The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017

[^f00115]: Section 86(7) was inserted S.I. 2005/1433 and amended by S.I. 2012/1538.

[^f00116]: OJ L145 30.4.2004 p.1.

[^f00117]: Section 102A was inserted by S.I. 2005/1433.

[^f00118]: Subsection (3) was amended by paragraph 10(3) of Schedule 15 to the Companies Act 2006 (c.46).

[^f00119]: Subsection (4) was inserted by S.I. 2016/680.

[^f00120]: Section 103(1) was amended by paragraph 11(2) of Schedule to the Companies Act 2006; there are other amendments but none is relevant.

[^f00121]: Section 122G was inserted by S.I. 2016/680.

[^f00122]: Section 122I was inserted by S.I. 2016/680.

[^f00123]: Sections 313B(2) to (4) were inserted by S.I. 2007/126 and amended by S.I. 2010/1193 and section 36 of the Financial Services Act 2012.

[^f00124]: Section 313BA to 313BC were inserted by S.I. 2010/1193 and amended by section 36 of the Financial Services Act 2012.

[^f00125]: Section 123 was inserted by S.I. 2016/680.

[^f00126]: Section 123A was inserted S.I. 2016/680.

[^f00127]: Section 123B was inserted by S.I. 2016/680.

[^f00128]: Section 124(10) was inserted by S.I. 2016/680.

[^f00129]: Section 129 was inserted by S.I. 2016/680.

[^f00130]: Section 131AB was inserted by S.I. 2016/680.

[^f00131]: Section 137R was inserted by section 24(1) of the Financial Services Act 2012.

[^f00132]: Sub-paragraph (ii) was amended by S.I. 2015/910.

[^f00133]: Section 184 was inserted by S.I. 2009/534.

[^f00134]: Section 194A was inserted by S.I. 2007/126.

[^f00135]: Subsection (1)(b) was amended by paragraph 33(2) of Schedule 4 to the Financial Services Act 2012.

[^f00136]: Section 195A was inserted by S.I. 2007/126 and amended by S.I. 2011/1613.

[^f00137]: Subsection (1) was amended by paragraph 35(2) of Schedule 4 to the Financial Services Act 2012; there are other amendments but none is relevant.

[^f00138]: Section 206A was inserted by section 9 of the Financial Services Act 2010 (c.28) and subsection (1B) was inserted by S.I. 2016/680.

[^f00139]: Subsection (1) was amended by paragraph 3(2) and (3)(a) and (b) of Schedule 10 to the Financial Services Act 2012.

[^f00140]: Subsection (5) was amended by paragraph 3(2) of Schedule 10 to the Financial Services Act 2012.

[^f00141]: Subsection (11) was inserted by S.I. 2011/16/13.

[^f00142]: Section 214 was amended by paragraph 4 of Schedule 10 to the Financial Services Act 2012; there are other amendments but none is relevant.

[^f00143]: Paragraph (aa) was inserted by paragraph 4 of Schedule 10 to the Financial Services Act 2012.

[^f00144]: Section 215 was amended by paragraph 54(2) of the Enterprise Act 2002 (c.40), S.I. 2005/1455, and paragraph 5 of Schedule 10 to the Financial Services Act 2012; there are other amendments but none is relevant.

[^f00145]: Section 218A was inserted by section 176(1) of the Banking Act 2009.

[^f00146]: Subsection (1) was inserted by S.I. 2015/486.

[^f00147]: Section 220 was amended by section 123(3) of the Banking Act 2009, S.I. 2009/805, and S.I. 2016/1034.

[^f00148]: Subsection (1) was amended by paragraph 15 of Schedule 10 to the Financial Services Act 2012.

[^f00149]: Subsections (4A) to (4E) were inserted by S.I. 2006/2975 and amended by paragraph 2(3) of Schedule 8 to the Financial Services Act 2012.

[^f00150]: There are amendments to section 287 but none is relevant.

[^f00151]: Subsection (1A) was inserted by S.I. 2007/126.

[^f00152]: Section 292(3)(a) was amended by S.I. 2006/2975.

[^f00153]: Section 301E(4)(a) was inserted by S.I. 2007/126 and amended by S.I. 2009/534.

[^f00154]: Section 312A was inserted by S.I. 2007/126.

[^f00155]: Subsection (1) was amended by paragraph 33 of Schedule 8 to the Financial Services Act 2012.

[^f00156]: Section 312B was inserted by S.I. 2007/126.

[^f00157]: Subsection (1) was amended by paragraph 34 of Schedule 8 to the Financial Services Act 2012.

[^f00158]: Subsection (2) was amended by S.I. 2011/1043.

[^f00159]: Section 312C was inserted by S.I. 2007/126.

[^f00160]: Subsection (5) was amended by paragraph 35 of Schedule 8 to the Financial Services Act 2012.

[^f00161]: Section 312D was inserted by S.I. 2007/126.

[^f00162]: Section 313(1) was amended by S.I. 2007/126; there are other amendments but none is relevant.

[^f00163]: Section 313A(3) was inserted by S.I. 2007/126.

[^f00164]: Section 313C was inserted by S.I. 2007/126 and amended by section 36(a) Financial Services Act 2012 and by S.I. 2010/1193 and 2012/916.

[^f00165]: Section 313D was inserted by S.I. 2007/126; there are amendments to this section but none is relevant.

[^f00166]: OJ L 87, 31.3.2017, p. 1.

[^f00167]: Paragraph (hb) was inserted by S.I. 2015/910.

[^f00168]: Subsection (2A) was inserted by S.I. 2007/126.

[^f00169]: Paragraph (c) was amended by paragraph 16(2) of Schedule 12 to the Financial Services Act 2012.

[^f00170]: Subsection (2B) was inserted by S.I. 2015/910.

[^f00171]: Section 55J96) was inserted by section 11(2) of the Financial Services Act 2012.

[^f00172]: Subsection (8A) was inserted by section 34(3) of the Financial Services (Banking Reform) Act 2013.

[^f00173]: Subsection (4A) inserted by S.I. 2013/3115 and amended by S.I. 2015/1755 and 2016/225.

[^f00174]: Subsection (7B) was inserted by S.I. 2012/916.

[^f00175]: Section 391C was inserted by S.I. 2016/225.

[^f00176]: 1998 c.29.

[^f00177]: Section 395(13)(bbza) was inserted by S.I. 2016/680.

[^f00178]: Section 398(1A) was inserted by S.I. 2013/1733.

