The Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019

[^c23675891]: S.I. 2019/632.

[^c23675901]: Section 287 has been amended by paragraph 3 of Schedule 8 to the Financial Services Act 2012 (c.21) and S.I. 2007/126.

[^c23675911]: Section 292(3)(d) and (5)(c) have been amended by paragraph 8 of Schedule 8 to the Financial Services Act 2012.

[^c23675921]: OJ L173, 12.6.2014, p. 349.

[^c23675931]: S.I. 2011/245. The definition of “market infrastructure body” in regulation 2(1) was amended by S.I. 2013/504 and 2017/1064.

[^c23675941]: Subsections (1)(f) and (g) were inserted by S.I. 2017/1064.

[^c23675951]: 2000 c.8.

[^c23675961]: S.I. 2018/1038.

[^c23675971]: S.I. 2010/1013. Relevant amendments were made by S.I. 2010/1969, 2012/2798, 2013/1881, 2014/208, 2016/530 and 2018/1038.

[^c23676001]: S.I. 2001/3625; as amended by S.I. 2007/3255, 2008/1467, 2009/1390, 2011/1265, 2013/472 and 2015/575.

[^c23676011]: S.I. 2001/3626; as amended by S.I. 2008/1725, 2013/472, 2013/1765.

[^c23676021]: Section 109 was amended by paragraph 3 of Schedule 6 to the Financial Services Act 2012 (c. 21).

[^c23676031]: S.I. 2019/632.

[^c23676041]: S.I. 2018/1149; as amended by S.I. 2019/405.

[^c23676051]: Subsection (2) was amended by S.I. 20073253 and paragraph 2 of Schedule 1 to the Financial Services (Banking Reform) Act 2013 (c.33).

[^c23676061]: OJ L 335, 17.12.2009, p. 1.

[^c23676071]: Subsection (3) was amended by paragraph 2 of Schedule 1 to the Financial Services (Banking Reform) Act 2013 and S.I. 2015/575.

[^c23676081]: Subsection (9) was amended by paragraph 2 of Schedule 1 to the Financial Services (Banking Reform) Act 2013.

[^c23676091]: Subsection (1)(a) was amended by paragraph 2 of Schedule 1 to the Financial Services (Banking Reform) Act 2013; subsection (1)(c) was amended by S.I. 2007/3253.

[^c23676101]: Section 114A was inserted by S.I. 2007/3253. Subsection (1)(a) was amended by paragraph 2 of Schedule 1 to the Financial Services (Banking Reform) Act 2013.

[^c23676111]: Sub-paragraphs (2)(a), (3)(a) and (4)(a) were amended by paragraph 2 of Schedule 1 to the Financial Services (Banking Reform) Act 2013 and paragraph 10 of Schedule 6 to the Financial Services Act 2012 (c.21); sub-paragraph (2A) was inserted by S.I. 2015/575; and sub-paragraph (5)(a) was inserted by S.I. 2007/3253 and substituted by S.I. 2015/575.

[^c23676121]: Sub-paragraph (6) was amended by S.I. 207/3253.

[^c23676131]: Paragraph 3 was amended by paragraph 12 of Schedule 6 to the Financial Services Act 2012 and S.I. 2015/575.

[^c23676141]: Paragraph 3A was inserted by S.I. 2015/575.

[^c23676151]: Paragraph (2)(a)(iii) and (iv) were amended and inserted, respectively, by S.I. 2007/3255 and paragraph (2)(a)(iv) was amended by S.I. 2008/1467.

[^c23676161]: Article 3 was amended by S.I. 2008/1725 and S.I. 2013/1765 and Article 5(2A) was inserted by S.I. 2013/1765.

[^key-6b23adcdd21ff59c8daaaf302ff4eec5]: Words in reg. 26 substituted (25.6.2020) by The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2020 (S.I. 2020/646), regs. 1(2)(c), 14

[^key-019e86e492290867b6eb6e275c30f576]: Reg. 16(15)(a) omitted (30.9.2020) by virtue of The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020 (S.I. 2020/1055), regs. 1(2), 13

[^key-935db99940335284979cb65785d2a7d9]: Reg. 38 in force at 30.12.2020 the day before IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-d11f4b610182b2af04bf27c3e89a271a]: Words in reg. 10(2) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 43(a)

[^key-2997eafebd9ba437036c6d32442f3383]: Words in reg. 12(2)(b) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 43(b)

[^key-8f951d252f42c1b6afa89937c0ba4049]: Words in reg. 16(3) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 43(c)

