The Independent Health Care (Wales) Regulations 2011

• (a) where the certificate is required for a purpose related to registration under Part 2 of the Act or the position falls within regulation 5A of the Police Act 1997 (Criminal Records) Regulations 2002, an enhanced criminal record certificate issued under section 113B of the Police Act 1997[^f00025] which includes, as applicable, suitability information relating to vulnerable adults (within the meaning of section 113BB(2) of that Act) or suitability information relating to children (within the meaning of section 113BA(2) of that Act) or both, in respect of which less than three years have elapsed since it was issued; or

• (b) in any other case, a criminal record certificate issued under section 113A of the Police Act 1997 in respect of which less than three years have elapsed since it was issued,

and references to the Police Act 1997 include references to that Act as amended from time to time.

3

Either—

• (a) where the certificate is required for a purpose related to registration under Part 2 of the Act or the position falls within regulation 5A of the Police Act 1997 (Criminal Records) Regulations 2002, an enhanced criminal record certificate issued under section 113B of the Police Act 1997 which includes, as applicable, suitability information relating to vulnerable adults (within the meaning of section 113BB(2) of that Act) or suitability information relating to children (within the meaning of section 113BA(2) of that Act); or

• (b) in any other case, a criminal record certificate issued under section 113A of the Police Act 1997,

and references to the Police Act 1997 include references to that Act as amended from time to time.

4

Written references from each of the person’s two most recent employers.

5

Where a person has previously worked in a position which involved work with children or vulnerable adults, verification, so far as reasonably practicable, of the reason why the employment or position ended.

6

Documentary evidence of any relevant qualification.

7

A full employment history, together with a satisfactory written explanation of any gaps in employment.

8

Where the person is a health care professional, details of the person’s registration with the body (if any) responsible for regulation of members of the health care profession in question.

SCHEDULE 3

PART I — Period for which Medical Records must be Retained

Type of patient	Minimum period of retention
aPatient who was under the age of 17 at the date on which the treatment to which the records refer was concluded	Until the patient’s 25th birthday
bPatient who was aged 17 at the date on which the treatment to which the records refers was concluded	Until the patient’s 26th birthday
cPatient who died before attaining the age of 18	A period of 8 years beginning on the date of patient’s death
dPatient who was treated for mental disorder during the period to which the records refer	A period of 20 years beginning on the date of the last entry in the record
ePatient who was treated for mental disorder during the period to which the records refer and who died whilst receiving that treatment	A period of 8 years beginning on the date of the patient’s death
fPatient whose records relate to treatment by a general practitioner	A period of 10 years beginning on the date of the last entry in the record
gPatient who has received an organ transplant the earlier	A period of 11 years beginning on the date of the patient’s death or discharge whichever is
hPatients involved in clinical trials	A period of 15 years beginning with the date of conclusion of treatment
iAll other cases	A period of 8 years beginning on the date of the last entry in the record

PART II — Records to be Maintained for Inspection

1

A register of patients, including—

• (a) the name, address, telephone number, date of birth and marital status or civil partnership status of each patient;

• (b) the name, address and telephone number of the patient’s next of kin or any person authorised by the patient to act on the patient’s behalf;

• (c) the name, address and telephone number of the patient’s general practitioner;

• (d) where the patient is a child, the name and address of the school which the child attends or attended before admission to an establishment;

• (e) where a patient has been received into guardianship under the Mental Health Act 1983, the name, address and telephone number of the guardian;

• (f) the name and address of any body which arranged the patient’s admission or treatment;

• (g) the date on which the patient was admitted to an establishment or first received treatment provided for the purposes of an establishment or for the purposes of an agency;

• (h) the nature of the treatment received by the patient or for which the patient was admitted;

• (i) where the patient has been an in-patient in an independent hospital, the date of the patient’s discharge;

• (j) if the patient has been transferred to a hospital (including a health service hospital), the date of the transfer, the reasons for it and the name of the hospital to which the patient was transferred;

• (k) if the patient dies whilst in an establishment or during treatment provided for the purposes of an establishment or agency, the date, time and cause of death.