[^f00179]: Paragraph (e) was amended by S.I. 2015/1882 and S.I. 2016/680.

[^f00180]: Section 405 was amended by S.I. 2007/126, paragraph 1 and 21(1) to (4) of Schedule 18 to the Financial Services Act 2012, 2015/575, and 2006/3221

[^f00181]: Section 412A was inserted by S.I. 2007/126 and amended by paragraph 38 of Schedule 8 to the Financial Services Act 2012.

[^f00182]: Section 412B was inserted by S.I. 2007/126 and amended by paragraph 38 of Schedule 8 to the Financial Services Act 2012.

[^f00183]: Section 417(1) was amended by S.I. 2007/126; there are other amendments but none is relevant.

[^f00184]: Section 422A(4)(a) was inserted by S.I. 2009/534.

[^f00185]: Section 424A(5)(b) was inserted by S.I. 2006/2975.

[^f00186]: Paragraph 4C was inserted by S.I. 2006/2975.

[^f00187]: Paragraph 11A was inserted by S.I. 2007/126.

[^f00188]: Paragraph 12(3) was inserted by S.I. 2007/126.

[^f00189]: Paragraph 14(1)(ba) was inserted by S.I. 2007/126 and amended by paragraph 3(2) of Schedule 4 to the Financial Services Act 2012.

[^f00190]: Paragraph 20(4BA) was inserted by S.I. 2007/126 and amended by paragraph 11(2) of Schedule 4 to the Financial Services Act 2012.

[^f00191]: Paragraph 20A was inserted by S.I. 2007/126.

[^f00192]: Schedule 10A was inserted by S.I. 2010/1192.

[^f00193]: S.I. 2001/995.

[^f00194]: Regulation 3 was amended by S.I. 2006/3386 and 2013/3115. There are other amendments but none is relevant.

[^f00195]: Paragraph 2(3) was inserted by S.I. 2006/3386.

[^f00196]: Paragraph 3 was amended by S.I. 2006/3386.

[^f00197]: OJ No L 176, 27.6.2013, p.338.

[^f00198]: S.I. 2001/544; article 72 was amended by S.I. 2003/1476, 2006/2383 and 3384, 2009/1342, 2013/504 and 2015/910.

[^f00199]: Paragraph 4 was amended by S.I. 2006/3386.

[^f00200]: Paragraphs 4A and 4B were inserted by S.I. 2006/3386 and amended by S.I. 2013/472.

[^f00201]: Paragraph 5 was revoked by S.I. 2005/381.

[^f00202]: Paragraph 7A was inserted by S.I. 2006/3386 and amended by S.I. 2011/1043 and 2016/680.

[^f00203]: Paragraph 7B was inserted by S.I. 2006/3386 and amended by S.I. 2013/472 and 3115.

[^f00204]: OJ No L 302, 17.11.2009, p.32.

[^f00205]: OJ No L 174, 1.7.2011, p.1.

[^f00206]: OJ No L 335, 17.12.2009, p.1.

[^f00207]: OJ No L 235, 23.9.2003, p.10.

[^f00208]: OJ No L 275, 25.10.2003, p.32.

[^f00209]: Paragraph 7E was inserted by S.I. 2006/3386.

[^f00210]: OJ No L 173, 12.6.2014, p.1.

[^f00211]: OJ No L 345, 31.12.2003, p.64.

[^f00212]: OJ No L 390, 31.12.2004, p.38.

[^f00213]: 2000 c.8; section 73A was inserted by S.I. 2005/381 and amended by section 16 of the Financial Services Act 2012, paragraph 3 of Schedule 15 to the Companies Act 2006 and S.I. 2005/1433 and 2016/680.

[^f00214]: Paragraph 9A was inserted by S.I. 2006/3386.

[^f00215]: OJ No L 201, 27.7.2012, p.1.

[^f00216]: Paragraph 21A was inserted by S.I. 2006/3386 and amended by S.I. 2013/504.

[^f00217]: Paragraph 31 was inserted by S.I. 2013/504.

[^f00218]: S.I 2001/544; article 53(1C)(b)(i) was inserted by S.I. 2017/500.

[^f00219]: S.I. 2001/1217.

[^f00220]: Paragraph (1)(a) was amended by S.I. 2003/1476.

[^f00221]: Paragraph (1A) was inserted by S.I. 2006/3414 and further amended by S.I. 2017/488.

[^f00222]: Paragraph (1B) was inserted by S.I. 2006/3414.

[^f00223]: The closing words of paragraph (2) were amended by S.I. 2003/1476; there are other amendments but none is relevant.

[^f00224]: Paragraph (6) was inserted by S.I. 2006/3414.

[^f00225]: S.I. 2001/2188.

[^f00226]: Regulation 2 was amended by S.I. 2006/3413, 2010/2628, 2012/916, 2013/472, and 2013/3115; there are other amendments but none is relevant.

[^f00227]: Paragraph (b)(ii) was amended by S.I. 2013/504 and 2014/3348.

[^f00228]: Paragraph (2ZA)(a) was inserted by S.I. 2013/1773.

[^f00229]: Paragraph (2D) was inserted by S.I. 2016/680.

[^f00230]: Paragraph (3A)(a) was inserted by S.I. 2006/3413.

[^f00231]: Paragraph (3G) was inserted by S.I. 2016/680.

[^f00232]: Regulation 11(d)(i) was inserted by S.I. 2006/3413.

[^f00233]: Regulation 11(d)(ii) was inserted by S.I. 2006/3413 and amended by S.I. 2011/1613.

[^f00234]: S.I. 2001/2511, amended by S.I. 2006/3385 and 3414; there are other amendments but none is relevant.

[^f00235]: Regulation 1(2) was amended by S.I. 2006/3385; there are other amendments but none is relevant.

[^f00236]: Regulation 3(2ZA) was inserted by S.I. 2006/3385.

[^f00237]: S.I. 2013/419.

[^f00238]: Section 2A(6) was inserted by section 6(1) of the Financial Services Act 2012 and amended by section 12 of the Bank of England and Financial Services Act 2016.

[^f00239]: Section 2AB(3)(d) was inserted by section 12 Bank of England and Financial Services Act 2016 (c.14).

[^f00240]: S.I. 2013/504.

[^f00241]: S.I. 2013/556.

[^f00242]: S.I. 2014/1960.

[^f00243]: 1986 c.53; section 81B(1) was inserted by S.I. 2004/3380 and amended by S.I. 2007/126.

