The Republic of Belarus (Sanctions) (EU Exit) Regulations 2019

Item (1)
0B999 Specific processing equipment as follows:
a. Ring magnets.
b. Hot cells.
c. Glove boxes suitable for use with radioactive materials.
0D999 Specific software, as follows:
a. Software for neutronic calculations/modelling;
b. Software for radiation transport calculations/modelling;
c. Software for hydrodynamic calculations/modelling.
1A995 Protective and detection equipment as follows and specially designed components therefor.
a. Personal radiation monitoring dosimeters;
b. Equipment limited by design or function to protect against hazards specific to civil industries, such as mining, quarrying, agriculture, pharmaceuticals, medical, veterinary, environmental, waste management, or to the food industry.Note: This entry does not control items for protection against chemical or biological agents that are consumer goods, packaged for retail sale or personal use, or medical products, such as latex exam gloves, latex surgical gloves, liquid disinfectant soap, disposable surgical drapes, surgical gowns, surgical foot covers, and surgical masks.
1A999 Specific processing equipment as follows:
Radiation detection, monitoring and measurement equipment
Radiographic detection equipment such as x-ray converters, and storage phosphor image plates.
1C991 Vaccines, immunotoxins, medical products, diagnostic and food testing kits, as follows.
Technical note:- For the purpose of this entry, ‘immunotoxins’ are monoclonal antibodies linked to a toxin with the intention of destroying a specific target cell while leaving adjacent cells intact. For the purpose of this entry, “medical products” are: (1) pharmaceutical formulations designed for testing and human (or veterinary) administration in the treatment of medical conditions, (2) prepackaged for distribution as clinical or medical products. For the purpose of this entry, “diagnostic and food testing kits” are specifically developed, packaged and marketed for diagnostic or public health purposes. For the purpose of this entry, “vaccine” is defined as a medicinal (or veterinary) product in a pharmaceutical formulation that is intended to stimulate a protective immunological response in humans or animals in order to prevent disease in those to whom or to which it is administered.
Technical Note: For purposes of the controls described in this entry ‘toxins’ refers to those toxins, or their subunits, controlled under 1C351.dof Annex I of the Dual-Use Regulation
a. Vaccines containing, or designed for use against, items controlled by 1C351, 1C353 or 1C354 of Annex I of the Dual-Use Regulation;
b. Immunotoxins containing items controlled by 1C351.d of Annex I of the Dual-Use Regulation;
c. Medical products that contain any of the following:
c.1. Toxins controlled by 1C351.d of Annex I of the Dual-Use Regulation (except for botulinum toxins controlled by 1C351.d.1 of Annex I of the Dual-Use Regulation, conotoxins controlled by 1C351.d.3 , of Annex I of the Dual-Use Regulation or items controlled for CW reasons under 1C351.d.11 or .d.12 of Annex I of the Dual-Use Regulation); or
c.2. Genetically modified organisms or genetic elements controlled by 1C353.a.3 of Annex I of the Dual-Use Regulation (except for those that contain, or code for, botulinum toxins controlled by 1C351.d.1 of Annex I of the Dual-Use Regulation or conotoxins controlled by 1C351.d.3 of Annex I of the Dual-Use Regulation);
d. Medical products not controlled by 1C991.c that contain any of the following:
d.1. Botulinum toxins controlled by 1C351.d.1 of Annex I of the Dual-Use Regulation;
d.2. Conotoxins controlled by 1C351.d.3 of Annex I of the Dual-Use Regulation; or
d.3. Genetically modified organisms or genetic elements controlled by 1C353.a.3 of Annex I of the Dual-Use Regulation that contain, or code for, botulinum toxins controlled by 1C351.d.1 of Annex I of the Dual-Use Regulation or conotoxins controlled by 1C351.d.3 of Annex I of the Dual-Use Regulation;
e. Diagnostic and food testing kits containing items controlled by 1C351.d of Annex I of the Dual-Use Regulation.

1C995 Mixtures that contain chemicals controlled by 1C350 or 1C450 of Annex 1 of the Dual-Use Regulation and medical, analytical, diagnostic, and food testing kits that contain chemicals controlled by 1C350, as follows:

For the purpose of this entry, “medical, analytical, diagnostic, and food testing kits” are pre-packaged materials of defined composition that are specifically developed, packaged and marketed for medical, analytical, diagnostic, or public health purposes.

a. Mixtures containing the following concentrations of precursor chemicals controlled by 1C350 of Annex I of the Dual-Use Regulation:

a.1. Mixtures containing 10 per cent or less, by weight, of any of the following—

Chemical Name (1)	CAS Number (2)
Arsenic trichloride;	7784-34-1
Benzilic acid;	76-93-7
Diethyl ethylphosphonate;	78-38-6
Diethyl methylphosphonate;	683-08-9
Diethyl methylphosphonite	15715-41-0
Diethyl-N,N-dimethylphosphoroamidate;	2404-03-7
N,N-Diisopropylaminoethanethiol hydrochloride;	41480-75-5
N,N-Diisopropyl-beta-aminoethane thiol;	5842-07-9
N,N-Diisopropyl-beta-aminoethanol;	96-80-0
N,N-Diisopropyl-beta-aminoethyl chloride;	96-79-7
N,N-Diisopropyl-beta-aminoethyl chloride hydrochloride;	4261-68-1
Dimethyl ethylphosphonate;	6163-75-3
Dimethyl methylphosphonate;	756-79-6
N,N-dimethylamino-phosphoryl dichloride;	677-43-0
Ethyl phosphonous dichloride [Ethyl phosphinyl dichloride];	1498-40-4
Ethyl phosphonus difluoride [Ethyl phosphinyl difluoride];	430-78-4
Ethyl phosphonyl dichloride;	1066-50-8
Methylphosphonic acid;	993-13-5
Methylphosphonothioic dichloride.	676-98-2
Pinacolyl alcohol;	464-07-3
3-Quinuclidinol;	1619-34-7
Thiodiglycol.	111-48-8

