The Air Quality Limit Values (Wales) Regulations 2001

Type Welsh-Statutory-Instrument
Publication 2001-07-17
State In force
Jurisdiction Wales
Department King's Printer of Acts of Parliament
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Made: 17 July 2001

Coming into force: 19 July 2001

The National Assembly for Wales (“the National Assembly”), in exercise of the powers conferred upon it by section 29 of the Government of Wales Act 1998[^f00001] and sub-section (2) of section 2 of the European Communities Act 1972[^f00002], and having been designated for the purpose of that sub-section by Article 2 of the European Communities (Designation)(No.3) Order 2000[^f00003] in relation to measures relating to the assessment and management of ambient air quality and compliance with air quality limit values, target values and objectives, makes the following Regulations:

Citation, commencement and extent

1

Definitions

2

In these Regulations—

Duty to ensure that ambient air quality is improved

3

Assessment of ambient air quality

4

The National Assembly shall ensure that ambient air quality is assessed in each zone in relation to each of the relevant pollutants in accordance with regulations 5 to 7.

Classification of zones

5

Review of classifications

6

Method of assessment of ambient air quality

7

are set out in Schedule 6, and these methods must be used unless other methods are used which the National Assembly considers can be demonstrated to give equivalent results.

Action plans

8

Action to be taken where limit values are exceeded

9

Zones where the levels are lower than the limit value

10

Public information

11

Revocations of Air Quality Standards Regulations 1989 and transitional provisions

12

SCHEDULE 1LIMIT VALUES, MARGINS OF TOLERANCE ETC.

PART I — SULPHUR DIOXIDE

Limit values for sulphur dioxide

1.1

Averaging Period Limit value Margin of tolerance[^f00006] Date by which limit value is to be met
1 Hourly limit value for the protection of human health 1 hour 350 μg/m³, not to be exceeded more than 24 times a calendar year 150 μg/m³ (43%) on 19 July 1999, reducing on 1 January 2001 and every 12 months thereafter by equal annual percentages to reach 0% by 1 January 2005 1 January 2005
2 Daily limit value for the protection of human health 24 hours 125 μg/m³, not to be exceeded more than 3 times a calendar year None 1 January 2005
3 Limit value for the protection of ecosystems Calendar year and winter (1 October to 31 March) 20 μg/m³ None 19 July 2001

Alert threshold for sulphur dioxide

1.2

500 μg/m³ measured over three consecutive hours at locations representative of air quality over at least 100 km² or an entire zone or agglomeration, whichever is the smaller.

Minimum details to be made available to the public when the alert threshold for sulphur dioxide is exceeded.

1.3

Details to be made available to the public should include at least:

Part II — NITROGEN DIOXIDE (NO2) AND OXIDES OF NITROGEN (NOx)

Limit values for nitrogen dioxide and oxides of nitrogen

2.1

Averaging Period Limit value Margin of tolerance Date by which limit value is to be met
1 Hourly limit value for the protection of human health 1 hour 200μg/m³ NO₂not to be exceeded more than 18 times a calendar year 50% on 19 July 1999, reducing on 1 January 2001 and every 12 months thereafter by equal annual percentages to reach 0% by 1 January 2010 1 January 2010
2 Annual limit value for the protection of human health Calendar year 40 μg/m³NO₂ 50% on 19 July 1999 reducing on 1 January 2001 and every 12 months thereafter by equal annual percentages to reach 0% by 1 January 2010 1 January 2010
3 Annual limit value for the protection of vegetation Calendar year 30 μg/m³ NOx None 19 July 2001

Alert threshold for nitrogen dioxide

2.2

400 μg/m3 measured over three consecutive hours at locations representative of air quality over at least 100 km² or an entire zone or agglomeration, whichever is the smaller.