[^f00244]: 1991 c.31; section 116(4)(aa) was inserted by paragraph 7(2) of Schedule 21 to the Finance Act 2007 (c.11).

[^f00245]: 1992 c.40.

[^f00246]: Section 69A(4) was inserted by S.I. 2005/2211 and amended by S.I. 2007/126.

[^f00247]: Section 69E(5) was inserted by S.I. 2005/2211 and amended by S.I. 2007/126.

[^f00248]: 1998 c.29; paragraph 6(3) was amended by S.I. 2002/1555 and S.I. 2007/126; there are other amendments but none is relevant.

[^f00249]: 1998 c.41; paragraph 3(5) was amended by S.I. 2007/126.

[^f00250]: 2000 c.11; Schedule 3A was inserted by the Anti-terrorism, Crime and Security Act 2001 (c.24).

[^f00251]: Paragraph 1(5)(a) was inserted by S.I. 2007/3288.

[^f00252]: Paragraph 3(1) was inserted by S.I. 2007/3288 and amended by S.I. 2015/575; there are other amendments but none is relevant.

[^f00253]: 2002 c.29.

[^f00254]: Paragraph 1(5)(a) was inserted by S.I. 2007/3287.

[^f00255]: Paragraph 3(1) was inserted by S.I. 2007/3287 and amended by S.I. 2015/575; there are other amendments but none is relevant.

[^f00256]: 2005 c.5; section 381E(3) was inserted by paragraph 3 of Schedule 12 to the Finance Act 2013 (c.29).

[^f00257]: 2006 c.46.

[^f00258]: Section 474(1) was amended by S.I. 2007/2932; there are other amendments but none is relevant.

[^f00259]: Section 494A was inserted by S.I. 2016/649; there are amendments to this section but none is relevant.

[^f00260]: Section 519A(2) was inserted by section 18(3) of the Deregulation Act 2015 (c.20) and amended by S.I. 2016/649.

[^f00261]: Section 539 was amended by S.I. 2007/2932; there are other amendments but none is relevant.

[^f00262]: Section 853E(6) was inserted by section 92 of the Small Business, Enterprise and Employment Act 2015 (c.26).

[^f00263]: Subsection (1) was amended by S.I. 2015/980; there are other amendments but none is relevant.

[^f00264]: Paragraph 20A was inserted by S.I. 2016/649.

[^f00265]: 2007 c.3; section 274(4) was inserted by paragraph 2(2)(d) of Schedule 2 to the Finance (No. 3) Act 2010 (c.33).

[^f00266]: 2008 c.28; there are amendments to paragraph 7 but none is relevant.

[^f00267]: 2010 c.4: section 1158 was inserted by section 49(2) of the Finance Act 2011 (c.11).

[^f00268]: 2010 c.13.

[^f00269]: 2011 c.11.

[^f00270]: 2013 c.33.

[^f00271]: S.I. 1993/2004; regulation 5B(6) was inserted by S.I. 2011/2503, there are other amendments to this regulation but none is relevant.

[^f00272]: S.I. 1999/2979; regulation 2(1) was amended by S.I. 2007/126 and 2010/2993, there are other amendments to this regulation but none is relevant.

[^f00273]: S.I. 2001/3755; paragraph 28 was inserted by S.I. 2007/124.

[^f00274]: Paragraph 28(3) was inserted by S.I. 2007/124.

[^f00275]: Paragraph 28(4) was inserted by S.I. 2007/124 and amended by S.I. 2013/3115, there are other amendments to this paragraph but none is relevant.

[^f00276]: S.I. 2004/353; regulation 44(3) was amended by S.I. 2007/126.

[^f00277]: S.I. 2004/1045; regulation 31(3) was amended by S.I. 2007/126.

[^f00278]: S.I. 2005/3378.

[^f00279]: S.I. 2006/964; regulation 14ZD(6)(b) was inserted by S.I. 2011/2192.

[^f00280]: S.I. 2007/126; these Regulations were amended by S.I. 2007/763, 2007/2160, 2009/534, 2010/2628, 2011/1043, 2013/472, and 2013/3115.

[^f00281]: S.I. 2009/209; there are amendments to regulation 19(15) but none is relevant to these Regulations.

[^f00282]: S.I. 2009/322; article 1(3) was amended by S.I. 2009/1826, there are other amendments but none is relevant.

[^f00283]: S.I. 2009/3001; regulation 12 was amended by S.I. 2011/1211, there are other amendments but none is relevant.

[^f00284]: S.I. 2010/772; regulation 35(2) was inserted by S.I. 2012/1257 and amended by S.I. 2013/3115, there are other amendments but none is relevant.

[^f00285]: S.I. 2011/99; there are amendments to regulation 21(7) but none is relevant.

[^f00286]: S.I. 2011/2699.

[^f00287]: S.I. 2011/2999.

[^f00288]: S.I. 2012/1439; there are amendments to article 1(3) but none is relevant.

[^f00289]: S.I. 2013/2819.

[^f00290]: S.I. 2013/3115.

[^f00291]: S.I. 2014/911.

[^f00292]: S.I. 2014/1195.

[^f00293]: S.I. 2017/699.

[^f00294]: S.I. 2014/2418.

[^f00295]: S.I. 2014/3209; there are amendments to regulation 2(1) but none is relevant.

[^f00296]: S.I. 2015/102.

Editorial notes

[^c23017301]: S.I. 2012/1759.

[^c23017311]: 1972 c.68. Section 2(2) was amended by section 27 of the Legislative and Regulatory Reform Act 2006 (c. 51) and by section 3 of, and the Schedule to, the European Union (Amendment) Act 2008 (c. 7). By virtue of the amendment of section 1(2) by section 1 of the European Economic Area Act 1993 (c.51) regulations may be made under section 2(2) of the European Communities Act to implement obligations of the United Kingdom created or arising by or under the Agreement on the European Economic Area signed at Oporto on 2nd May 1992 (Cm 2073) and the Protocol adjusting the Agreement signed at Brussels on 17th March 1993 (Cm 2183).

[^c23017321]: Subsection (1) was amended by paragraph 2(2) of Schedule 8 to the Financial Services Act 2012 (c.21).

[^c23017331]: Subsection (4F) was inserted by section 30 of the Financial Services Act 2012.

[^c23017341]: Section 137R was inserted by section 24(1) of the Financial Services Act 2012.