[^key-5999311fe45105e5fe984295d18b5244]: Words in reg. 18 substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 43(d)

[^key-590c1482514e4e79f2e34e5b16c7941f]: Words in reg. 20(3)(b) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 43(e)

[^key-c72f308962fd6baea7cde877c69b32bb]: Words in reg. 28(2) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 43(f)

[^key-c3974619453f2b7bdfe66412ce80a1e6]: Words in reg. 29 substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 43(g)

[^key-26cdeb6cfb8bc686de64ccabcc6f256c]: Words in reg. 30 substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 43(h)

[^key-4811d4801e78f857b7a1f5b27cf5b57c]: Words in reg. 31 substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 43(i)

[^key-b263364b279bbbd00041ce2203bd8814]: Words in reg. 32 substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 43(j)

[^key-bda15b04cd4b26b7c35ab2657d05cf7d]: Words in reg. 38(2)(a) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 43(k)

[^key-71fe0673327380b4e4325892da49bc23]: Words in reg. 38(2)(b)(ii) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 43(k)

[^key-fdaf99357c311d177733958ca2cf9a21]: Words in reg. 38(4) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 43(k)

[^key-a440db019eb909751bd6e16e33eaba7d]: Words in reg. 39(3) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 43(l)(i)

[^key-cc56d30befb97cc1148e0e8f3224f1c5]: Words in reg. 39(4) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 43(l)(ii)

[^key-1cd00bcc4691e2c5293be47ca1b7ff62]: Words in Sch. para. 1(1) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 43(m)(i)

[^key-d4a94cb37db97fa38275b2c715abee73]: Words in Sch. para. 1(2) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 43(m)(ii)

[^key-f910e6300295fe1e27cc59666e3458a9]: Words in Sch. para. 2 substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 43(m)(iii)

[^key-ba396433d16debe70fd341f5123feadf]: Words in Sch. para. 7(2)(a) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 43(m)(iv)

[^key-919629363bc2cb1cc05143efabe76008]: Words in Sch. para. 7(3)(a) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 43(m)(v)

[^key-4ff2da1cac388111ea87098f94d70347]: Words in Sch. para. 7(3)(b) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 43(m)(vi)

[^key-1572954016b0263058ca038739e77b66]: Words in Sch. para. 7(3)(c) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 43(m)(vii)

[^key-d13737726f05c1285cf8775c5f305e3c]: Words in Sch. para. 7(4) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 43(m)(viii)

[^key-46574f248052c7625496c182ee628df3]: Reg. 2 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-1989df793df5021db5c5b89d51c6ce84]: Reg. 1 in force at 31.12.2020 immediately before IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

[^key-8e32bc1b73d0ee96260eb1ec973b741e]: Reg. 3 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-5ae4e2c99dd44cb2db4ea8a3e7c42ee8]: Reg. 36 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-31a12e0432ace5ace45a7045efb7ca9d]: Reg. 37 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-3d988b5d2faf0c33b97aef1ed40d4b2b]: Sch. para. 4 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-bc209c8d17f0532696a1c3fc0b161641]: Sch. para. 5 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-b864180f929d9bef8d52c2d0f33e910f]: Sch. para. 6 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-2d8ba9918fa9d1eb1a15c13bf04f5016]: Sch. para. 7 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-6aa9058a64069380814f47c0f28c530a]: Reg. 4 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-d0390c51f5c6c3ef95eb0f881aaf66d5]: Reg. 39 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-382c0e8f540b05ea56a7792b2b7faad7]: Reg. 5 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-2151ad819dab2b72309141c1af0ce398]: Reg. 6 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-c86e252ee0d78d726f1c26e97645ef97]: Reg. 16 in force at 31.12.2020 immediately before IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

[^key-d6d36709369948f3fbe5746958bd7650]: Reg. 19 in force at 31.12.2020 immediately before IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

[^key-fc7ac6566270764278589e52362d76c3]: Reg. 7 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-ce06ea0f89acced21721096155617fc5]: Reg. 8 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-f405dce5510e43233ecdeaf9758d28b8]: Reg. 9 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-4474bcc71404d1b789ce91f6d135c68b]: Reg. 10 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-d94145a43ea66442fb7ce7d1d7614903]: Reg. 11 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-ae3e291b6becece019c0b88bc286dda5]: Reg. 12 in force at 31.12.2020 immediately before IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

[^key-88077ba9850f1f24f7eed9615af7c7d7]: Reg. 13 in force at 31.12.2020 immediately before IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