2

A register of all surgical operations performed in an establishment, including—

• (a) the name of the patient on whom the operation was performed;

• (b) the nature of the surgical procedure and the date on which it took place;

• (c) the name of the medical practitioner or dentist by whom the operation was performed;

• (d) the name of the anaesthetist in attendance;

• (e) the name and signature of the person responsible for checking that all needles, swabs and equipment used during the operation have been recovered from the patient;

• (f) details of all implanted medical devices, except where this would entail the disclosure of information contrary to the provisions of section 33A(1)(e), (f) and (g) of the Human Fertilisation and Embryology Act 1990[^f00026] (disclosure of information).

3

A register of all mechanical and technical equipment used for the purposes of treatment provided by the establishment or agency, including—

• (a) the date of purchase of the equipment;

• (b) the date of installation of the equipment;

• (c) details of maintenance of the equipment and the dates on which maintenance work was carried out.

4

A register of all events which must be notified to the registration authority in accordance with regulations 29 and 30.

5

A record of the rostered shifts for each employee and a record of the hours actually worked by each person.

6

A record of each person employed in or for the purposes of the establishment or purpose of the agency, which must include in respect of an individual described in regulation 21(1) the following matters—

• (a) the person’s name and date of birth;

• (b) details of the person’s position in the establishment;

• (c) dates of employment; and

• (d) in respect of a health care professional, details of relevant professional qualifications and registration with the relevant professional regulatory body.

SCHEDULE 4

PART I — Details to be Recorded in Respect of Patients Receiving Obstetric Services

1

The date and time of delivery of each patient, the number of children born to the patient, the sex of each child and whether the birth was a live birth or a stillbirth.

2

The name and qualifications of the person who delivered the patient.

3

The date and time of any miscarriage occurring in the hospital.

4

The date on which any child born to a patient left the hospital.

5

If any child born to a patient died in the hospital, the date and time of death.

PART II — Details to be Recorded in Respect of a Child Born in an Independent Hospital

6

Details of the weight and condition of the child at birth.

7

A daily statement of the child’s health.

8

If any paediatric examination is carried out involving any of the following procedures—

• (a) examination for congenital abnormalities including congenital dislocation of the hip;

• (b) measurement of the circumference of the head of the child;

• (c) measurement of the length of the child;

• (d) screening for phenylketonuria;

• (e) screening for congenital hypothyroidism;

• (f) screening for cystic fibrosis;

• (g) screening for sickle cell disease;

• (h) screening for medium-chain acyl-CoA dehydrogenase deficiency;

details of such examination and the result.

Signed

Edwina Hart — Minister for Health and Social Services, one of the Welsh Ministers — 10 March 2011

Explanatory note

(This note is not part of the Regulations)

These Regulations are made under the Care Standards Act 2000 (“the Act”) and apply to independent hospitals, independent clinics and independent medical agencies in Wales. The Act provides in relation to Wales for the registration and inspection of establishments and agencies, including independent health care establishments, by the Welsh Ministers and empowers the Welsh Ministers to make regulations governing their conduct.

Section 2 of the Act defines a number of “listed services” which (if they are provided in an establishment) bring an establishment within the definition of an independent hospital. Regulation 3 provides that “listed services” include treatment using the prescribed techniques and technology set out in regulation 3(1). Regulation 3(2) then excepts certain techniques and technology from being “listed services”, namely certain infra-red heat treatments, certain laser treatments and the use of ultra violet lamps for acquiring an artificial sun tan. Regulation 3(3) excludes certain establishments from the definition of an independent hospital under section 2 of the Act. The exceptions include establishments providing medical or psychiatric treatment or palliative care but which have no overnight beds for patients, establishments which are service hospitals under the Armed Forces Act 2006, or which are establishments catering for offenders under the Prison Act 1952. In addition, establishments where general practitioners provide NHS services, but where there may be a small minority of private patients who also receive treatment are excluded. The private residence of a patient is also excluded provided that treatment is provided there only to that patient. There are also excluded surgeries and consulting rooms (which are separate from a hospital) which provide medical services under arrangements made on behalf of patients by their employers or others, and sports grounds and gymnasia where treatment is given to those taking part in sporting activities and events. Establishments which carry out podiatric procedures or minor skin procedures under local anaesthetic are excluded from registration as independent hospitals.

