The Financial Regulators’ Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018

European Markets Infrastructure Regulation

169

Commission Delegated Regulation (EU) 2016/2251 of 4 October 2016 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards for risk-mitigation techniques for OTC derivative contracts not cleared by a central counterparty .

Financial Conglomerates Directive

170

Commission Delegated Regulation (EU) 342/2014 of 21 January 2014 supplementing Directive 2002/87/EC of the European Parliament and of the Council and Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to regulatory technical standards for the application of the calculation methods of capital adequacy requirements for financial conglomerates .

171

Commission Delegated Regulation (EU) 2015/2303 of 28 July 2015 supplementing Directive 2002/87/EC of the European Parliament and of the Council with regard to regulatory technical standards specifying the definitions and coordinating the supplementary supervision of risk concentration and intra-group transactions .

Markets in Financial Instruments Directive

172

Commission Delegated Regulation (EU) 2017/589 of 19 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the organisational requirements of investment firms engaged in algorithmic trading .

173

Commission Implementing Regulation (EU) 2017/1945 of 19 June 2017 laying down implementing technical standards with regard to notifications by and to applicant and authorised investment firms according to Directive 2014/65/EU of the European Parliament and of the Council .

174

Commission Delegated Regulation (EU) 2017/1946 of 11 July 2017 supplementing Directives 2004/39/EC and 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm .

PART 5 — EU Regulations for which the appropriate regulator is both the FCA and the Bank of England

Markets in Financial Instruments Regulation

175

Commission Delegated Regulation (EU) 2017/581 of 24 June 2016 supplementing Regulation (EU) 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on clearing access in respect of trading venues and central counterparties .

176

Commission Delegated Regulation (EU) 2017/582 of 29 June 2016 supplementing Regulation (EU) 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards specifying the obligation to clear derivatives traded on regulated markets and timing of acceptance for clearing .

177

Commission Delegated Regulation (EU) 2017/2154 of 22 September 2017 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on indirect clearing arrangements .

European Markets Infrastructure Regulation

178

Commission Implementing Regulation (EU) 1247/2012 of 19 December 2012 laying down implementing technical standards with regard to the format and frequency of trade reports to trade repositories according to Regulation (EU) 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories .

179

Commission Delegated Regulation (EU) 148/2013 of 19 December 2012 supplementing Regulation (EU) 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards on the minimum details of the data to be reported to trade repositories .

180

Commission Delegated Regulation (EU) 149/2013 of 19 December 2012 supplementing Regulation (EU) 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on indirect clearing arrangements, the clearing obligation, the public register, access to a trading venue, non-financial counterparties, and risk mitigation techniques for OTC derivatives contracts not cleared by a CCP .

181

Commission Delegated Regulation (EU) 285/2014 of 13 February 2014 supplementing Regulation (EU) 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on direct, substantial and foreseeable effect of contracts within the Union and to prevent the evasion of rules and obligations .

182

Commission Delegated Regulation (EU) 2015/2205 of 6 August 2015 supplementing Regulation (EU) 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on the clearing obligation .

183

Commission Delegated Regulation (EU) 2016/592 of 1 March 2016 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on the clearing obligation .

184

Commission Delegated Regulation (EU) 2016/1178 of 10 June 2016 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on the clearing obligation .

PART 6 — EU Regulations for which the Payment Systems Regulator is the appropriate regulator

Interchange Fee Regulation

185

The Commission Delegated Regulation (EU) 2018/72 of 4 October 2017 supplementing Regulation (EU) 2015/751 of the European Parliament and of the Council on interchange fees for card-based payment transactions with regard to regulatory technical standards establishing the requirements to be complied with by payment card schemes and processing entities to ensure the application of independence requirements in terms of accounting, organisation and decision-making process .

Signed

Mike Freer — Rebecca Harris — Two of the Lords Commissioners of Her Majesty's Treasury — 2018-10-25

Explanatory note

(This note is not part of the Regulations)

Footnotes

[^f00001]: 2018 c.16.

[^f00002]: Section 2B was substituted, with the rest of Part 1A for Part 1 by section 6(1) of the Financial Services Act 2012 (c.21).

[^f00003]: The definition of “central counterparty” was inserted by S.I. 2013/504.

[^f00004]: The definition of “central securities depository” was inserted by S.I. 2017/1064. There are other amendments to s.417 of the Financial Services and Markets Act 2000 which are not relevant to these Regulations.

[^f00005]: OJ L201, 27.7.2012, p.1 as lasted amended by Commission Regulation (EU) 2017/979, OJ L148,10.6.2017, p.1.

[^f00006]: 2013 c.33.

[^f00007]: Section 165(11) was amended by paragraph 1 of Schedule 12 to the Financial Services Act 2012 (c.21).

[^f00008]: 1998 c.11. Schedule 6A was inserted by the Bank of England and Financial Services Act 2016 (c.14).

[^f00009]: Chapter 2A is inserted into Part 9A of the Financial Services and Markets Act 2000 by regulation 7(8) of these Regulations.

[^f00010]: Section 1A was substituted, with the rest of Part 1A, for Part 1 of the Financial Services and Markets Act 2000, by section 6(1) of the Financial Services Act 2012 (c.21).

[^f00011]: Paragraph (ca) was inserted into section 1A by S.I. 2013/1773.

[^f00012]: Section 2AB was substituted, with section 2A, for section 2A by the Bank of England and Financial Services Act 2016 (c.14), section 12.

[^f00013]: Schedule 17A was inserted into the Financial Services and Markets Act 2000 by Schedule 7 to the Financial Services Act 2012 (c.21).

[^f00014]: Section 137T was substituted, with the rest of Part 9A (sections 137A to 141A) for Part X of the Financial Services and Markets Act 2000 by section 24(1) of the Financial Services Act 2012.

[^f00015]: Schedule 1ZA and 1ZB were substituted for Schedule 1 to the Financial Services and Markets Act 2000 (c.8) by Schedule 3 to the Financial Services Act 2012.

[^f00016]: 2009 c.1. Section 244(2)(c) was amended by paragraph 3 of Schedule 2 to the Financial Services Act 2012, and S.I. 2014/3329.

[^f00017]: Paragraph (f) was inserted by paragraph 17 of Schedule 3 to the Pension Schemes Act 2015 (c.8).

[^f00018]: S.I. 2015/1911.

[^f00019]: OJ L183, 24.6.2014, p.18.