[^c23017351]: Section 213 was amended by S.I. 2011/1613 and paragraph 1 and 3 of Schedule 10 to the Financial Services Act 2012.

[^c23017361]: Section 214 was amended by section 174(1) of the Banking Act 2009 (c.1) and paragraph 1 and 4 of Schedule 10 to the Financial Services Act 2012

[^c23017371]: Schedule IZA was inserted by paragraph 1 of Schedule 3 to the Financial Services Act 2012.

[^c23017381]: S.I. 2013/419.

[^c23017401]: S.I. 2001/995, to which there are amendments not relevant to these Regulations.

[^c23017411]: Article 55 was amended by Article 1.14 of Regulation (EU) No 2016/1033 of the European Parliament and of the Council of 23 June 2016 amending Regulation (EU) no 600/2014 on markets in financial instruments, Regulation (EU) No 596/2014 on market abuse and Regulation (EU) No 909/2014 on improving securities settlement in the European Union and on central securities depositories (OJ L 175, 30.6.2016, p. 1).

[^c23017421]: Section 312A(1)(b) was inserted by S.I. 2007/126 and amended by paragraph 33 of Schedule 8 to the Financial Services Act 2012.

[^c23017431]: Section 312C was inserted by S.I. 2007/126 and amended by paragraph 35 of Schedule 8 to the Financial Services Act 2012.

[^c23017441]: Section 347(1) was amended by S.I. 2007/126, 2013/1388, and 2015/910.

[^c23017451]: Paragraph 13(1) was amended by S.I. 2003/1473 and 2015/910.

[^c23017461]: Paragraph 13 (1B) was inserted by paragraph 2(3) of Schedule 4 to the Financial Services Act 2012.

[^c23017471]: Paragraph 13(1C) was inserted by paragraph 2(3) of Schedule 4 to the Financial Services Act 2012.

[^c23017481]: Paragraph 13(1D) was inserted by paragraph 2(3) of Schedule 4 to the Financial Services Act 2012.

[^c23017491]: Paragraph 13(1E) was inserted by paragraph 2(3) of Schedule 4 to the Financial Services Act 2012.

[^c23017501]: Paragraph 13(1F) was inserted by paragraph 2(3) of Schedule 4 to the Financial Services Act 2012.

[^c23017511]: Paragraph 14(1)(ba) was inserted by S.I. 2007/126 and amended by paragraph 3(2) of Schedule 4 to the Financial Services Act 2012.

[^c23017521]: Paragraph 14(1B) was inserted by paragraph 3(3) of Schedule 4 to the Financial Services Act 2012.

[^c23017531]: Paragraph 14(1C) was inserted by paragraph 3(3) of Schedule 4 to the Financial Services Act 2012.

[^c23017541]: Paragraph 14(1D) was inserted by paragraph 3(3) of Schedule 4 to the Financial Services Act 2012.

[^c23017551]: Paragraph 14(1E) was inserted by paragraph 3(3) of Schedule 4 to the Financial Services Act 2012.

[^c23017561]: Paragraph 19(2) was amended by paragraph 10(2) of Schedule 4 to the Financial Services Act 2012.

[^c23017571]: Paragraph 19(4) was amended by was amended by paragraph 10(2) of Schedule 4 to the Financial Services Act 2012.

[^c23017581]: Paragraph 19(7B) was inserted by S.I. 2007/126 and amended by paragraph 10(2) of Schedule 4 to the Financial Services Act 2012.

[^c23017591]: Paragraph 19(8) was amended by paragraph 10(2) of Schedule 4 to the Financial Services Act 2012.

[^c23017601]: Paragraph 19(11) was amended by paragraph 10(2) of Schedule 4 to the Financial Services Act 2012.

[^c23017611]: Paragraph 19(12) was amended by S.I. 2003/2066, paragraph 10(2) of Schedule 4 to the Financial Services Act 2012, and S.I. 2013/3115.

[^c23017621]: Paragraph 20(1) was amended by S.I. 2007/3253, paragraph 11(2) of Schedule 4 to the Financial Services Act 2012, S.I. 2013/1773, and S.I. 2015/575.

[^c23017631]: Paragraph 20(3) was amended by S.I. 2003/2066, S.I. 2007/126, paragraph 11(2) of Schedule 4 to the Financial Services Act 2012, S.I. 2013/3115, and S.I. 2015/910.

[^c23017641]: Paragraph 20(4) was amended by S.I. 2001/1376 and paragraph 11(2) of Schedule 4 to the Financial Services Act 2012

[^c23017651]: S.I. 2001/2511.

[^c23017661]: Regulation 4 was amended by S.I. 2003/2066, 2006/3385, and 2013/642.

[^c23017671]: Regulation 4A was inserted by S.I. 2006/3385.

[^c23017681]: Regulation 5A was inserted by S.I. 2006/3385.

[^c23017691]: Regulation 11 was amended by S.I. 2006/3385, 2003/2066, 2013/642, and 2013/3115.

[^c23017701]: Regulation 11A was inserted by S.I. 2006/3385 and amended by S.I. 2013/642.

[^c23017711]: Regulation 12A was inserted by S.I. 2006/3385 and amended by S.I. 2013/642.

[^c23017721]: S.I. 2001/544.

[^c23017731]: S.I. 2017/488.

[^c23017741]: 2000 c.8.

[^c23017771]: OJ No L 173, 12.06.2014, p.1.

[^c23017781]: OJ No L 173, 12.06.2014, p.349; the Directive was amended by Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 (OJ No L 257, 28.8.2014 p.1) and Directive (EU) 2016 of the European Parliament and of the Council of 23 June 2016 (OJ No L 175 30.6.2016 p.8).

[^c23017791]: OJ No L 173, 12.06.2014, p.84.

[^c23017801]: Section 55A(5) was inserted by section 11(2) of the Financial Services Act 2012.

[^c23017811]: Section 285(1)(a) was amended by S.I. 2013/504.

[^c23017821]: Section 22 was amended by section 7(1)(a) to (d) of the Financial Services Act 2012.

[^c23017831]: Part 4A was inserted by section 11(2) of the Financial Services Act 2012.

[^c23017841]: Section 137G was inserted by section 24(1) of the Financial Services Act 2012.

[^c23017851]: Section 313(1) was amended by S.I. 2013/504; there are other amendments but none is relevant.

[^c23017861]: Section 2B(5) was inserted by section 6(1) of the Financial Services Act 2012.