Regulation 3(4) provides a definition of local anaesthetic. Regulation 3(5) modifies section 2(7) of the Act so that the effect is as if the words “intravenously administered” were inserted after “or” in section 2(7)(a).

Regulation 4 defines the meaning of the term “independent clinic”.

Regulation 5 excepts certain undertakings from the definition of an independent medical agency.

Each establishment and agency must have a statement of purpose consisting of the matters set out in Schedule 1 and a patients' guide to the establishment or agency which must be kept under review (regulations 6 to 8). By virtue of regulation 6(3) the establishment or agency must be carried on in a manner which is consistent with the statement of purpose.

Regulation 9 sets out the policies and procedures which must be prepared and implemented in relation to an establishment or agency.

Regulations 10 to 14 make provision about the fitness of the persons carrying on and managing an establishment or agency and require full and satisfactory information to be available in relation to the matters prescribed in Schedule 2. Where the provider is an organisation, it must nominate a responsible individual in respect of whom this information must be available (regulation 10). Regulations 11 and 12 prescribe the circumstances where a manager must be appointed for the establishment or agency and for the fitness requirements of a manager. Regulation 13 imposes general requirements in relation to the proper conduct of an establishment or agency and the need for appropriate training. Regulation 14 requires offences and being charged for certain offences to be notified to the appropriate office of the registration authority.

Part III of the Regulations makes provision about the conduct of establishments and agencies, in particular about the quality of the services to be provided in an establishment or for the purposes of an agency, including matters relating to the quality of treatment, privacy, dignity and religious observance of patients, the staffing of the establishment or agency, the suitability of workers, safeguarding patients and about complaints, annual returns and record keeping. Provision is also made about the suitability of premises and the fire precautions to be taken and the management of establishments and agencies. Specific provision is made with regard to independent hospitals accommodating patients with learning disabilities (regulation 27). The registered provider is required to visit an establishment as prescribed (regulation 28) and regulation 29 imposes requirements relating to the financial viability of the establishment or agency. Regulations 30 to 35 deal with the giving of notices to the registration authority when certain events occur such as the death or serious injury of a patient; the unauthorised absence of a patient who is detained or liable to be detained under the Mental Health Act 1983; in the case of a manager’s absence from the establishment or agency; where certain changes occur, for example, a change in the registered person and other personnel or significant changes to the premises; where liquidators and others are appointed and where the registered person dies.

Part IV and Schedule 4 sets out additional requirements that apply to independent hospitals in relation to pathology services, resuscitation, the treatment of children, certain surgical procedures, dental treatment, obstetric services, terminations of pregnancy, the use of certain techniques and technologies and independent hospitals providing mental health services.

Part V (regulation 50) contains additional requirements where antenatal care is provided by an independent clinic.

Part VI deals with miscellaneous matters. In particular, regulation 52 provides for offences. A breach of regulations 6 to 17, 18(1), 19 to 35, 37 to 45 and 47 to 50 may found an offence on the part of the registered person. Regulation 53 provides transitional provisions relating to the application of regulation 27 and certain persons registered prior to 1 April 2011. Regulation 54 revokes the Private and Voluntary Health Care (Wales) Regulations 2002 but saves regulation 3(4) of those regulations. This retains the modification to section 2(7)(e) of the Act (reference to cosmetic surgery).

Footnotes

[^f00001]: The registration authority in relation to Wales is the National Assembly for Wales (see section 5(1)(b) of the Care Standards Act 2000). These powers are transferred to the Welsh Ministers by paragraph 30 of Schedule 11 to the Government of Wales Act 2006 (c. 32).