[^f00020]: OJ L140, 30.5.2012, p.14.

[^f00021]: OJ L140, 30.5.2012, p.32.

[^f00022]: OJ L2, 6.1.2015, p.1.

[^f00023]: OJ L2, 6.1.2015, p.24.

[^f00024]: OJ L2, 6.1.2015, p.57.

[^f00025]: OJ L352, 21.12.2012, p.30.

[^f00026]: OJ L52, 23.2.2013, p.25.

[^f00027]: OJ L52, 23.2.2013, p.33.

[^f00028]: OJ L165, 4.6.2014, p.44.

[^f00029]: OJ L165, 4.6.2014, p.41.

[^f00030]: OJ L209, 12.8.2017, p.19.

[^f00031]: OJ L65, 11.3.2016, p.49.

[^f00032]: OJ L72, 17.3.2016, p.1.

[^f00033]: OJ L88, 5.4.2016, p.19.

[^f00034]: OJ L153, 10.6.2016, p.3.

[^f00035]: OJ L153, 10.6.2016, p.13.

[^f00036]: OJ L160, 17.6.2016, p.1.

[^f00037]: OJ L60, 17.6.2016, p.15.

[^f00038]: OJ L160, 17.6.2016, p.23.

[^f00039]: OJ L160, 17.6.2016, p.29.

[^f00040]: OJ L173, 30.6.2016, p.34.

[^f00041]: OJ L173, 30.6.2016, p.47.

[^f00042]: OJ L167, 30.6.2017, p.22.

[^f00043]: OJ L137, 26.5.2016, p.10.

[^f00044]: OJ L87, 31.3.2017, p.84.

[^f00045]: OJ L87, 31.3.2017, p.117.

[^f00046]: OJ L87, 31.3.2017, p.122.

[^f00047]: OJ L87, 31.3.2017, p.124.

[^f00048]: OJ L87, 31.3.2017, p.126.

[^f00049]: OJ L87, 31.3.2017, p.145.

[^f00050]: OJ L87, 31.3.2017, p.148.

[^f00051]: OJ L87, 31.3.2017, p.152.

[^f00052]: OJ L87, 31.3.2017, p.166.

[^f00053]: OJ L87, 31.3.2017, p.183.

[^f00054]: OJ L87, 31.3.2017, p.350.

[^f00055]: OJ L87, 31.3.2017, p.382.

[^f00056]: OJ L87, 31.3.2017, p.411.

[^f00057]: OJ L87, 31.3.2017, p.479.

[^f00058]: OJ L87, 31.3.2017, p.492.

[^f00059]: OJ L144, 7.6.2017, p.12.

[^f00060]: OJ L148, 10.6.2017, p.3.

[^f00061]: OJ L148, 10.6.2017, p.16.

[^f00062]: OJ L149, 13.6.2017, p.3.

[^f00063]: OJ L153, 16.6.2017, p.1.

[^f00064]: OJ L155, 17.6.2017, p.1.

[^f00065]: OJ L158, 21.6.2017, p.16.

[^f00066]: OJ L162, 23.6.2017, p.3.

[^f00067]: OJ L162, 23.6.2017, p.14.

[^f00068]: OJ L276, 26.10.2017, p.4.

[^f00069]: OJ L276, 26.10.2017, p.12.

[^f00070]: OJ L340, 20.12.2017, p.6.

[^f00071]: OJ L313, 19.11.2016, p.2.

[^f00072]: OJ L313, 19.11.2016, p.11.

[^f00073]: OJ L87, 31.3.2017, p.142.

[^f00074]: OJ L87, 31.3.2017, p.174.

[^f00075]: OJ L87, 31.3.2017, p.189.

[^f00076]: OJ L87, 31.3.2017, p.193.

[^f00077]: OJ L87, 31.3.2017, p.229.

[^f00078]: OJ L87, 31.3.2017, p.368.

[^f00079]: OJ L87, 31.3.2017, p.387.

[^f00080]: OJ L87, 31.3.2017, p.449.

[^f00081]: OJ L312, 28.11.2017, p.1.

[^f00082]: OJ L305, 24.10.2014, p.1.

[^f00083]: OJ L100, 12.4.2017, p.1.

[^f00084]: OJ L294, 11.11.2017, p.1.

[^f00085]: OJ L69, 13.3.2018, p.23.

[^f00086]: OJ L111, 15.4.2014, p.36.

[^f00087]: OJ L58, 4.3.2016, p.13.

[^f00088]: OJ L251, 18.9.2012, p.1.

[^f00089]: OJ L251, 18.9.2012, p.11.

[^f00090]: OJ L274, 9.10.201, p.16.

[^f00091]: OJ L120, 13.5.2015, p.2.

[^f00092]: OJ L234, 31.8.2016, p.1.

[^f00093]: OJ L176, 10.7.2010, p.16.

[^f00094]: OJ L199, 26.7.2016, p.6.

[^f00095]: OJ L343, 22.12.2017, p.48.

[^f00096]: OJ L330, 15.11.2014, p.27.

[^f00097]: OJ L39, 14.2.2015, p.11.

[^f00098]: OJ L330, 16.12.2015, p.26.

[^f00099]: OJ L125, 13.5.2016, p.1.

[^f00100]: OJ L33, 8.2.2017, p.14.

[^f00101]: OJ L177, 8.7.2017, p.7.

[^f00102]: OJ L65, 10.3.2017, p.9.

[^f00103]: OJ L177, 17.6.2014, p.34.

[^f00104]: OJ L76, 20.3.2015, p.13.

[^f00105]: OJ L76, 20.3.2015, p.19.

[^f00106]: OJ L76, 20.3.2015, p.23.

[^f00107]: OJ L79, 25.3.2015, p.8.

[^f00108]: OJ L79, 25.3.2015, p.12.

[^f00109]: OJ L79, 25.3.2015, p.18.

[^f00110]: OJ L295, 12.11.2015, p.3.

[^f00111]: OJ L295, 12.11.2015, p.5.

[^f00112]: OJ L295, 12.11.2015, p.9.

[^f00113]: OJ L295, 12.11.2015, p.11.

[^f00114]: OJ L295, 12.11.2015, p.16.

[^f00115]: OJ L295, 12.11.2015, p.18.

[^f00116]: OJ L295, 12.11.2015, p.21.

[^f00117]: OJ L347, 31.12.2015, p.1.

