The Risk Transformation Regulations 2017

Section 448(2)(e) was inserted by S.I. 2012/2301.

Section 479A(2)(e) was inserted by S.I. 2012/2301.

1993 c. 38.

Section 137G was inserted by section 24 of the Financial Services Act 2012.

1995 c. 7.

2006 c. 46.

OJ no L335, 17.12.2014, p.1.

Section 170 was amended by section 89 of the Small Business, Enterprise and Employment Act 2015 (c. 26).

1995 c. 7.

1963 c. 18.

1963 c. 24 (N.I.).

Part 25 was amended by S.I. 2013/600.

Note that Part 25 of the Companies Act 2006 does not apply to certain charges over financial collateral. See regulation 4(4) of the Financial Collateral Arrangements (No 2) Regulations 2003.

Section 515 has been amended by section 18 of and schedule 5 to the Deregulation Act 2015 (c. 20) and S.I. 2016/649.

Section 518 has been amended by section 18 of and schedule 5 to the Deregulation Act 2015.

Section 414C was inserted by S.I. 2013/1970.

Section 518 has been amended by section 18 of and schedule 5 to the Deregulation Act 2015.

Schedule B1 was inserted by section 248 of and schedule 16 to the Enterprise Act 2002 (ch. 40).

Schedule B1 was inserted by Article 3 of, and Schedule 1 to, S.I. 2005/1455 (N.I. 10).

Note that a protected cell company is not an “insurer” for the purposes of Part 24 of FSMA because it does not carry on the activity specified in Article 10 of the Regulated Activities Order. See the Financial Services and Markets Act 2000 (Insolvency) (Definition of “Insurer”) Order 2001 (S.I. 2001/2634 amended by S.I. 2002/1242).

Part 4A was inserted by section 11 of the Financial Services Act 2012.

Sections 202, 204 and 205 were amended by section 126 of and Schedule 9 to the Small Business, Enterprise and Employment Act 2015 (c. 26). Section 204 was also amended by SSI 2016/141.

Section 1022 was amended by section 119 or and Schedule 5 to the Land Registration etc (Scotland) Act 2012 (2012 asp 5).

Section 400 was amended by section 37 of and Schedule 9 to the Financial Services Act 2012.

Section 400 was amended by section 37 of and Schedule 9 to the Financial Services Act 2012.

S.I. 2015/17.

Section 435 was amended by section 261 and Schedule 27 to the Civil Partnership Act 2004 (c. 33), S.I. 2005/3129, S.I. 2009/1941 and S.I. 2016/1034.

Section 76 has been amended by S.I. 2009/1941 and S.I. 2011/1265.

Section 124 has been amended by section 62 of the Criminal Justice Act 1988 (c. 33), section 60 of the Companies Act 1989 (c. 40), S.I. 2002/1240, section 1 of and Schedule 1 to the Insolvency Act 2000, section 109 of the Courts Act 2003 (c. 39), section 50 of the Companies (Audit, Investigations and Community Enterprise) Act 2004 (c. 45), S.I. 2006/2078, S.I. 2009/1941, S.I. 2013/496 and S.I. 2017/702.

Article 104 has been amended by S.I. 2006/2078 and S.I. 2009/1941.

Section 221 has been amended by S.I. 2002/1240 and S.I. 2009/1941.

Paragraph 83 has been amended by sections 126 and 128 of and Schedule 9 to the Small Business, Enterprise and Employment Act 2015.

The key subordinate legislation made under these powers is the Insolvency (England and Wales) Rules 2016, the Insolvency (Scotland) Rules 1986 and the Insolvency (Northern Ireland) Rules 1991. The Insolvency (Scotland) Rules 1986 and the Insolvency Rules (Northern Ireland) 1991 are in the process of being updated and revised.

Paragraph 45 was inserted by S.I. 2008/1897.

Paragraph 74 was amended by S.I. 2007/2974, S.I. 2008/948 and section 126 of and Schedule 9 to the Small Business, Enterprise and Employment Act 2015.

Paragraph 84 was amended by section 126 of and Schedule 9 to the Small Business, Enterprise and Employment Act 2015.

See rules 22.4 and 22.5 of the Insolvency (England and Wales) Rules 2016 and rule 4.80 of the Insolvency (Scotland) Rules 1986.