a.2. Mixtures containing less than 30 per cent., by weight, of:

a.2.a. Any of the following—

Chemical Name	CAS Number
Diethyl phosphite;	762-04-9
Dimethyl phosphite (dimethyl hydrogen phosphite);	868-85-9
Ethyldiethanolamine;	139-87-7
Phosphorus oxychloride;	10025-87-3
Phosphorus pentachloride;	10026-13-8
Phosphorus trichloride;	7719-12-2
Sulfur dichloride;	10545-99-0
Sulfur monochloride;	10025-67-9
Thionyl chloride;	7719-09-7
Triethanolamine;	102-71-6
Triethyl phosphite;	122-52-1
Trimethyl phosphite.	121-45-9

or

a.2.b. Any of the following single precursor chemicals—

Chemical Name (1)	CAS Number (2)
Ammonium hydrogen fluoride;	1341-49-7
2-Chloroethanol;	107-07-3
Diethylamine;	109-89-7
N,N-Diethylaminoethanol;	100-37-8
Diethyl chlorophosphite;	589-57-1
O,O-Diethyl phosphorodithioate;	298-06-6
O,O-Diethyl phosphorothioate;	2465-65-8
Di-isopropylamine;	108-18-9
Dimethylamine;	124-40-3
Dimethylamine hydrochloride;	506-59-2
Ethyl chlorofluorophosphate;	762-77-6
Ethyl dichlorophosphate;	1498-51-7
Ethyl difluorophosphate;	460-52-6
Hydrogen fluoride;	7664-39-3
3-Hydroxyl-1-methylpiperidine;	3554-74-3
Methyl benzilate;	76-89-1
Methyl chlorofluorophosphate;	754-01-8
Methyl dichlorophosphate;	677-24-7
Methyl difluorophosphate;	22382-13-4
N,N Diethylacetamidine;	14277-06-6
N,N-Diethylbutanamidine;	53510-30-8
N,N-Diethylformamidine;	90324-67-7
N,N Diethylisobutanamidine;	1342789-47-2
N,N-Diethylpropanamidine;	84764-73-8
N,N-Diisopropylbutanamidine;	1315467-17-4
N,N-Diisopropylformamidine;	857522-08-8
N,N-Dimethylacetamidine;	2909-14-0
N,N-Dimethylbutanamidine;	1340437-35-5
N,N-Dimethylformamidine;	44205-42-7
N,N-Dimethylisobutanamidine;	321881-25-8
N,N-Dimethylpropanamidine;	56776-14-8
N,N-Dipropylacetamidine;	1339586-99-0
N,N-Dipropylbutanamidine;	1342422-35-8
N,N-Dipropylformamidine;	48044-20-8
N,N-Dipropylisobutanamidine;	1342700-45-1
N,N-Dipropylpropanamidine;	1341496-89-6
Phosphorus pentasulfide;	1314-80-3
Pinacolone;	75-97-8
Potassium bifluoride;	7789-29-9
Potassium cyanide;	151-50-8
Potassium fluoride;	7789-23-3
3-Quinuclidone;	3731-38-2
Sodium bifluoride;	1333-83-1
Sodium cyanide;	143-33-9
Sodium fluoride;	7681-49-4
Sodium hexafluorosilicate;	16893-85-9
Sodium sulfide;	1313-82-2
Triethanolamine hydrochloride;	637-39-8
Tri-isopropyl phosphite.	116-17-6

b. Mixtures containing the following concentrations of toxic or precursor chemicals controlled by 1C450 of Annex I of the Dual-Use Regulation—

b.1. Mixtures containing the following concentrations of CWC Schedule 2 chemicals controlled by 1C450.a.2, 1C450.b1, 1C450.b2, 1C450.b.3, 1C450.b.4, 1C450.b.5 or 1C450.b.6 of Annex I of the Dual-Use Regulation;

b.1.a. Mixtures containing 1 per cent. or less, by weight, of any single CWC Schedule 2 chemical controlled by 1C450.a.2 of Annex I of the Dual-Use Regulation (i.e., mixtures containing PFIB); or

b.1.b. Mixtures containing 10 per cent. or less, by weight, of any single CWC Schedule 2 chemical controlled by 1C450.b1, 1C450.b2, 1C450.b.3, 1C450.b.4, 1C450.b.5 or 1C450.b.6 of Annex I of the Dual-Use Regulation.

b.2. Mixtures containing less than 30 per cent., by weight, of any single CWC Schedule 3 chemical controlled by 1C450.a.4, 1C450.a.5, 1C450.a.6, 1C450.a.7, 1C450.b.8, of Annex I of the Dual-Use Regulation.

c. “Medical, analytical, diagnostic, and food testing kits” that contain precursor chemicals controlled by the following in an amount not exceeding 300 grams per chemical.