[^f00118]: OJ L347, 31.12.2015, p.1224.

[^f00119]: OJ L347, 31.12.2015, p.1285.

[^f00120]: OJ L243, 10.9.2016, p.1.

[^f00121]: OJ L275, 12.10.2016, p.19.

[^f00122]: OJ L160, 17.6.2016, p.35.

[^f00123]: OJ L181, 6.7.2016, p.1.

[^f00124]: OJ L184, 8.7.2016, p.1.

[^f00125]: OJ L228, 23.8.2016, p.1.

[^f00126]: OJ L228, 23.8.2016, p.7.

[^f00127]: OJ L237, 3.9.2016, p.1.

[^f00128]: OJ L258, 24.9.2016, p.1.

[^f00129]: OJ L60, 2.3.2018, p.7.

[^f00130]: OJ L67, 9.3.2018, p.3.

[^f00131]: OJ L67, 9.3.2018, p.8.

[^f00132]: OJ L65, 10.3.2017, p.9.

[^f00133]: OJ L65, 10.3.2017, p.44.

[^f00134]: OJ L65, 10.3.2017, p.48.

[^f00135]: OJ L65, 10.3.2017, p.116.

[^f00136]: OJ L65, 10.3.2017, p.145.

[^f00137]: OJ L352, 21.12.2012, p.32.

[^f00138]: OJ L52, 23.2.2013, p.37.

[^f00139]: OJ L52, 23.2.2013, p.41.

[^f00140]: OJ L244, 13.9.2013, p.19.

[^f00141]: OJ L138, 13.5.2014, p.57.

[^f00142]: OJ L153, 10.6.2016, p.25.

[^f00143]: OJ L184, 8.7.2016. p.1.

[^f00144]: OJ L148, 20.5.2014, p.6.

[^f00145]: OJ L148, 20.5.2014, p.21.

[^f00146]: OJ L148, 20.5.2014, p.50.

[^f00147]: OJ L167, 6.6.2014, p.30.

[^f00148]: OJ L172, 12.6.2014, p.1.

[^f00149]: OJ L185, 25.6.2014, p.1.

[^f00150]: OJ L188, 27.6.2014, p.19.

[^f00151]: OJ L254, 28.8.2014, p.2.

[^f00152]: OJ L309, 30.10.2014, p.1.

[^f00153]: OJ L309, 30.10.2014, p.5.

[^f00154]: OJ L21, 28.1.2016, p.2.

[^f00155]: OJ L21, 28.1.2016, p.21.

[^f00156]: OJ L328, 2.12.2016, p.1.

[^f00157]: OJ L29, 3.2.2017, p.1.

[^f00158]: OJ L72, 17.3.2017, p.57.

[^f00159]: OJ L355, 31.12.2013, p.60.

[^f00160]: OJ L57, 27.2.2014, p.3.

[^f00161]: OJ L74, 14.3.2014, p.8.

[^f00162]: OJ L148, 20.5.2014, p.4.

[^f00163]: OJ L148, 20.5.2014, p.15.

[^f00164]: OJ L148, 20.5.2014, p.17.

[^f00165]: OJ L148, 20.5.2014, p.29.

[^f00166]: OJ L148, 20.5.2014, p.36.

[^f00167]: OJ L166, 5.6.2014, p.22.

[^f00168]: OJ L174, 13.6.2014, p.16.

[^f00169]: OJ L191, 28.6.2014, p.1.

[^f00170]: OJ L265, 5.9.2014, p.3.

[^f00171]: OJ L284, 30.9.2014, p.14.

[^f00172]: OJ L324, 7.11.2014, p.1.

[^f00173]: OJ L98, 15.4.2015, p.1.

[^f00174]: OJ L244, 19.9.2015, p.1.

[^f00175]: OJ L244, 19.9.2015, p.9.

[^f00176]: OJ L313, 28.11.2015, p.30.

[^f00177]: OJ L21, 28.1.2016, p.45.

[^f00178]: OJ L21, 28.1.2016, p.54.

[^f00179]: OJ L39, 16.2.2016, p.5.

[^f00180]: OJ L245, 14.9.2016, p.5.

[^f00181]: OJ L275, 12.10.2016, p.3.

[^f00182]: OJ L275, 12.10.2016, p.27.

[^f00183]: OJ L10, 14.1.2017, p.1.

[^f00184]: OJ L329, 13.12.2017, p.6.

[^f00185]: OJ L32, 6.2.2018, p.1.

[^f00186]: OJ L123, 18.5.2018, p.1.

[^f00187]: OJ L3440, 15.12.2016, p.9.

[^f00188]: OJ L100, 3.4.2014, p.1.

[^f00189]: OJ L326, 11.12.2015, p.34.

[^f00190]: OJ L87, 31.3.2017, p.417.

[^f00191]: OJ L276, 26.10.2017, p.22.

[^f00192]: OJ L276, 26.10.2017, p.32.

[^f00193]: OJ L87, 31.3.2017, p.212.

[^f00194]: OJ L87, 31.3.2017, p.224.

[^f00195]: OJ L304, 21.11.2017, p.6.

[^f00196]: OJ L352, 21.12.2012, p.20.

[^f00197]: OJ L52, 23.2.2013, p.1.

[^f00198]: OJ L52, 23.2.2013, p.11.

[^f00199]: OJ L85, 21.3.2014, p.1.

[^f00200]: OJ L314, 1.12.2015, p.13.

[^f00201]: OJ L103, 19.4.2016, p.5.

[^f00202]: OJ L195, 20.7.2016, p.3.

[^f00203]: OJ L13, 18.1.2018, p.1.

Editorial notes

[^c23418511]: 2018 c.16.

[^c23418521]: Section 2B was substituted, with the rest of Part 1A for Part 1 by section 6(1) of the Financial Services Act 2012 (c.21).

[^c23418531]: The definition of “central counterparty” was inserted by S.I. 2013/504.

[^c23418541]: The definition of “central securities depository” was inserted by S.I. 2017/1064. There are other amendments to s.417 of the Financial Services and Markets Act 2000 which are not relevant to these Regulations.

[^c23418561]: 2013 c.33.

[^c23418571]: Section 165(11) was amended by paragraph 1 of Schedule 12 to the Financial Services Act 2012 (c.21).

[^c23418581]: 1998 c.11. Schedule 6A was inserted by the Bank of England and Financial Services Act 2016 (c.14).