See rule 4.238 of the Insolvency Rules (Northern Ireland) 1991.

1963 c. 18.

1963 c. 24 (N.I.).

1986 c. 46.

Section 22G was inserted by section 39 of the Technical and Further Education Act 2017 (c.19).

Section 456 has been amended by S.I. 2013/1970.

Section 1099 has been amended by section 151 of and Schedule 4 to the Co-operative and Community Benefit Societies Act 2014 (c.14).

S.I. 2002/3150 (N.I. 4).

Article 25B was inserted by section 7 of the Credit Unions and Co-operative and Communities Benefit Socities Act (Northern Ireland) 2016 (2016 c. 16 (N.I.)).

S.I. 2009/2436.

S.I. 2015/17.

Reg. 158(4) omitted (24.3.2020) by virtue of The Civil Liability (Information Requirements) and Risk Transformation (Amendment) Regulations 2020 (S.I. 2020/344), regs. 1(2), 8(2)(b)

Reg. 158(5) omitted (24.3.2020) by virtue of The Civil Liability (Information Requirements) and Risk Transformation (Amendment) Regulations 2020 (S.I. 2020/344), regs. 1(2), 8(2)(b)

Reg. 158(3)(3A) substituted for reg. 158(3) (24.3.2020) by The Civil Liability (Information Requirements) and Risk Transformation (Amendment) Regulations 2020 (S.I. 2020/344), regs. 1(2), 8(2)(a)

Reg. 2(4) inserted (31.12.2020) by The Risk Transformation and Solvency 2 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/1233), regs. 1(4), 2(2); 2020 c. 1, Sch. 5 para. 1(1)

Reg. 9 omitted (31.12.2020) by virtue of The Risk Transformation and Solvency 2 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/1233), regs. 1(4), 2(3); 2020 c. 1, Sch. 5 para. 1(1)

Reg. 10(4)(b)(c)(d) omitted (31.12.2020) by virtue of The Risk Transformation and Solvency 2 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/1233), regs. 1(4), 2(4)(c)(ii); 2020 c. 1, Sch. 5 para. 1(1)

Reg. 10(1)(a) substituted (31.12.2020) by The Risk Transformation and Solvency 2 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/1233), regs. 1(4), 2(4)(a)(i); 2020 c. 1, Sch. 5 para. 1(1)

Reg. 10(1)(b) substituted (31.12.2020) by The Risk Transformation and Solvency 2 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/1233), regs. 1(4), 2(4)(a)(ii) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 47; 2020 c. 1, Sch. 5 para. 1(1)

Reg. 10(3) omitted (31.12.2020) by virtue of The Risk Transformation and Solvency 2 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/1233), regs. 1(4), 2(4)(b); 2020 c. 1, Sch. 5 para. 1(1)

Words in reg. 10(4)(a) substituted (31.12.2020) by The Risk Transformation and Solvency 2 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/1233), regs. 1(4), 2(4)(c)(i); 2020 c. 1, Sch. 5 para. 1(1)

Reg. 10(4)(da) inserted (31.12.2020) by The Risk Transformation and Solvency 2 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/1233), regs. 1(4), 2(4)(c)(iii); 2020 c. 1, Sch. 5 para. 1(1)

Reg. 17(2)(b)(iii) substituted (31.12.2020) by The European Economic Interest Grouping (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1299), regs. 1, 68(a); 2020 c. 1, Sch. 5 para. 1(1)

Words in reg. 17(3)(b) substituted (31.12.2020) by virtue of The European Economic Interest Grouping (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1299), regs. 1, 68(b); 2020 c. 1, Sch. 5 para. 1(1)

Words in reg. 37(7) substituted (31.12.2020) by The Risk Transformation and Solvency 2 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/1233), regs. 1(4), 2(5); 2020 c. 1, Sch. 5 para. 1(1)

Reg. 38 omitted (31.12.2020) by virtue of The Risk Transformation and Solvency 2 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/1233), regs. 1(4), 2(6); 2020 c. 1, Sch. 5 para. 1(1)

Regulations: power to modify conferred (11.7.2023) by Financial Services and Markets Act 2023 (c. 29), ss. 3, 86(3), Sch. 1 Pt. 2; S.I. 2023/779, reg. 2(d)