f00044]: Section 24 was amended by paragraph 12 of Schedule 17 to the Financial Services Act 2012 (c.21).
[^f00045]: Section 313D was inserted into the Financial Services and Markets Act 2000 by SI 2007/126. The definition of “regulatory information service” was inserted by SI 2010/1193.
[^f00046]: Section 25 was amended by paragraph 13 of Schedule 17 to the Financial Services Act 2012 (c.21).
[^f00047]: Section 26 was amended by paragraph 14 of Schedule 17 to the Financial Services Act 2012 (c.21).
[^f00048]: Section 29 was amended by section 97(3)(a), section 97(3)(b), and paragraph 12 of Schedule 17 to the Financial Services Act 2012 (c.21).
[^f00049]: Section 30 was amended by paragraph 18 of Schedule 17 to the Financial Services Act 2012 (c.21).
[^f00050]: Section 31 was amended by section 97(4)(a), section 97(4)(b), section 97(4)(c), and paragraph 12 of Schedule 17 to the Financial Services Act 2012 (c.21).
[^f00051]: Section 36A was inserted by section 100 of the Financial Services Act 2012 (c.21).
[^f00052]: Section 39A was inserted by section 102 of the Financial Services Act 2012 (c.21), amended by SI 2013/504.
[^f00053]: 2000 c.8. Section 74 was amended by section 16 of the Financial Services Act 2012 (c.21), SI 2005/381.
[^f00054]: Section 96 was amended by section 16 of the Financial Services Act 2012 (c.21); Schedule 1ZA was inserted in the Financial Services and Markets Act 2000 by Schedule 3 to the Financial Services Act 2012 (c.21).
[^f00055]: Section 41 was amended by paragraph 20 of Schedule 17 to the Financial Services Act 2012 (c.21).
[^f00056]: Section 313D was inserted into the Financial Services and Markets Act 2000 by SI 2007/126. The definition of “regulatory information service” was inserted by SI 2010/1193.
[^f00057]: Section 41A was inserted by paragraph 5 of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00058]: Section 42 was amended by paragraph 21 of Schedule 17 to the Financial Services Act 2012 (c.21), paragraph 5 of the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00059]: Section 43 was amended by paragraph 22 of Schedule 17 to the Financial Services Act 2012 (c.21).
[^f00060]: Section 44 was amended by section 97 and paragraph 23 of Schedule 17 to the Financial Services Act 2012 (c.21), paragraph 16 of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00061]: Section 44A was inserted by paragraph 5 of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00062]: Section 44BA was inserted by paragraph 5 of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00063]: Section 47 was amended by section 96 of the Financial Services Act 2012 (c.21).
[^f00064]: Sections 48B to 48W were inserted by paragraph 4 of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00065]: OJ No L 176, 27.6.2013, p.338.
[^f00066]: OJ L 173, 12.6.2014, p.149.
[^f00067]: Sections 48B to 48W were inserted by paragraph 4 of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00068]: OJ L135, 31.5.1995, p5.
[^f00069]: OJ L173, 12.6.2014, p149.
[^f00070]: Sections 48B to 48W were inserted by paragraph 4 of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00071]: Section 313D was inserted into the Financial Services and Markets Act 2000 by SI 2007/126. The definition of “regulatory information service” was inserted by SI 2010/1193.
[^f00072]: 2006 c.46. Section 474 has been amended, but the amendments are not relevant to this Order.
[^f00073]: Section 89H is inserted by article 102 of this Order.
[^f00074]: Section 52 was amended by paragraph 6(2) of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00075]: Section 53 was amended by paragraph 6(4) of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00076]: Section 54 was amended by paragraph 6(5) of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00077]: Sections 48B to 48W were inserted by paragraph 4 of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00078]: 1998 c.42.
[^f00079]: Section 63 was amended by paragraph 17 of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00080]: 1986 c.45.
[^f00081]: SI 1989/2405 (N.I. 19).
[^f00082]: 1986 c. 45
[^f00083]: SI 1989/2405 (N.I. 19).
[^f00084]: Section 66 was amended, and subsection (1A) inserted, by paragraph 18 of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00085]: SI 1989/2405 (N.I. 19).
[^f00086]: Section 67 was amended by paragraph 19 of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00087]: 1986 c. 45
[^f00088]: SI 1989/2405 (N.I. 19).
[^f00089]: Section 68 was amended by paragraph 20 of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00090]: OJ L84, 26.03.1997, p.22.
[^f00091]: OJ L 173, 12.06.2014, p.149.
[^f00092]: SI 1999/2979, amended by SI 2010/2993; 2013/472 (others not relevant).
[^f00093]: OJ L166, 11.6.1998, p 45.
[^f00094]: 2000 c.8. Section 285 was amended by SI 2013/504.