[^c23017871]: Section 55A was inserted by section 11(2) of the Financial Services Act 2012.

[^c23017881]: Section 55H was inserted by section 11(2) of the Financial Services Act 2012 and amended by S.I. 2013/1773.

[^c23017891]: Section 55I was inserted by section 11(2) of the Financial Services Act 2012.

[^c23017901]: Section 55L was inserted by section 11(2) of the Financial Services Act 2012.

[^c23017911]: Section 55M was inserted by section 11(2) of the Financial Services Act 2012.

[^c23017921]: Section 55X(1) was inserted by section 11(2) of the Financial Services Act 2012.

[^c23017931]: Section 55X(4) was inserted by section 11(2) of the Financial Services Act 2012.

[^c23017941]: Section 55Z3 was inserted by section 11(2) of the Financial Services Act 2012.

[^c23017971]: S.I. 2007/126; regulation 9A was inserted by S.I. 2007/763.

[^c23017981]: Regulation 4C was inserted by S.I. 2007/263 and was amended by S.I. 2013/472 and 2013/3115.

[^c23017991]: Regulation 4(1) and (2) were amended by S.I. 2013/472.

[^c23018061]: S.I. 2001/544; article 3(1) was amended by S.I. 2006/3384, there are other amendments but none is relevant.

[^c23018071]: S.I. 2001/544; article 72 was amended by S.I. 2003/1476, 2006/2383 and 3384, 2009/1342, 2013/504 and 2015/910.

[^c23018081]: Section 1B(3) was inserted by section 6(1) of the Financial Services Act 2012.

[^c23018101]: S.I. 2001/995; there are amendments to regulation 3 but none is relevant.

[^c23018121]: S.I. 2001/544; article 85(4A) and (4B) were inserted by S.I. 2017/488.

[^c23018131]: 2005 c.19.

[^c23018141]: OJ No L173, 12/6/2014, p84.

[^c23018151]: Section 2B was inserted by section 6 of the Financial Services Act 2012 (c.21).

[^c23018161]: Sections 1B and 1F were inserted by section 6 of the Financial Services Act 2012.

[^c23018171]: Section 2B was inserted by section 6 of the Financial Services Act 2012 and amended by section 1 of the Financial Services (Banking Reform) Act 2013 (c.33).

[^c23018181]: Section 2H was substituted by section 130 of the Financial Services (Banking Reform) Act 2013.

[^c23018191]: Section 3D was inserted by section 6 of the Financial Services Act 2012.

[^c23018201]: Sections 139A and 139B were inserted by section 24 of the Financial Services Act 2012. There are amendments to section 139A but none is relevant.

[^c23018211]: Section 393(4) was amended by paragraph 32 of Schedule 9 to the Financial Services Act 2012.

[^c23018221]: Part 9 was amended by section 23 of the Financial Services Act 2012, section 4 of the Financial Services (Banking Reform) Act 2013, paragraph 83 of Schedule 9 to the Crime and Courts Act 2013 (c.22), S.I. 2010/22, 2013/1388, 2014/3329 and 2016/680.

[^c23018231]: Part 11 was amended by paragraph 54 of Schedule 26 to the Criminal Justice Act 2003 (c.44), paragraph 33 of Schedule 7 to the Counter Terrorism Act 2008 (c.28), section 18 of and Schedule 2 to the Financial Services Act 2010 (c.28), Schedule 12 to and paragraph 8 of Schedule 18 to the Financial Services Act 2012, paragraphs 36 and 37 of Schedule 2 to the Bank of England and Financial Services Act 2016 (c.14), paragraph 9 of Schedule 2 to the Investigatory Powers Act 2016 (c.25), S.I. 2001/1090, 2005/1433, 2007/126, 2011/1043, 2012/2554, 2013/1773, 2015/575 and 2016/680. There are other amendments but none is relevant.

[^c23018241]: Section 348 was amended by paragraph 26 of Schedule 2 to the Financial Services Act 2010 (c.28), paragraph 18 of Schedule 12 to the Financial Services Act 2012, paragraph 5 of Schedule 8 to the Financial Services (Banking Reform) Act 2013, paragraph 45 of Schedule 2 to the Bank of England and Financial Services Act 2016 and S.I. 2016/1239. Section 349 was amended by section 964 of the Companies Act 2006 (c.46), paragraph 19 of Schedule 12 to the Financial Services Act 2012, S.I. 2006/1183, 2007/1093 and 2011/1043. Section 352 was amended by paragraph 54 of Schedule 26 to the Criminal Justice Act 2003 (c.44).

[^c23018251]: Part 25 was amended by paragraphs 19, 21, 23, 24 and 25 of Schedule 9 to the Financial Services Act 2012, paragraph 3 of Schedule 10 to the Financial Services (Banking Reform) Act 2013 and S.I. 2007/126, 2013/1773, 2015/1755, 2016/225 and 680. There are other amendments but none is relevant.

[^c23018261]: Part 26 was amended by paragraph 11 of Schedule 4 to the Regulation of Investigatory Powers Act 2000 (c.23), sections 13 and 24 of and paragraphs 28 and 29 of Schedule 2 to the Financial Services Act 2010, sections 17, 18, 19 and 24 of and paragraph 37 of Schedule 8, Schedule 9 and paragraph 8 of Schedule 13 to the Financial Services Act 2012, section 4 of and Schedule 3 to the Financial Services (Banking Reform) Act 2013, paragraph 43 of Schedule 10 to the Investigatory Powers Act 2016, S.I. 2005/381, 2005/1433, 2007/126, 2007/1973, 2009/534, 2010/22, 2010/747, 2012/916, 2013/1388, 2013/3115, 2014/2879, 2015/1755, 2016/225, 2016/680, 2016/715 and 2016/1239. There are other amendments but none is relevant.

[^c23018271]: Section 425A was inserted by paragraph 32 of Schedule 2 to the Financial Services Act 2010 and amended by S.I. 2013/655 and 2013/3115.

[^c23018281]: Part 27 was amended by section 95 of and paragraphs 37, 38 and 40 of Schedule 9 to the Financial Services Act 2012 and S.I. 2013/1881 and 2016/1239. There are other amendments but none is relevant.

[^c23018291]: Schedule 1ZA was inserted by Schedule 3 to the Financial Services Act 2012 and is amended by section 109 of, paragraph 7 of Schedule 8 to and paragraph 4 of Schedule 10 to the Financial Services (Banking Reform) Act 2013, section 29 of the Bank of England and Financial Services Act 2016 and S.I. 2013/1773. There are other amendments but none is relevant.