[^c23418591]: Chapter 2A is inserted into Part 9A of the Financial Services and Markets Act 2000 by regulation 7(8) of these Regulations.

[^c23418601]: Section 1A was substituted, with the rest of Part 1A, for Part 1 of the Financial Services and Markets Act 2000, by section 6(1) of the Financial Services Act 2012 (c.21).

[^c23418611]: Paragraph (ca) was inserted into section 1A by S.I. 2013/1773.

[^c23418621]: Section 2AB was substituted, with section 2A, for section 2A by the Bank of England and Financial Services Act 2016 (c.14), section 12.

[^c23418631]: Schedule 17A was inserted into the Financial Services and Markets Act 2000 by Schedule 7 to the Financial Services Act 2012 (c.21).

[^c23418641]: Section 137T was substituted, with the rest of Part 9A (sections 137A to 141A) for Part X of the Financial Services and Markets Act 2000 by section 24(1) of the Financial Services Act 2012.

[^c23418651]: Schedule 1ZA and 1ZB were substituted for Schedule 1 to the Financial Services and Markets Act 2000 (c.8) by Schedule 3 to the Financial Services Act 2012.

[^c23418661]: 2009 c.1. Section 244(2)(c) was amended by paragraph 3 of Schedule 2 to the Financial Services Act 2012, and S.I. 2014/3329.

[^c23418671]: Paragraph (f) was inserted by paragraph 17 of Schedule 3 to the Pension Schemes Act 2015 (c.8).

[^c23418681]: S.I. 2015/1911.

[^c23418691]: OJ L183, 24.6.2014, p.18.

[^c23418701]: OJ L140, 30.5.2012, p.14.

[^c23418711]: OJ L140, 30.5.2012, p.32.

[^c23418721]: OJ L2, 6.1.2015, p.1.

[^c23418731]: OJ L2, 6.1.2015, p.24.

[^c23418741]: OJ L2, 6.1.2015, p.57.

[^c23418751]: OJ L352, 21.12.2012, p.30.

[^c23418761]: OJ L52, 23.2.2013, p.25.

[^c23418771]: OJ L52, 23.2.2013, p.33.

[^c23418781]: OJ L165, 4.6.2014, p.44.

[^c23418791]: OJ L165, 4.6.2014, p.41.

[^c23418801]: OJ L209, 12.8.2017, p.19.

[^c23418811]: OJ L65, 11.3.2016, p.49.

[^c23418821]: OJ L72, 17.3.2016, p.1.

[^c23418831]: OJ L88, 5.4.2016, p.19.

[^c23418841]: OJ L153, 10.6.2016, p.3.

[^c23418851]: OJ L153, 10.6.2016, p.13.

[^c23418861]: OJ L160, 17.6.2016, p.1.

[^c23418871]: OJ L60, 17.6.2016, p.15.

[^c23418881]: OJ L160, 17.6.2016, p.23.

[^c23418891]: OJ L160, 17.6.2016, p.29.

[^c23418901]: OJ L173, 30.6.2016, p.34.

[^c23418911]: OJ L173, 30.6.2016, p.47.

[^c23418921]: OJ L167, 30.6.2017, p.22.

[^c23418931]: OJ L137, 26.5.2016, p.10.

[^c23418941]: OJ L87, 31.3.2017, p.84.

[^c23418951]: OJ L87, 31.3.2017, p.117.

[^c23418961]: OJ L87, 31.3.2017, p.122.

[^c23418971]: OJ L87, 31.3.2017, p.124.

[^c23418981]: OJ L87, 31.3.2017, p.126.

[^c23418991]: OJ L87, 31.3.2017, p.145.

[^c23419001]: OJ L87, 31.3.2017, p.148.

[^c23419011]: OJ L87, 31.3.2017, p.152.

[^c23419021]: OJ L87, 31.3.2017, p.166.

[^c23419031]: OJ L87, 31.3.2017, p.183.

[^c23419041]: OJ L87, 31.3.2017, p.350.

[^c23419051]: OJ L87, 31.3.2017, p.382.

[^c23419061]: OJ L87, 31.3.2017, p.411.

[^c23419071]: OJ L87, 31.3.2017, p.479.

[^c23419081]: OJ L87, 31.3.2017, p.492.

[^c23419091]: OJ L144, 7.6.2017, p.12.

[^c23419101]: OJ L148, 10.6.2017, p.3.

[^c23419111]: OJ L148, 10.6.2017, p.16.

[^c23419121]: OJ L149, 13.6.2017, p.3.

[^c23419131]: OJ L153, 16.6.2017, p.1.

[^c23419141]: OJ L155, 17.6.2017, p.1.

[^c23419151]: OJ L158, 21.6.2017, p.16.

[^c23419161]: OJ L162, 23.6.2017, p.3.

[^c23419171]: OJ L162, 23.6.2017, p.14.

[^c23419181]: OJ L276, 26.10.2017, p.4.

[^c23419191]: OJ L276, 26.10.2017, p.12.

[^c23419201]: OJ L340, 20.12.2017, p.6.

[^c23419211]: OJ L313, 19.11.2016, p.2.

[^c23419221]: OJ L313, 19.11.2016, p.11.

[^c23419231]: OJ L87, 31.3.2017, p.142.

[^c23419241]: OJ L87, 31.3.2017, p.174.

[^c23419251]: OJ L87, 31.3.2017, p.189.

[^c23419261]: OJ L87, 31.3.2017, p.193.

[^c23419271]: OJ L87, 31.3.2017, p.229.

[^c23419281]: OJ L87, 31.3.2017, p.368.

[^c23419291]: OJ L87, 31.3.2017, p.387.

[^c23419301]: OJ L87, 31.3.2017, p.449.

[^c23419311]: OJ L312, 28.11.2017, p.1.

[^c23419321]: OJ L305, 24.10.2014, p.1.

[^c23419331]: OJ L100, 12.4.2017, p.1.

[^c23419341]: OJ L294, 11.11.2017, p.1.

[^c23419351]: OJ L69, 13.3.2018, p.23.

[^c23419381]: OJ L251, 18.9.2012, p.1.

[^c23419391]: OJ L251, 18.9.2012, p.11.

[^c23419401]: OJ L274, 9.10.201, p.16.

[^c23419411]: OJ L120, 13.5.2015, p.2.

[^c23419421]: OJ L234, 31.8.2016, p.1.