[^f00095]: Section 71 was amended by paragraph 21 of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00096]: Section 72 was amended by paragraph 22 of Schedule 2 to the Financial Services (Banking Reform) Act 2013.
[^f00097]: Section 73 was amended by paragraph 23 of Schedule 2 to the Financial Services (Banking Reform) Act 2013.
[^f00098]: Section 74 was amended by sections 101 and 102 of the Financial Services Act 2012 (c.21), and by SI 2013/504.
[^f00099]: Section 81A was inserted by section 99 of the Financial Services Act 2012 (c.21) and amended by paragraph 26 of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00100]: Section 2B was inserted by the Financial Services Act 2012 (c.21) section 6.
[^f00101]: 2000 c.8.
[^f00102]: Section 81B was inserted by section 100 of the Financial Services Act 2012 (c.21).
[^f00103]: Section 89H is inserted by article 102 of this Order.
[^f00104]: Section 81BA was inserted by paragraph 7 of Schedule to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00105]: Section 81C was inserted by section 100 of the Financial Services Act 2012 (c.21).
[^f00106]: Section 81CA was inserted by paragraph 7 of Schedule to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00107]: 2000 c.8. Section 422 was amended by SI 2009/534, 2013/3115.
[^f00108]: 1988 c.36.
[^f00109]: 2000 c.8. Section 398 was amended by paragraph 36 of Schedule 9 to the Financial Services and Markets Act 2000 (c.8), SI 2013/1773.
[^f00110]: 1911 c.6.
[^f00111]: 1995 c.39.
[^f00112]: SI 1979/1714 (N.I. 19).
[^f00113]: 2000 c.8. Section 422 was amended by SI 2009/534, 2013/3115.
[^f00114]: 1984 c.60, section 15 was amended by sections 113 and 114 of the Serious Organised Crime and Police Act 2005 (c.15), and SI 2005/3496; section 16 was amended by section 109 of the Courts Act 2003 (c.39), sections 113 and 114 of the Serious Organised Crime and Police Act 2005 (c.15) and SI 2005/3496.
[^f00115]: SI 1989/1341 (N.I. 12), amended by SI 2007/288 (N.I. 2).
[^f00116]: 2012 c.10.
[^f00117]: 2000 c.8. Section 387 was amended by paragraph 26 of Schedule 9 to the Financial Services Act 2012 (c.21), paragraph 12 of Schedule 3 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00118]: Section 388 was amended by paragraph 27 of Schedule 9 to the Financial Services Act 2012 (c.21), paragraph 13 of Schedule 3 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00119]: Section 389 was amended by paragraph 28 of Schedule 9 to the Financial Services Act 2012 (c.21).
[^f00120]: Section 390 was amended by paragraph 29 of Schedule 9 to the Financial Services Act 2012 (c.21), SI 2010/2012.
[^f00121]: Section 392 was amended by paragraph 29 of Schedule 2 to the Financial Services Act 2010 (c.28); section 18 and paragraph 37 of Schedule 8, paragraph 31 of Schedule 9 and paragraph 8 of schedule 13 to the Financial Services Act 2012 (c.21), section 4 of the Financial Services (Banking Reform) Act 2013 (c.33), SI 2007/126 and 2013/1388; section 393 was amended by paragraph 32 of Schedule 9 to the Financial Services Act 2012 (c.21); section 394 was amended by paragraph 11 of Schedule 4 to the Regulation of Investigatory Powers Act 2000 (c.23) and paragraph 33 of Schedule 9 to the Financial Services Act 2012 (c.21).
[^f00122]: 1998 c.29.
[^f00123]: Section 83A was inserted by paragraph 28 of Schedule 17 to the Financial Services Act 2012 (c.21), amended by paragraph 8 of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00124]: Sections 6A to 6C are inserted by article 10 of this Order.
[^f00125]: Subsections (5A) to (5H) are inserted by article 12 of this Order.
[^f00126]: Section 8ZA is inserted by article 15 of this Order.
[^f00127]: SI 2011/245.
[^f00128]: Section 12AA is inserted by article 21 of this Order.
[^f00129]: SI 2011/245.
[^f00130]: Subsection (1A) is inserted by article 71 of this Order.
[^f00131]: Subsection (1A) is inserted by article 74 of this Order.
[^f00132]: Section 81AA is inserted by article 89 of this Order.
[^f00133]: SI 2011/245.
[^f00134]: Section 89A was inserted by section 101 of the Financial Services Act 2012 (c.21).
[^f00135]: Section 60B is inserted by paragraph 6 of Schedule 2 to the Financial Services (Banking Reform) Act 2013.
[^f00136]: Subsection (1A) is inserted into section 63 by article 71(3) of this Order.
[^f00137]: Subsection (1ZA) is inserted into section 66 by article 74(3) of this Order.