[^f00002]: 2000 c. 14.

[^f00003]: See section 22(9) of the Care Standards Act 2000 for the requirement to consult.

[^f00004]: 2005 c. 9.

[^f00005]: 1984 c. 24.

[^f00007]: 1999 c. 8.

[^f00008]: S.I. 2002/618.

[^f00009]: S.I. 2002/253.

[^f00010]: 2006 c. 42.

[^f00011]: 1983 c. 54. This section was inserted by S.I.2010/234 (article 4, Schedule 1, paragraph 10).

[^f00012]: Copies of BS EN 60825-1 may be obtained from BSI Customer Services, 389 Chiswick High Road, London W4 4AL.

[^f00013]: 1990 c. 37.

[^f00014]: 2006 c. 52. See paragraph 12 of the Schedule.

[^f00015]: 1952 c. 52.

[^f00016]: 1983 c. 20.

[^f00017]: 2000 c. 43.

[^f00018]: S.I. 2005/1541.

[^f00019]: See Schedule A1, part 13.

[^f00020]: 1953 c. 20.

[^f00021]: 1967 c. 87.

[^f00022]: S.I. 2008/2439 (W.212).

[^f00023]: S.I. 2011/106 (W.25).

[^f00024]: S.I. 2002/325 (W.38).

[^f00025]: 1997 c. 50.

[^f00026]: 1990 c. 37.

Editorial notes

[^key-3f6df6e2205997c0787b9321b8a634e1]: Reg. 1 in force at 5.4.2011, see reg. 1(1)

[^key-f9da28e2d5246f04fcab6237ef28ce5a]: Reg. 2 in force at 5.4.2011, see reg. 1(1)

[^key-ebce7e4cd0eae237cd000473065da8e1]: Reg. 3 in force at 5.4.2011, see reg. 1(1)

[^key-9e738df5f418d49d87090f90a3f256d1]: Reg. 4 in force at 5.4.2011, see reg. 1(1)

[^key-fbee95b828730df74498cf42e4baf145]: Reg. 5 in force at 5.4.2011, see reg. 1(1)

[^key-a12cba06927e6dedb12d4523b127e03a]: Reg. 6 in force at 5.4.2011, see reg. 1(1)

[^key-aa606079fc00fe52eaed09b54b4d3099]: Reg. 7 in force at 5.4.2011, see reg. 1(1)

[^key-7bfb6e2d563c95f969654e7555d0587e]: Reg. 8 in force at 5.4.2011, see reg. 1(1)

[^key-4dada14d8a813f90610ba4705c99e62e]: Reg. 9 in force at 5.4.2011, see reg. 1(1)

[^key-434c3fca8159b0fbec358313e74e3399]: Reg. 10 in force at 5.4.2011, see reg. 1(1)

[^key-6da25b9b10758723f145f5e7a4d058f6]: Reg. 11 in force at 5.4.2011, see reg. 1(1)

[^key-d20f461a4d203ef540b27ced7bdd50ce]: Reg. 12 in force at 5.4.2011, see reg. 1(1)

[^key-a80211763603981d80ee3b8ef0d7c38b]: Reg. 13 in force at 5.4.2011, see reg. 1(1)

[^key-33af7a267a514d92b1435a0f3665d89b]: Reg. 14 in force at 5.4.2011, see reg. 1(1)

[^key-508009bb4f61cc05eb6c5dedb3776a5e]: Reg. 15 in force at 5.4.2011, see reg. 1(1)

[^key-139f90bb67200f086c6ef8dec89a8b52]: Reg. 16 in force at 5.4.2011, see reg. 1(1)

[^key-44506863e5828a0fe80f7c5190c23008]: Reg. 17 in force at 5.4.2011, see reg. 1(1)

[^key-f1a398f6e690e9bfdb074c5f474efdad]: Reg. 18 in force at 5.4.2011, see reg. 1(1)