[^c23419431]: OJ L176, 10.7.2010, p.16.

[^c23419441]: OJ L199, 26.7.2016, p.6.

[^c23419451]: OJ L343, 22.12.2017, p.48.

[^c23419461]: OJ L330, 15.11.2014, p.27.

[^c23419471]: OJ L39, 14.2.2015, p.11.

[^c23419481]: OJ L330, 16.12.2015, p.26.

[^c23419491]: OJ L125, 13.5.2016, p.1.

[^c23419501]: OJ L33, 8.2.2017, p.14.

[^c23419511]: OJ L177, 8.7.2017, p.7.

[^c23419521]: OJ L65, 10.3.2017, p.9.

[^c23419531]: OJ L177, 17.6.2014, p.34.

[^c23419541]: OJ L76, 20.3.2015, p.13.

[^c23419551]: OJ L76, 20.3.2015, p.19.

[^c23419561]: OJ L76, 20.3.2015, p.23.

[^c23419571]: OJ L79, 25.3.2015, p.8.

[^c23419581]: OJ L79, 25.3.2015, p.12.

[^c23419591]: OJ L79, 25.3.2015, p.18.

[^c23419601]: OJ L295, 12.11.2015, p.3.

[^c23419611]: OJ L295, 12.11.2015, p.5.

[^c23419621]: OJ L295, 12.11.2015, p.9.

[^c23419631]: OJ L295, 12.11.2015, p.11.

[^c23419641]: OJ L295, 12.11.2015, p.16.

[^c23419651]: OJ L295, 12.11.2015, p.18.

[^c23419661]: OJ L295, 12.11.2015, p.21.

[^c23419671]: OJ L347, 31.12.2015, p.1.

[^c23419681]: OJ L347, 31.12.2015, p.1224.

[^c23419691]: OJ L347, 31.12.2015, p.1285.

[^c23419701]: OJ L243, 10.9.2016, p.1.

[^c23419711]: OJ L275, 12.10.2016, p.19.

[^c23419721]: OJ L160, 17.6.2016, p.35.

[^c23419741]: OJ L184, 8.7.2016, p.1.

[^c23419751]: OJ L228, 23.8.2016, p.1.

[^c23419761]: OJ L228, 23.8.2016, p.7.

[^c23419771]: OJ L237, 3.9.2016, p.1.

[^c23419781]: OJ L258, 24.9.2016, p.1.

[^c23419791]: OJ L60, 2.3.2018, p.7.

[^c23419801]: OJ L67, 9.3.2018, p.3.

[^c23419811]: OJ L67, 9.3.2018, p.8.

[^c23419821]: OJ L65, 10.3.2017, p.9.

[^c23419831]: OJ L65, 10.3.2017, p.44.

[^c23419841]: OJ L65, 10.3.2017, p.48.

[^c23419851]: OJ L65, 10.3.2017, p.116.

[^c23419861]: OJ L65, 10.3.2017, p.145.

[^c23419871]: OJ L352, 21.12.2012, p.32.

[^c23419881]: OJ L52, 23.2.2013, p.37.

[^c23419891]: OJ L52, 23.2.2013, p.41.

[^c23419901]: OJ L244, 13.9.2013, p.19.

[^c23419911]: OJ L138, 13.5.2014, p.57.

[^c23419921]: OJ L153, 10.6.2016, p.25.

[^c23419931]: OJ L184, 8.7.2016. p.1.

[^c23419941]: OJ L148, 20.5.2014, p.6.

[^c23419951]: OJ L148, 20.5.2014, p.21.

[^c23419961]: OJ L148, 20.5.2014, p.50.

[^c23419971]: OJ L167, 6.6.2014, p.30.

[^c23419981]: OJ L172, 12.6.2014, p.1.

[^c23419991]: OJ L185, 25.6.2014, p.1.

[^c23420001]: OJ L188, 27.6.2014, p.19.

[^c23420011]: OJ L254, 28.8.2014, p.2.

[^c23420021]: OJ L309, 30.10.2014, p.1.

[^c23420031]: OJ L309, 30.10.2014, p.5.

[^c23420041]: OJ L21, 28.1.2016, p.2.

[^c23420051]: OJ L21, 28.1.2016, p.21.

[^c23420061]: OJ L328, 2.12.2016, p.1.

[^c23420071]: OJ L29, 3.2.2017, p.1.

[^c23420081]: OJ L72, 17.3.2017, p.57.

[^c23420091]: OJ L355, 31.12.2013, p.60.

[^c23420101]: OJ L57, 27.2.2014, p.3.

[^c23420111]: OJ L74, 14.3.2014, p.8.

[^c23420121]: OJ L148, 20.5.2014, p.4.

[^c23420131]: OJ L148, 20.5.2014, p.15.

[^c23420141]: OJ L148, 20.5.2014, p.17.

[^c23420151]: OJ L148, 20.5.2014, p.29.

[^c23420161]: OJ L148, 20.5.2014, p.36.

[^c23420171]: OJ L166, 5.6.2014, p.22.

[^c23420181]: OJ L174, 13.6.2014, p.16.

[^c23420191]: OJ L191, 28.6.2014, p.1.

[^c23420201]: OJ L265, 5.9.2014, p.3.

[^c23420211]: OJ L284, 30.9.2014, p.14.

[^c23420221]: OJ L324, 7.11.2014, p.1.

[^c23420231]: OJ L98, 15.4.2015, p.1.

[^c23420241]: OJ L244, 19.9.2015, p.1.

[^c23420251]: OJ L244, 19.9.2015, p.9.

[^c23420261]: OJ L313, 28.11.2015, p.30.

[^c23420271]: OJ L21, 28.1.2016, p.45.

[^c23420281]: OJ L21, 28.1.2016, p.54.

[^c23420291]: OJ L39, 16.2.2016, p.5.

[^c23420301]: OJ L245, 14.9.2016, p.5.

[^c23420311]: OJ L275, 12.10.2016, p.3.

[^c23420321]: OJ L275, 12.10.2016, p.27.

[^c23420331]: OJ L10, 14.1.2017, p.1.

[^c23420341]: OJ L329, 13.12.2017, p.6.

[^c23420351]: OJ L32, 6.2.2018, p.1.

[^c23420361]: OJ L123, 18.5.2018, p.1.

[^c23420371]: OJ L3440, 15.12.2016, p.9.