Chemical Name (1)	CAS Number (2)
Ammonium hydrogen fluoride;	1341-49-7
2-Chloroethanol;	107-07-3
Diethylamine;	109-89-7
N,N-Diethylaminoethanol;	100-37-8
Diethyl chlorophosphite;	589-57-1
O,O-Diethyl phosphorodithioate;	298-06-6
O,O-Diethyl phosphorothioate;	2465-65-8
Di-isopropylamine;	108-18-9
Dimethylamine;	124-40-3
Dimethylamine hydrochloride;	506-59-2
Ethyl chlorofluorophosphate;	762-77-6
Ethyl dichlorophosphate;	1498-51-7
Ethyl difluorophosphate;	460-52-6
Hydrogen fluoride;	7664-39-3
3-Hydroxyl-1-methylpiperidine;	3554-74-3
Methyl benzilate;	76-89-1
Methyl chlorofluorophosphate;	754-01-8
Methyl dichlorophosphate;	677-24-7
Methyl difluorophosphate;	22382-13-4
N,N Diethylacetamidine;	14277-06-6
N,N-Diethylbutanamidine;	53510-30-8
N,N-Diethylformamidine;	90324-67-7
N,N Diethylisobutanamidine;	1342789-47-2
N,N-Diethylpropanamidine;	84764-73-8
N,N-Diisopropylbutanamidine;	1315467-17-4
N,N-Diisopropylformamidine;	857522-08-8
N,N-Dimethylacetamidine;	2909-14-0
N,N-Dimethylbutanamidine;	1340437-35-5
N,N-Dimethylformamidine;	44205-42-7
N,N-Dimethylisobutanamidine;	321881-25-8
N,N-Dimethylpropanamidine;	56776-14-8
N,N-Dipropylacetamidine;	1339586-99-0
N,N-Dipropylbutanamidine;	1342422-35-8
N,N-Dipropylformamidine;	48044-20-8
N,N-Dipropylisobutanamidine;	1342700-45-1
N,N-Dipropylpropanamidine;	1341496-89-6
Phosphorus pentasulfide;	1314-80-3
Pinacolone;	75-97-8
Potassium bifluoride;	7789-29-9
Potassium cyanide;	151-50-8
Potassium fluoride;	7789-23-3
3-Quinuclidone;	3731-38-2
Sodium bifluoride;	1333-83-1
Sodium cyanide;	143-33-9
Sodium fluoride;	7681-49-4
Sodium hexafluorosilicate;	16893-85-9
Sodium sulfide;	1313-82-2
Triethanolamine hydrochloride;	637-39-8
Tri-isopropyl phosphite.	116-17-6

SCHEDULE 2I — Machinery-Related Goods and Machinery-Related Technology

PART 1

Interpretation

1

• (1) Paragraph 1 of Schedule 2B applies for the purposes of interpreting Part 2 of this Schedule.

• (2) Terms printed in quotation marks and not defined in this Schedule have the meaning given to them in—

• (a) Schedules 2 and 3 to the Export Control Order 2008 , or

• (b) Annex I of the Dual-Use Regulation ,

as applicable.

PART 2

Machinery-related goods

2

Any thing falling within—

• (a) a commodity code mentioned in column 1 of the following table, and

• (b) the description in column 2 corresponding to that code.