[^key-48febc1aed9eb9e7eada2b5c83624184]: Reg. 19 in force at 5.4.2011, see reg. 1(1)

[^key-dc6d6bae820b92b3692856b3b2bff2a6]: Reg. 20 in force at 5.4.2011, see reg. 1(1)

[^key-83d7aff99f483d51e1a5b1eadb985333]: Reg. 21 in force at 5.4.2011, see reg. 1(1)

[^key-45daab94d3a944616587e8bc885bc7b8]: Reg. 22 in force at 5.4.2011, see reg. 1(1)

[^key-27af8cf71f4681586fb1960822099ab9]: Reg. 23 in force at 5.4.2011, see reg. 1(1)

[^key-0a098a20693391e5f1a71eb149593e64]: Reg. 24 in force at 5.4.2011, see reg. 1(1)

[^key-973ae396608c3d7dd4db6eed9cae3df2]: Reg. 25 in force at 5.4.2011, see reg. 1(1)

[^key-c4a3021c8177252315da78d9eeccdcb8]: Reg. 26 in force at 5.4.2011, see reg. 1(1)

[^key-0126ea55f2a55e0e3e27807452da0ede]: Reg. 27 in force at 5.4.2011, see reg. 1(1)

[^key-c7e02fd3ec064b33d228a9c0d1d3e898]: Reg. 28 in force at 5.4.2011, see reg. 1(1)

[^key-992952f461d72a7a9996300db1b186a7]: Reg. 29 in force at 5.4.2011, see reg. 1(1)

[^key-02fa3dc9bab9fbebd28d709a114b0a6d]: Reg. 30 in force at 5.4.2011, see reg. 1(1)

[^key-a6aea7339747e9b2293095c2165d8f8e]: Reg. 31 in force at 5.4.2011, see reg. 1(1)

[^key-4775761ae374e9ed9b283120b5e8f19d]: Reg. 32 in force at 5.4.2011, see reg. 1(1)

[^key-010441f81b773ab3f98fb650c4f3cd04]: Reg. 33 in force at 5.4.2011, see reg. 1(1)

[^key-79ed4c43556a0df230962540ee556a86]: Reg. 34 in force at 5.4.2011, see reg. 1(1)

[^key-d0fa9858812648a7e7238d0c58a22008]: Reg. 35 in force at 5.4.2011, see reg. 1(1)

[^key-dc99fad8d250061a0cc809a20aef72bc]: Reg. 36 in force at 5.4.2011, see reg. 1(1)

[^key-37878899a8fb3b7b727d91d296aeb8b9]: Reg. 37 in force at 5.4.2011, see reg. 1(1)

[^key-33566e1fcfdc1f2ff68ad4b61598a121]: Reg. 38 in force at 5.4.2011, see reg. 1(1)

[^key-05d74d01d301a32fdd6459b9d19306c4]: Reg. 39 in force at 5.4.2011, see reg. 1(1)

[^key-f2c2dda271ef02e76cd11408aa40dd3e]: Reg. 40 in force at 5.4.2011, see reg. 1(1)

[^key-73ce2f116067c119e4cb69e5ac197534]: Reg. 41 in force at 5.4.2011, see reg. 1(1)

[^key-e9c7ffd3a0bb7e190675857ac34f425c]: Reg. 42 in force at 5.4.2011, see reg. 1(1)

[^key-284822f770a326eea32ffbdacb068d4b]: Reg. 43 in force at 5.4.2011, see reg. 1(1)

[^key-2917d844160490f390e8e2ef994a6575]: Reg. 44 in force at 5.4.2011, see reg. 1(1)

[^key-3263eccfa558ea932a27746cfc34516c]: Reg. 45 in force at 5.4.2011, see reg. 1(1)

[^key-7e81d1031ca90c3c52a7d09dc59683db]: Reg. 46 in force at 5.4.2011, see reg. 1(1)

[^key-053b72704285fc550104ccf4592c4ff1]: Reg. 47 in force at 5.4.2011, see reg. 1(1)