[^c23420381]: OJ L100, 3.4.2014, p.1.

[^c23420391]: OJ L326, 11.12.2015, p.34.

[^c23420401]: OJ L87, 31.3.2017, p.417.

[^c23420411]: OJ L276, 26.10.2017, p.22.

[^c23420421]: OJ L276, 26.10.2017, p.32.

[^c23420431]: OJ L87, 31.3.2017, p.212.

[^c23420441]: OJ L87, 31.3.2017, p.224.

[^c23420451]: OJ L304, 21.11.2017, p.6.

[^c23420461]: OJ L352, 21.12.2012, p.20.

[^c23420471]: OJ L52, 23.2.2013, p.1.

[^c23420481]: OJ L52, 23.2.2013, p.11.

[^c23420491]: OJ L85, 21.3.2014, p.1.

[^c23420501]: OJ L314, 1.12.2015, p.13.

[^c23420511]: OJ L103, 19.4.2016, p.5.

[^c23420521]: OJ L195, 20.7.2016, p.3.

[^c23420531]: OJ L13, 18.1.2018, p.1.

[^key-96ab4974ca41cc699af5cac2c1f85a94]: Sch. para. 63A and cross-heading inserted (27.2.2019) by The Money Market Funds (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/394), regs. 1(2), 2

[^key-d28536f9b946cb55c81a1edd3199e19b]: Sch. para. 6A and cross-heading inserted (21.2.2019) by The Long-term Investment Funds (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/336), regs. 1(2), 2(2); and that same provision expressed to be inserted (15.3.2019) by virtue of The Financial Regulators Powers (Technical Standards etc.) and Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/576), regs. 1(2), 2(3)

[^key-57e65d5ad171ec49c91639dda4a05bb9]: Sch. paras. 1A-1L and cross-heading inserted (15.3.2019) by The Financial Regulators Powers (Technical Standards etc.) and Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/576), regs. 1(2), 2(2)

[^key-e1f325ea463626a8f571cf47ca635f93]: Sch. para. 24A inserted (15.3.2019) by The Financial Regulators Powers (Technical Standards etc.) and Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/576), regs. 1(2), 2(4)

[^key-d76d51a7b17a6bb72a3e9e219032e5f4]: Sch. para. 113A inserted (15.3.2019) by The Financial Regulators Powers (Technical Standards etc.) and Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/576), regs. 1(2), 2(6)

[^key-a9e029ad3ed3d9d4f7e6bd8f3c16d862]: Sch. para. 168A inserted (15.3.2019) by The Financial Regulators Powers (Technical Standards etc.) and Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/576), regs. 1(2), 2(7)

[^key-c03959566bdcd1688a277ac34398984c]: Sch. para. 105 omitted (15.3.2019) by virtue of The Financial Regulators Powers (Technical Standards etc.) and Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/576), regs. 1(2), 2(5)

[^key-211e951a7c9c6f1cf31bfa8f02a80342]: Sch. paras. 65A, 65B and cross-heading inserted (26.3.2019) by The Payment Accounts (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/661), regs. 1(2), 17(2)

[^key-698e6f2a900e55957348ffe69646a473]: Sch. para. 69ZA inserted (6.9.2019) by The Financial Services (Electronic Money, Payment Services and Miscellaneous Amendments) (EU Exit) Regulations 2019 (S.I. 2019/1212), regs. 1(2), 13(3)

[^key-02d3e50c9272df1e70e91dd4914dddfc]: Words in Sch. para. 67 omitted (6.9.2019) by virtue of The Financial Services (Electronic Money, Payment Services and Miscellaneous Amendments) (EU Exit) Regulations 2019 (S.I. 2019/1212), regs. 1(2), 13(2)

[^key-27f0ea4ba8f3114b81818a5fe882ae2b]: Sch. para. 11A and cross-heading inserted (25.10.2019) by The Financial Services (Miscellaneous) (Amendment) (EU Exit) (No. 3) Regulations 2019 (S.I. 2019/1390), regs. 1(3), 8(2)

[^key-4b196654de696d1e32243eeb16992f79]: Sch. paras. 67A, 67B inserted (25.10.2019) by The Financial Services (Miscellaneous) (Amendment) (EU Exit) (No. 3) Regulations 2019 (S.I. 2019/1390), regs. 1(3), 8(3)

[^key-9a7467715d07d04fbc23bdbafeb449b3]: Sch. paras. 69A-69F and cross-headings inserted (25.10.2019) by The Financial Services (Miscellaneous) (Amendment) (EU Exit) (No. 3) Regulations 2019 (S.I. 2019/1390), regs. 1(3), 8(4)

[^key-09be8e5519bf8bc263c37d1aeeeff9f6]: Sch. para. 113B inserted (25.10.2019) by The Financial Services (Miscellaneous) (Amendment) (EU Exit) (No. 3) Regulations 2019 (S.I. 2019/1390), regs. 1(3), 8(5)

[^key-3b39ef9f0936581d430a0e049674273d]: Sch. paras. 184A, 184B and cross-heading inserted (25.10.2019) by The Financial Services (Miscellaneous) (Amendment) (EU Exit) (No. 3) Regulations 2019 (S.I. 2019/1390), regs. 1(3), 8(6)

[^key-ccd5f33b87f6b9c5b4339bddb456b5ba]: Words in reg. 2(e) substituted (25.6.2020) by The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2020 (S.I. 2020/646), regs. 1(2)(c), 3

[^key-049cbd6569bb0178318ed16b00d4da76]: Reg. 2A inserted (30.6.2020) by The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020 (S.I. 2020/628), regs. 1(2), 5(2)

[^key-c70b1cc536bfbd0bb82525ec765c088c]: Sch. para. 74A inserted (30.6.2020) by The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020 (S.I. 2020/628), regs. 1(2), 5(3)(a)(ii)

[^key-22c657e751d9db25d70e961ee1e34c06]: Sch. para. 174A inserted (30.6.2020) by The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020 (S.I. 2020/628), regs. 1(2), 5(3)(b)

[^key-583bbb8ff9ab854a7edecc63044975cc]: Sch. para. 68 omitted (27.11.2020) by virtue of The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385), regs. 1(2), 43(2)(d)

[^key-982567056562504b06a92b42cce5fe51]: Sch. para. 9A inserted (27.11.2020) by The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385), regs. 1(2), 43(2)(a)