Commodity code (1)	Description (2)
8401	Nuclear reactors; fuel elements (cartridges), non-irradiated, for nuclear reactors; machinery and apparatus for isotopic separation:
8402	Steam or other vapour generating boilers (other than central heating hot water boilers capable also of producing low pressure steam); superheated water boilers:
8404	Auxiliary plant for use with boilers of heading 8402 or 8403 (for example, economisers, superheaters, soot removers, gas recoverers); condensers for steam or other vapour power units
8405	Producer gas or water gas generators, with or without their purifiers; acetylene gas generators and similar water process gas generators, with or without their purifiers
8406	Steam turbines and other vapour turbines:
8407	Spark-ignition reciprocating or rotary internal combustion piston engines
8408	Compression-ignition internal combustion piston engines (diesel or semidiesel engines):
8409	Parts suitable for use solely or principally with the engines of heading 8407 or 8408
8410	Hydraulic turbines, water wheels, and regulators therefor
8412	Other engines and motors
8413	Pumps for liquids, whether or not fitted with a measuring device; liquid elevators:
8415	Air-conditioning machines, comprising a motor-driven fan and elements for changing the temperature and humidity, including those machines in which the humidity cannot be separately regulated
8416	Furnace burners for liquid fuel, for pulverised solid fuel or for gas; mechanical stokers, including their mechanical grates, mechanical ash dischargers and similar appliances
Ex 84 18	Heat pumps other than air-conditioning machines of heading 8415
8420	Calendering or other rolling machines, other than for metals or glass, and cylinders therefor
8421	Centrifuges, including centrifugal dryers; filtering or purifying machinery and apparatus, for liquids or gases
Ex 84 22	Machinery for cleaning or drying bottles or other containers; machinery for filling, closing, sealing or labelling bottles, cans, boxes, bags or other containers; machinery for capsuling bottles, jars, tubes and similar containers; other packing or wrapping machinery (including heat-shrink wrapping machinery); machinery for aerating beverages
8423	Weighing machinery (excluding balances of a sensitivity of 5 cg or better), including weight-operated counting or checking machines; weighing machine weights of all kinds
8424	Mechanical appliances (whether or not hand-operated) for projecting, dispersing or spraying liquids or powders; fire extinguishers, whether or not charged; spray guns and similar appliances; steam or sandblasting machines and similar jet projecting machines
8425	Pulley tackle and hoists other than skip hoists; winches and capstans; jacks
8426	Ships’ derricks; cranes, including cable cranes; mobile lifting frames, straddle carriers and works trucks fitted with a crane
8427	Fork-lift trucks; other works trucks fitted with lifting or handling equipment
8428	Other lifting, handling, loading or unloading machinery (for example, lifts, escalators, conveyors, teleferics
8429	Self-propelled bulldozers, angledozers, graders, levellers, scrapers, mechanical shovels, excavators, shovel loaders, tamping machines and roadrollers
8430	Other moving, grading, levelling, scraping, excavating, tamping, compacting, extracting or boring machinery, for earth, minerals or ores; piledrivers and pile extractors; snowploughs and snowblowers
8431	Parts suitable for use solely or principally with the machinery of headings 8425 to 8430
8439	Machinery for making pulp of fibrous cellulosic material or for making or finishing paper or paperboard
8440	Bookbinding machinery, including book-sewing machines
8441	Other machinery for making up paper pulp, paper or paperboard, including cutting machines of all kinds
8442	Machinery, apparatus and equipment (other than the machine tools of headings 8456 to 8465 ) for preparing or making plates, cylinders or other printing components; plates, cylinders and other printing components; plates, cylinders and lithographic stones, prepared for printing purposes (for example, planed, grained or polished)
8443	Printing machinery used for printing by means of plates, cylinders and other printing components of heading 8442; other printers, copying machines and facsimile machines, whether or not combined; parts and accessories thereof
8444 00	Machines for extruding, drawing, texturing or cutting man-made textile materials:
8445	Machines for preparing textile fibres; spinning, doubling or twisting machines and other machinery for producing textile yarns; textile reeling or winding (including weft-winding) machines and machines for preparing textile yarns for use on the machines of heading 8446 or 8447
8447	Knitting machines, stitch-bonding machines and machines for making gimped yarn, tulle, lace, embroidery, trimmings, braid or net and machines for tufting
8448	Auxiliary machinery for use with machines of heading 8444 , 8445 , 8446 or 8447 (for example, dobbies, jacquards, automatic stop motions, shuttle changing mechanisms); parts and accessories suitable for use solely or principally with the machines of this heading or of heading 8444 , 8445 , 8446 or 8447 (for example, spindles and spindle flyers, card clothing, combs, extruding nipples, shuttles, healds and heald-frames, hosiery needles)
8449 00 00	Machinery for the manufacture or finishing of felt or nonwovens in the piece or in shapes, including machinery for making felt hats; blocks for making hats
8453	Machinery for preparing, tanning or working hides, skins or leather or for making or repairing footwear or other articles of hides, skins or leather, other than sewing machines
8454	Converters, ladles, ingot moulds and casting machines, of a kind used in metallurgy or in metal foundries
8455	Metal-rolling mills and rolls therefor
8457	Machining centres, unit construction machines (single station) and multi- station transfer machines, for working metal
8458	Lathes (including turning centres) for removing metal
8466	Parts and accessories suitable for use solely or principally with the machines of headings 8456 to 8465 , including work or tool holders, self- opening dieheads, dividing heads and other special attachments for machine tools; tool holders for any type of tool for working in the hand
8467	Tools for working in the hand, pneumatic, hydraulic or with self- contained electric or non-electric motor
8468	Machinery and apparatus for soldering, brazing or welding, whether or not capable of cutting, other than those of heading 8515 ; gas-operated surface tempering machines and appliances
8471	Automatic data-processing machines and units thereof; magnetic or optical readers, machines for transcribing data onto data media in coded form and machines for processing such data, not elsewhere specified or included
8474	Machinery for sorting, screening, separating, washing, crushing, grinding, mixing or kneading earth, stone, ores or other mineral substances, in solid (including powder or paste) form; machinery for agglomerating, shaping or moulding solid mineral fuels, ceramic paste, unhardened cements, plastering materials or other mineral products in powder or paste form; machines for forming foundry moulds of sand
8475	Machines for assembling electric or electronic lamps, tubes or valves or flashbulbs, in glass envelopes; machines for manufacturing or hot working glass or glassware
8477	Machinery for working rubber or plastics or for the manufacture of products from these materials, not specified or included elsewhere in this chapter
8479	Machines and mechanical appliances having individual functions, not specified or included elsewhere in this chapter
8480	Moulding boxes for metal foundry; mould bases; moulding patterns; moulds for metal (other than ingot moulds), metal carbides, glass, mineral materials, rubber or plastics
8481	Taps, cocks, valves and similar appliances for pipes, boiler shells, tanks, vats or the like, including pressure-reducing valves and thermostatically controlled valves
8482	Ball or roller bearings
8483	Transmission shafts (including cam shafts and crank shafts) and cranks; bearing housings and plain shaft bearings; gears and gearing; ball or roller screws; gear boxes and other speed changers, including torque converters; flywheels and pulleys, including pulley blocks; clutches and shaft couplings (including universal joints)
8484	Gaskets and similar joints of metal sheeting combined with other material or of two or more layers of metal; sets or assortments of gaskets and similar joints, dissimilar in composition, put up in pouches, envelopes or similar packings; mechanical seals
8486.10	Machines and apparatus: For the manufacture of boules or wafers
8486.20	Machines and apparatus: For the manufacture of semiconductor devices or of electronic integrated circuits
8486.40	Machines and apparatus: For the manufacture or repair of masks and reticles; for assembling semiconductors devices; for lifting, handling, loading or unloading of semiconductor devices
8501	Electric motors and generators (excluding generating sets)
8502	Electric generating sets and rotary converters
8503	Parts suitable for use solely or principally with electric motors and generators, electric generating sets or rotary converters not specified elsewhere
8504	Electrical transformers, static converters (for example, rectifiers) and inductors; parts thereof
8505	Electromagnets (other than for medical use); permanent magnets and articles intended to become permanent magnets after magnetisation; electromagnetic or permanent magnet chucks, clamps and similar holding devices; electromagnetic couplings, clutches and brakes; electromagnetic lifting heads; parts thereof
8507	Electric accumulators, incl. separators therefor, whether or not square or rectangular; parts thereof (excl. spent and those of unhardened rubber or textiles)
8511	Electrical ignition or starting equipment of a kind used for spark-ignition or compression-ignition internal combustion engines (for example, ignition magnetos, magneto-dynamos, ignition coils, sparking plugs and glow plugs, starter motors); generators (for example, dynamos, alternators) and cut-outs of a kind used in conjunction with such engines; parts thereof
8514	Industrial or laboratory electric furnaces and ovens (including those functioning by induction or dielectric loss); other industrial or laboratory equipment for the heat treatment of materials by induction or dielectric loss; parts thereof
8529	Parts suitable for use solely or principally with the apparatus of headings 8525 to 8528
8537	Boards, panels, consoles, desks, cabinets and other bases, equipped with two or more apparatus of headings 8535 or 8536 , for electric control or the distribution of electricity, including those incorporating instruments or apparatus of Chapter 90, and numerical control cabinets (excl. switching apparatus for line telephony or line telegraphy or videophones)
8538	Parts suitable for use solely or principally with the apparatus of headings 8535 , 8536 or 8537 not specified elsewhere
8539	Electric filament or discharge lamps, including sealed beam lamp units and ultraviolet or infra-red lamps; arc lamps; parts thereof
8544	Insulated (incl. enamelled or anodised) wire, cable (incl. coaxial cable) and other insulated electric conductors, whether or not fitted with connectors; optical fibre cables, made up of individually sheathed fibres, whether or not assembled with electric conductors or fitted with connectors
8545	Carbon electrodes, carbon brushes, lamp carbons, battery carbons and other articles of graphite or other carbon, with or without metal, of a kind used for electrical purposes
8547	Insulating fittings for electrical machines, appliances or equipment, being fittings wholly of insulating material apart from any minor components of metal (for example, threaded sockets) incorporated during moulding solely for purposes of assembly, other than insulators of heading 8546 ; electrical conduit tubing and joints therefor, of base metal lined with insulating material
8548	Electrical parts of machinery or apparatus, not specified or included elsewhere in chapter 85
	Confidential products under Chapter 85; goods under Chapter 85 transported by post or by parcel post (extra)/reconstituted code for statistical distribution