[^key-7ac4aaa134615039daaefb808e5867f7]: Reg. 48 in force at 5.4.2011, see reg. 1(1)

[^key-076b61a080c0d4bf7c29a536f55d462b]: Reg. 49 in force at 5.4.2011, see reg. 1(1)

[^key-5278953db5639ad137c389f5579220a7]: Reg. 50 in force at 5.4.2011, see reg. 1(1)

[^key-c8995c8bfd9fccccb16f18539ce40a4b]: Reg. 51 in force at 5.4.2011, see reg. 1(1)

[^key-d4174b61a10e3c8dac059473be6e9145]: Reg. 52 in force at 5.4.2011, see reg. 1(1)

[^key-f5abfa546b4e80b4478df0fadbebd3ee]: Reg. 53 in force at 5.4.2011, see reg. 1(1)

[^key-bef942f7b2d189bd7b963ba207edf0ce]: Reg. 54 in force at 5.4.2011, see reg. 1(1)

[^key-f5cee7612dc189af8e075b3be75a4d1c]: Sch. 1 para. 1 in force at 5.4.2011, see reg. 1(1)

[^key-7cf4a0cfcede5867b38a6c877356b688]: Sch. 1 para. 2 in force at 5.4.2011, see reg. 1(1)

[^key-4eaad8976414c55f7110d82773ef4a65]: Sch. 1 para. 3 in force at 5.4.2011, see reg. 1(1)

[^key-b1adf6b4543d0110971ab74401a3b28c]: Sch. 1 para. 4 in force at 5.4.2011, see reg. 1(1)

[^key-b6e9130d713ea6d76fcfa0052cbf1a44]: Sch. 1 para. 5 in force at 5.4.2011, see reg. 1(1)

[^key-5b1c76f8d41d194a32d3b7aa84df7992]: Sch. 1 para. 6 in force at 5.4.2011, see reg. 1(1)

[^key-7b86b643864a77851b8abebd5a852a1c]: Sch. 1 para. 7 in force at 5.4.2011, see reg. 1(1)

[^key-2be27fe27ce3d1ffd66db5264bcff9d1]: Sch. 1 para. 8 in force at 5.4.2011, see reg. 1(1)

[^key-845894acfef7167300c2591e0d1630ec]: Sch. 1 para. 9 in force at 5.4.2011, see reg. 1(1)

[^key-ef0d2098500e8ddb6689d1f993c5f2e8]: Sch. 1 para. 10 in force at 5.4.2011, see reg. 1(1)

[^key-e7f0222fc7ecbe988cd6e48f2593350e]: Sch. 1 para. 11 in force at 5.4.2011, see reg. 1(1)

[^key-459a36bb713c02e346e9b58c778986ea]: Sch. 1 para. 12 in force at 5.4.2011, see reg. 1(1)

[^key-6518006e8ae8c735d8f41b1ed2722a18]: Sch. 2 para. 1 in force at 5.4.2011, see reg. 1(1)

[^key-67502654ef7af9dbce6cc230bebdf5c4]: Sch. 2 para. 2 in force at 5.4.2011, see reg. 1(1)

[^key-79d97a50cf8085f655afdd41953dfd5f]: Sch. 2 para. 3 in force at 5.4.2011, see reg. 1(1)

[^key-7924a32fbfc1f0dbee79b914ad226b50]: Sch. 2 para. 4 in force at 5.4.2011, see reg. 1(1)

[^key-14ff6339cc84fdd25c05dbf1f9180dc3]: Sch. 2 para. 5 in force at 5.4.2011, see reg. 1(1)

[^key-85173bcc0dce9eedfcbd8c9198b13af3]: Sch. 2 para. 6 in force at 5.4.2011, see reg. 1(1)

[^key-7f03f2455d9c0db5618d29570358c5dd]: Sch. 2 para. 7 in force at 5.4.2011, see reg. 1(1)