[^key-8e3f86a56634f008e70bdff47b806a54]: Reg. 14 in force at 31.12.2020 immediately before IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

[^key-b8efd21ee6254071e8a2096ff5af9c76]: Reg. 15 in force at 31.12.2020 immediately before IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

[^key-dee0b1eb930301f67346e3b47ba5ccd6]: Reg. 17 in force at 31.12.2020 immediately before IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

[^key-a0882f1315f69deca6a6d20d9758c3a1]: Reg. 18 in force at 31.12.2020 immediately before IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

[^key-fe5692d44fdadc1be065066c1d8ac5ba]: Reg. 20 in force at 31.12.2020 immediately before IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

[^key-d95ef896c17724a7fdf7c20dfa70129e]: Reg. 21 in force at 31.12.2020 immediately before IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

[^key-d4d4d4fc40486927f74abb303cac6be3]: Reg. 26 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-7acbd2c2ce55090c6826c4a4a455be67]: Reg. 22 in force at 31.12.2020 immediately before IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

[^key-bd759f87e917c462bbde3faa82fd636e]: Reg. 23 in force at 31.12.2020 immediately before IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

[^key-87e9986131e39e16aaedc4acec2af29a]: Reg. 24 in force at 31.12.2020 immediately before IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

[^key-ad67c3be567704a6da0cf279056ad895]: Reg. 25 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-7ed29e2bb61dc8944892c02b0e6aa4c4]: Reg. 27 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-31634a4b890fb62b7802962381a562bb]: Reg. 28 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-c69606206f292f5d41f4f56425d46e17]: Reg. 29 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-7887a78945ce8487fe6d7b3f3885adb9]: Reg. 30 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-9c1aba5c81bf163aeb3810be35881f04]: Reg. 31 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-0ce3ee4c31934dd2df256083de6ecb8f]: Reg. 32 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-4968f8489e22fc283517459d3b454502]: Reg. 33 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-25af7b94baf955f7fe7234940388ac45]: Reg. 34 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-e0e5eaf3142a5e5734ccff6d34ad1434]: Reg. 35 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-796f4333439bbe9644cd4d3bf3f283c7]: Reg. 40 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-0365106e89a9fc09e2fd0aa2072b2673]: Sch. para. 8 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-95913d42d97b6ca73ba1ad680c3bd69b]: Sch. para. 9 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-ee52aaa2d73900fbee08d837dbe82a10]: Sch. para. 1 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-56e105a8a5c1f6277864abf3409cc8ce]: Sch. para. 2 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-8e3be7541d138310bb2c10662fa6dca7]: Sch. para. 3 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)

[^key-f3218555eb9ce5e757edbd2cde78658c]: Reg. 6 substituted (31.12.2020 immediately before IP completion day) by The Services of Lawyers and Lawyer’s Practice (Revocation etc.) (EU Exit) Regulations 2020 (S.I. 2020/1342), reg. 1(3), Sch. para. 19 (with Sch. para. 13)

[^key-fbd61690693beca0ce261cc0ad6636bb]: Reg. 25(b) omitted (31.12.2020 immediately before IP completion day) by virtue of The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385), regs. 1(4), 64(2)

[^key-ed207e83ad65f36c8ded32d855596ff5]: Reg. 25(c) omitted (31.12.2020 immediately before IP completion day) by virtue of The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385), regs. 1(4), 64(2)

[^key-96af7e252b13295b3560b2227cd9fabb]: Words in reg. 26 substituted (31.12.2020 immediately before IP completion day) by The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385), regs. 1(4), 64(3)

[^key-11962649df4d7e59f6e2ef6095f241ad]: Reg. 33(b) omitted (31.12.2020 immediately before IP completion day) by virtue of The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385), regs. 1(4), 64(4)

[^key-15d34f4a9b9fce5e737b4b2736228b07]: Words in reg. 40 substituted (31.1.2020) by The Financial Services (Miscellaneous) (Amendment) (EU Exit) (No. 3) Regulations 2019 (S.I. 2019/1390), regs. 1(4), 14 (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 49(c)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-362802d99298454792a9b1cf4584d11b]: Reg. 41 omitted (31.12.2020 immediately before IP completion day) by virtue of The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385), regs. 1(4), 64(5)

[^key-92ada96b88794e2076f7ef6965d3e6af]: Regulations: power to modify conferred (11.7.2023) by Financial Services and Markets Act 2023 (c. 29), ss. 3, 86(3), Sch. 1 Pt. 2; S.I. 2023/779, reg. 2(d)