Machinery-related technology

3

“Software” for the “development”, “production” or “use” of any thing falling within paragraph 2.

4

“Technology” for the “development”, “production” or “use” of any thing falling within paragraphs 2 and 3.

SCHEDULE 2J — Cement, Gold, Gold Jewellery, Rubber and Wood Products

PART 1

Interpretation

1

Paragraph 1 of Schedule 2B applies for the purposes of interpreting Part 2 of this Schedule.

PART 2

Cement, gold, gold jewellery, rubber and wood products

2

“cement” means any thing falling within—

• (a) a commodity code mentioned in column 1 of the following table, and

• (b) the description in column 2 corresponding to that code.

(1)Commodity Code	(2)Description
2523	Cement, incl. cement clinkers, whether or not coloured
6810	Articles of cement, concrete or artificial stone, whether or not reinforced

3

“gold” means any thing falling within—

• (a) a commodity code mentioned in column 1 of the following table, and

• (b) the description in column 2 corresponding to that code.

(1)Commodity Code	(2)Description
7108	Gold (including gold plated with platinum), unwrought or in semi-manufactured forms, or in powder form
71129 10000	Waste and scrap of gold, including metal clad with gold but excluding sweepings containing other precious metals
ex 7118 9000	Gold coin

4

“gold jewellery” means any thing falling within—

• (a) a commodity code mentioned in column 1 of the following table, and

• (b) the description in column 2 corresponding to that code.

(1)Commodity Code	(2)Description
Ex 7113	Articles of jewellery and parts thereof, of gold, containing gold or of metal clad with gold
Ex 7114	Articles of goldsmiths’ or silversmiths’ wares and parts thereof, of gold, containing gold or of metal clad with gold

5

“rubber” means any thing falling within—

• (a) a commodity code mentioned in column 1 of the following table, and

• (b) the description in column 2 corresponding to that code.

(1)Commodity Code	(2)Description
4011	New pneumatic tyres, of rubber

6

“wood” means any thing falling within—

• (a) a commodity code mentioned in column 1 of the following table, and

• (b) the description in column 2 corresponding to that code.

(1)Commodity Code	(2)Description
44	Wood and articles of wood; wood charcoal

PART3A — Director disqualification sanctions

Director disqualification sanctions

16A

A person who is designated under regulation 5 (power to designate persons) for the purposes of this regulation is subject to director disqualification sanctions for the purposes of—

• (a) section 11A of the Company Directors Disqualification Act 1986, and

• (b) Article 15A of the Company Directors Disqualification (Northern Ireland) Order 2002.

Director disqualification licences

32A

The Secretary of State may issue a licence in relation to any person who is designated under regulation 5 for the purposes of regulation 16A (director disqualification sanctions) providing that the prohibitions in—

• (a) section 11A(1) of the Company Directors Disqualification Act 1986, and

• (b) Article 15A(1) of the Company Directors Disqualification (Northern Ireland) Order 2002,

do not apply to anything done under the authority of that licence.

Trade licences

Aircraft licences

Licences: general provisions

Finance: licensing offences

Director disqualification: licensing offences

35A

• (1) A person (“P”) commits an offence if P knowingly or recklessly—

• (a) provides information that is false in a material respect, or

• (b) provides or produces a document that is not what it purports to be,

for the purpose of obtaining a director disqualification licence (whether for P or anyone else).

• (2) A person who purports to act under the authority of a director disqualification licence but who fails to comply with any condition of the licence commits an offence.

• (3) A licence in respect of which an offence under paragraph (1) has been committed is to be treated as void from the time at which it was issued.

Trade: licensing offences

Aircraft: licensing offences

Section 8B(1) to (3) of Immigration Act 1971: directions

Designated persons: reporting obligations

38A

• (1) A designated person who is a United Kingdom person must, by the end of the period specified in paragraph (3) or (4) (as the case may be), inform the Treasury of —

• (a) the nature and value of any funds or economic resources which that person owns, holds or controls in any jurisdiction, and

• (b) the location of those funds or economic resources.

• (2) A designated person who is not a United Kingdom person must, by the end of the period specified in paragraph (3) or (4) (as the case may be), inform the Treasury of —

• (a) the nature and value of any funds or economic resources which that person owns, holds or controls in the United Kingdom, and

• (b) the location of those funds or economic resources.

• (3) Where a person is a designated person immediately before the day on which this regulation comes into force (“the relevant day”), the designated person must give the information in paragraph (1) or (2) (as the case may be) to the Treasury by the end of the period of 10 weeks starting on the relevant day.

• (4) Where a person is not a designated person immediately before the relevant day but becomes a designated person on or after that day, the designated person must give the information in paragraph (1) or (2) (as the case may be) to the Treasury by the end of the period of 10 weeks starting on the day on which the person becomes a designated person.

• (5) Where a designated person has provided information to the Treasury under paragraph (1) or (2), that person must inform the Treasury as soon as practicable of any change to the nature, value or location of the funds or economic resources.