[^key-01e8ecdddc444edb8e17c3287a3bbf84]: Sch. 2 para. 8 in force at 5.4.2011, see reg. 1(1)

[^key-5be72b16b7c3beff5deb05df0430916f]: Sch. 3 para. 1 in force at 5.4.2011, see reg. 1(1)

[^key-3d36b36e901651965704d12e5cdbd25d]: Sch. 3 para. 2 in force at 5.4.2011, see reg. 1(1)

[^key-adc7a7752e89a2ec53dfb419ac38b8a6]: Sch. 3 para. 3 in force at 5.4.2011, see reg. 1(1)

[^key-3bcf56df6c0e82c77b9fe69b13e2f093]: Sch. 3 para. 4 in force at 5.4.2011, see reg. 1(1)

[^key-31766054bf03921537499eda440440ea]: Sch. 3 para. 5 in force at 5.4.2011, see reg. 1(1)

[^key-53af55c62ea15b481c7150cbfd309a95]: Sch. 3 para. 6 in force at 5.4.2011, see reg. 1(1)

[^key-14747e27928b5af22ec5a5fa8b8f4991]: Sch. 4 para. 1 in force at 5.4.2011, see reg. 1(1)

[^key-9c0d24bc30a78af858cae4d8020b7436]: Sch. 4 para. 2 in force at 5.4.2011, see reg. 1(1)

[^key-4be5a3447f739b234ed301438a371ea7]: Sch. 4 para. 3 in force at 5.4.2011, see reg. 1(1)

[^key-05eef29ed3f5099a42792230847e50e6]: Sch. 4 para. 4 in force at 5.4.2011, see reg. 1(1)

[^key-9bd00c6e2aa77e3c18e3f05562abf192]: Sch. 4 para. 5 in force at 5.4.2011, see reg. 1(1)

[^key-b7bcfd2bf3f27df0980b5c5991dad587]: Sch. 4 para. 6 in force at 5.4.2011, see reg. 1(1)

[^key-7c10d14a9ceb78cb003f1a18865adbf0]: Sch. 4 para. 7 in force at 5.4.2011, see reg. 1(1)

[^key-80569b229e11b0477dd9c4004c805bce]: Sch. 4 para. 8 in force at 5.4.2011, see reg. 1(1)

[^key-00e4628844b953b627d4ba95ebf98ab2]: Sch. 3 Pt. 1 in force at 5.4.2011, see reg. 1(1)

[^key-9a2f9b85e2c2ba91fca6631b3854683f]: Words in reg. 2(1) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 202(a)(i)

[^key-7a443242bb19c967d3d2c2bed00562a3]: Words in reg. 2(1) inserted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 202(a)(ii)

[^key-57d38d50fdd1ca346b90722a469b1001]: Words in reg. 2(1) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 202(a)(iii)

[^key-7cf21d80d5eaa0f7e46be02e74c0a970]: Words in reg. 25(2) substituted (1.1.2015) by Care Act 2014 (c. 23), s. 127, Sch. 8 para. 12 (with s. 119(3)); S.I. 2014/2473, art. 5(n)

[^key-018ee497af49cbbde04ddec73db71bf4]: Word in reg. 10(4)(a) substituted (6.4.2016) by The Enterprise and Regulatory Reform Act 2013 (Consequential Amendments) (Bankruptcy) and the Small Business, Enterprise and Employment Act 2015 (Consequential Amendments) Regulations 2016 (S.I. 2016/481), reg. 1, Sch. 2 para. 15(a)

[^key-b7897a296ed4c2b97a4780a16f9624bc]: Words in reg. 2(1) inserted (1.4.2017) by The Private Dentistry (Wales) Regulations 2017 (S.I. 2017/202), regs. 1, 38(1)

[^key-4afcef8de0f7df7d18b94bc88ef69c08]: Reg. 3(2)(ba) inserted (1.4.2017) by The Private Dentistry (Wales) Regulations 2017 (S.I. 2017/202), regs. 1, 38(2)