Minimum details to be made available to the public when the alert threshold for nitrogen dioxide is exceeded

2.3

Details to be made available to the public should include at least:

PART III — PARTICULATE MATTER (PM10)

1

24-hour limit value for the protection of human health

2

Annual limit value for the protection of human health

PART IV — LEAD

Averaging Period Limit value Margin of tolerance Date by which limit value is to be met
Annualr limit value for the protection of human health Calendar year 0.5μg/m³ PM₁₀ 100% on 19 July 1999, reducing on 1 January 2001 and every 12 months thereafter by equal annual percentages to reach 0% by 1 January 2005 1 January 2005

SCHEDULE 2UPPER AND LOWER ASSESSMENT THRESHOLDS AND EXCEEDANCES

PART I — Upper and lower assessment thresholds

The following upper and lower assessment thresholds will apply:

Health protection Ecosystem protection
Upper assessment threshold 60 % of 24-hour limit value (75 μg/m3 , not to be exceeded more than 3 times in any calendar year) 60 % of winter limit value (12 μg/m³ )
Lower assessment threshold 40 % of 24-hour limit value (50 μg/m3 , not to be exceeded more than 3 times in any calendar year) 40 % of winter limit value (8 μg/m³)
Hourly limit value for the protection of human health(NO) Annual limit value for the protection of human health(NO) Annual limit value for the protection of vegetation(NOx)
Upper assessment threshold 70 % of limit value (140 μg/m3 , not to be exceeded more than 18 times in any calendar year) 80 % of limit value (32 μg/m³ ) 80 % of limit value (24 μg/m³ )
Lower assessment Threshold 50 % of limit value (100 μg/m3 , not to be exceeded more than 18 times in any calendar year) 65 % of limit value (26 μg/m3 ) 65 % of limit value (19.5 μg/m3 )
24-hour average Annual average
Upper assessment threshold 60 % of limit (30 μg/m³ , not to be exceeded more than seven times in any calendar year) 70 % of limit value (14 μg/m³ )
Lower assessment threshold 40 % of 2 limit value (20 μg/m³ , not to be exceeded more than seven times in any calendar year) 50 % of limit value (10 μg/m³)
Annual average
Upper assessment threshold 70 % of limit value (0.35 μg/m³ )
Lower assessment threshold 50 % of limit value (0.25 μg/m³ )

PART II — Determination of exceedances of upper and lower and lower assessment thresholds

Exceedances of upper and lower assessment thresholds must be determined on the basis of concentrations during the previous five years where sufficient data are available. An assessment threshold will be deemed to have been exceeded if during those five years the total number of exceedances of the numerical concentration of the threshold is more than three times the number of exceedances allowed each year.

Where fewer than five years' data are available, measurement campaigns of short duration during the period of the year and at locations likely to be typical of the highest pollution levels may be combined with results obtained from information from emission inventories and modelling to determine exceedances of the upper and lower assessment thresholds.

SCHEDULE 3LOCATION OF SAMPLING POINTS FOR THE MEASUREMENT OF SULPHUR DIOXIDE, NITROGEN DIOXIDE AND OXIDES OF NITROGEN, PARTICULATE MATTER AND LEAD IN AMBIENT AIR.

The following considerations will apply to fixed measurement.

PART I — Macroscale siting

Protection of human health a Sampling points directed at the protection of human health should be sited: i to provide data on the areas within zones and agglomerations where the highest concentrations occur to which the population is likely to be directly or indirectly exposed for a period which is significant in relation to the averaging period of the limit value(s); ii to provide data on levels in other areas within the zones and agglomerations which are representative of the exposure of the general population. Sampling points should in general be sited to avoid measuring very small micro-environments in their immediate vicinity. As a guideline, a sampling point should be sited to be representative of air quality in a surrounding area of no less than 200 m2 at traffic-orientated sites and of several square kilometres at urban-background sites. Sampling points should also, where possible, be representative of similar locations not in their immediate vicinity. Account should be taken of the need to locate sampling points on islands, where that is necessary for the protection of human health.

Protection of ecosystems and vegetation. b Sampling points targeted at the protection of ecosystems or vegetation should be sited more than 20 km from agglomerations or more than 5 km from other built-up areas, industrial installations or motorways. As a guideline, a sampling point should be sited to be representative of air quality in a surrounding area of at least 1000 km². A sampling point may be sited at a lesser distance or to be representative of air quality in a less extended area, taking account of geographical conditions. Account should be taken of the need to assess air quality on islands.