• (6) A person who—

• (a) without reasonable excuse, refuses or fails to comply with the requirement in paragraph (1), (2) or (5) (as the case may be), or

• (b) knowingly or recklessly, gives information under paragraph (1), (2) or (5) (as the case may be) which is false in a material particular,

commits an offence.

• (7) In this regulation, “designated person” has the meaning given in regulation 10 (meaning of “designated person” in Part 3).

“Relevant firm”

Finance: powers to request information

Finance: production of documents

Finance: information offences

Trade: application of information powers in CEMA

General trade licences: records

General trade licences: inspection of records

Internet services: power to request information and produce documents

Internet services: information offences

Disclosure of information

Finance: disclosure to the Treasury

Part 7: supplementary

Treasury: power to impose monetary penalties

56C

• (1) The Treasury may impose a monetary penalty on a person if it is satisfied, on the balance of probabilities, that the person has committed an offence under regulation 38A(6) (designated persons: reporting obligations).

• (2) For the purposes of paragraph (1), any requirement for the person to have acted without reasonable excuse, or with knowledge or recklessness, is to be ignored.

• (3) The amount of the penalty under paragraph (1) is to be such amount as the Treasury may determine but it may not exceed the permitted maximum.

• (4) Where it is possible to estimate the value of the funds or economic resources of which the Treasury has not been informed under regulation 38A(1), (2) or (5) (as the case may be), the permitted maximum is the greater of—

• (a) £1,000,000, and

• (b) 50% of the value of the funds or economic resources of which the Treasury has not been informed.

• (5) In any other case, the permitted maximum is £1,000,000.

• (6) Any monetary penalty payable under this regulation is recoverable by the Treasury as a civil debt.

• (7) Any monetary penalty received by the Treasury by virtue of this regulation must be paid into the Consolidated Fund.

• (8) The Treasury may publish reports at such intervals as it considers appropriate in cases where—

• (a) a monetary penalty has not been imposed under this regulation, but

• (b) the Treasury is satisfied, on the balance of probabilities, that a person has committed an offence under a provision referred to in paragraph (1).

Treasury monetary penalties: procedural rights

56D

• (1) Before imposing a monetary penalty on a person under regulation 56C (Treasury: power to impose monetary penalties), the Treasury must inform the person of its intention to do so.

• (2) The Treasury must also—

• (a) explain the grounds for imposing the penalty,

• (b) specify the amount of the penalty,

• (c) explain that the person is entitled to make representations, and

• (d) specify the period within which any such representations must be made.

• (3) If (having considered any representations), the Treasury decides to impose the penalty, the Treasury must—

• (a) inform the person of its decision,

• (b) explain that the person is entitled to seek a review by a Minister of the Crown, and

• (c) specify the period within which the person must inform the Treasury that the person wishes to seek such a review.

• (4) If the person seeks a review, the Minister may—

• (a) uphold the decision to impose the penalty and its amount,

• (b) uphold the decision to impose the penalty but substitute a different amount, or

• (c) cancel the decision to impose the penalty.

• (5) If on a review under paragraph (4) the Minister decides to uphold the Treasury’s decision to impose the penalty and its amount, or to uphold the Treasury’s decision to impose the penalty but to substitute a different amount, the person may appeal (on any ground) to the Upper Tribunal.

• (6) On an appeal under paragraph (5), the Upper Tribunal may quash the Minister’s decision and if it does so may—

• (a) quash the Treasury’s decision to impose the penalty,

• (b) uphold that decision but substitute a different amount for the amount determined by the Treasury (or, in a case where the Minister substituted a different amount, by the Minister).

• (7) In this regulation, “Minister of the Crown” means the holder of an office in His Majesty’s Government in the United Kingdom.

Any thing that falls within the following commodity codes—

Commodity Code	Description
8525.89	Television cameras, digital cameras and video camera recorders
8532.21	Other fixed capacitors: Tantalum capacitors
8532.24	Other fixed capacitors: Ceramic dielectric, multilayer
8534.00	Printed circuits
8536.69	Coaxial connectors; cylindrical multicontact connectors; rack and panel connectors; printed circuit connectors; ribbon or flat cable connectors; other
8536.90	Electrical apparatus for switching or protecting electrical circuits, or for making connections to or in electrical circuits: Other apparatus
8541.10	Diodes, other than photosensitive or light-emitting diodes
8541.21	Transistors, other than photosensitive, with a dissipation rate of less than 1W
8541.29	Transistors, other than photosensitive, Nesoi
8541.30	Thyristors, diacs and triacs, other than photosensitive devices
8541.49	Photosensitive semiconductor devices: Other
8541.51	Semiconductor-based transducers
8541.59	Semiconductor devices, Nesoi
8541.60	Mounted piezoelectric crystals
8542.31	Electronic integrated circuits: Processors and controllers, whether or not combined with memories, convertors, logic circuits, amplifiers, clock and timing circuits, or other circuits
8542.32	Electronic integrated circuits: Memories
8542.33	Electronic integrated circuits: Amplifiers
8542.39	Electronic integrated circuits: Other
8543.20	Signal generators
9027.50	Other instruments and apparatus using optical radiations (ultraviolet, visible, infrared)
9030.20	Oscilloscopes, spectrum analyzers and other instruments and apparatus for measuring or checking electrical quantities: Oscilloscopes and oscillographs
9030.32	Other instruments and apparatus, for measuring or checking voltage, current, resistance or power: Multimeters, with a recording device
9030.39	Other instruments and apparatus, for measuring or checking voltage, current, resistance or power: Other, with a recording device
9030.82	Oscilloscopes, spectrum analyzers and other instruments and apparatus for measuring or checking electrical quantities: For measuring or checking semiconductor wafers or devices

Any thing falling within—

• (a) a commodity code mentioned in column 1 of the following table, and

• (b) the description in column 2 corresponding to that code.

