The Central Securities Depositories Regulations 2017

[^c23072441]: Sections 422 and 422A were substituted by S.I. 2009/534. Section 422 was amended by S.I. 2013/3115. Section 422A was amended by S.I. 2011/1613, 2013/3115 and 2015/1755.

[^c23072451]: 1971 c.80.

[^c23072461]: Defined in section 420 of the Financial Services and Markets Act 2000.

[^c23072471]: Defined in Article 2(1)(29) of the CSD regulation.

[^c23072481]: Defined in Article 2(1)(42) of the CSD regulation.

[^c23072491]: 1988 c.36.

[^c23072501]: OJ No L257, 28.8.2014, p1.

[^c23072511]: The definition of “recognised clearing house” in section 285(1)(b) was substituted by S.I. 2013/504.

[^c23072521]: Section 288A was inserted by these Regulations.

[^c23072531]: Section 290(1) was substituted by S.I. 2013/504.

[^c23072541]: S.I. 2001/544. The definition of “overseas person” in article 3(1) was amended by S.I. 2003/1475, 2003/1476, 2006/2383, 2006/3384, 2009/1342, 2013/1773 and 2017/488. Article 72 was amended by S.I. 2003/1476, 2006/2383, 2006/3384, 2009/1342, 2013/504, 2015/910 and 2017/488.

[^c23072551]: S.I. 1999/2979.

[^c23072561]: 1970 c.24; section 33 was amended by section 127 of the Finance Act 1976 (c.40), paragraph 5 of Schedule 14 to the Finance Act 1999 (c.16) and S.I. 2001/3629. It is prospectively repealed by section 109 of the Finance Act 1990 (c.29).

[^c23072571]: 1976 c.47; subsection (2) was amended by S.I. 2001/3649.

[^c23072581]: 1985 c.6; Schedule 15D was inserted by paragraphs 16 and 25 of Schedule 2 to the Companies (Audit, Investigations and Community Enterprise) Act 2004 (c.27).

[^c23072591]: 1986 c.41; section 85(5)(c) was amended by S.I. 2001/3629. Sections 84 and 85 are prospectively repealed by section 132 of the Finance Act 1990. There are other amendments but none is relevant.

[^c23072601]: 1989 c.40; the table in section 87(4) was amended by S.I. 2001/3649; there are other amendments but none is relevant.

[^c23072611]: 1991 c.31; section 116(4)(b) was substituted by S.I. 2013/504.

[^c23072621]: 1993 c.48. Section 149(6)(l) was substituted by S.I. 2001/3649 and amended by S.I. 2013/504. Section 158A was inserted by paragraph 9 of Schedule 6 to the Pensions Act 1995(c.26) and amended by S.I. 2001/3649; there are other amendments to section 158A but none is relevant.

[^c23072631]: 1993 c.49. Section 145(6)(k) substituted by S.I. 2001/3649 and amended by S.I. 2013/504. Section 154A was inserted by S.I. 1995/3213 and amended by S.I. 2001/3649; there are other amendments to section 154A but none is relevant.

[^c23072641]: 1998 c.11; section 7D was inserted by section 11 of the Bank of England and Financial Services Act 2016 and sections 9O and 9S were inserted by section 4 of the Financial Services Act 2012. There are amendments to those sections but none is relevant. Section 41 was amended by S.I. 2013/3115.

[^c23072651]: 2004 c.35. Schedules 3 and 8 were amended by SI 2013/504; there are other amendments but none is relevant.

[^c23072661]: 2006 c.46; Schedule 11A was inserted by S.I. 2007/3494.

[^c23072671]: 2007 c.3; section 886 was amended by paragraph 24 of Schedule 14 to the Finance Act 2007 (c.11) and S.I. 2013/504.

[^c23072681]: 2009 c.1; section 4 was amended by paragraph 5 of Schedule 17 to the Financial Services Act 2012 and S.I. 2014/3329.

[^c23072691]: 2009 c.4; relevant amendments were made by S.I. 2013/504.

[^c23072701]: 2011 c.11.

[^c23072711]: 2013 c.33.

[^c23072721]: 2012 c.21; section 68(3) was amended by the Digital Economy Act 2017 (c.30). Section 85(3) was substituted by paragraph 10 of Schedule 10 to the Financial Services (Banking Reform) Act 2013. There are other amendments to section 85 but none is relevant.

[^c23072731]: S.I. 1975/1023, amended by S.I. 1986/2268, 2001/3816, 2007/2149, 2013/472, 2013/504 and 2013/1388. There are other amendments but none is relevant.

[^c23072741]: S.R. (N.I.) 1979/195 amended by S.I. 2013/504. There are other amendments but none is relevant.

[^c23072751]: S.I. 1991/880. Regulation 2(1A) was inserted by and regulations 10, 11 and 16 were amended by S.I. 2009/853. Regulation 11 was also amended by S.I. 2013/504. Regulation 16 was also amended by S.I. 2001/3649 and 2013/472.