PART II — Microscale siting

The following guidelines should be met as far as practicable:

The following factors may also be taken into account:

PART III — Documentation and review of site selection

The site-selection procedures should be fully documented at the classification stage by such means as compass-point photographs of the surrounding area and a detailed map. Sites should be reviewed at regular intervals with repeated documentation to ensure that selection criteria remain valid over time.

SCHEDULE 4CRITERIA FOR DETERMINING MIMIMUM NUMBERS OF SAMPLING POINTS FOR FIXED MEASUREMENT OF CONCENTRATIONS OF RELEVANT POLLUTANTS IN AMBIENT AIR

PART I — Minimum number of sampling points for fixed measurement to assess compliance with limit values for the protection of human health and alert thresholds in zones and agglomerations where fixed measurement is the sole source of information

Diffuse sources a Population of agglomeration or zone (thousands)If concentrations exceed the upper assessment thresholdIf maximum concentrations are between the upper and lower assessment thresholdsFor SOand NOin agglomerations where maximum concentrations are below the lower assessment thresholds 0–25011not applicable250–499211500–749211750–9993111 000–1 4994211 500–1 9995212 000–2 7496322 750–3 7497323 750–4 7498424 750– 5 999942> 6 0001053For NO₂ and particulate matter: to include at least one urban-background station and one traffic-orientated station

Point sources b For the assessment of pollution in the vicinity of point sources, the number of sampling points for fixed measurement should be calculated taking into account emission densities, the likely distribution patterns of ambient-air pollution and the potential exposure of the population.

PART II — Minimum number of sampling points for fixed measurements to assess compliance with limit values for the protection of ecosystems or vegetation in zones other than agglomerations

If maximum concentrations exceed the upper assessment threshold If maximum concentrations are between the upper and lower assessment thresholds
In island zones the number of sampling points for fixed measurement should be calculated taking into account the likely distribution patterns of ambient air pollution and the potential exposure of ecosystems or vegetation. In island zones the number of sampling points for fixed measurement should be calculated taking into account the likely distribution patterns of ambient air pollution and the potential exposure of ecosystems or vegetation.
1 station every 20 000 km² 1 station every 40 000 km²

SCHEDULE 5DATA-QUALITY OBJECTIVES AND COMPILATION OF RESULTS OF AIR-QUALITY ASSESSMENT

PART I — Data-quality objectives

The following data-quality objectives for the required accuracy of assessment methods, of minimum time coverage and of data capture of measurement are laid down to guide quality-assurance programmes.