Commodity Code	Description
9013.80	Other optical devices, appliances and instruments not elsewhere specified
9014.20	Instruments and appliances for aeronautical or space navigation (other than compasses)
9014.80	Other navigational instruments and appliances

Any thing falling within—

• (a) chapter 88,

• (b) a commodity code mentioned in column 1 of the following table, and

• (c) the description in column 2 corresponding to that code.

Commodity Code	Description
2710 19 83	Hydraulic oils
2710 19 99	Other lubricating oils and other oils
ex 6813 20 00	Brake discs and pads
6813 81 00	Brake linings and pads
8411 11	Turbojets of a thrust <= 25 kn
8411 12	Turbojets of a thrust > 25 kn
8411 21	Turbopropellers of a power <= 1 100 kw
8411 22	Turbopropellers of a power > 1 100 kw
8411 91	Parts of turbojets or turbopropellers, n.e.s.
8517 71 00	Aerials and aerial reflectors of all kinds; parts suitable for use therewith
8517 79 00	Other parts
9024 10	Machines and appliances for testing the hardness, strength, compressibility, elasticity or other mechanical properties of materials: Machines and appliances for testing metals
9026	Instruments and apparatus for measuring or checking the flow, level, pressure or other variables of liquids or gases (for example, flow meters, level gauges, manometers, heat meters), excluding instruments and apparatus of heading 9014, 9015, 9028 or 9032

Asset-freeze etc.: exception from prohibitions for required payments

30ZA

• (1) This regulation applies to required payments within the meaning of paragraph (2).

• (2) A required payment is a payment which—

• (a) a designated person is required to make under or by virtue of any enactment to—

• (i) the registrar of companies,

• (ii) the Commissioners,

• (iii) the Welsh Revenue Authority,

• (iv) Revenue Scotland,

• (v) the Financial Conduct Authority,

• (vi) the Secretary of State,

• (vii) the Welsh Ministers,

• (viii) the Department of Finance in Northern Ireland, or

• (ix) a local authority, and

• (b) is not an excluded payment.

• (3) The prohibitions in regulations 11 (asset-freeze in relation to designated persons) and 13 (making funds available for benefit of designated persons) are not contravened by a person making a required payment.

• (4) Where a required payment is made by a person other than a designated person, the prohibition in regulation 11 is not contravened by the designated person making a reimbursement payment to that person.

• (5) The reference in paragraph (3) to a person making a required payment includes a designated person, but only where they are making a required payment on their own behalf.

• (6) The following payments are to be treated as payments which a designated person is required to make under or by virtue of an enactment for the purposes of this regulation, where made by a designated person on their own behalf or by a person, other than a designated person, on behalf of a designated person—

• (a) a payment to the Financial Conduct Authority of a levy imposed by the scheme manager of the Financial Services Compensation Scheme by virtue of section 213 of the Financial Services and Markets Act 2000 (the compensation scheme);

• (b) a payment to the Financial Conduct Authority which is collected by that Authority on behalf of the Financial Reporting Council Limited.

• (7) For the purposes of this regulation, references to a designated person are to be read as including a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person.

• (8) In this regulation—

• “BID levy” means a levy that is imposed on those persons who are, in respect of particular business improvement district proposals, entitled to vote in accordance with section 39(3) of the Planning etc. (Scotland) Act 2006;

• “business improvement district” has the meaning given in section 33 of the Planning etc. (Scotland) Act 2006;

• “designated person” has the same meaning as it has in Part 3 (Finance);

• “enactment” has the meaning given in section 54(6) of the Act;

• “excluded payment” means, in relation to—the registrar of companies, a payment of fees for—the incorporation of a firm;the restoration of a firm to a register which is administered by the registrar;the Financial Conduct Authority, a payment of fees for—an application for permission from, authorisation by, registration with or recognition from the Financial Conduct Authority which relates to the carrying on of any activity falling within any function of the Financial Conduct Authority;an application for a variation of such permission, authorisation, registration or recognition;an application for listing or for eligibility for listing;an application for review or approval of a document relating to listing;an application for approval as a sponsor or primary information provider;an application for review or approval of—a document under rules made by the Financial Conduct Authority by virtue of Part 3 of the Public Offers and Admissions to Trading Regulations 2024;listing particulars under section 79 of the Financial Services and Markets Act 2000 or supplementary listing particulars under section 81 of that Act;the Secretary of State or the Welsh Ministers, a payment that a designated person is required to make under or by virtue of an enactment other than a payment under or by virtue of Part 3 of the Local Government Finance Act 1988;the Department of Finance in Northern Ireland, a payment that a designated person is required to make under or by virtue of an enactment other than a payment under or by virtue of Part 2 of the Rates (Northern Ireland) Order 1977;a local authority, a payment that a designated person is required to make under or by virtue of an enactment other than a payment under or by virtue of—Part 1 of the Local Government (Scotland) Act 1975;Part 3 of the Local Government Finance Act 1988;Parts 1 and 2 of the Local Government Finance Act 1992;Part 4 of the Local Government Act 2003;Part 9 of the Planning etc. (Scotland) Act 2006;the Business Rate Supplements Act 2009;the Business Improvement Districts Act (Northern Ireland) 2013;

• “firm” has the meaning given in section 1173(1) of the Companies Act 2006;

• “listing” means being included in the official list maintained by the Financial Conduct Authority in accordance with Part 6 of the Financial Services and Markets Act 2000;

• “local authority” means—in relation to England—a district council;a county council for any area for which there is no district council;a London borough council;the Common Council of the City of London in its capacity as a local authority;the Council of the Isles of Scilly;in relation to Wales, a county council or a county borough council;in relation to Scotland, a council constituted under section 2 of the Local Government etc. (Scotland) Act 1994 or a person appointed by such a council for the purposes of the administration, collection and recovery of a BID levy;in relation to Northern Ireland, a district council;

• “primary information provider” has the meaning given in section 89P(2) of the Financial Services and Markets Act 2000;

• ...

• ...