[^key-930fdebcda444dff7b5f405da764195b]: Sch. para. 11B inserted (27.11.2020) by The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385), regs. 1(2), 43(2)(b)

[^key-63f2218bf0724b951fb3920ebf7231d1]: Sch. para. 69 omitted (27.11.2020) by virtue of The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385), regs. 1(2), 43(2)(d)

[^M_F_3050a63f-6afa-47f6-cee9-b004026cd01e]: Word in Sch. para. 68 heading substituted (27.11.2020) by virtue of The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385), regs. 1(2), 43(2)(c)

[^key-cd87594ac056156933bc3bd91ac05279]: Sch. modified (31.12.2020) by The Gibraltar (Miscellaneous Amendments) (EU Exit) Regulations 2019 (S.I. 2019/680), regs. 1(2), 11(2)(4) (with reg. 11(8)-(10)) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 40(f)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-480d9e8b0abe18a32371840d31704c03]: Sch. para. 6A omitted (1.1.2024) by virtue of The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023 (S.I. 2023/1410), regs. 1(2), 13

[^key-b5741e4449f639ac39593859854aa856]: Sch. paras. 69F-69L and heading omitted (1.11.2024) by virtue of The Securitisation (Amendment) Regulations 2024 (S.I. 2024/705), reg. 1(3), Sch. 2 para. 8(a)

[^key-a68b79321f4a656f2554ab571d1180bb]: Sch. para. 174ZA, 174ZB and heading omitted (1.11.2024) by virtue of The Securitisation (Amendment) Regulations 2024 (S.I. 2024/705), reg. 1(3), Sch. 2 para. 8(b)

[^M_F_8a593c93-43fb-4fe8-a80d-50058ef79d3d]: Sch. para. 174ZA, 174ZB and heading omitted (1.11.2024) by virtue of The Securitisation (Amendment) Regulations 2024 (S.I. 2024/705), reg. 1(3), Sch. 2 para. 8(b)

[^key-130c49d5637a3de557d1fa83d8e121d2]: Sch. para. 65 and cross-heading omitted (22.11.2024 for specified purposes) by virtue of The Consumer Composite Investments (Designated Activities) Regulations 2024 (S.I. 2024/1198), reg. 2(1)(c)(2), Sch. 2 para. 6

[^key-08b435516fdecc34f99913555db7ba35]: Sch. para. 70 omitted (14.1.2025 for specified purposes) by virtue of The Short Selling Regulations 2025 (S.I. 2025/29), reg. 2(2)(3), Sch. 2 para. 7

[^key-83af21fb7e97222ae7b01276bb32fffd]: Sch. para. 71 omitted (14.1.2025 for specified purposes) by virtue of The Short Selling Regulations 2025 (S.I. 2025/29), reg. 2(2)(3), Sch. 2 para. 7

[^key-f26de20626264c200ad12ad193e888f9]: Sch. para. 72 omitted (14.1.2025 for specified purposes) by virtue of The Short Selling Regulations 2025 (S.I. 2025/29), reg. 2(2)(3), Sch. 2 para. 7

[^M_X_2eef6b54-bf30-4e8d-dd5e-288518d54ebe]: For details of appropriate regulators' EU Exit Instruments, see: the webpage "The Bank of England’s amendments to financial services legislation under the European Union (Withdrawal) Act 2018", which contains Bank and Prudential Regulation Authority's EU Exit Instruments; the FCA Handbook, which lists the Financial Conduct Authority's EU Exit Instruments; and on the Payment Systems Regulator's website, the webpage "Onshoring EU Regulatory Technical Standards under the Interchange Fee Regulation: EU Exit Instrument and Policy Statement".

6A

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

European Markets Infrastructure Regulation

63A

Commission Implementing Regulation (EU) 2018/708 of 17 April 2018 laying down implementing technical standards with regard to the template to be used by managers of money market funds when reporting to competent authorities as stipulated by Article 37 of Regulation (EU) 2017/1131 of the European Parliament and of the Council.

Packaged Retail and Insurance-Based Investment Products

1A

Commission Implementing Regulation (EU) 2018/1105 of 8 August 2018 laying down implementing technical standards with regard to procedures and forms for the provision of information by competent authorities to ESMA under Regulation (EU) 2016/1011 of the European Parliament and of the Council.

1B

Commission Implementing Regulation (EU) 2018/1106 of 8 August 2018 laying down implementing technical standards with regard to templates for the compliance statement to be published and maintained by administrators of significant and non-significant benchmarks pursuant to Regulation (EU) 2016/1011 of the European Parliament and of the Council.

1C

Commission Delegated Regulation (EU) 2018/1637 of 13 July 2018 supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards for the procedures and characteristics of the oversight function.

1D

Commission Delegated Regulation (EU) 2018/1638 of 13 July 2018 supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards specifying further how to ensure that input data is appropriate and verifiable, and the internal oversight and verification procedures of a contributor that the administrator of a critical or significant benchmark has to ensure are in place where the input data is contributed from a front office function.

1E

Commission Delegated Regulation (EU) 2018/1639 of 13 July 2018 supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards specifying further the elements of the code of conduct to be developed by administrators of benchmarks that are based on input data from contributors.

1F

Commission Delegated Regulation (EU) 2018/1640 of 13 July 2018 supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards specifying further the governance and control requirements for supervised contributors.

1G

Commission Delegated Regulation (EU) 2018/1641 of 13 July 2018 supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards specifying further the information to be provided by administrators of critical or significant benchmarks on the methodology used to determine the benchmark, the internal review and approval of the methodology and on the procedures for making material changes in the methodology.

1H

Commission Delegated Regulation (EU) 2018/1642 of 13 July 2018 supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards specifying further the criteria to be taken into account by competent authorities when assessing whether administrators of significant benchmarks should apply certain requirements.

1I

Commission Delegated Regulation (EU) 2018/1643 of 13 July 2018 supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards specifying further the contents of, and cases where updates are required to, the benchmark statement to be published by the administrator of a benchmark.

1J

Commission Delegated Regulation (EU) 2018/1644 of 13 July 2018 supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards determining the minimum content of cooperation arrangements with competent authorities of third countries whose legal framework and supervisory practices have been recognised as equivalent.

1K

Commission Delegated Regulation (EU) 2018/1645 of 13 July 2018 supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards for the form and content of the application for recognition with the competent authority of the Member State of reference and of the presentation of information in the notification to European Securities and Markets Authority (ESMA).