Sulphur dioxide, nitrogen dioxide and oxides of nitrogen Particulate matter and lead
The accuracy of the measurement is defined as laid down in the “Guide to the Expression of Uncertainty of Measurements” (ISO 1993)[^f00008] or in ISO 5725–1 “Accuracy (trueness and precision) of measurement methods and results” (ISO 1994)[^f00008]. The percentages in the table are given for individual measurements averaged, over the period considered, by the limit value, for a 95 % confidence interval (bias + two times the standard deviation). The accuracy for continuous measurements should be interpreted as being applicable in the region of the appropriate limit value. The accuracy for modelling and objective estimation is defined as the maximum deviation of the measured and calculated concentration levels, over the period considered by the limit value, without taking account the timing of the events. The requirements for minimum data capture and time coverage do not include losses of data due to the regular calibration or the normal maintenance of the instrumentation. The National Assembly may allow for random measurements to be made instead of continuous measurements for particulate matter and lead by methods for which accuracy within the 95% confidence interval with respect to continuous monitoring has been demonstrated to be within 10%. The accuracy of the measurement is defined as laid down in the “Guide to the Expression of Uncertainty of Measurements” (ISO 1993)[^f00008] or in ISO 5725–1 “Accuracy (trueness and precision) of measurement methods and results” (ISO 1994)[^f00008]. The percentages in the table are given for individual measurements averaged, over the period considered, by the limit value, for a 95 % confidence interval (bias + two times the standard deviation). The accuracy for continuous measurements should be interpreted as being applicable in the region of the appropriate limit value. The accuracy for modelling and objective estimation is defined as the maximum deviation of the measured and calculated concentration levels, over the period considered by the limit value, without taking account the timing of the events. The requirements for minimum data capture and time coverage do not include losses of data due to the regular calibration or the normal maintenance of the instrumentation. The National Assembly may allow for random measurements to be made instead of continuous measurements for particulate matter and lead by methods for which accuracy within the 95% confidence interval with respect to continuous monitoring has been demonstrated to be within 10%. The accuracy of the measurement is defined as laid down in the “Guide to the Expression of Uncertainty of Measurements” (ISO 1993)[^f00008] or in ISO 5725–1 “Accuracy (trueness and precision) of measurement methods and results” (ISO 1994)[^f00008]. The percentages in the table are given for individual measurements averaged, over the period considered, by the limit value, for a 95 % confidence interval (bias + two times the standard deviation). The accuracy for continuous measurements should be interpreted as being applicable in the region of the appropriate limit value. The accuracy for modelling and objective estimation is defined as the maximum deviation of the measured and calculated concentration levels, over the period considered by the limit value, without taking account the timing of the events. The requirements for minimum data capture and time coverage do not include losses of data due to the regular calibration or the normal maintenance of the instrumentation. The National Assembly may allow for random measurements to be made instead of continuous measurements for particulate matter and lead by methods for which accuracy within the 95% confidence interval with respect to continuous monitoring has been demonstrated to be within 10%.
Continuous measurement
Accuracy 15 % 25 %
Minimum data capture 90 % 90 %
Indicative measurement
Accuracy 25 % 50%
Minimum data capture 90 % 90%
Minimum time coverage 14 % (One measurement a week at random, evenly distributed over the year, or eight weeks evenly distributed over the year.) 14 % (One measurement a week at random, evenly distributed over the year, or eight weeks evenly distributed over the year.)
Modelling
Accuracy: Hourly averages Daily averages Annual averages 50%–60% 50 % 30 % 50 %
Objective estimation
Accuracy: 75 % 100 %

PART II — Results of air quality assessment

The following information should be compiled for zones or agglomerations within which sources other than measurement are employed to supplement information from measurement or as the sole means of air quality assessment:

Where possible maps shall be compiled showing concentration distributions within each zone and agglomeration.

SCHEDULE 6 — REFERENCE METHODS FOR ASSESSMENT OF CONCENTRATIONS OF SULPHUR DIOXIDE, NITROGEN DIOXIDE AND OXIDES OF NITROGEN, PARTICULATE MATTER (PM₁₀ AND PM2.5) AND LEAD

PART I — Reference method for the analysis of sulphur dioxide;

ISO/FDIS 10498 (Standard in draft) Ambient air – determination of sulphur dioxide – ultraviolet fluorescence method[^f00009].

PART II — Reference method for the analysis of nitrogen dioxide and oxides of nitrogen:

ISO 7996: 1985 Ambient air – determination of the mass concentrations of nitrogen oxides – chemiluminescence method[^f00009].

PART IIIA — Reference method for the sampling of lead:

The reference method for the sampling of lead will be that described in the Annex to Directive 82/884/EEC[^f00010] until such time as the limit value in Schedule 1 to these Regulations is to be met, when the reference method will be that for PM₁₀ as laid down in Part IV of this Schedule.

PART IIIB — Reference method for the analysis of lead:

ISO 9855: 1993 Ambient air – Determination of the particulate lead content of aerosols collected in filters. Atomic absorption spectroscopy method[^f00009].

PART IV — Reference method for the sampling and measurement of PM10

The reference method for the sampling and measurement of PM₁₀ will be that described in EN 12341 “Air Quality – Field Test Procedure to Demonstrate Reference Equivalence of Sampling Methods for the PM₁₀ fraction of particulate matter”[^f00011]. The measurement principle is based on the collection on a filter of the PM₁₀ fraction of ambient particulate matter and the gravimetric mass determination.