[^c23018301]: Schedule 1ZB was inserted by Schedule 3 to the Financial Services Act 2012 and is amended by section 109 of, paragraph 7 of Schedule 8 to and paragraph 4 of Schedule 10 to the Financial Services (Banking Reform) Act 2013, paragraph 50 of Schedule 2 to the Bank of England and Financial Services Act 2016 and S.I. 2013/1773. There are other amendments but none is relevant.

[^c23018311]: S.I. 2001/1420.

[^c23018321]: S.I. 2001/2188.

[^c23018331]: S.I. 2001/2587.

[^c23018341]: Subsection (1ZA) was inserted by S.I. 2015/910.

[^c23018351]: Subsection (1A) was inserted by S.I. 2007/126 and amended by S.I. 2015/910.

[^c23018361]: Subsection (IB) was inserted by S.I. 2007/126 and amended by paragraph 5(2) of Schedule 18 to the Financial Services Act 2012 (c.21).

[^c23018371]: Subsection (7) was inserted by S.I. 2007/126.

[^c23018381]: Subsection (8) was inserted by S.I. 2007/126.

[^c23018391]: Section 39A was inserted by S.I. 2007/126.

[^c23018401]: Paragraph (c) was amended by paragraph 6 of Schedule 18 to the Financial Services Act 2012.

[^c23018411]: Section 55K was inserted by section 11(2) of the Financial Services Act 2012.

[^c23018421]: Section 55R was inserted by section 11(2) of the Financial Services Act 2012.

[^c23018431]: Subsection (6) was inserted by S.I. 2013/3115.

[^c23018441]: Section 86(7) was inserted S.I. 2005/1433 and amended by S.I. 2012/1538.

[^c23018451]: OJ L145 30.4.2004 p.1.

[^c23018461]: Section 102A was inserted by S.I. 2005/1433.

[^c23018471]: Subsection (3) was amended by paragraph 10(3) of Schedule 15 to the Companies Act 2006 (c.46).

[^c23018481]: Subsection (4) was inserted by S.I. 2016/680.

[^c23018491]: Section 103(1) was amended by paragraph 11(2) of Schedule to the Companies Act 2006; there are other amendments but none is relevant.

[^c23018501]: Section 122G was inserted by S.I. 2016/680.

[^c23018511]: Section 122I was inserted by S.I. 2016/680.

[^c23018521]: Sections 313B(2) to (4) were inserted by S.I. 2007/126 and amended by S.I. 2010/1193 and section 36 of the Financial Services Act 2012.

[^c23018531]: Section 313BA to 313BC were inserted by S.I. 2010/1193 and amended by section 36 of the Financial Services Act 2012.

[^c23018541]: Section 123 was inserted by S.I. 2016/680.

[^c23018551]: Section 123A was inserted S.I. 2016/680.

[^c23018561]: Section 123B was inserted by S.I. 2016/680.

[^c23018571]: Section 124(10) was inserted by S.I. 2016/680.

[^c23018581]: Section 129 was inserted by S.I. 2016/680.

[^c23018591]: Section 131AB was inserted by S.I. 2016/680.

[^c23018601]: Section 137R was inserted by section 24(1) of the Financial Services Act 2012.

[^c23018611]: Sub-paragraph (ii) was amended by S.I. 2015/910.

[^c23018621]: Section 184 was inserted by S.I. 2009/534.

[^c23018631]: Section 194A was inserted by S.I. 2007/126.

[^c23018641]: Subsection (1)(b) was amended by paragraph 33(2) of Schedule 4 to the Financial Services Act 2012.

[^c23018651]: Section 195A was inserted by S.I. 2007/126 and amended by S.I. 2011/1613.

[^c23018661]: Subsection (1) was amended by paragraph 35(2) of Schedule 4 to the Financial Services Act 2012; there are other amendments but none is relevant.

[^c23018671]: Section 206A was inserted by section 9 of the Financial Services Act 2010 (c.28) and subsection (1B) was inserted by S.I. 2016/680.

[^c23018681]: Subsection (1) was amended by paragraph 3(2) and (3)(a) and (b) of Schedule 10 to the Financial Services Act 2012.

[^c23018691]: Subsection (5) was amended by paragraph 3(2) of Schedule 10 to the Financial Services Act 2012.

[^c23018701]: Subsection (11) was inserted by S.I. 2011/16/13.

[^c23018711]: Section 214 was amended by paragraph 4 of Schedule 10 to the Financial Services Act 2012; there are other amendments but none is relevant.

[^c23018721]: Paragraph (aa) was inserted by paragraph 4 of Schedule 10 to the Financial Services Act 2012.

[^c23018731]: Section 215 was amended by paragraph 54(2) of the Enterprise Act 2002 (c.40), S.I. 2005/1455, and paragraph 5 of Schedule 10 to the Financial Services Act 2012; there are other amendments but none is relevant.

[^c23018741]: Section 218A was inserted by section 176(1) of the Banking Act 2009.

[^c23018751]: Subsection (1) was inserted by S.I. 2015/486.

[^c23018761]: Section 220 was amended by section 123(3) of the Banking Act 2009, S.I. 2009/805, and S.I. 2016/1034.

[^c23018771]: Subsection (1) was amended by paragraph 15 of Schedule 10 to the Financial Services Act 2012.

[^c23018781]: Subsections (4A) to (4E) were inserted by S.I. 2006/2975 and amended by paragraph 2(3) of Schedule 8 to the Financial Services Act 2012.

[^c23018791]: There are amendments to section 287 but none is relevant.

[^c23018801]: Subsection (1A) was inserted by S.I. 2007/126.

[^c23018811]: Section 292(3)(a) was amended by S.I. 2006/2975.

[^c23018821]: Section 301E(4)(a) was inserted by S.I. 2007/126 and amended by S.I. 2009/534.

[^c23018831]: Section 312A was inserted by S.I. 2007/126.

[^c23018841]: Subsection (1) was amended by paragraph 33 of Schedule 8 to the Financial Services Act 2012.

[^c23018851]: Section 312B was inserted by S.I. 2007/126.

[^c23018861]: Subsection (1) was amended by paragraph 34 of Schedule 8 to the Financial Services Act 2012.

[^c23018871]: Subsection (2) was amended by S.I. 2011/1043.

[^c23018881]: Section 312C was inserted by S.I. 2007/126.