[^f00138]: Section 89B was inserted by section 102 of the Financial Services Act 2012 (c.21), amended by paragraph 9 of Schedule 2 and paragraph 7 of Schedule 10 to the Financial Services (Banking Reform) Act 2013 (c.33), SI 2013/504.
[^f00139]: Section 89G was inserted by section 102 of the Financial Services Act 2012 (c.21), amended by SI 2013/504.
[^f00140]: 1998 c.42. Section 6(4) was repealed by Part 5 of Schedule 18 to the Constitutional Reform Act 2005 (c.4).
[^f00141]: 2006 c.46.
[^f00142]: Section 81D was inserted by section 100 of the Financial Services Act 2012 (c.21), and amended by paragraphs 1 and 7 of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00143]: Section 8ZA is inserted by article 15 of this Order.
[^f00144]: Section 60B was inserted by paragraph 6 of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00145]: Section 89H is inserted by article 102 of this Order.
[^f00146]: Sections 81B was inserted by section 100 of the Financial Services Act 2012 (c.21); section 81ZBA is inserted by article 91 of this Order; section 81BA was inserted by paragraph 7 of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00147]: Section 24 was amended by paragraph 12 of Schedule 17 to the Financial Services Act 2012 (c.21).
[^f00148]: Section 89J is inserted by article 102 of this Order.
[^f00149]: 1986 c. 53.
[^f00150]: OJ L 35, 11.02.2003, p1.
[^f00151]: Section 348 was amended by paragraph 26 of Schedule 2 to the Financial Services Act 2010 (c.28), paragraph 18 of Schedule 12 to the Financial Services Act 2012 (c.21) and paragraph 5 of Schedule 8 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00152]: Section 349 was amended by section 964 of the Companies Act 2006 (c.46), paragraph 19 of Schedule 12 to the Financial Services Act 2012 (c.21), SI 2006/1183, SI 2007/1093 and SI 2011/1043.
[^f00153]: Section 352 was amended by section 336 of the Criminal Justice Act 2003 (c.44).
[^f00154]: Section 353 was amended by section 61 of the Consumer Credit Act 2006 (c.14), paragraph 23 of Schedule 12 to the Financial Services Act 2012 (c.21) and SI 2013/1881.
[^f00155]: Section 120 was amended by paragraphs 29, 44 of Schedule 17 to the Financial Services Act 2012 (c.21) and paragraph 10 of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00156]: OJ L 35, 11.02.2003, p1.
[^f00157]: Section 145A was inserted by section 103 of the Financial Services Act 2012 (c.21).
[^f00158]: Section 256A was inserted by paragraph 11 of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00159]: Article 29A is inserted by article 32 of this Order.
[^f00160]: Section 3M inserted by section 6 of the Financial Services Act 2012 (c.12), amended by SI 2013/3115.
[^f00161]: OJ L 173, 12.06.2014, p90.
[^f00162]: Section 77 was amended by section 16 of the Financial Services Act 2012 (c.21), and SI 2007/1973.
[^f00163]: 2009 c.1. Section 39B is inserted by article 39 of this Order and section 48L was inserted by paragraph 4 of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00164]: Section 78 was amended by section 16 of the Financial Services Act 2012 (c.21) and SI 2007/1973.
[^f00165]: Subsection (7A) was inserted into section 133 by section 23 of the Financial Services Act 2012 (c.21).
[^f00166]: Section 187A was inserted by section 6 of the Financial Services Act 2012.
[^f00167]: Section 189 was substituted (with sections 178 to 191G) for the original by SI 2009/534 and amended by section 26 of the Financial Services At 2012.
[^f00168]: Section 81D was inserted by section 100 of the Financial Services Act 2012.
[^f00169]: Section 190 was amended by section 26 of the Financial Services Act 2012.
[^f00170]: Section 192JB was inserted by section 133 of the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00171]: OJ L176, 27.6.2013 p.1, corrigenda OJ L321, 30.11.2013, p.6.
[^f00172]: OJ L173, 12.6.2014, p.190.
[^f00173]: Section 192K was inserted (with sections 192A to 192N) by section 27 of the Financial Services Act 2012 (c.21).
[^f00174]: 2009 c.4.
[^f00175]: Subsection (5A) was inserted into the Corporation Tax Act 2009 by the Finance Act 2014 (c.26).
[^f00176]: 2012 c.21.
[^f00177]: SI 2009/322, amended by SI 2009/1826; 2011/1043; 2013/472; 2013/3115.
[^f00178]: SI 2009/319.
[^f00179]: 2009 c.1; section 60B was inserted by paragraph 6 of Schedule 2 to the Financial Services (Banking Reform) Act 2013 (c.33).
[^f00180]: SI 2014/1831.
[^f00181]: Defined in section 81AA of the Act (inserted by article 89 of this Order).
[^f00182]: Defined in section 89H(7) of the Act (inserted by article 102 of this Order).
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