SCHEDULE 7INFORMATION TO BE INCLUDED IN THE PLAN OR PROGRAMME FOR IMPROVEMENT OF AIR QUALITY

Localization of excess pollution

1

General information

2

Responsible authorities

3

Names and addresses of persons responsible for the development and implementation of improvement plans.

Nature and assessment of pollution

4

Origin of pollution

5

Analysis of the situation

6

Details of those measures or projects for improvement which existed prior to 21st November 1996 i.e.

7

Details of those measures or projects adopted with a view to reducing pollution following 21st November 1996

8

Details of the measures or projects planned or being researched for the long term.

9

List of the publications, documents, work etc used to supplement information requested in this Schedule.

10

Signed

Signed on behalf of the National Assembly for Wales under section 66(1) of the Government of Wales Act 1998

D. Elis Thomas — The Presiding Officer of the Assembly. — Date

Explanatory note

(This note is not part of the Regulations)

These regulations implement in Wales Council Directive 96/62/EC on ambient air quality assessment and management, and Council Directive 99/30/EC relating to limit values for sulphur dioxide, nitrogen dioxide and oxides of nitrogen, particulate matter and lead “the relevant pollutants” in ambient air.

Regulation 3 places the National Assembly under a duty to take the measures necessary to ensure that in each zone in Wales concentrations of relevant pollutants do not exceed limit values. The limit values for each pollutant, and the date by which they are to be met, are set out in Schedule 1.

Regulation 4 requires that the National Assembly ensures that ambient air is assessed for each zone.

Regulation 5 requires the National Assembly to classify each zone in relation to each of the relevant pollutants. Regulation 5 together with Schedule 2 provide for the determination of upper and lower assessment thresholds for each relevant pollutant, and regulation 5 sets out the requirements for measurement or other assessment of air quality depending on pollution levels in relation to these thresholds.

Regulation 6 places a duty on the National Assembly to review the classification of zones every five years or in the event of significant changes affecting levels of any of the relevant pollutants.

Regulation 7 requires the National Assembly to ensure that specified methods are used for assessing air quality for each pollutant in each zone. Schedule 3 sets out how sampling points for the relevant pollutants are to be determined. Schedule 4 sets out criteria for the minimum number of sampling points for fixed measurements to assess compliance with limit values in zones where that is the only source of information, and with limit values for the protection of ecosystems or vegetation in certain other zones. Schedule 5 makes provision for data quality objectives for the required accuracy of assessment methods, and for compilation of the results of air quality assessment. Schedule 6 prescribes reference methods for the analysis, sampling or measurement of the relevant pollutants. Regulation 7(7) places a duty on the National Assembly to ensure that measuring stations supply data on concentrations of PM2.5 particulate matter.

Regulation 8 requires the National Assembly to draw up action plans indicating measures to be taken in the short term where there is a risk that limit values for any of the relevant pollutants, or alert thresholds for sulphur dioxide or nitrogen dioxide, will be exceeded. The alert thresholds for sulphur dioxide and nitrogen dioxide are set out in paragraph 1.2 of Part I and paragraph 2.2 of Part II of Schedule 1 respectively.

Regulation 9 requires the National Assembly to draw up lists of zones where the levels of one or more of the relevant pollutants is above the limit value, or between the limit value and any margin of tolerance shown in Schedule 1. For such zones, regulation 9 places a duty on the National Assembly to draw up a plan or programme, which must contain at least the information set out in Schedule 7 (including the location and origin of the pollution, the responsible authorities and the measures taken to deal with the pollution).

Regulation 10 requires the National Assembly to list zones where levels of the relevant pollutants are below limit values, to ensure that levels of these pollutants are maintained below the limit values, and to endeavour to preserve the best ambient air quality, compatible with sustainable development.

Regulation 11 requires the National Assembly to ensure that up-to-date information on ambient concentrations of each of the relevant pollutants is routinely made available to the public. It prescribes the frequency and content of such information. Where alert thresholds for sulphur dioxide or nitrogen dioxide are exceeded, further information, set out in paragraphs 1.3 of Part I and 2.3 of Part II of Schedule 1 must be provided. (This includes details of the place and time of the occurrence, forecasts, and precautions to be taken by sensitive populations).