[^c23018891]: Subsection (5) was amended by paragraph 35 of Schedule 8 to the Financial Services Act 2012.

[^c23018901]: Section 312D was inserted by S.I. 2007/126.

[^c23018911]: Section 313(1) was amended by S.I. 2007/126; there are other amendments but none is relevant.

[^c23018921]: Section 313A(3) was inserted by S.I. 2007/126.

[^c23018931]: Section 313C was inserted by S.I. 2007/126 and amended by section 36(a) Financial Services Act 2012 and by S.I. 2010/1193 and 2012/916.

[^c23018941]: Section 313D was inserted by S.I. 2007/126; there are amendments to this section but none is relevant.

[^c23018951]: OJ L 87, 31.3.2017, p. 1.

[^c23018961]: Paragraph (hb) was inserted by S.I. 2015/910.

[^c23018971]: Subsection (2A) was inserted by S.I. 2007/126.

[^c23018981]: Paragraph (c) was amended by paragraph 16(2) of Schedule 12 to the Financial Services Act 2012.

[^c23018991]: Subsection (2B) was inserted by S.I. 2015/910.

[^c23019001]: Section 55J96) was inserted by section 11(2) of the Financial Services Act 2012.

[^c23019011]: Subsection (8A) was inserted by section 34(3) of the Financial Services (Banking Reform) Act 2013.

[^c23019021]: Subsection (4A) inserted by S.I. 2013/3115 and amended by S.I. 2015/1755 and 2016/225.

[^c23019031]: Subsection (7B) was inserted by S.I. 2012/916.

[^c23019041]: Section 391C was inserted by S.I. 2016/225.

[^c23019051]: 1998 c.29.

[^c23019061]: Section 395(13)(bbza) was inserted by S.I. 2016/680.

[^c23019071]: Section 398(1A) was inserted by S.I. 2013/1733.

[^c23019081]: Paragraph (e) was amended by S.I. 2015/1882 and S.I. 2016/680.

[^c23019091]: Section 405 was amended by S.I. 2007/126, paragraph 1 and 21(1) to (4) of Schedule 18 to the Financial Services Act 2012, 2015/575, and 2006/3221

[^c23019101]: Section 412A was inserted by S.I. 2007/126 and amended by paragraph 38 of Schedule 8 to the Financial Services Act 2012.

[^c23019111]: Section 412B was inserted by S.I. 2007/126 and amended by paragraph 38 of Schedule 8 to the Financial Services Act 2012.

[^c23019121]: Section 417(1) was amended by S.I. 2007/126; there are other amendments but none is relevant.

[^c23019131]: Section 422A(4)(a) was inserted by S.I. 2009/534.

[^c23019141]: Section 424A(5)(b) was inserted by S.I. 2006/2975.

[^c23019151]: Paragraph 4C was inserted by S.I. 2006/2975.

[^c23019161]: Paragraph 11A was inserted by S.I. 2007/126.

[^c23019171]: Paragraph 12(3) was inserted by S.I. 2007/126.

[^c23019181]: Paragraph 14(1)(ba) was inserted by S.I. 2007/126 and amended by paragraph 3(2) of Schedule 4 to the Financial Services Act 2012.

[^c23019191]: Paragraph 20(4BA) was inserted by S.I. 2007/126 and amended by paragraph 11(2) of Schedule 4 to the Financial Services Act 2012.

[^c23019201]: Paragraph 20A was inserted by S.I. 2007/126.

[^c23019211]: Schedule 10A was inserted by S.I. 2010/1192.

[^c23019221]: S.I. 2001/995.

[^c23019231]: Regulation 3 was amended by S.I. 2006/3386 and 2013/3115. There are other amendments but none is relevant.

[^c23019241]: Paragraph 2(3) was inserted by S.I. 2006/3386.

[^c23019251]: Paragraph 3 was amended by S.I. 2006/3386.

[^c23019261]: OJ No L 176, 27.6.2013, p.338.

[^c23019271]: S.I. 2001/544; article 72 was amended by S.I. 2003/1476, 2006/2383 and 3384, 2009/1342, 2013/504 and 2015/910.

[^c23019281]: Paragraph 4 was amended by S.I. 2006/3386.

[^c23019291]: Paragraphs 4A and 4B were inserted by S.I. 2006/3386 and amended by S.I. 2013/472.

[^c23019301]: Paragraph 5 was revoked by S.I. 2005/381.

[^c23019311]: Paragraph 7A was inserted by S.I. 2006/3386 and amended by S.I. 2011/1043 and 2016/680.

[^c23019321]: Paragraph 7B was inserted by S.I. 2006/3386 and amended by S.I. 2013/472 and 3115.

[^c23019331]: OJ No L 302, 17.11.2009, p.32.

[^c23019341]: OJ No L 174, 1.7.2011, p.1.

[^c23019351]: OJ No L 335, 17.12.2009, p.1.

[^c23019361]: OJ No L 235, 23.9.2003, p.10.

[^c23019371]: OJ No L 275, 25.10.2003, p.32.

[^c23019381]: Paragraph 7E was inserted by S.I. 2006/3386.

[^c23019391]: OJ No L 173, 12.6.2014, p.1.

[^c23019401]: OJ No L 345, 31.12.2003, p.64.

[^c23019411]: OJ No L 390, 31.12.2004, p.38.

[^c23019421]: 2000 c.8; section 73A was inserted by S.I. 2005/381 and amended by section 16 of the Financial Services Act 2012, paragraph 3 of Schedule 15 to the Companies Act 2006 and S.I. 2005/1433 and 2016/680.

[^c23019431]: Paragraph 9A was inserted by S.I. 2006/3386.

[^c23019441]: OJ No L 201, 27.7.2012, p.1.

[^c23019451]: Paragraph 21A was inserted by S.I. 2006/3386 and amended by S.I. 2013/504.

[^c23019461]: Paragraph 31 was inserted by S.I. 2013/504.

[^c23019471]: S.I 2001/544; article 53(1C)(b)(i) was inserted by S.I. 2017/500.

[^c23019481]: S.I. 2001/1217.

[^c23019491]: Paragraph (1)(a) was amended by S.I. 2003/1476.

[^c23019501]: Paragraph (1A) was inserted by S.I. 2006/3414 and further amended by S.I. 2017/488.

[^c23019511]: Paragraph (1B) was inserted by S.I. 2006/3414.