[^c23072761]: S.R. (N.I.) 1999/401 amended by S.R. (N.I.) 2014/48.

[^c23072771]: S.I. 1999/2979. Relevant amendments were made by S.I. 2002/1555, 2013/472 and 504.

[^c23072781]: S.I. 2001/544. Article 35(3)(ba) was inserted by S.I. 2013/504. Article 72 was amended by S.I. 2003/1476, 2006/2383, 2006/3384, 2009/1342, 2013/504, 2015/910 and 2017/488.

[^c23072791]: S.I. 2001/1062.

[^c23072801]: S.I. 2001/2188. The definition of “EEA competent authority” in regulation 2 was amended by S.I. 2003/2066, 2006/3413, 2013/504, 2016/680, 2016/715 and 2017/701. The definition of “overseas regulatory authority” was amended by S.I. 2013/504. There are amendments to Schedules 1 and 2 but none is relevant.

[^c23072811]: S.I. 2001/2587, amended by S.I. 2013/472. There are other amendments but none is relevant.

[^c23072821]: S.R. (N.I.) 2005/135; article 5(2)(j) was substituted by S.I. 2013/504.

[^c23072831]: S.I. 2005/255 (N.I.1); there are amendments to Schedules 3 and 7 but none is relevant.

[^c23072841]: S.I. 2005/824; article 7(2)(j) was substituted by S.I. 2013/504.

[^c23072851]: S.I. 2005/3273; regulation 28(3)(k) was substituted by S.I. 2013/504.

[^c23072861]: S.I. 2009/209, which is prospectively repealed by S.I. 2017/752.

[^c23072871]: S.I. 2009/322.

[^c23072881]: S.I. 2009/1804.

[^c23072891]: 2006 c.46.

[^c23072901]: S.I. 2010/828; regulation 7 was amended by S.I. 2013/472.

[^c23072911]: S.I. 2011/122; the Schedule 1 entry for the “Bank of England” was amended by S.I. 2013/472.

[^c23072921]: S.I. 2011/245; the definition of “market infrastructure body” was amended by S.I. 2013/504. Regulation 10G and paragraph (h) of the entry in Table 1 in regulation 15 relating to paragraph 74 were inserted by S.I. 2017/443.

[^c23072931]: 1986 c.45. Schedule B1, to which there are amendments not relevant to these Regulations, was inserted by section 248 of, and Schedule 16 to, the Enterprise Act 2002 (c.40).

[^c23072941]: S.I. 2011/2699.

[^c23072951]: S.I. 2012/847.

[^c23072961]: S.S.I. 2013/50, amended by S.I. 2013/472 and 2013/504. There are other amendments but none is relevant.

[^c23072971]: S.I. 2013/419, to which there are amendments not relevant to these Regulations.

[^c23072981]: S.I. 2014/2080, amended by S.I. 2016/1032. There are other amendments but none is relevant.

[^c23072991]: S.I. 2014/2418. The entry in the Schedule relating to the Bank of England was amended by S.I. 2016/968.

[^c23073001]: S.I. 2016/715.

[^c23073011]: S.I. 2017/692.

[^c23073021]: S.I. 2017/752.

[^key-432718c71f7204334a8c6e5862cfd1c2]: Words in reg. 7(2)(a) substituted (31.12.2020) by The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1320), regs. 1(3), 3(2)(a) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^key-a773ed2d0b98de3123b7462eecba7f00]: Words in reg. 7(5)(b) substituted (31.12.2020) by The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1320), regs. 1(3), 3(2)(b) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^key-e1210e22f58422b6b9e0a8aca18f63dc]: Reg. 8(2) omitted (31.12.2020) by virtue of The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1320), regs. 1(3), 3(3)(a) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^key-2ead2085ad15a16c77128d78de2e7fd6]: Words in reg. 8(3) substituted (31.12.2020) by The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1320), regs. 1(3), 3(3)(b)(i) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^key-e735bbae57819b1b41dc3b0ea170e242]: Word in reg. 8(3) substituted (31.12.2020) by The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1320), regs. 1(3), 3(3)(b)(ii) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^key-e63a0baca9a2d1fb5e47bffa05548e90]: Words in reg. 8(5) inserted (31.12.2020) by The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1320), regs. 1(3), 3(3)(c) (with savings in S.I. 2019/680, reg. 11) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 8(a)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-bb873a61b6b3bb0da5da90827db68ee6]: Word in reg. 7(2)(a) substituted (27.2.2025) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 (S.I. 2025/82), reg. 1(2), Sch. 9 para. 24

[^key-eac6c951eb3582beb381d4d990bb4a54]: Word in reg. 7(5)(b) substituted (27.2.2025) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 (S.I. 2025/82), reg. 1(2), Sch. 9 para. 24