Regulation 12 revokes for Wales and at different dates parts of the Air Quality Standards Regulations 1989 giving effect to limit values for the relevant pollutants in earlier directives. The Air Quality Standards Regulations 1989, in turn implemented Council Directive 80/779/EEC on air quality limit values and guidelines for sulphur dioxide and suspended particulates; Council Directive 82/884/EEC on a limit value for lead in the air; and Council Directive 85/203/EEC on air quality standards for nitrogen dioxide. These Directives are repealed, with transitional provisions lasting up to 2005 and 2010, by Council Directive 99/30/EC.

A number of provisions of existing legislation confer powers on public bodies which are relevant to the achievement of limit values for sulphur dioxide, nitrogen dioxide and oxides of nitrogen, particulate matter and lead in ambient air. The most notable of these are—

1 Provisions conferring power on local authorities— a concerning “local air quality management” under Part IV of the Environment Act 1995 (c. 25); b for control of smoke emissions under the Clean Air Act 1993 (c. 11); c for taking account of air quality issues when making land use planning and transport plans ; d for the control of traffic growth and management, under the Road Traffic Reduction Act 1997 (c. 54), the Road Traffic Regulation Act 1984 (c. 27) and the Road Traffic Act 1991 (c. 40).

2 Control of industrial emissions— a by local authorities by means of “local air pollution control” and by the Environment Agency under “integrated pollution control” under Part I of the Environmental Protection Act 1990 (c. 43); b by the Environment Agency and local authorities using “integrated pollution prevention and control” under the Pollution Prevention and Control Act 1999 (c. 24) and the Pollution Prevention and Control (England and Wales) Regulations 2000 (S.I. 2000/1973).

3 Control of transport emission A series of vehicle emission regulations transposing EC Directives impose limits on vehicle emissions including: SI 1992 No 2137 (covering 91/441/EEC and 91/542/EEC); SI 1993 No 2199 (covering directive 93/59/EEC); SI 1995 No 2210 (covering directive 94/12/EC); S.I.1997 No 1544 (covering 96/69/EC) and S.I. 2000 No 3197 (covering directive 98/69/EC). Environmental standards for fuel were set in 1994 (S.I 1994 No 2295} and 1999 (S.I 1999 3107). A full account of all the measures through which achievement of limit values will be sought is set out in the “Air Quality Strategy for England, Scotland, Wales and Northern Ireland” published by the Department of the Environment, Transport & the Regions, Scottish Executive, National Assembly for Wales and Northern Ireland Assembly, January 2000 (Cm. 4548).

Footnotes

[^f00001]: 1998 c. 38

[^f00002]: 1972 c. 68

[^f00004]: S.I. 1989/317

[^f00005]: OJ L229, 30.8.1980, p.30

[^f00006]: The figures for Margins of Tolerance for each of the relevant pollutants given in this Schedule are calculated from those given in Annex 1 of Directive 99/30/EC. This gave a figure above the limit value for each relevant pollutant, reducing by equal annual percentages from the date of entry into force of that Directive in 1999.

[^f00007]: The upper and lower assessment thresholds for PM₁₀ are based on the following indicative limit values for 1 January 2010, which will be reviewed in the light of further information on health and environmental effects, technical feasibility and experience in the application of the existing “Stage 1” limit values: 24-hour limit value for the protection of human health Annual limit value for the protection of human health

[^f00008]: Copies of these International Standards Organisation publications can be purchased from the British Standards Institution “BSI” sales department either by telephone on 020 8996 9001 or by post from the BSI, Standards House, 389 Chiswick High Road, London W4 4AL

[^f00009]: Copies of these International Standards Organisation publications can be purchased from the British Standards Institution “BSI” sales department either by telephone on 020 8996 9001 or by post from the BSI, Standards House, 389 Chiswick High Road, London W4 4AL.

[^f00010]: OJ 1378, 31.12.1982, p.15.

[^f00011]: European Standards Institute “CEN” publication reference BSEN 12341, obtainable from the British Standards Institute “BSI” as for footnote (a) above.

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