[^c23019521]: The closing words of paragraph (2) were amended by S.I. 2003/1476; there are other amendments but none is relevant.

[^c23019531]: Paragraph (6) was inserted by S.I. 2006/3414.

[^c23019541]: S.I. 2001/2188.

[^c23019551]: Regulation 2 was amended by S.I. 2006/3413, 2010/2628, 2012/916, 2013/472, and 2013/3115; there are other amendments but none is relevant.

[^c23019561]: Paragraph (b)(ii) was amended by S.I. 2013/504 and 2014/3348.

[^c23019571]: Paragraph (2ZA)(a) was inserted by S.I. 2013/1773.

[^c23019581]: Paragraph (2D) was inserted by S.I. 2016/680.

[^c23019591]: Paragraph (3A)(a) was inserted by S.I. 2006/3413.

[^c23019601]: Paragraph (3G) was inserted by S.I. 2016/680.

[^c23019611]: Regulation 11(d)(i) was inserted by S.I. 2006/3413.

[^c23019621]: Regulation 11(d)(ii) was inserted by S.I. 2006/3413 and amended by S.I. 2011/1613.

[^c23019631]: S.I. 2001/2511, amended by S.I. 2006/3385 and 3414; there are other amendments but none is relevant.

[^c23019641]: Regulation 1(2) was amended by S.I. 2006/3385; there are other amendments but none is relevant.

[^c23019651]: Regulation 3(2ZA) was inserted by S.I. 2006/3385.

[^c23019661]: S.I. 2013/419.

[^c23019671]: Section 2A(6) was inserted by section 6(1) of the Financial Services Act 2012 and amended by section 12 of the Bank of England and Financial Services Act 2016.

[^c23019681]: Section 2AB(3)(d) was inserted by section 12 Bank of England and Financial Services Act 2016 (c.14).

[^c23019691]: S.I. 2013/504.

[^c23019701]: S.I. 2013/556.

[^c23019711]: S.I. 2014/1960.

[^c23019721]: 1986 c.53; section 81B(1) was inserted by S.I. 2004/3380 and amended by S.I. 2007/126.

[^c23019731]: 1991 c.31; section 116(4)(aa) was inserted by paragraph 7(2) of Schedule 21 to the Finance Act 2007 (c.11).

[^c23019741]: 1992 c.40.

[^c23019751]: Section 69A(4) was inserted by S.I. 2005/2211 and amended by S.I. 2007/126.

[^c23019761]: Section 69E(5) was inserted by S.I. 2005/2211 and amended by S.I. 2007/126.

[^c23019771]: 1998 c.29; paragraph 6(3) was amended by S.I. 2002/1555 and S.I. 2007/126; there are other amendments but none is relevant.

[^c23019781]: 1998 c.41; paragraph 3(5) was amended by S.I. 2007/126.

[^c23019791]: 2000 c.11; Schedule 3A was inserted by the Anti-terrorism, Crime and Security Act 2001 (c.24).

[^c23019801]: Paragraph 1(5)(a) was inserted by S.I. 2007/3288.

[^c23019811]: Paragraph 3(1) was inserted by S.I. 2007/3288 and amended by S.I. 2015/575; there are other amendments but none is relevant.

[^c23019821]: 2002 c.29.

[^c23019831]: Paragraph 1(5)(a) was inserted by S.I. 2007/3287.

[^c23019841]: Paragraph 3(1) was inserted by S.I. 2007/3287 and amended by S.I. 2015/575; there are other amendments but none is relevant.

[^c23019851]: 2005 c.5; section 381E(3) was inserted by paragraph 3 of Schedule 12 to the Finance Act 2013 (c.29).

[^c23019861]: 2006 c.46.

[^c23019871]: Section 474(1) was amended by S.I. 2007/2932; there are other amendments but none is relevant.

[^c23019881]: Section 494A was inserted by S.I. 2016/649; there are amendments to this section but none is relevant.

[^c23019891]: Section 519A(2) was inserted by section 18(3) of the Deregulation Act 2015 (c.20) and amended by S.I. 2016/649.

[^c23019901]: Section 539 was amended by S.I. 2007/2932; there are other amendments but none is relevant.

[^c23019911]: Section 853E(6) was inserted by section 92 of the Small Business, Enterprise and Employment Act 2015 (c.26).

[^c23019921]: Subsection (1) was amended by S.I. 2015/980; there are other amendments but none is relevant.

[^c23019931]: Paragraph 20A was inserted by S.I. 2016/649.

[^c23019941]: 2007 c.3; section 274(4) was inserted by paragraph 2(2)(d) of Schedule 2 to the Finance (No. 3) Act 2010 (c.33).

[^c23019951]: 2008 c.28; there are amendments to paragraph 7 but none is relevant.

[^c23019961]: 2010 c.4: section 1158 was inserted by section 49(2) of the Finance Act 2011 (c.11).

[^c23019971]: 2010 c.13.

[^c23019981]: 2011 c.11.

[^c23019991]: 2013 c.33.

[^c23020001]: S.I. 1993/2004; regulation 5B(6) was inserted by S.I. 2011/2503, there are other amendments to this regulation but none is relevant.

[^c23020011]: S.I. 1999/2979; regulation 2(1) was amended by S.I. 2007/126 and 2010/2993, there are other amendments to this regulation but none is relevant.

[^c23020021]: S.I. 2001/3755; paragraph 28 was inserted by S.I. 2007/124.

[^c23020031]: Paragraph 28(3) was inserted by S.I. 2007/124.

[^c23020041]: Paragraph 28(4) was inserted by S.I. 2007/124 and amended by S.I. 2013/3115, there are other amendments to this paragraph but none is relevant.

[^c23020051]: S.I. 2004/353; regulation 44(3) was amended by S.I. 2007/126.

[^c23020061]: S.I. 2004/1045; regulation 31(3) was amended by S.I. 2007/126.

[^c23020071]: S.I. 2005/3378.

[^c23020081]: S.I. 2006/964; regulation 14ZD(6)(b) was inserted by S.I. 2011/2192.

[^c23020091]: S.I. 2007/126; these Regulations were amended by S.I. 2007/763, 2007/2160, 2009/534, 2010/2628, 2011/1043, 2013/472, and 2013/3115.

[^c23020101]: S.I. 2009/209; there are amendments to regulation 19(15) but none is relevant to these Regulations.

[^c23020111]: S.I. 2009/322; article 1(3) was amended by S.I. 2009/1826, there are other amendments but none is relevant.