• “registrar of companies” has the meaning given in section 1060 of the Companies Act 2006 (the registrar);

• “reimbursement payment” means a repayment from the designated person to the person who made a required payment which is of the same amount as that required payment;

• “scheme manager” has the meaning given in section 212 of the Financial Services and Markets Act 2000;

• “sponsor” has the meaning given in section 88(2) of the Financial Services and Markets Act 2000.

Exception for authorised conduct in a relevant country

Exception for acts done for purposes of national security or prevention of serious crime

Exceptions relating to loans and credit arrangements

Exceptions relating to insurance and reinsurance services

Trade: exceptions relating to mineral products for personal or humanitarian use

Trade: exceptions relating to travellers, diplomatic missions and international organisations

Trade: exceptions relating to consumer communication devices and software updates

Trade: exception for emergencies in certain cases

Trade: exception for certain technical assistance to aircraft and ships

Aircraft: exceptions relating to safety of persons or aircraft

Ships: exceptions relating to port entry in emergencies

Trade: exceptions in relation to banknotes

Trade: exceptions in relation to machinery-related goods and machinery-related technology

Treasury licences

Director disqualification licences

Trade licences

Aircraft licences

Licences: general provisions

Finance: licensing offences

Director disqualification: licensing offences

Trade: licensing offences

Aircraft: licensing offences

Section 8B(1) to (3) of Immigration Act 1971: directions

Finance: reporting obligations for required payments

38ZA

• (1) A designated person must inform the Treasury without delay if they make a required payment.

• (2) A person who makes a required payment on behalf of a designated person must inform the Treasury without delay that they have made the required payment.

• (3) A person must inform the Treasury without delay if they receive a reimbursement payment.

• (4) For the purposes of this regulation, references to a designated person are to be read as including a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person.

• (5) In this regulation—

• “designated person” has the meaning given in regulation 30ZA(8) (finance: exception from prohibitions for required payments);

• “reimbursement payment” has the meaning given in regulation 30ZA(8);

• “required payment” has the meaning given in regulation 30ZA(2).

Designated persons: reporting obligations

“Relevant firm”

Finance: powers to request information

Finance: production of documents

Finance: information offences

Trade: application of information powers in CEMA

General trade licences: records

General trade licences: inspection of records

Internet services: power to request information and produce documents

Internet services: information offences

Disclosure of information

Finance: disclosure to the Treasury

Part 7: supplementary

Judicial decisions etc.

Insolvency

10C

• (1) To enable anything to be done in connection with—

• (a) any insolvency and restructuring proceedings relating to an insolvent person,

• (b) any other relevant proceedings relating to a person other than an individual, or

• (c) proceedings under the insolvency law of a country other than the United Kingdom that correspond to the proceedings in paragraph (a) or (b),

provided that any payments made directly or indirectly to a designated person are credited to a frozen account.

• (2) In this paragraph—

• “enactment” has the meaning given in section 54(6) of the Act;

• “insolvency and restructuring proceedings” includes—the regimes and proceedings set out in Parts A1 to 6 of the Insolvency Act 1986, Parts 1A to 7 of the Insolvency (Northern Ireland) Order 1989 and so much of Part 1 of that Order as applies for the purposes of those Parts, but excluding—proceedings under Chapter 3 of Part 4 (members’ voluntary winding up) of the Insolvency Act 1986, andproceedings under Chapter 3 of Part 5 (members’ voluntary winding up) of the Insolvency (Northern Ireland) Order 1989;arrangements and reconstructions under Part 26 of the Companies Act 2006;arrangements and reconstructions for companies in financial difficulty under Part 26A of the Companies Act 2006;the proceedings and arrangements set out in the Bankruptcy (Scotland) Act 2016;

• “insolvent person” means a person (“P”), other than an individual, where—P is unable to pay its debts as they fall due, orthe value of P’s assets is less than the amount of its liabilities, taking into account its contingent and prospective liabilities;

• “other relevant proceedings” means—the regimes and proceedings set out in—sections 367 and 377A to 377J of, or Schedule 19C to, the Financial Services and Markets Act 2000;the Insurers (Reorganisation and Winding Up) (Lloyd’s) Regulations 2005;Parts 1 to 3 of the Banking Act 2009 (including Parts 2 and 3 as applied to building societies by section 90C of the Building Societies Act 1986);the Investment Bank Special Administration Regulations 2011;Part 6 of the Financial Services (Banking Reform) Act 2013;the Payment and Electronic Money Institution Insolvency Regulations 2021;Schedule 11 to the Financial Services and Markets Act 2023;proceedings under any other special administration regime;

• “special administration regime” means provision made by an enactment for an insolvency procedure that—is similar or corresponds to the ordinary administration procedure provided for by Schedule B1 to the Insolvency Act 1986 or Schedule B1 to the Insolvency (Northern Ireland) Order 1989, andprovides for the administrator to have one or more special objectives instead of or in addition to the objectives of ordinary administration.

Insolvency

14C

• (1) To enable anything to be done in connection with—

• (a) any insolvency and restructuring proceedings relating to an insolvent person,

• (b) any other relevant proceedings relating to a person other than an individual, or

• (c) proceedings under the insolvency law of a country other than the United Kingdom that correspond to the proceedings in paragraph (a) or (b),

provided that any payments made directly or indirectly to a designated person are credited to a frozen account.

• (2) Expressions used in this paragraph have the same meaning as they have in paragraph 10C of this Schedule.

Insolvency

25

• (1) To enable anything to be done in connection with—

• (a) any insolvency and restructuring proceedings relating to an insolvent person,

• (b) any other relevant proceedings relating to a person other than an individual, or

• (c) proceedings under the insolvency law of a country other than the United Kingdom that correspond to the proceedings in paragraph (a) or (b),

provided that any payments made directly or indirectly to a designated person are credited to a frozen account.

• (2) Expressions used in this paragraph have the same meaning as they have in paragraph 10C of this Schedule.