1L

Commission Delegated Regulation (EU) 2018/1646 of 13 July 2018 supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards for the information to be provided in an application for authorisation and in an application for registration.

Credit rating agencies regulation

24A

Commission Implementing Regulation (EU) 2018/292 of 26 February 2018 laying down implementing technical standards with regard to procedures and forms for exchange of information and assistance between competent authorities according to Regulation (EU) No 596/2014 of the European Parliament and of the Council on market abuse.

113A

Commission Implementing Regulation (EU) 2018/1624 of 23 October 2018 laying down implementing technical standards with regard to procedures and standard forms and templates for the provision of information for the purposes of resolution plans for credit institutions and investment firms pursuant to Directive 2014/59/EU of the European Parliament and of the Council, and repealing Commission Implementing Regulation (EU) 2016/1066.

168A

Commission Delegated Regulation (EU) 2018/959 of 14 March 2018 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to regulatory technical standards of the specification of the assessment methodology under which competent authorities permit institutions to use Advanced Measurement Approaches for operational risk.

65A

Commission Implementing Regulation (EU) 2018/33 of 28 September 2017 laying down implementing technical standards with regard to the standardised presentation format of the statement of fees and its common symbol according to Directive 2014/92/EU of the European Parliament and of the Council.

65B

Commission Implementing Regulation (EU) 2018/34 of 28 September 2017 laying down implementing technical standards with regard to the standardised presentation format of the fee information document and its common symbol according to Directive 2014/92/EU of the European Parliament and of the Council.

Transparency Directive

69ZA

Commission Delegated Regulation (EU) 2019/979 of 14 March 2019 supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council with regard to regulatory technical standards on key financial information in the summary of a prospectus, the publication and classification of prospectuses, advertisements for securities, supplements to a prospectus, and the notification portal, and repealing Commission Delegated Regulation (EU) No 382/2014 and Commission Delegated Regulation (EU) 2016/301.

11A

Commission Delegated Regulation (EU) 2019/758 of 31 January 2019 supplementing Directive (EU) 2015/849 of the European Parliament and of the Council with regard to regulatory technical standards for the minimum action and the type of additional measures credit and financial institutions must take to mitigate money laundering and terrorist financing risk in certain third countries.

Markets in financial instruments directive

67A

Commission Implementing Regulation (EU) 2019/410 of 29 November 2018 laying down implementing technical standards with regard to the details and structure of the information to be notified, in the field of payment services, by competent authorities to the European Banking Authority pursuant to Directive (EU) 2015/2366 of the European Parliament and of the Council.

67B

Commission Delegated Regulation (EU) 2019/411 of 29 November 2018 supplementing Directive (EU) 2015/2366 of the European Parliament and of the Council with regard to regulatory technical standards setting technical requirements on development, operation and maintenance of the electronic central register within the field of the payment services and on access to the information contained therein.

Securities Financing Transactions Regulation

69A

Commission Delegated Regulation (EU) 2019/357 of 13 December 2018 supplementing Regulation (EU) 2015/2365 of the European Parliament and of the Council with regard to regulatory technical standards on access to details of securities financing transactions (SFTs) held in trade repositories.

69B

Commission Delegated Regulation (EU) 2019/358 of 13 December 2018 supplementing Regulation (EU) 2015/2365 of the European Parliament and of the Council with regard to regulatory technical standards on the collection, verification, aggregation, comparison and publication of data on securities financing transactions (SFTs) by trade repositories.

69C

Commission Delegated Regulation (EU) 2019/359 of 13 December 2018 supplementing Regulation (EU) 2015/2365 of the European Parliament and of the Council with regard to regulatory technical standards specifying the details of the application for registration and extension of registration as a trade repository.

69D

Commission Implementing Regulation (EU) 2019/364 of 13 December 2018 laying down implementing technical standards with regard to the format of applications for registration and extension of registration of trade repositories in accordance with Regulation (EU) 2015/2365 of the European Parliament and of the Council.

69E

Commission Implementing Regulation (EU) 2019/365 of 13 December 2018 laying down implementing technical standards with regard to the procedures and forms for exchange of information on sanctions, measures and investigations in accordance with Regulation (EU) 2015/2365 of the European Parliament and of the Council.

...

69F

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

113B

Commission Delegated Regulation (EU) 2019/348 of 25 October 2018 supplementing Directive 2014/59/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the criteria for assessing the impact of an institution’s failure on financial markets, on other institutions and on funding conditions .

Securities Financing Transactions Regulation

184A

Commission Delegated Regulation (EU) 2019/356 of 13 December 2018 supplementing Regulation (EU) 2015/2365 of the European Parliament and of the Council with regard to regulatory technical standards specifying the details of securities financing transactions (SFTs) to be reported to trade repositories.

184B

Commission Implementing Regulation (EU) 2019/363 of 13 December 2018 laying down implementing technical standards with regard to the format and frequency of reports on the details of securities financing transactions (SFTs) to trade repositories in accordance with Regulation (EU) 2015/2365 of the European Parliament and of the Council and amending Commission Implementing Regulation (EU) No 1247/2012 with regard to the use of reporting codes in the reporting of derivative contracts.

References to EU Regulations

2A

In these Regulations, references to EU Regulations are to those EU Regulations as they have effect from time to time.

Delegation

Division of responsibilities

Procedure

69G

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

74A

Commission Delegated Regulation (EU) 2019/815 of 17 December 2018 supplementing Directive 2004/109/EC of the European Parliament and of the Council with regard to regulatory technical standards on the specification of a single electronic reporting format.

174A

Commission Delegated Regulation (EU) 2016/2021 of 2 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on access in respect of benchmarks.

9A

Commission Delegated Regulation (EU) 2020/447 of 16 December 2019 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on the specification of criteria for establishing the arrangements to adequately mitigate counterparty credit risk associated with covered bonds and securitisations, and amending Delegated Regulations (EU) 2015/2205 and (EU) 2016/1178.

11B

Commission Delegated Regulation (EU) 2018/1108 of 7 May 2018 supplementing Directive (EU) 2015/849 of the European Parliament and of the Council with regulatory technical standards on the criteria for the appointment of central contact points for electronic money issuers and payment service providers and with rules on their functions.

69H

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69I

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69J

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69K

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69L

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...

174ZA

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174ZB

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